2020-04-01T14:13:56-07:00 2019-05-31 Tapia & Huckabay PC PO Box 38 Vergennes VT 05491 990 2018-06-01 061669185 Norwich University Applied Research Institutes Ltd NORW 8024852819 PO Box 30 Northfield VT 056630030 Philip T Susmann President 8024852819 2020-04-01 true William S Huckabay CPA P00154308 8028707086 50.252.240.121 2020-04-01 14:13:44 PD P F5EAD35F26E8E7C6943A0EFFCB5EA88474B008A5 F5EAD35F26E8E7C6943A0EFFCB5EA88474B008A5 2018 2020-09-23 17:36:50Z NUARI Philip Susmann PO Box 30 Northfield VT 05663 2163869 false X www.NUARI.org X 2002 VT To serve the national public interest through the study of critical issues, to provide rapid research and development of needed technology, to enhance national response capability through educational and training programs serving as a national education center for counter-terrorism and cybercrime. 13 11 13 11 0 0 1245486 1402159 677412 760350 1697 1241 174 119 1924769 2163869 0 0 0 0 1343473 1148364 0 0 0 963256 1105012 2306729 2253376 -381960 -89507 626886 787841 224708 475170 402178 312671 To serve the national public interest through the study of critical national issues; to provide rapid research, development and deployment of needed technology solutions; to address related critical policy, information management and technology issues to enhance national response capability; to develop related educational and training programs; and to serve as a national education center for counter-terrorism and cybercrime. false false 356867 0 230886 TRAINING, EXERCISE AND SIMULATION ACTIVITIES Cyber Exercise Support Exercises - scenarios and exercises using the DECIDE FS Tool to demonstrate effectiveness and need for cyber incident response plans in the financial sector, and Cyber Intrusion Planning and Detection for the State of Vermont. 397110 0 0 COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES Development of web-based incident response training for states and communities which will enhance their response capabilities and preparedness in the event of a cyber attack, national emergency or other disaster. 947050 0 529464 OTHER PROGRAM SERVICES Provided SME support and program management for visual augmentation systems and other related defense technology programs; developed educational innovation through SME support and program management, and provided other specialized technical services. 1701027 true true false false false false false false false false true false false false true true true true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 6 0 13 true false false false false false false false false false false false false X 13 11 false false false false false true true true true false false true true true true true true true true false X Marsha J Hopkins 8024852819 63 Crescent Ave 2nd Floor Northfield VT 05663 Robert B Mack Chair 1.00 X X 0 0 0 Richard W Schneider Vice Chair 1.00 X X 0 468160 74622 Andrew Bannon Director 0.50 X 0 0 0 William Goodman Director 0.50 X 0 0 0 Gen Alfred M Gray Director 0.50 X 0 0 0 Frederick M Haynes Director 0.50 X 0 0 0 Joel Kobert Director 0.50 X 0 0 0 Thomas Leavitt Director 0.50 X 0 0 0 E Tarry Polidor Director 0.50 X 0 0 0 Robert Lindefjeld Director 0.50 X 0 0 0 Mark D Young Director 0.50 X 0 0 0 William Lasky Director 0.50 X 0 0 0 Philip T Susmann President 40.00 X X 184607 0 36815 Andrew Zybas Vice President 40.00 X 99390 0 0 Marsha Hopkins Treasurer 40.00 X 85777 0 27036 Michelle Leslie Secretary 6.00 X 4800 0 0 Michael Schulz Head Programmer 40.00 X 126313 0 15510 Daniel Leavitt Lead Programmer 40.00 X 103672 0 32274 604559 468160 186257 3 false true false Univ of Texas at San Antonio 1 UTSA Circle San Antonio TX 78249 Subcontractor 138750 1 0 0 0 0 709532 692627 0 1402159 Cyber exercise/scenario dev. 541700 230886 0 0 Other scientific/tech services 541900 529464 0 0 760350 1241 0 1241 0 Miscellaneous income 900099 119 119 0 0 119 2163869 760469 0 1241 0 0 0 0 0 0 0 0 440709 240942 199767 0 0 0 0 0 549224 438773 110451 0 28478 19553 8925 0 53861 36981 16880 0 76092 52245 23847 0 125 0 125 0 31880 0 31880 0 0 0 0 0 0 0 0 0 0 0 629886 628156 1730 0 0 0 0 0 70713 32977 37736 0 38172 28559 9613 0 0 0 0 0 44220 32475 11745 0 120993 83165 37828 0 0 0 0 0 4661 2944 1717 0 1397 0 1397 0 0 0 0 0 0 0 0 0 40320 0 40320 0 Materials 105414 104251 1163 0 Patent costs 9640 0 9640 0 Other expenses 7591 6 7585 0 2253376 1701027 552349 0 -639228 -773149 946955 948196 277419 558593 24251 37348 109582 109582 0 0 17489 16853 626886 787841 158130 220507 64175 211610 2403 43053 224708 475170 X 402178 312671 0 0 0 0 402178 312671 626886 787841 -89507 X false true X true true true X 0 0 3094981 3102325 2842422 1245486 1402159 11687373 471249 696289 320343 677412 760350 2925643 0 0 3566230 3798614 3162765 1922898 2162509 14613016 0 362847 582173 183543 560736 652154 2341453 362847 582173 183543 560736 652154 2341453 12271563 2194 2484 2223 1697 1241 9839 2194 2484 2223 1697 1241 9839 0 2803 2 174 119 3098 14625953 0.83900 0.85910 0.00070 0.00060 X Pt III Ln 12 Other Income Part III, Line 12 Description: Flexible Spending Account Forfeitures 2014: 0. 2015: 1723. 2016: 2. 2017: 174. 2018: 0. Description: Miscellaneous Income 2014: 0. 2015: 1080. 2016: 0. 2017: 0. 2018: 119. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 109582 109582 0 0 0 0 0 0 0 0 0 0 Due to Affiliate 43053 43053 X 2163869 2163869 2163869 2253376 2253376 2253376 Pt X, Line 2 "NUARI is a not-for-profit corporation as described in Section 501(c)(3) of the U.S. Internal Revenue Code and is generally exempt from federal and state income tax under Section 509(a)(2) of the Code. NUARI believes it has taken no significant uncertain tax positions." X X true true X X X X false true false false false false false false false Richard W Schneider 0 414568 0 0 0 53592 0 46171 0 28451 0 542782 0 0 Philip T Susmann 188833 0 0 0 -4226 0 11330 0 25485 0 221422 0 0 0 Pt I Line 1b The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel. Pt I Line 1b The Vice Chair is required by Norwich University, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the Vice Chair's housing in the amount of $28,243 is included in Form 990, Schedule J, Part (D) for NUARI as part of his nontaxable benefits. Pt I Line 4b Vice Chair Richard Schneider accrued a supplemental nonqualified retirement plan benefit (Section 457(f)) of $61,481 during the year. The deferred compensation is accrued annually and provides that for each year's worth of service, the covered individual will receive a month's worth of salary to be distributed on a monthly basis upon separation from service. Pt VI, Line 7a Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees. Pt VI, Line 7b Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization. Pt VI, Line 11b The Audit Committee is charged with the responsibility for reviewing and approving the annual Tax Return prior to its submission. Pt VI, Line 12c All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. In the event the Secretary perceives a potential conflict of interest, the matter is referred to the Board for further review and a determination as to how to proceed. Any further procedures are then documented in the Board minutes. Pt VI, Line 15a The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals. Pt VI, Line 15b Same as above. Pt VI, Line 19 The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request. Norwich University 158 Harmon Drive Northfield VT 05663 030179424 Higher Education VT 501(c)(3) 2 NA false false false false false false false false false false false false true true false false true false false false Norwich University (NU) NUARI provided program services to NU l 408846 Standard Rates Norwich University (NU) NU provided program services to NUARI m 57151 Standard Rates Norwich University (NU) NUARI purchases e-mail telephone and internet servi p 30580 Cost