2020-02-06T18:31:32-06:00 2019-09-30 271155496 ROBERT LEE & ASSOCIATES LLP 999 W TAYLOR STREET SAN JOSE CA 95126 990PF 2018-10-01 941584547 THE VALLEY FOUNDATION VALL 4088556770 999 W TAYLOR ST SUITE A SAN JOSE CA 95126 ROBERT LEE SECRETARY 4088556770 2020-02-06 1 SCOTT R SMEAD P01208759 4088556770 64.62.180.2 2020-02-06 15:17:32 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 FD2D8D7C97317CA769409C76C295A9F44AD1DDCC 2018 2020-11-19 02:30:22Z X 65710326 X X 6103 6103 1924838 1924838 2563690 2611417 2563690 -808859 0 3685772 4494631 44000 0 0 53000 17667 17667 233567 233567 0 20000 0 0 6144 2137 2138 356711 253371 19805 2505500 2505500 2862211 253371 2525305 823561 4241260 118660 173866 173866 14663 23796 14663 14663 250000 0 0 250000 250000 47698 23217 23217 61173661 60008991 60008991 3636099 5239589 5239589 64999914 65710326 65710326 17800 0 72000 17800 72000 X 64982114 65638326 64982114 65638326 64999914 65710326 64982114 823561 0 65805675 167349 65638326 CAPITAL DYNAMICS REAL ESTATE P 65771 65771 65771 ENDOWMENT VENTURE PARTNERS V, L.P. P 4305 4305 4305 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP P 47727 -47727 -47727 REDWOOD KAIROS REAL ESTATE VALUE FUND III, LLC P 1217063 1217063 1217063 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LP P 186764 186764 186764 MONTAUK TRIGUARD FUND VII LP P 78736 78736 78736 PUBLICLY TRADED SECURITIES P 1058778 1058778 1058778 2563690 0 2083187 65500369 0.031804 2288117 62237465 0.036764 3646768 59213121 0.061587 778671 64044263 0.012158 23194 63138039 0.000367 0.142680 0.028536 63915396 1823890 42413 1866303 2525305 X 42413 0 42413 0 42413 43217 0 0 43217 0 804 804 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 WWW.VALLEY.ORG THE FOUNDATION 4083584545 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILLIP R BOYCE 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 CHAIRMAN 4.00 12000 0 0 DR RICHARD SIEVE 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 VICE CHAIRMAN AND TREASURER 4.00 16000 0 0 ROBERT A LEE 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 SECRETARY 4.00 16000 0 0 NONE 0 VAUGHAN NELSON 24 CORPORATE PLAZA STE 150 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 71155 BEACON POINTE 24 CORPORATE PLAZA STE 150 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 65238 0 0 59440530 257391 5190806 64888727 0 0 64888727 973331 63915396 3195770 3195770 42413 42413 3153357 0 3153357 0 3153357 2525305 0 2525305 42413 2482892 3153357 2469308 0 0 2525305 2469308 0 0 55997 0 0 0 0 0 0 0 0 3097360 0 0 0 X AMERICAN CANCER SOCIETY 747 CAMDEN AVE ST B CAMPBELL CA 95008 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 100000 BLIND BABIES FOUNDATION 1814 FRANKLIN ST SUITE 300 OAKLAND CA 94612 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 15000 CITYTEAM 2306 ZANKER ROAD SAN JOSE CA 95131 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 25000 COASTAL KIDS HOME CARE 1172 S MAIN STREET 125 SALINAS CA 93901 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 15000 GEORGE MARK CHILDRENS HOME 2121 GEORGE MARK LANE SAN LEANDRO CA 945781017 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 100000 GIRL SCOUTS OF NORTHERN CALIFORNIA 1650 HARBOR BAY PARKWAY SUITE 100 ALAMEDA CA 94502 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 10000 INSTITUTE FOR STUDY OF WESTERN CIVILIZ 10060 BUBB ROAD CUPERTINO CA 95014 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 250000 JUNIOR ACHIEVEMENT OF NORTHERN CALIFORNIA 3003 OAK RD SUITE 109 WALNUT CREEK CA 94597 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 25000 LOAVES & FISHES FAMILY KITCHEN 1534 BERGER DRIVE SAN JOSE CA 95112 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 25000 NEPHCURE KIDNEY INTERNATIONAL 1743 SWEETBRIAR DR SAN JOSE CA 95125 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 25000 NEXT DOOR SOLUTIONS 234 EAST GISH RD SUITE 200 SAN JOSE CA 95112 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 50000 NO TIME TO WASTE 2237 CHERYL WAY SAN JOSE CA 95125 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 2500 OPPORTUNITY NOW SV PO BOX 112321 CAMPBELL CA 95008 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 50000 PAT DANDO LEGACY FUND 1122 WILLOW STREET SUITE 200 SAN JOSE CA 95125 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 25000 PROJECT HIRED 1401 PARKMOOR AVENUE SUITE 125 SAN JOSE CA 95126 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 15000 READING PARTNERS SILICON VALLEY 600B VALLEY WAY MILPITAS CA 95035 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 30000 RECOVERY CAFE SAN JOSE 80 SOUTH FIFTH STREET SAN JOSE CA 95112 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 25000 RED-WHITE & BLUE CHARITY 1115 E SANTA CLARA STREET SAN JOSE CA 95116 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 3000 ROTACARE BAY AREA INC 514 VALLEY WAY MILPITAS CA 95035 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 50000 SAINT ANDREW'S EPISCOPAL CHURCH 13601 SARATOGA AVENUE SARATOGA CA 95070 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 10000 SARATOGA HISTORICAL FOUNDATION 20450 SARATOGA LOS GATOS ROAD SARATOGA CA 95070 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 500000 SILICON VALLEY COMMUNITY FOUNDATION 2440 WEST EL CAMINO REAL SUITE 300 MOUNTAIN VIEW CA 940401498 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 150000 SILICON VALLEY MONTEREY BAY COUNCIL BSA 970 W JULIAN ST SAN JOSE CA 95126 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 975000 THE AUDACITY PERFORMING ARTS PROJECT 979 BUCKNAM AVE CAMPBELL CA 95008 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 10000 UNIVERSITY CORPORATION AT MONTEREY BAY 100 CAMPUS CENTER - AVC BLD 97 SEASIDE CA 93933 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 20000 2505500 0 14 6103 14 1924838 900099 2563690 ENDOWMENT VENTURE PARTNERS 900099 138 REDWOOD KAIROS REAL ESTATE VALUE FUND III, LLC 900099 -102228 CAPITAL DYNAMICS 900099 -14109 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LP 900099 -107545 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP 900099 -9087 MONTAUK TRIGUARD FUND VII LP 900099 -59594 KIMPACT EVERGREEN REAL ESTATE INVESTMENT FUND LP 900099 -319068 REDWOOD- KAIROS REAL ESTATE VALUE FUND VI, LP 900099 -196356 INDUSTRY VENTURES PARTNERSHIP HOLDINGS V, L.P. 900099 -1010 1754831 1930941 0 3685772 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 53000 17667 17667 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53.4942 (A)-3 (D) (2), THE VALLEY FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AND THE AMOUNT NEEDED TO SATISFY THE CURRENT YEAR DISTRIBUTION REQUIREMENTS AS BEING MADE OUT OF CORPUS. CORPORATE STOCK 60008991 60008991 PARTNERSHIPS FMV 5239589 5239589 UNREALIZED LOSSES ON INVESTMENTS 167349 MEETING EXPENSES 592 0 0 WEBSITE/SOFTWARE 4275 2137 2138 MISCELLANEOUS 376 0 0 INSURANCE 901 0 0 ENDOWMENT VENTURE PARTNERS 138 138 REDWOOD KAIROS REAL ESTATE VALUE FUND III, LLC -102228 -102228 CAPITAL DYNAMICS -14109 -14109 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LP -107545 -107545 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP -9087 -9087 MONTAUK TRIGUARD FUND VII LP -59594 -59594 KIMPACT EVERGREEN REAL ESTATE INVESTMENT FUND LP -319068 -319068 REDWOOD- KAIROS REAL ESTATE VALUE FUND VI, LP -196356 -196356 INDUSTRY VENTURES PARTNERSHIP HOLDINGS V, L.P. -1010 -1010 DEFERRED EXCISE TAX LIABILITY 0 72000 MANAGEMENT FEES - ST. JAMES 22399 22399 0 MANAGEMENT FEES - SARATOGA RESEARCH 20978 20978 0 MANAGEMENT FEES - VAUGHAN NELSON 71155 71155 0 MANAGEMENT FEES - FIDUCIARY MANAGEMENT 28102 28102 0 MANAGEMENT FEES - BEACON POINTE 65238 65238 0 MANAGEMENT FEES - SARATOGA RIM 25695 25695 0 EXCISE TAX EXPENSE 20000 0 0