2020-11-16T17:41:11-06:00 2019-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2019-01-01 680359707 ONE MIND INSTITUTE ONEM 7079634038 PO BOX 680 RUTHERFORD CA 94573 GAREN STAGLIN CHAIRMAN 7079634038 2020-11-12 1 LESLIE VAN P01294411 4159561500 2020-11-12 73.59.64.75 2020-11-12 18:04:57 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 C6DE56114614F097EFEFA27A1F452A96C82E7D93 2019 2021-01-29 14:40:06Z ONE MIND GAREN STAGLIN PO BOX 680 RUTHERFORD CA 94573 9731179 0 X WWW.ONEMIND.ORG X 1996 CA WITH A VISION OF HEALTHY BRAINS FOR ALL, ONE MIND'S MISSION IS TO RADICALLY ACCELERATE CURES FOR BRAIN ILLNESSES AND INJURIES BY FUNDING AND FOSTERING SCIENTIFIC COLLABORATIONS AND INITIATIVES. 13 13 0 13 0 0 5524914 8547887 0 0 1610 1250 -479215 406765 5047309 8955902 3799865 6847292 0 0 294564 439970 0 0 311052 859320 1540785 4953749 8828047 93560 127855 3228933 4779495 757607 2180314 2471326 2599181 X WITH A VISION OF HEALTHY BRAINS FOR ALL, ONE MIND'S MISSION IS TO RADICALLY ACCELERATE CURES FOR BRAIN ILLNESSES AND INJURIES BY FUNDING AND FOSTERING SCIENTIFIC COLLABORATIONS AND INITIATIVES. 0 0 2000000 2000000 THROUGH THE MEDICAL FOUNDATION OF NORTH CAROLINA, ONE MIND SUPPORTS THE AURORA PROGRAM. THE AURORA STUDY IS A MAJOR NATIONAL RESEARCH INITIATIVE TO IMPROVE THE UNDERSTANDING, PREVENTION, AND RECOVERY OF INDIVIDUALS WHO HAVE EXPERIENCED A TRAUMATIC EVENT. POST-TRAUMATIC STRESS, DEPRESSION, PAIN AND SYMPTOMS OF TRAUMATIC BRAIN INJURY ARE EPIDEMIC AMONG VETERANS AS WELL AS THE MILLIONS OF PEOPLE WHO EXPERIENCE TRAUMATIC EVENTS, SUCH AS MOTOR VEHICLE COLLISIONS, NATURAL DISASTERS, SEXUAL ASSAULT, AND THE UNEXPECTED DEATH OF A LOVED ONE. IN RECENT YEARS, THE VOLUME AND RATES OF PTS DIAGNOSIS HAVE DRAMATICALLY RISEN. THE GOALS OF THE AURORA STUDY ARE: TO DELIVER TOOLS FOR CLINICIANS TO MAKE INFORMED DECISIONS ABOUT PATIENTS' RISK AND CARE AFTER A TRAUMATIC EXPERIENCE. TO IDENTIFY NEW INTERVENTION TARGETS WHICH WILL GIVE RISE TO MECHANISM-INFORMED TREATMENTS BASED ON INDIVIDUAL NEEDS. 1350000 1350000 THROUGH BUCKELEW PROGRAMS, ONE MIND SUPPORTS THE ASPIRE (ACCELERATING SERIOUS PSYCHIATRIC ILLNESS RECOVERY) INITIATIVE, WHICH HELPS YOUTH WITH SERIOUS PSYCHIATRIC ILLNESS. TO ENHANCE ACCESS TO GOLD-STANDARD CARE FOR YOUTH WITH EARLY SPI AND TO PILOT TREATMENT INNOVATIONS, ONE MIND PARTNERED WITH LOCAL PHILANTHROPISTS AND FUNDING ORGANIZATIONS TO EXPAND TARGETED COORDINATED SPECIALTY CARE EFFORTS. THE INITIAL EFFORT IN THIS EXPANSION IS THE CREATION AND LAUNCH OF THE ELIZABETH MORGAN BROWN CENTER, A ONE MIND ASPIRE CLINIC IN SONOMA COUNTY, CA. THIS CSC PROGRAM SERVES AS A MODEL FOR OTHER EARLY INTERVENTION COORDINATED SPECIALTY CARE PROGRAMS IN CALIFORNIA AND THE NATION TO SUPPORT THE ASPIRE INITIATIVE'S GOALS. 1250000 1250000 RISING STAR AWARDS: GIVEN THE CHALLENGES OF UNDERSTANDING AND FINDING THERAPIES FOR BRIAN ILLNESSES AND INJURIES, THE ONE MIND RISING STAR AWARDS ENCOURAGE THE COMMUNITY OF RESEARCHERS TO INNOVATE IN THEIR BASIC AND TRANSLATIONAL SCIENCE TO BENEFIT PATIENTS, WHILE SUPPORTING THE RESEARCH OF EMERGING LEADERS IN THE FIELD. IN 2018, ONE MIND GRANTED THREE MAJOR AWARDS FOR RESEARCH RELATED TO PSYCHIATRIC ILLNESS. CHOSEN BY ONE MIND'S SCIENTIFIC ADVISORY BOARD, EACH RISING STAR RECIPIENT RECEIVES UP TP $250,000 TO FUND RESEARCH FOR THEIR STUDIES. 3542408 2247292 ALL OTHER PROGRAMS SUPPORTED BY ONE MIND INCLUDE: TRACK-TBI, UCLA BRAIN AND BEHAVIORAL HEALTH, UCSF FOUNDATION ASSISTANT PROFESSORS OF PSYCHIATRY, UC DAVIS FOR THE LEARNING HEALTHCARE NETWORK, THE BROAD INSTITUTE FOR ALZHEIMER'S AND SCHIZOPHRENIA STUDY, THE NAPLS LONGITUDINAL STUDY, THE HEALTHY BRAINS GLOBAL INITIATIVE, ONE MIND FOR RESEARCH, ONE MIND CATALYST SUPPORT, THE ONE MIND AT WORK INITIATIVE, PSYBERGUIDE, AND STRONG365. 3542408 2247292 8142408 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 35 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 13 13 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X CINDY DYAR 7079634038 PO BOX 680 RUTHERFORD CA 94573 GAREN STAGLIN DIRECTOR AND PRESIDENT 15.00 20.00 X X 0 0 0 VINCE RINALDI CHAIRMAN 4.00 5.00 X X 0 0 0 GWILL YORK DIRECTOR, VP AND SECRETARY 2.00 5.00 X X 0 0 0 CARYL ATHANASIU DIRECTOR 2.00 5.00 X 0 0 0 GARY BRIDGE DIRECTOR 2.00 5.00 X 0 0 0 NANCY DEARMAN DIRECTOR 2.00 5.00 X 0 0 0 RUSSELL DEYO DIRECTOR 20.00 1.00 X 0 0 0 PAUL GALLAGHER DIRECTOR 2.00 5.00 X 0 0 0 GARY GOTTLIEB MD DIRECTOR 2.00 5.00 X 0 0 0 PATRICK KENNEDY DIRECTOR 2.00 5.00 X 0 0 0 MARLYS PALUMBO DIRECTOR 2.00 5.00 X 0 0 0 ROBINA RICCITIELLO DIRECTOR 2.00 2.00 X 0 0 0 SHARI STAGLIN DIRECTOR 15.00 1.00 X 0 0 0 BRANDON STAGLIN PRESIDENT 20.00 20.00 X 172883 0 14695 CINDY DYAR FINANCIAL OFFICER 20.00 20.00 X 0 160952 15818 172883 160952 30513 1 0 1 0 0 1724769 300000 6523118 109742 8547887 1250 1250 1182042 1724769 775277 406765 406765 8955902 0 0 408015 6577292 6577292 20000 20000 250000 250000 172882 33394 43514 95974 231579 44732 58288 128559 23009 23009 12500 2415 3146 6939 50000 50000 21373 21373 51598 51598 306579 277055 29524 11146 11146 46509 46509 59614 36911 3265 19438 15888 15888 74668 15966 29351 29351 844523 814999 29524 19598 19598 PUBLIC RELATIONS 39289 19644 19645 8828047 8142408 374587 311052 655632 2779568 870791 161793 1652619 1533148 13102 0 200 0 36589 304986 3228933 4779495 12508 119054 745099 2061260 757607 2180314 X -99934 876940 2571260 1722241 2471326 2599181 3228933 4779495 127855 0 X 0 1 X 1 0 X 3219361 3046081 3570442 5524914 8547887 23908685 3219361 3046081 3570442 5524914 8547887 23908685 3470975 20437710 24 255 116 1610 1250 3255 23911940 0.85470 0.81740 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 0 0 0 PART II-B, LINE 1: ADVOCATING FOR BRAIN HEALTH RESEARCH FUNDING. 0 DEPOSITS 304986 304986 X PART X, LINE 2: OMI AND OMFR ARE CONSIDERED PUBLIC CHARITIES AND ARE EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. OMI AND OMFR ARE ALSO EXEMPT FROM STATE INCOME TAX UNDER STATE OF CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701D, WHEREBY ONLY UNRELATED BUSINESS INCOME IS SUBJECT TO FEDERAL AND STATE INCOME TAX. MANAGEMENT BELIEVES THAT ALL OF OMI'S AND OMFR'S INCOME IS RELATED TO THEIR EXEMPT PURPOSE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. OMI AND OMFR HAVE NO UNRECOGNIZED TAX BENEFITS OR UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING 250000 0 0 0 0 0 0 250000 0 250000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM RISING START AWARD RESEARCH GRANT 250000 1 0 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND REVIEWED BY THE ORGANIZATION'S SCIENCE & TECHNOLOGY DIRECTOR AS WELL AS BY THE ORGANIZATION'S SCIENTIFIC ADVISORY BOARD FOR PROGRAM MERIT. THE ORGANIZATION'S FINANCE DIRECTOR REVIEWS THE PROGRAM BUDGET. PART III ACCOUNTING METHOD: MUSIC FESTIVAL 2906811 1724769 1182042 46019 205500 523758 2906811 1724769 1182042 46019 205500 523758 775277 406765 1 THE MEDICAL FOUNDATION OF NORTH CAROLINA INC 123 WEST FRANKLIN STREET SUITE 510 CHAPEL HILL NC 27516 566057494 501(C)(3) 2000000 GRANT SUPPORT FOR THE AURORA PROGRAM BUCKELEW PORGRAM 1401 LOS GAMOS DR SUITE 24 SAN RAFAEL CA 94903 237088977 501(C)(3) 1350000 GENERAL SUPPORT THE BROAD INSTITUTE INC 415 MAIN STREET CAMBRIDGE MA 02142 263428781 501(C)(3) 471264 GENERAL SUPPORT REGENTS OF UC DAVIS ONE SHIELDS AVE DAVIS CA 95616 946036494 501(C)(3) 300000 LEARNING HEALTH CARE NETWORK GRANT ONE MIND FOR RESEARCH INC PO BOX 680 RUTHERFORD CA 94573 800777581 501(C)(3) 587000 GENERAL SUPPORT UNIVERSITY OF CALIFORNIA BERKELEY 2195 HEARST AVE 120 BERKELEY CA 94720 943067788 501(C)(3) 250000 GENERAL SUPPORT JOHNS HOPKINS UNIVERSITY JOHNS HOPKINS AT KESWICK 3910 KESWICK ROAD 5TH FL BALTIMORE MD 21211 520595110 501(C)(3) 250000 GENERAL SUPPORT ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE LEVY PLACE NEW YORK NY 10029 136171197 501(C)(3) 250000 GENERAL SUPPORT BOSTON UNIVERSITY GRANTS RECEIVABLE - PO BOX 28763 NEW YORK NY 10087 042103547 501(C)(3) 250000 GENERAL SUPPORT YALE UNIVERSITY PO BOX 208205 2 HILLHOUSE AVE NEW HAVEN CT 06520 060646973 501(C)(3) 200000 GENERAL SUPPORT UCLA FOUNDATION 10920 WILSHIRE BLVD SUITE 1400 LOS ANGELES CA 90024 956006143 501(C)(3) 200000 GENERAL SUPPORT FOR THE CENTER FOR BRAIN AND BEHAVIORAL HEALTH, CCN UCSF FOUNDATION LOCKBOX 45339 SAN FRANCISCO CA 94145 946036493 501(C)(3) 100000 TO SUPPOR THE FUNDING OF ASSISTANT PROFESSORS IN THE PSYCHIATRY DEPARTMENT ALTO NEUROSCIENCE INC 153 SECOND STREET STE 107 LOS ALTOS CA 94022 834210124 C CORPORATION 100000 GENERAL SUPPORT 12 1 SCIENTIFIC ADVISORY BOARD MEMBER HONORARIUMS 7 20000 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND EVALUATED ANNUALLY FROM ALL GRANTEES. THE ONE MIND SCIENTIFIC ADVISORY BOARD CHAIRMAN REVIEWS ALL PROGRESS REPORTS ALONG WITH THE ONE MIND PRESIDENT AND ADVISES THE ONE MIND BOARD OF DIRECTORS AND LEADERSHIP TEAM ACCORDINGLY. X X X X X 0 0 0 0 0 0 0 0 0 BRANDON STAGLIN PRESIDENT 167400 0 0 0 5483 0 5186 0 9509 0 187578 0 0 0 CINDY DYAR FINANCIAL OFFICER 0 160952 0 0 0 0 0 7071 0 8747 0 176770 0 0 X WINE AND EVENT EXPENSES 1 109742 COST 0 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTORS FORM 990, PART VI, SECTION A, LINE 2 GAREN STAGLIN, SHARI STAGLIN AND BRANDON STAGLIN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE OPERATIONS DIRECTOR AND REVIEWED BY THE PRESIDENT. AFTER IT HAS BEEN PREPARED BY THE ACCOUNTING FIRM IT IS REVIEWED BY THE CHAIRMAN. FORM 990 IS AVAILABLE TO ANY DIRECTORS UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS ANNUALLY REVIEWED BY THE DIRECTORS, AND DIRECTORS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST. IF A PERSON HAS A CONFLICT WITH RESPECT TO A TRANSACTION, THEY ARE NOT ALLOWED TO VOTE ON THAT ITEM. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY, THE CHAIRMAN CONDUCTS A PERSONNEL REVIEW OF THE TOP MANAGEMENT EMPLOYEES. THE CHAIRMAN SHARES THE REVIEW DRAFT WITH THE AUDIT COMMITTEE CHAIRMAN AND OTHER BOARD DIRECTORS FOR INPUT AND CONCURRENCE ON ANY BONUS OR SALARY INCREASE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY & FINANCIAL INFORMATION FOR PUBLIC INSPECTION UPON REQUEST. ONE MIND FOR RESEARCH INC 120 LAKESIDE AVE STE 200 SEATTLE WA 98122 800777581 MENTAL ILLNESS RESEARCH DE 501(C)(3) LINE 12A, I ONE MIND INSTITUTE 1 0 1 1 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 0 ONE MIND FOR RESEARCH INC B 587000 FMV ONE MIND FOR RESEARCH INC C 300000 FMV