2020-11-17T15:22:45-08:00 2019-12-31 410746749 CLIFTONLARSONALLEN LLP 2875 MICHELLE STE 300 IRVINE CA 926061020 990PF 2019-01-01 473812344 Jeffrey Carlton Charitable Foundation JEFF 7144882656 9512 Dodson Way Villa Park CA 92861 MICHAEL BUXTON Trustee 2020-11-17 true Craig W Spraker CPA P00011246 7149781300 2019 2021-04-22 16:20:28Z X 281746987 X 27084 6608689 7124280 319198 20869795 763017 4622 -156685 6959593 7730612 270977 135489 135489 2924 1462 1462 106748 53374 53374 515591 53572 1580 1580 435801 705916 191905 15600000 15600000 16035801 705916 15791905 -9076208 7024696 11918740 7708127 7708127 32232 71084 71084 239615084 273967776 273967776 251566056 281746987 281746987 65847 69399 65847 69399 X 251500209 251500209 281677588 251566056 281746987 251500209 -9076208 39253587 281677588 281677588 Northern Trust - 78772 ST P 2019-01-01 2019-12-01 11173357 11046055 127302 127302 Northern Trust - 78772 LT P 2018-01-01 2019-12-01 9247761 9055865 191896 191896 Makena Capital Splitter X LP ST P 2019-01-01 2019-12-01 39122 39122 39122 Makena Capital Splitter X LP LT P 2018-01-01 2019-12-01 287416 287416 287416 Private Equity Strategic Opport ST P 2019-01-01 2019-12-01 3777 3777 3777 Private Equity Strategic Opport LT P 2018-01-01 2019-12-01 12087 12087 12087 Private Equity Strategic UBTI ST P 2019-01-01 2019-12-31 4858 -4858 -4858 Private Equity Strategic UBTI LT P 2001-01-01 2019-12-31 90312 90312 90312 Makena Capital Splitter UBTI ST P 2019-01-01 2019-12-31 336 336 336 Makena Capital Splitter UBTI LT P 2001-01-01 2019-12-31 15627 15627 15627 763017 false 15112190 274064862 0.05514 13193231 268977363 0.04905 12686214 239816047 0.05290 10530792 235984615 0.04463 0.201716 0.050429 262656673 13245513 70247 13315760 15791905 X 70247 70247 70247 98802 100000 198802 128555 128555 false false false false false true true false true true CA true false false false false true N/A Michael Buxton 7144882656 9512 Dodson Way Villa Park CA 92861 false false false false true false false false false false true false false false false false false false false false false false false MICHAEL BUXTON 9512 DODSON WAY VILLA PARK CA 92861 Trustee 40.00 270977 NONE NORTHERN TRUST COMPANY 660 NEWPORT CENTER DRIVE SUITE 1100 NEWPORT BEACH CA 92660 FINANCIAL SERVICES 515591 256791430 9813433 51658 266656521 0 266656521 3999848 262656673 13132834 13132834 70247 70247 13062587 13062587 13062587 15791905 15791905 70247 15721658 13062587 3099305 782558 1554975 5436838 15791905 0 13062587 2729318 8166156 0 8166156 3099305 782558 1554975 2729318 X HOAG HOSPITAL FOUNDATION ONE HOAG DRIVE BUILDING 44 SUITE 3 NEWPORT BEACH CA 92663 None PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 3900000 PARALYZED VETERANS OF AMERICA 801 EIGHTEENTH STREET NW WASHINGTON DC 20006 None PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 3900000 PRINCIPLES INC DBA IMPACT DRUG AND PO BOX 93607 PASADENA CA 91109 None PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 3900000 ST JUDE CHILDREN'S RESEARCH HOSPITA 262 DANNY THOMAS PLACE MEMPHIS TN 38105 None PC TO SUPPORT AND FURTHER ITS EXEMPT PURPOSE 3900000 15600000 14 6608689 900099 101417 18 217781 Federal income tax refund 1 2000 Northern Trust Misc Inc 1 2622 Sect 965 inc not on books 900099 -18 101399 6831092 6932491 false false false false false false false false false false X X 1 PRESS FORGE COMPANY 9512 DODSON WAY VILLA PARK CA 92861 27084 X Accounting Fees 106748 53374 0 53374 General Explanation Supplemental Information for Form 990-PF Form 990-PF - Line 11 - Other Income - (b) Net Investment IncomeBlackstone Real Estate Partners IX, LP $ (1,596)Blackstone Real Estate Partners IX. LP (AV-UTP-2) 408Carlyle Direct Alternative Opportunities (31,431)Makena Capital Splitter X, L.P. 36,164 Private Equity Stratigic Opport Fund III, L.P (162,852)Northern Trust Misc Income 2,622 ---------- $(156,685) ========== MFO DFA Invt Dimensions Group Inc. (EM) FMV 22703628 22703628 MFB Northern Equity Index Fd Int. FMV 47863078 47863078 Intl. Real Estate Secs Port, FMV 2580572 2580572 MFO DFA Invt Dimensions Group Inc. (RE) FMV 3539186 3539186 MFC Flexshares Tr Morningstar Global FMV 9237515 9237515 MFC Flexshares Tr Iboxx 3 YR target FMV 8603553 8603553 MFC Flexshares Tr Stoxx Global Broad FMV 2613180 2613180 MFC Ishares Core S&P Mid-Cap ETF FMV 5742378 5742378 MFC Ishares Tr Msci Eafe ETF, 255200 sh FMV 17721088 17721088 MFC Ishares Tr Russell 1000 ETF FMV 73286015 73286015 MFC Ishares Tr Russell 2000 ETF FMV 5757033 5757033 MFO Pimco Fds Pac Invt Mgmt Ser High FMV 1546035 1546035 Northern High Yield Fixed Income Fund FMV 9521691 9521691 SPDR S&P Midcap 400 ETF FMV 5574393 5574393 Makena Endowment Fund FMV 6267062 6267062 Alpha Core Strategies Feeder Fund QP FMV 5389277 5389277 Private Equity Strategic Opportunities FMV 4337737 4337737 TACOPPS Feeder Fund I (offshore) LP FMV 2079079 2079079 MFB Northern Fds Global Real Estate Ind FMV 3647431 3647431 Blackstone Real Estate Partners IX FLP, FMV 810799 810799 Carlyle Direct Alternative Opportunities FMV 661052 661052 Private Equity Core Fund VIII FMV 954986 954986 MFO Blackrock Fds V HY BD, 946440.68 sh FMV 7353844 7353844 Arcline Alternatives Tops L/S Eqt. Fund FMV 1967311 1967311 Arcline Alternatives EMSO L/S Credit Fd FMV 2063274 2063274 Fannie Mae, 1.875% due 12/28/2020 FMV 150366 150366 Fed. Home Ln Bks, 2.625% due 5/28/20 FMV 100391 100391 Fed Home Ln Bks 2.375% due 3/30/20 FMV 100191 100191 Federal Home Ln Bks, 1.375% FMV 149862 149862 Fed Home Ln Bks 2.75% due 6/19/23 FMV 103860 103860 Federal Farm Cr Tranche Bank; 2.07% FMV 189406 189406 Federal Farm CR Bks; 2.0% FMV 175000 175000 Federal Home Ln Bks; 2.125% FMV 173924 173924 Federal Home Ln Bks.; 1.375% FMV 199507 199507 Federal Home Ln Mtg Corp Preassign 2.37 FMV 152312 152312 FNMA 2.625% due 9/6/24, $100,000 FMV 104107 104107 FNMA Tranche 1.5% FMV 149948 149948 Fannie Mae Tranche; 1.375% FMV 74811 74811 Tennessee Valley Auth Pwr; 2.875% FMV 157092 157092 US Treasury Bond 2.375% due 5/15/27 FMV 259326 259326 USA Treas. Bonds; 2.125% FMV 51031 51031 US Treas. Nts 2.75% due 8/31/23 FMV 363699 363699 US Treasury Notes 2.25% FMV 128511 128511 US Treasury Bds 2.25% due 8/15/27 FMV 308566 308566 US Treasury Nts, 2% due 7/31/20 FMV 100207 100207 US Treas. Nts, 2% due 1/31/20 , $150,000 FMV 150040 150040 US Treasury Notes 2% due 6/30/24 FMV 152080 152080 United States Treas NTS, 2.0% FMV 75879 75879 United States Treas NTS, 2.0% FMV 150615 150615 US Treas. Nts, 2.25% due 3/31/20 FMV 175246 175246 United States Treas NTS, 1.75% FMV 150580 150580 United States Treas NTS, 2.5% FMV 77604 77604 US Treasury Notes 2% due 8/15/25 FMV 177399 177399 US Treasury Notes 2.25% due 11/15/24 FMV 153932 153932 United States Treas NTS, 1.875% FMV 100582 100582 United States Treas NTS, 2.375% FMV 51531 51531 United States Treas NTS, 1.375% FMV 99832 99832 US Treasury Nts; 1.625% FMV 173462 173462 United States Treas NTS, 1.375% FMV 99797 99797 US Treasury Nts, 2.25% due 12/31/23 FMV 153416 153416 US Treasury Notes 2.125% due 11/30/23 FMV 178117 178117 US Treas. Nt 2.75% due 8/15/21 FMV 218922 218922 United States Treas. Nts 2.875% due 5/1 FMV 323121 323121 US Treas. Bond 2.25% due 10/31/24 FMV 128271 128271 United States Treas. 2.75% due 2/15/28, FMV 319840 319840 US Treasury Notes 2.25% due 11/15/27 FMV 205688 205688 USA Treas. Nt 2.75% due 7/31/23, FMV 103844 103844 US Treasury Nts; 1.5% Due 3/31/2023 FMV 249092 249092 United States Treas NTS, 1.75% FMV 100402 100402 UTD States Treas, 1.875% due 8/31/22 FMV 352570 352570 US Treas. 2.125% due 11/30/24, $125,000 FMV 127554 127554 UTD States Treas 2.25% due 2/29/20, FMV 100092 100092 Utd States Treas. 2.75% due 4/30/23 FMV 103621 103621 United States Treas NTS, 2.0%, due 5/31 FMV 125688 125688 United States Treas NTS, 2.0% FMV 151119 151119 US Treasury 1.375% - 8/31/2026 $250000 FMV 243203 243203 US Treasury 1.375% - 9/30/2023 $170000 FMV 168307 168307 US Treasury 2.375% - 5/15/2029 FMV 104012 104012 US Treasury Nts. 1.25% - 8/31/2024 FMV 245225 245225 US Treasury Nts. 1.375% - 4/30/2020 FMV 299718 299718 US Treasury Nts. 1.5% - 9/15/2022 FMV 249424 249424 US Treasury Nts. 1.625% - 10/31/2026 FMV 197508 197508 US Treasury Nts. 2.5% - 5/31/2020 FMV 351201 351201 Astrazeneca PLC; 3.375% FMV 212570 212570 Ameriprise Finl Inc, 4.0% FMV 214380 214380 American Express Credit; 2.6% FMV 150552 150552 Amazon 3.15% - 8/22/2027 $200000 FMV 211956 211956 American Express 3.125% - 5/20/2026 FMV 130016 130016 Apple Inc. 2.2% - 9/11/2029 $250000 FMV 245307 245307 BK Nova Scotia 2.7% - 8/3/2026 $150000 FMV 152674 152674 Royal Bank CDA 2.25% - 11/1/2014 $15000 FMV 150637 150637 BP Cap Mkts PLC, 3.245% FMV 77416 77416 Berkshire Hathaway Fin Corp, 4.25% FMV 153786 153786 Bank Amer. Corp 5.875% due 1/5/21, $190 FMV 197407 197407 Bank America 3.5% - 4/19/2026 $90000 FMV 95720 95720 Burl Northn Santa 7% due 12/15/25 FMV 151705 151705 Bank New York Mellon 2.1% - 10/24/2024 FMV 180235 180235 BB&T 2.2% - 3/16/2023 $270000 FMV 271794 271794 Citibank 3.4% due 7/23/21, $200,000 FMV 204295 204295 CME Group Inc, 3.0% due 3/15/2025 FMV 363648 363648 CHUBB INA Hldgs Inc, 3.35% due 5/15/24, FMV 131713 131713 Coca Cola 2.125% - 9/6/2029 $275000 FMV 268088 268088 Comcast 2.65% - 2/1/2030 $270000 FMV 271157 271157 Deere John 2.25% - 9/14/2026 $295000 FMV 295172 295172 Duke Energy 3.45% - 3/15/2029 $150000 FMV 160792 160792 Disney Walt Co 2% - 9/1/2029 $250000 FMV 242624 242624 ERP Oper LTD 3% - 7/1/2029 $225000 FMV 233081 233081 Goldman Sachs 3.625% - 2/20/2024 $11500 FMV 120721 120721 General Dynamics Corp; 1.875% FMV 200093 200093 Goldman Sachs Group; 3.75% FMV 212311 212311 Goldman Sachs Grp; 3.75% FMV 52926 52926 HSBC USA; 3.5% FMV 131998 131998 HSBC Hldgs Plc, 4.875% FMV 105588 105588 Home Depot Inc, 4.4% FMV 128441 128441 Hershey Co. 2.05% - 11/15/2024 $250000 FMV 250608 250608 Intel Corp, 3.3% due 10/1/2021 FMV 77077 77077 JP Morgan Chase; 3.9% FMV 81006 81006 JP Morgan Chase & Co, 3.625% FMV 79508 79508 Metlife Inc, 3.048% FMV 77491 77491 Mitsubishi UFJ Fixed 2.665% due 7/25/22 FMV 76111 76111 M&T Bk Corp. 3.55% due 7/26/23 FMV 210003 210003 Morgan Stanley, 3.875% FMV 79731 79731 Mastercard 2% - 3/3/2025 $175000 FMV 174567 174567 National Rural Utils Corp.; 3.05% FMV 229566 229566 Occidental Petroleum Corp.; 4.1%; FMV 101741 101741 Occidental Petroleum; 2.6% FMV 151133 151133 Oracle Corp Bds 3.625% due 7/15/23 FMV 158624 158624 Philip Morris Intl, 4.125% FMV 77297 77297 Philip Morris Intl.; 2.9% FMV 152668 152668 Philip Morris 2.875% - 5/1/2024 $100000 FMV 102938 102938 PNC FDG Corp; 4.375% FMV 101494 101494 Pepsico Inc; 2.85% FMV 77905 77905 PNC Finl Svs 2.6% - 7/23/2026 $125000 FMV 126595 126595 Rabobank Nederland 3.875% - 2/8/2022 FMV 208298 208298 San Diego Gas & Elec, 3.0% FMV 76042 76042 Schwab Charles Corp, 3.225% FMV 77444 77444 Santander Uk Plc, 4.0% FMV 106904 106904 Shell Intl Fin.; 2.875% FMV 233482 233482 Shell Intl. 2% - 11/7/2024 $185000 FMV 184513 184513 Sumitomo Mitsui Fin.Grp; 2.632% FMV 175165 175165 Simon PPTY Grp 2.45% - 9/13/2029 $22500 FMV 221508 221508 State Street Corp. 2.354% - 11/1/2025 FMV 150661 150661 TD Ameritrade 2.75% - 10/1/2029 $70000 FMV 70046 70046 Texas Instrm 2.25% - 9/4/2029 $100000 FMV 98741 98741 Toronto Dominion Bk 3.25%-3/11/2024 FMV 193724 193724 Toyota Motor 2% - 10/7/2024 $250000 FMV 250034 250034 Toyota Mtr Cr, 3.4% FMV 76947 76947 Total Cap intl.; 2.7% FMV 153283 153283 TD Ameritrade 3.75% due 4/1/24 FMV 292578 292578 Union Pac 4.163% due 7/15/22, $200,000 FMV 210204 210204 US Bancorp Tranche, 3.7% FMV 106169 106169 United Technologies Corp, 4.5% FMV 100752 100752 United Health Grp. 2.875% - 8/15/2029 FMV 252176 252176 Walmart 2.375% - 9/24/2029 $70000 FMV 70083 70083 Walmart 2.85% - 7/8/2024 $245000 FMV 254199 254199 Wells Fargo & Co.; 3.0% FMV 144016 144016 Wells Fargo New 3.069% due 1/24/23 FMV 153095 153095 Westpac Bkg. 2.35% - 2/19/2025 $250000 FMV 250620 250620 Misc. Investments FMV 150378 150378 INVESTMENTS: SECURITIES FMV Legal Fees 2924 1462 0 1462 Operating Expenses 1580 1580 Federal income tax refund 2000 Northern Trust Misc Inc 2622 2622 Sect 965 inc not on books -18 1 INVESTMENT FEEs 515591 0 0 TAX EXPENSES 53572