2020-11-16T23:56:17-06:00 2019-12-31 990 2019-01-01 391442285 AURORA HEALTH CARE INC AURO 4142991576 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 RACHEL HALVERSON VP - TAX & ACCOUNTING SERVICES 4142991576 2020-11-16 198.177.69.129 2020-11-16 20:45:23 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BA47B5F381140AA82113851809BD45509C90DD0D 2019 2021-01-29 14:40:06Z MICHAEL LAPPIN 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 935567572 0 X WWW.AURORAHEALTHCARE.ORG X 1983 WI AURORA HEALTH CARE IS AN INTEGRATED HEALTH CARE PROVIDER. 6 6 10144 0 19723834 0 48512 99810 1091304125 807167287 113531567 42789159 45090248 85317666 1249974452 935373922 0 0 0 0 747175724 595951257 0 0 0 458864439 252310456 1206040163 848261713 43934289 87112209 2573143528 3245978700 4827845130 5262325102 -2254701602 -2016346402 X TO PROMOTE HEALTH, PREVENT ILLNESS, AND PROVIDE STATE-OF-THE ART DIAGNOSIS AND TREATMENT, TO IMPROVE THE QUALITY OF HEALTH CARE AND HEALTH OUTCOMES, AND TO PROVIDE SERVICES THAT ARE AFFORDABLE AND ACCESSIBLE. 0 0 788206157 872650225 AURORA HEALTH CARE, INC. AND ITS AFFILIATES (AURORA) CONSTITUTE AN INTEGRATED HEALTH CARE SYSTEM PROVIDING HEALTH CARE SERVICES TO COMMUNITIES THROUGHOUT EASTERN WISCONSIN, NORTHERN ILLINOIS, AND THE UPPER PENINSULA OF MICHIGAN. AURORA PROVIDES A VARIETY OF HEALTH CARE RELATED ACTIVITIES, EDUCATION, PHILANTHROPIC, MEDICAL RESEARCH AND OTHER BENEFITS TO THE COMMUNITIES IN WHICH THEY OPERATE. HEALTH CARE SERVICES INCLUDE PRIMARY AND SPECIALTY CARE, PHARMACIES, BEHAVIORAL HEALTH CARE, EMERGENCY CARE, REHABILITATION, HOME CARE, AND END-OF-LIFE CARE.AURORA HEALTH CARE, INC. (THE CORPORATION) IS A WISCONSIN NONSTOCK, NOT-FOR-PROFIT CORPORATION. THE CORPORATION IS THE PARENT CORPORATION OF A GROUP OF NONPROFIT AND FOR PROFIT CORPORATIONS AND OTHER ORGANIZATIONS THAT OWN AND OPERATE 14 ACUTE-CARE HOSPITAL CAMPUSES, ONE PSYCHIATRIC HOSPITAL, A NETWORK OF APPROXIMATELY 158 PHYSICIAN CLINIC FACILITIES, HOME HEALTH AGENCY, APPROXIMATELY 71 RETAIL PHARMACIES, AND OTHER HEALTH CARE AND RELATED SERVICE ORGANIZATIONS. 788206157 1 0 0 1 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 1 0 0 0 1 499 0 1 10144 0 0 1 CJ 0 0 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X X ADVOCATE AURORA HEALTH INC 4142991576 750 WEST VIRGINIA STREET MILWAUKEE WI 53204 NICK TURKAL MD CEO, PRESIDENT, DIRECTOR (8/1/2019) 1.00 30.00 X X 0 12375108 1063958 NANNETTE GARDETTO DIRECTOR 1.00 0.00 X 16000 0 0 DANIEL MINAHAN CHAIR, DIRECTOR 1.00 0.00 X X 16000 0 0 MARCIA DRAME DIRECTOR 1.00 0.00 X 8000 0 0 MICHAEL MORGAN DIRECTOR 1.00 0.00 X 8000 0 0 JANET KREJCI DIRECTOR 1.00 0.00 X 16000 0 0 ROBERT FIGUEROA DIRECTOR 1.00 0.00 X 16000 0 0 MICHAEL LAPPIN CHIEF ADMINISTRATIVE OFFICER, SECRETARY 1.00 55.00 X 0 1964257 331811 NAN NELSON SVP FINANCIAL OPERATIONS, ASST. TREASURER 55.00 1.00 X 1072348 0 167410 MICHAEL GREBE CHIEF LEGAL OFFICER, ASST. SECRETARY 1.00 55.00 X 0 1358493 201665 STEVE HUSER SYSTEM VP TREASURY, ASST. TREASURER 55.00 1.00 X 437105 0 85462 DOMINIC NAKIS TREASURER 1.00 55.00 X 0 2542698 53130 MICHAEL KERNS ASSISTANT SECRETARY 1.00 55.00 X 0 490282 60284 JAMES SLINKMAN ASSISTANT SECRETARY 1.00 55.00 X 0 434355 60616 JAMES DOHENY ASSISTANT TREASURER 1.00 55.00 X 0 575516 54577 LESLIE LENZO ASSISTANT TREASURER 1.00 55.00 X 0 875800 45201 CRISTY GARCIA-THOMAS CHIEF EXTERNAL AFFAIRS OFFICER 1.00 55.00 X 0 1229980 219129 SHELLY HART SVP, GENERAL COUNSEL, ASST. SECRETARY 1.00 55.00 X 0 702837 132786 RACHEL ROLLER VP COMMUNITY & GOVERNMENT RELATIONS 55.00 1.00 X 407830 0 34271 MARY BETH KINGSTON MSN RN CHIEF NURSING OFFICER 1.00 55.00 X 0 1290060 211445 RICHARD KLEIN CHIEF BUSINESS DEVELOPMENT OFFICER 1.00 55.00 X 0 2260165 290833 DENNIS POTTS EVP OPERATIONS 55.00 1.00 X 1915492 0 292306 BARBARA BIGLER SYSTEM VP LABORATORY SERVICES 55.00 0.00 X 1222311 0 124763 JEFF DALEN-BARD EVP NORTH REGION 55.00 1.00 X 771221 0 138895 CARRIE KILLORAN EVP CENTRAL REGION 55.00 0.00 X 797242 0 121473 JEFF BAHR MD CHIEF AURORA MEDICAL GROUP 1.00 55.00 X 0 1783308 284526 JOHN FOLEY PRESIDENT WCIC 55.00 0.00 X 813601 0 120913 STEPHEN FRANCAVIGLIA PRESIDENT - MILWAUKEE SOUTH 55.00 1.00 X 741486 0 129607 JAMES WEESE MD VP CANCER CLINICAL PROGRAMS 55.00 1.00 X 720875 0 34579 TITUS MUZI JR SVP MANAGED CARE STRATEGY 55.00 0.00 X 751790 0 141815 GAIL HANSON FORMER CFO, TREASURER 0.00 0.00 X 1036883 0 0 STEPHEN BABLITCH FORMER KEY EMPLOYEE 0.00 0.00 X 758333 0 0 MICHAEL BROPHY FORMER CHIEF OF STAFF 0.00 0.00 X 626502 0 0 PRESTON SIMONS FORMER CHIEF INFORMATION OFFICER 0.00 0.00 X 780052 0 0 AMY RISLOV FORMER CHIEF HUMAN RESOURCE OFFICER 0.00 0.00 X 638763 0 0 EUGENE MONROE MD FORMER KEY EMPLOYEE 55.00 1.00 X 571631 0 32689 MASOOD WASIULLAH MD FORMER HIGHEST COMPENSATED 55.00 0.00 X 709890 0 91117 SYLVIA MELTZER FORMER CHIEF MEDICAL OFFICER POP HEALTH 0.00 0.00 X 590434 0 1487 15443789 27882859 4526748 942 1 1 0 CROTHALL SERVICES GROUP 9905 SOUTH 13TH STREET MILWAUKEE WI 53022 LAUNDRY SERVICES 12452289 WORKDAY INC 6110 STONERIDGE MALL ROAD PLEASSANTON CA 94588 SOFTWARE SERVICES 9694798 ZONES LLC 785 CENTER STREET CAROL STREAM IL 60188 PROFESSIONAL CONSULTING 9108108 LASALLE SOLUTIONS 6111 N RIVER ROAD FLOOR 5 ROSEMONT IL 60018 PROFESSIONAL CONSULTING 8051788 EPIC SYSTEMS CORPORATION 1979 MILKY WAY VERONA WI 53593 SOFTWARE SERVICES 7433390 208 99810 99810 SUPPORT SERVICES 621400 807167287 787443453 19723834 807167287 42900053 42900053 82756 193650 -110894 -110894 -110894 CLINICAL QUALITY INCEN 900099 44016893 44016893 DIRECT PUBLIC SUPPORT 900099 387352 387352 HITECH REVENUE 900099 83864 83864 40829557 40829557 85317666 935373922 872650225 19723834 42900053 X 15363789 15363789 80000 80000 454379432 454379432 -98891 -98891 92540165 92540165 33686762 33686762 5852917 5852917 699443 699443 95535525 95015098 520427 5324508 5324508 30594596 30594596 20422831 20422831 3606601 3606601 5108585 2084297 3024288 -7458295 -7458295 -121292276 -121292276 53357621 53357621 32155 32155 REPAIR AND MAINTENANCE 75036075 75036075 MEDICAL SUPPLIES 22673618 22558642 114976 LAB TESTING 8380789 8380789 GRADUATION EXPENSE 68 68 54435695 27221071 27214624 848261713 788206157 60055556 0 205819352 111222226 1505175847 2052732480 37945023 86645382 6119601 7901895 38323468 51080934 694736179 346703700 365296003 348032479 138072519 179517944 88050406 117589291 114167 42292 188227142 291213777 2573143528 3245978700 488863729 552412461 21590012 7192138 1226853235 1226853235 135426644 99409877 4438366 4087152 2950673144 3372370239 4827845130 5262325102 X -2323633136 -2086929868 68931534 70583466 -2254701602 -2016346402 2573143528 3245978700 X 87112209 205899370 -54656379 X 0 1 X 1 0 X X 17 VISITING NURSE ASSOCIATION OF WISCONSIN INC 390806180 10 1 7344072 0 AURORA UW ACADEMIC MEDICAL GROUP 391136738 10 1 1391817 0 AURORA HEALTH CARE METRO INC 390806181 3 1 297323263 0 AURORA HEALTH CARE SOUTHERN LAKES INC 390806347 3 1 101904125 0 AURORA HEALTH CARE CENTRAL INC 390930748 3 0 31037310 0 AURORA PSYCHIATRIC HOSPITAL INC 390872192 3 0 8053511 0 AURORA MEDICAL CENTER OF WASHINGTON COUNTY INC 391150165 3 0 11139292 0 AURORA HEALTH CARE NORTH INC 391211629 3 1 15088626 0 WEST ALLIS MEMORIAL HOSPITAL INC 391022464 3 0 51542788 0 AURORA FAMILY SERVICE INC 390806174 10 1 280684 0 AURORA MEDICAL CENTER OF OSHKOSH INC 391027676 3 0 30233208 0 AURORA MEDICAL GROUP INC 391678306 3 1 181102795 0 KRADWELL SCHOOL INC 261516765 2 0 146629 0 AURORA ADVANCED HEALTHCARE INC 391595302 10 1 70088542 0 AMG ILLINOIS LTD 264041287 3 0 2193618 0 AURORA MEDICAL CENTER GRAFTON LLC 272953799 3 0 46068482 0 AURORA MEDICAL CENTER BAY AREA INC 391528430 3 0 90310 0 17 855029072 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 PART IV, SECTION E, LINE 3A: UNDER THE ORGANIZATIONAL DOCUMENTS OF EACH OF THE SUPPORTED ORGANIZATIONS, THE ORGANIZATION HAS THE RIGHT TO DESIGNATE THE DIRECTORS OF EACH OF THE SUPPORTED ORGANIZATIONS. PART IV, SECTION E, LINE 3B: IN ADDITION TO THE RIGHT TO DESIGNATE THE DIRECTORS OF EACH OF THE SUPPORTED ORGANIZATIONS, APPROVAL OF THE ORGANIZATION IS REQUIRED FOR THE AMENDMENT OR RESTATEMENT OF ANY OF SUPPORTED ORGANIZATIONS' GOVERNING DOCUMENTS. IN ADDITION, EACH OF THE SUPPORTING ORGANIZATIONS IS SUBJECT TO THE POLICIES ADOPTED BY THE ORGANIZATION'S BOARD OF DIRECTORS (E.G. THE CONFLICT OF INTEREST POLICY). 1 0 0 1 0 0 1 247425 0 0 247425 0 PART II-B, LINE 1: AURORA HEALTH CARE, INC. IS INVOLVED IN DIRECT AND INDIRECT POLITICAL LOBBYING ACTIVITIES RELATED TO ISSUES IMPACTING HEALTH CARE FINANCING, HEALTH CARE DELIVERY, AND COMMUNITY HEALTH INITIATIVES IN AN EFFORT TOWARD IMPROVEMENT OF HEALTH CARE IN WISCONSIN. 25081695 47416 3240290 1387613 26981788 28353095 117829 47329 3436558 25081695 27952719 237496 1779317 1616437 28353095 28969237 21377 788155 1826050 27952719 29281753 10827 819341 1142684 28969237 0.71000 0.29000 0 1 1 49481620 49481620 224012748 58184702 165828046 47744524 130887137 -83142613 234375638 157553122 76822516 139121649 78739 139042910 348032479 DUE FROM AFFILIATES 99355242 FUNDS HELD BY AURORA FOUNDATION 70583466 OTHER NON-CURRENT ASSETS 27211940 RIGHT OF USE NET ASSETS 94063129 291213777 DUE TO AFFILIATES 2958744398 PENSION LIABILITY 261238899 SELF INSURED LIABILITIES 42626454 LEASE LIABILITY 103946511 OTHER LONG-TERM LIABILITIES 5813977 3372370239 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT PROGRAMS AND SERVICES OFFERED BY AURORA HEALTH CARE, INC. AND ITS AFFILIATES. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROFESSIONAL AND GENERAL LIABILITY INSURANCE 9231525 CENTRAL AMERICA AND THE CARIBBEAN 0 0 ORGANIZATIONAL COSTS 73734 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT IN HEALTH CARE RE, LTD. 387352 0 0 0 0 0 0 9692611 0 9692611 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 NICK TURKAL MD CEO, PRESIDENT, DIRECTOR (8/1/2019) 0 1058306 0 7834834 0 3481968 0 1043204 0 20754 0 13439066 0 690443 MICHAEL LAPPIN CHIEF ADMINISTRATIVE OFFICER, SECRET 0 746368 0 569981 0 647908 0 311307 0 20504 0 2296068 0 104917 NAN NELSON SVP FINANCIAL OPERATIONS, ASST. TREA 481008 0 227115 0 364225 0 166423 0 987 0 1239758 0 63304 0 MICHAEL GREBE CHIEF LEGAL OFFICER, ASST. SECRETARY 0 562400 0 403812 0 392281 0 201665 0 0 0 1560158 0 70195 STEVE HUSER SYSTEM VP TREASURY, ASST. TREASURER 308464 0 105266 0 23375 0 71558 0 13904 0 522567 0 0 0 DOMINIC NAKIS TREASURER 0 835262 0 1353554 0 353882 0 25591 0 27539 0 2595828 0 0 MICHAEL KERNS ASSISTANT SECRETARY 0 347199 0 104437 0 38646 0 25591 0 34693 0 550566 0 0 JAMES SLINKMAN ASSISTANT SECRETARY 0 310935 0 95713 0 27707 0 25591 0 35025 0 494971 0 0 JAMES DOHENY ASSISTANT TREASURER 0 400433 0 128130 0 46953 0 25591 0 28986 0 630093 0 0 LESLIE LENZO ASSISTANT TREASURER 0 579092 0 206746 0 89962 0 22791 0 22410 0 921001 0 0 CRISTY GARCIA-THOMAS CHIEF EXTERNAL AFFAIRS OFFICER 0 469596 0 357120 0 403264 0 198625 0 20504 0 1449109 0 62646 SHELLY HART SVP, GENERAL COUNSEL, ASST. SECRETAR 0 498921 0 177092 0 26824 0 112282 0 20504 0 835623 0 0 RACHEL ROLLER VP COMMUNITY & GOVERNMENT RELATIONS 294599 0 112579 0 652 0 20850 0 13421 0 442101 0 0 0 MARY BETH KINGSTON MSN RN CHIEF NURSING OFFICER 0 487666 0 355635 0 446759 0 197716 0 13729 0 1501505 0 64930 RICHARD KLEIN CHIEF BUSINESS DEVELOPMENT OFFICER 0 669498 0 502809 0 1087858 0 277104 0 13729 0 2550998 0 92670 DENNIS POTTS EVP OPERATIONS 835852 0 463125 0 616515 0 278577 0 13729 0 2207798 0 105345 0 BARBARA BIGLER SYSTEM VP LABORATORY SERVICES 699458 0 377256 0 145597 0 111063 0 13700 0 1347074 0 0 0 JEFF DALEN-BARD EVP NORTH REGION 498125 0 243675 0 29421 0 118391 0 20504 0 910116 0 67921 0 CARRIE KILLORAN EVP CENTRAL REGION 520513 0 248414 0 28315 0 121473 0 0 0 918715 0 69246 0 JEFF BAHR MD CHIEF AURORA MEDICAL GROUP 0 686845 0 525584 0 570879 0 263772 0 20754 0 2067834 0 92808 JOHN FOLEY PRESIDENT WCIC 469837 0 181835 0 161929 0 107544 0 13369 0 934514 0 0 0 STEPHEN FRANCAVIGLIA PRESIDENT - MILWAUKEE SOUTH 545781 0 166545 0 29160 0 115878 0 13729 0 871093 0 0 0 JAMES WEESE MD VP CANCER CLINICAL PROGRAMS 544993 0 167140 0 8742 0 20850 0 13729 0 755454 0 0 0 TITUS MUZI JR SVP MANAGED CARE STRATEGY 535388 0 189356 0 27046 0 121061 0 20754 0 893605 0 0 0 GAIL HANSON FORMER CFO, TREASURER 0 0 0 0 1036883 0 0 0 0 0 1036883 0 0 0 STEPHEN BABLITCH FORMER KEY EMPLOYEE 0 0 0 0 758333 0 0 0 0 0 758333 0 0 0 MICHAEL BROPHY FORMER CHIEF OF STAFF -1300 0 14786 0 613016 0 0 0 0 0 626502 0 0 0 PRESTON SIMONS FORMER CHIEF INFORMATION OFFICER 0 0 15142 0 764910 0 0 0 0 0 780052 0 0 0 AMY RISLOV FORMER CHIEF HUMAN RESOURCE OFFICER -1300 0 17700 0 622363 0 0 0 0 0 638763 0 0 0 EUGENE MONROE MD FORMER KEY EMPLOYEE 403891 0 163177 0 4563 0 20850 0 11839 0 604320 0 0 0 MASOOD WASIULLAH MD FORMER HIGHEST COMPENSATED 353159 0 172609 0 184122 0 86600 0 4517 0 801007 0 0 0 SYLVIA MELTZER FORMER CHIEF MEDICAL OFFICER POP HEA 28191 0 105585 0 456658 0 0 0 1487 0 591921 0 0 0 PART I, LINE 1A HEALTH OR SOCIAL CLUB DUES ARE FOR BUSINESS CLUB MEMBERSHIPS, WHICH ARE STRICTLY RELATED FOR BUSINESS USE ONLY, PER COMPANY POLICY. PART I, LINE 1B IN A FEW, LIMITED INSTANCES, AURORA HAS ALLOWED DIRECTORS AND EXECUTIVES TO FLY FIRST-CLASS. FACTORS CONSIDERED IN MAKING A DECISION TO PERMIT FIRST-CLASS TRAVEL INCLUDE FLIGHT TIME, THE NEED TO COMPLETE WORK, AND THE NEED FOR SOME MEASURE OF PRIVACY FOR SUCH WORK AND RELATED COMMUNICATIONS. PART I, LINES 4A-B AURORA HEALTH CARE, INC. ESTABLISHED THE AURORA HEALTH CARE, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (THE "PLAN") TO RETAIN AND ATTRACT KEY PERSONNEL BY PROVIDING THEM WITH ADDITIONAL RETIREMENT INCOME. THE FOLLOWING EMPLOYEES PARTICIPATED IN THE PLAN AND RECEIVED CONTRIBUTIONS IN 2019 AS FOLLOWS: NICK TURKAL, MD. - $690,423 MICHAEL LAPPIN - $104,917 CRISTY GARCIA-THOMAS - $62,646 MARY BETH KINGSON - $64,930 RICHARD KLEIN - $92,670 DENNIS POTTS - $105,345 JEFF BAHR, MD - $92,808 MICHAEL GREBE - $70,195 JEFF DALEN-BARD - $70,864 CARRIE KILLORAN - $69,246 NAN NELSON - $63,304 PART I, LINE 7 WRITTEN INCENTIVE COMPENSATION PLANS FOR CERTAIN MANAGEMENT LEVELS ARE AWARDED BASED ON THE ORGANIZATION'S ANNUAL PATIENT EXPERIENCE, CARE MANAGEMENT, AND FINANCIAL PERFORMANCE RESULTS. NAN NELSON EMPLOYEE TUITION X 10385 425 0 1 1 425 MARIAH NELSON FAMILY MEMBER - NAN NELSON 68748 EMPLOYMENT 0 FORM 990, PART VI, SECTION B, LINE 11B THE 2019 FORM 990 WAS REVIEWED BY SENIOR LEADERSHIP OF ADVOCATE AURORA HEALTH, INC.. A COPY OF THE FINAL RETURN WAS MADE AVAILABLE TO THE ADVOCATE AURORA HEALTH, INC. BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS. AURORA HEALTH CARE LEADERSHIP REVIEWS THESE STATEMENTS FOR COMPLIANCE WITH THE ESTABLISHED POLICY. WHEN A CONFLICT IS DISCOVERED, THE GOVERNING BODY DETERMINES IF SUCH CONFLICT WARRANTS A RESTICTION ON THE CAPACITY OF THE BOARD MEMBER OR KEY EMPLOYEE INVOLVED (E.G. RECUSAL FROM DECISION-MAKING OR UTILIZING ANOTHER METHOD OF NON-PARTICIPATION IN AN ACTIVITY). FORM 990, PART VI, SECTION B, LINE 15 THE FOLLOWING COMPENSATION REVIEW PROCESS WAS CONDUCTED IN 2019: AURORA HEALTH CARE'S CEO AND THE CEO'S EXECUTIVE LEADERSHIP TEAM HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE AHC BOARD OF DIRECTORS, WHICH IS VESTED WITH BOARD-DELEGATED POWERS TO ACT ON BEHALF OF THE BOARD WITH RESPECT TO COMPENSATION MATTERS IN REVIEWING AND ESTABLISHING COMPENSATION FOR THE CEO AND THE CEO'S EXECUTIVE TEAM. THE COMMITTEE USES A PROCESS WHICH IS INTENDED TO CREATE THE PRESUMPTION THAT PAYMENT OF COMPENSATION TO THESE PERSONS CONSTITUTES REASONABLE COMPENSATION, DEFINED AS AMOUNTS THAT ARE WITHIN THE RANGE OF COMPENSATION PAID TO SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. IN THIS PROCESS, NO MEMBER OF THE COMMITTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE IS PERMITTED TO PARTICIPATE IN THE REVIEW AND APPROVAL OF THAT COMPENSATION ARRANGEMENT. THE COMPENSATION COMMITTEE RETAINS AND CONSULTS WITH AN INDEPENDENT COMPENSATION CONSULTANT WHO PREPARES A CUSTOMIZED MARKET-BASED ANALYSIS FOR THE COMMITTEE REGARDING AMOUNTS PAID TO SIMILARLY-QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. THE COMMITTEE USES THE MARKET-BASED ANALYSIS PROVIDED BY THE CONSULTANT, AND WHERE APPROPRIATE, PERFORMANCE REVIEW AND COMPENSATION RECOMMENDATIONS, TO ESTABLISH MARKET-BASED COMPENSATION FOR THE CEO AND THE CEO'S EXECUTIVE TEAM. AFTER MAKING ITS COMPENSATION DECISIONS, THE COMMITTEE DOCUMENTS ITS DELIBERATIONS AND DECISIONS IN AHC'S WRITTEN OR ELECTRONIC BOOKS AND RECORDS. KEY EMPLOYEES AND ALL OTHER EMPLOYEES HAVE THEIR COMPENSATION REVIEWED AND APPROVED BY THEIR LEADER ANNUALLY WITHIN MARKET-BASED GUIDELINES PRESCRIBED BY THE ORGANIZATION'S HUMAN RESOURCES FUNCTION. THESE MARKET-BASED GUIDELINES ARE ESTABLISHED USING APPLICABLE COMPARABILITY DATA AND SIMILAR COMPENSATION METRICS THAT ARE BASED ON SIMILARLY-QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. DOCUMENTATION AND RECORDKEEPING FOR THESE DELIBERATIONS AND DECISIONS ARE MAINTAINED. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION FOR AURORA HEALTH CARE, INC. ARE ON FILE WITH THE STATE OF WISCONSIN, DEPARTMENT OF FINANCIAL INSTITUTIONS. THE FINANCIAL STATEMENTS ARE ALSO ON FILE WITH THE STATE OF WISCONSIN, DEPARTMENT OF FINANCIAL INSTITUTIONS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES: PROGRAM SERVICE EXPENSES 95,015,098. MANAGEMENT AND GENERAL EXPENSES 520,427. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 95,535,525. FORM 990, PART XI, LINE 9: EQUITY TRANSFERS AMONG AFFILIATES & CHANGE IN FOUNDATION EQUITY INTEREST. -54,656,379. AURORA LIABILITY ASSURANCE LTD 23 LIME TREE BAY AVENUE GRAND CAYMAN CJ KY1-102 980413631 PROFESSIONAL LIABILITY INSURANCE CJ N/A AURORA MEDICAL GROUP INC 3031 WEST MONTANA STREET MILWAUKEE WI 53215 391678306 PHYSICIAN SERVICES WI 501(C)(3) LINE 3 AURORA HEALTH CARE INC 1 AURORA HEALTH CARE METRO INC 2900 WEST OKLAHOMA AVENUE MILWAUKEE WI 53215 390806181 HOSPITAL WI 501(C)(3) LINE 3 AURORA HEALTH CARE INC 1 AURORA HEALTH CARE CENTRAL INC 2636 EASTERN AVENUE PLYMOUTH WI 53073 390930748 HOSPITAL WI 501(C)(3) LINE 3 AURORA HEALTH CARE METRO INC 1 AURORA PSYCHIATRIC HOSPITAL INC 1220 DEWEY AVENUE WAUWATOSA WI 53213 390872192 HOSPITAL WI 501(C)(3) LINE 3 AURORA HEALTH CARE METRO INC 1 AURORA HEALTH CARE SOUTHERN LAKES INC 252 MCHENRY STREET BURLINGTON WI 53105 390806347 HOSPITAL WI 501(C)(3) LINE 3 AURORA HEALTH CARE INC 1 AURORA MEDICAL CENTER OF OSHKOSH INC 855 NORTH WESTHAVEN DRIVE OSHKOSH WI 54904 391027676 HOSPITAL WI 501(C)(3) LINE 3 AURORA HEALTH CARE NORTH INC 1 WEST ALLIS MEMORIAL 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