2020-11-16T15:19:03-06:00 2019-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2019-01-01 133383348 THE HAROLD & MIMI STEINBERG CHARITABLE TRUST C/O SCHULTE ROTH & ZABEL LLP % SCHULTE ROTH & ZABEL LLP HARO 2127580404 919 THIRD AVENUE NEW YORK NY 10022 WILLIAM ZABEL TRUSTEE 2127562000 2020-11-16 true ALFRED LAROSA CPA P00103808 2127519100 2019-11-16 69.203.10.217 22006220203215000160 2020-11-16 P 9E7C109C18AEBCDA29ED5EAE19CEB4B017910A2F 5E37C6E72482AFBDC69649E64193CBE4B89CD26C 2019 2021-04-22 16:20:28Z X 77827684 X 7754623 147468 147468 819605 819605 -618984 8849324 0 16762 508 8119474 967581 0 122779 122779 23956 23956 531265 177088 0 354177 53572 26786 0 26786 295649 295649 149184 39103 9776 29327 775859 727829 48030 1991367 1237128 0 605055 6136783 6136783 8128150 1237128 0 6741838 -8676 0 2073805 1154335 1154335 25583878 10806453 11715023 45152188 59931838 64958326 72809871 71892626 77827684 0 0 X 62000 62000 72747871 72739195 72809871 72801195 72809871 72801195 72809871 -8676 72801195 72801195 TD AMERITRADE #5899 ST COVERED 2019-12-31 1473399 1443669 29730 29730 CHARLES SCHWAB #6375 ST COVERED 2019-06-10 2019-11-04 12832 12384 448 448 TD AMERITRADE #4659 ST COVERED 2018-12-09 2019-12-18 31113 31103 10 10 CNR SECURITIES #0372 ST COVERED 2019-12-31 596746 629554 -29375 -32808 STATE STREET #0038 ST COVERED 2018-09-01 2019-01-11 2084 2118 -34 -34 SALE OF MOORE GLOBAL INVESTMENTS LTD 2019-12-31 2921149 3092713 -171564 -171564 SALE OF CEVIAN CAPITAL II LTD 2019-12-31 1835733 1924172 -88439 -88439 SLAE OF TWO SIGMA COMPASS CAYMAN FUND LTD 2019-12-31 700000 604105 95895 95895 LT GAIN FROM SPRUCE PRIVATE INVEST FUND II 2019-12-31 192270 192270 192270 LT LOSS FROM STEINBERG PARTNERS FUND 2019-12-31 1683163 -1683163 -1683163 ST LOSS FROM SPRUCE PRIVATE INVEST FUND LP 2019-12-31 2412 -2412 -2412 LT GAIN GAIN FROM SPRUCE PRIVATE INVEST FUND LP 2019-12-31 9912 -9912 -9912 ST LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT 2019-12-31 36436 -36436 -36436 LT LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT 2019-12-31 175021 175021 175021 CAPITAL GAIN DISTRIBUTIONS - CNR SECURITIES 408 408 408 GAIN FROM EXCESS DISTRIBUTION OF SPRUCE HEDGE FUND PROGRAM 2019-12-31 908569 908569 908569 -618984 false 8726233 75638741 0.115367 7716705 84503355 0.091318 8204212 90512457 0.090642 8837847 94630109 0.093394 6746695 104033304 0.064851 0.455572 0.091114 71764439 6538745 0 6538745 6741838 X 0 0 0 132610 132610 132610 132610 false false false false false true true false true true NY true false true false false true SCHULTE ROTH & ZABEL LLP 2127580404 919 THIRD AVENUE NEW YORK NY 10022 false false false false true false false false false false false false false false false false true false false false false false false false JAMES D STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 WILLIAM D ZABEL C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 SETH WEINGARTEN C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 MICHAEL A STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 CAROLE A KRUMLAND C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 SUSAN C FRUNI C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 DEBORAH MARTIN 163 RUMFORD AVENUE UNIT 201 MANSFIELD NY 02048 ADMIN ASSISTANT 40.0 122779 SCHULTE ROTH & ZABEL LLP 919 THIRD AVE NEW YORK NY 10022 LEGAL 531265 CNR SECURITIES 400 PARK AVENUE NEW YORK NY 10022 INVESTMENT ADVISORY 50909 TD AMERITRADE PO BOX 2209 OMAHA NE 68103 INVESTMENT ADVISORY 186011 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FL NEW YORK NY 10018 ACCOUNTING 53572 STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 47,200) 47200 58842849 14014449 0 72857298 0 72857298 1092859 71764439 3588222 3588222 0 0 3588222 3588222 3588222 6741838 0 0 0 0 6741838 0 6741838 3588222 0 2017 2016 2015 0 1666870 4106342 3837299 3754399 4944660 18309570 6741838 0 3588222 3153616 21463186 0 0 0 0 1666870 19796316 4106342 3837299 3754399 4944660 3153616 X SEE ATTACHED SCHEDULE 919 THIRD AVENUE NEW YORK NY 10018 N/A PC UNRESTRICTED GRANTS 6136783 6136783 14 147468 14 819605 18 -618984 SPRUCE PRIVATE INVESTMENT FUND 900099 16762 14 16762 348089 364851 false false false false false false false false false false X X 1 ESTATE OF HAROLD STEINBERG CO SHULTE ROTH 919 THIRD AVE NEW YORK NY 10022 7754623 X ACCOUNTING FEES 53572 26786 26786 MUTUAL FUNDS (STATE ST BANK) AT COST 0 0 SPRUCE PRIVATE INVESTMENTS FD AT COST 5317782 5043319 SPRUCE PRIVATE INVEST. FUND II AT COST 5662021 6274937 STEINBERG PARTNERS FUND LP AT COST 14128911 15413258 LONG POND CAPITAL AT COST 1800000 2192023 SQN INVESTORS OFFSHORE LTD AT COST 1800000 1652347 ECHO STREET CAPITAL AT COST 1600000 1938983 TWO SIGMA COMPASS CAYMAN FUND AT COST 1392206 1557260 RENAISSANCE INSITUTIONAL EQUIT AT COST 1438924 2224949 THE CHILDRENS INVESTMENT FUND AT COST 1517958 2198535 MOORE GLOBAL INVESTMENTS LTD AT COST 0 0 KYLIN OFFSHORE FUND LTD AT COST 417791 194197 DE SHAW COMPOSITE INTL FUND AT COST 1333134 1406685 CEVIAN CAPITAL II LTD AT COST 0 0 AIDENLAIR FARMSTED 1 LLC AT COST 307387 307387 BROOKFIELD INFRASTRUCTURE AT COST 20066 23995 INV IN SECURITIES-CNR #0372 AT COST 9669091 10340992 MUNI BONDS-CHARLES SCHWAB 3554 AT COST 1158035 1148585 ELLINGTON EPO II OFFSHORE AT COST 912490 982018 ELLINGTON ENHANCED INCOME AT COST 2000000 2055255 PODAREL 180 NORTH 4TH LLC AT COST 253727 250000 EX TRADED FUNDS-TD 4659 AT COST 3272670 3355638 INV. 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