2020-11-16T10:45:25-06:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2019-01-01 137297946 GRANDVIEW-STEERS FOUNDATION GRAN 2129727555 14 HILLTOP PLACE RYE NY 10580 LAUREN STEERS TRUSTEE 2129727555 2020-11-16 1 GARRETT M HIGGINS P00543209 9143818900 24.190.81.120 2020-11-16 10:45:20 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9616F4B14A694591D1E716C270910E6FA5556DA3 2019 2021-04-22 16:20:28Z X 13909385 X X 286151 285594 802 4306557 159932 364992 24072 651945 469598 0 0 0 1131 0 1131 62336 62336 0 824 824 0 995 995 0 4834 45308 0 70120 109463 1131 657392 657392 727512 109463 658523 -75567 360135 307098 273148 273148 1508 1508 1508 1508 0 426498 451211 6642895 4005664 4727307 0 3651433 3739648 5869968 4382078 4706595 9114 9968 9968 12830583 12750297 13909385 0 0 X 11334049 11334049 0 0 1496534 1416248 12830583 12750297 12830583 12750297 12830583 -75567 0 12755016 4719 12750297 SALE OF PUBLICLY TRADED STOCK 2410532 2596625 -186093 -186093 SALE OF BBR ABSOLUTE RETURN LTD P 1598149 1550000 48149 48149 PER K-1S NET OF UBI P 159130 159130 159130 CAPITAL GAINS DIVIDENDS P 138746 138746 138746 159932 0 700918 13769189 0.050905 566139 13725807 0.041246 815077 13646031 0.059730 696099 14782866 0.047088 580304 14877596 0.039005 0.237974 0.047595 12989538 618237 3601 621838 658523 X 3601 0 3601 0 3601 18141 0 0 18141 0 14540 14540 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 N/A LAUREN STEERS 2129727555 14 HILLTOP PLACE RYE NY 10580 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 LAUREN J STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 JULIA STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 MACAULAY STEERS 14 HILLTOP PLACE RYE NY 10580 TRUSTEE 1.00 0 0 0 NONE 0 BBR PARTNERS LLC 140 E 45TH ST 26TH FLOOR NEW YORK NY 10017 INVESTMENT ADVISORY FEES 57462 0 0 12846683 340665 0 13187348 0 0 13187348 197810 12989538 649477 649477 3601 3601 645876 0 645876 0 645876 658523 0 658523 3601 654922 645876 656019 0 0 658523 656019 0 0 2504 0 0 0 0 0 0 0 0 643372 0 0 0 ROBERT H STEERS LAUREN J STEERS X 23 ARTS INITIATIVE INC PO BOX 203 TANNERSVILLE NY 12485 N/A PC GENERAL SUPPORT 5000 5 UNDER 40 FOUNDATION CORP 36 W 9TH ST APT 1A NEW YORK NY 10011 N/A PC GENERAL SUPPORT 2000 BREAST CANCER ALLIANCE 48 MAPLE AVENUE GREENWICH CT 06830 N/A PC GENERAL SUPPORT 4510 BURKE REHABILITATION HOSPITAL 785 MAMARONECK AVENUE WHITE PLAINS NY 10605 N/A PC GENERAL SUPPORT 5000 CANTERBURY SCHOOL 101 ASPETUCK AVENUE NEW MILFORD CT 06776 N/A PC GENERAL SUPPORT 60000 CARDINAL MCCLOSKEY COMMUNITY SERVICES 115 EAST STEVENS AVENUE SUITE LL5 VALHALLA NY 10595 N/A PC GENERAL SUPPORT 5000 CARITAS OF PORT CHESTER INC 19 SMITH STREET PO BOX 682 PORT CHESTER NY 10573 N/A PC GENERAL SUPPORT 2500 CHARCOT-MARIE-TOOTH ASSOCIATION PO BOX 105 GLENOLDEN PA 19036 N/A PC RESEARCH 250000 CHURCH OF THE RESURRECTION 910 BOSTON POST ROAD RYE NY 10580 N/A PC GENERAL SUPPORT 1000 CRISTO REY 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SCHOLARSHIP/TUITION ASSISTANCE PROGRAM 3250 SHINING HOPE FOR COMMUNITIES 175 VARICK STREET FL 6 NEW YORK NY 10014 N/A PC GENERAL SUPPORT 12000 SPRYE INC 55 SOUTH MAIN STREET PORT CHESTER NY 10573 N/A PC GENERAL SUPPORT 100 THE LUSTGARTEN FOUNDATION 415 CROSSWAYS PARK DR SUITE D WOODBURY NY 11797 N/A PC GENERAL SUPPORT 1032 WATERSIDE SCHOOL 770 PACIFIC STREET STAMFORD CT 06902 N/A PC GENERAL SUPPORT 2500 WORLD HARVEST FOOD BANK 3100 VENICE BLVD LOS ANGELES CA 90019 N/A PC GENERAL SUPPORT 2000 657392 0 14 286151 14 362932 525990 316 18 486 TAX REFUND 01 2060 OTHER INCOME THRU K-1S 525990 5966 01 -5966 6282 645663 0 651945 0 0 0 0 0 0 0 0 0 0 ABBOTT LABS 5.300% DUE 05-27-40 5812 6550 ACE INA HLDG INC 2.300% DUE 11-03-20 79852 80532 AFLAC INC 3.625% DUE 11-15-24 15592 16101 AFLAC INC 6.900% DUE 12-17-39 13935 14203 ALABAMA PWR CO 5.500% DUE 03-15-41 17947 19239 ALLSTATE CORP 4.500% DUE 06-15-43 17318 17944 AMERICAN EXPRESS CO 3.000% DUE 10-30-24 14958 15557 AMERICAN EXPRESS CO 3.700% DUE 11-05-21 35741 36248 AMGEN INC 3.200% DUE 11-02-27 14590 15800 ANHEUSER BUSCH INBEV FIN INC 3.650% DUE 02-01-26 31272 32501 APACHE CORP 4.375% DUE 10-15-28 20412 21031 APPLE INC 3.850% DUE 05-04-43 9950 11232 AT&T INC 3.400% DUE 05-15-25 19935 21046 AVALONBAY CMNTYS INC MTN BE 2.950% DUE 09-15-22 20178 20618 AVALONBAY CMNTYS INC MTN BE 4.150% DUE 1/7/2047 11038 11504 BANK AMER CORP 3.300% DUE 01-11-23 81987 83980 BANK NEW YORK MELLON CORP 3.250% DUE 05-16-27 35568 36906 BERKSHIRE HATHAWAY FIN CORP 4.300% DUE 05-15-43 5295 5750 BOSTON PPTYS LTD PARTNERSHIP 3.650% DUE 1/26/2002 15079 16102 BURLINGTON NORTHN SANTA FE CP 3.050% DUE 09-01-22 50433 51806 CAMDEN PPTY TR 4.100% DUE 10-15-28 16760 16789 CAPITAL ONE FINL CORP 3.450% DUE 04-30-21 66289 66515 CATERPILLAR FINL SVCS MTNS BE 2.750% DUE 08-20-21 40014 40909 CHEVRON CORP NEW 2.427% DUE 06-24-20 39974 40101 CHUBB CORP 6.500% DUE 05-15-38 6736 7353 CISCO SYS INC 5.500% DUE 01-15-40 12536 13871 CITIGROUP INC 2.350% DUE 08-02-21 54435 55807 CME GROUP INC 3.000% DUE 03-15-25 30069 31304 COMCAST CORP NEW 4.150% DUE 10-15-28 10548 11342 COMCAST CORP NEW 6.500% DUE 11-15-35 6359 7085 COMMONWEALTH EDISON CO 4.000% DUE 08-01-20 40686 40978 DEERE JOHN CAP CORP MTNS BE 3.450% DUE 03-13-25 52634 53595 DOVER CORP 6.600% DUE 03-15-38 6254 6762 DOWDUPONT INC 4.493% DUE 11-15-25 16012 16574 DUKE POWER CO LLC 6.450% DUE 10-15-32 12919 13777 EMERSON ELECTRIC CO 6.125% DUE 04-15-39 13323 13676 ENTERPRISE PRODS OPER LLC 3.750% DUE 02-15-25 20600 21576 EQUITABLE COS INC 7.000% DUE 04-01-28 24739 24622 ERP OPER LTD PARTNERSHIP 4.500% DUE 07-01-44 10808 12009 EXXON MOBIL CORP 2.222% DUE 03-01-21 54701 55705 FEDEX CORP 3.200% DUE 02-01-25 15487 15744 FHLMC MULTIFAMILY STRUCTURED PASS THROUGH CERTIFICATES 3.320% DUE 02-25-23 104758 103660 FLORIDA PWR & LT CO 5.950% DUE 02-01-38 6480 6968 FNMA UMBS LNG 30 YEAR 3.000% DUE 08-01-49 58924 59266 FRANKLIN RES INC 2.850% DUE 03-30-25 29729 31099 GENERAL DYNAMICS CORP 3.750% DUE 05-15-28 10576 11061 GENERAL ELEC CAP CORP MTN BE 6.750% DUE 3/15/2032 11430 13009 GOLDMAN SACHS GROUP INC 3.625% DUE 01-22-23 82392 84333 HALLIBURTON CO 6.700% DUE 09-15-38 6265 6693 HONEYWELL INTL INC 5.700% DUE 03-15-37 6342 6862 INTERNATIONAL BUSINESS MACHS 4.000% DUE 06-20-42 4859 5518 JPMORGAN CHASE & CO 6.400% DUE 05-15-38 6545 7251 KELLOGG CO 7.450% DUE 04-01-31 12815 14197 KEYCORP MEDIUM TERM NTS BE 4.150% DUE 10-29-25 15913 16524 LINCOLN NATL CORP IND 3.625% DUE 12-12-26 15254 15977 LINCOLN NATL CORP IND 3.800% DUE 03-01-28 10522 10662 MARKEL CORP 3.350% DUE 09-17-29 15182 15450 METLIFE INC 6.500% DUE 12-15-32 20130 20788 MICROSOFT CORP 5.200% DUE 06-01-39 6078 6695 MORGAN STANLEY 5.500% DUE 07-28-21 68705 69940 MORGAN STANLEY 7.250% DUE 04-01-32 14085 14536 NEXTERA ENERGY CAP HLDGS INC 3.342% DUE 09-01-20 45512 45888 NORFOLK SOUTHERN CORP 5.640% DUE 05-17-29 24168 24478 NUTRIEN LTD 5.875% DUE 12-01-36 11851 12042 OCCIDENTAL PETE CORP DEL 2.700% DUE 02-15-23 44670 45800 ORACLE CORP 2.950% DUE 05-15-25 50297 52157 PARKER HANNIFIN CORP 3.250% DUE 03-01-27 20738 20960 PEPSICO INC 3.000% DUE 10-15-27 9978 10613 PFIZER INC 7.200% DUE 03-15-39 7187 7940 PNC FINANCIAL SERVICES GROUP INC 3.150% DUE 05-19-27 25144 25925 PROLOGIS LP 3.750% DUE 11-01-25 26044 27173 PRUDENTIAL FINANCIAL INC 3.500% DUE 05-15-24 58126 58704 PUBLIC SVC ELEC GAS CO MTN BE 2.250% DUE 09-15-26 38659 39726 QUALCOMM INC 2.600% DUE 01-30-23 44577 46277 SCHLUMBERGER INVT SA 3.650% DUE 12-01-23 41209 42239 SCHWAB CHARLES CORP NEW 4.000% DUE 02-01-29 32236 33704 SHELL INTERNATIONAL FIN BV 3.250% DUE 05-11-25 30495 31835 SUNTRUST BK ATL SR MD TM BK NT 3.000% DUE 02-02-23 20006 20726 TAMPA ELEC CO 2.600% DUE 09-15-22 34526 35662 TORONTO DOMINION BANK 2.500% DUE 12-14-20 54846 55371 TRAVELERS COS INC/THE 6.250% DUE 06-15-37 13149 13850 U S BANCORP MTNS BK ENT 2.350% DUE 01-29-21 54721 55785 U S BANCORP MTNS BK ENT 3.950% DUE 11/17/2025 32509 33132 UNITED PARCEL SERVICE INC 2.450% DUE 10-01-22 49606 51086 UNITED PARCEL SVC AMER INC 8.375% DUE 04-01-30 21276 21470 VALERO ENERGY CORP NEW 3.650% DUE 03-15-25 10568 10742 VERIZON COMMUNICATIONS INC 2.450% DUE 11-01-22 50373 50828 VISA INC 2.150% DUE 09-15-22 49273 50861 WALMART INC 2.350% DUE 12-15-22 44473 45809 WELLS FARGO & CO 2.550% DUE 12-07-20 70045 70425 WISCONSIN ELECTRIC POER CO 4.250% DUE 06-01-44 10852 11087 ISHARES TR MBS FIXED BDFD 1048560 1066120 COHEN & STEERS ALTERNATIVE INCOME FUND I 1225596 1268151 COHEN & STEERS REAL ASSETS FUNDS 744352 729669 COHEN & STEERS MLP & ENERGY OPP CL I 734568 685998 SPDR S&P 500 ETF TR 1301148 2043489 426498 451211 0 0 BBR ABSOLUTE RETURN LTD AT COST 40149 40149 BBR EQUITY LONG SHORT LTD AT COST 1300000 1620216 BBR ACTIVE EQUITY-LONG ONLY LP AT COST 2402526 2402526 RREF IV DEBT DOMESTIC INVESTORS AT COST 36273 36273 LIFTBRIDGE COMMERCIAL OFFSHORE AT COST 222690 229833 INSOLVE GLOBAL CREDIT FEEDER FUND AT COST 217441 214599 BLACKSTONE TACTICAL OPP FUND III AT COST 162999 162999 LEGAL FEES - DAVIDSON, DAWSON & CLARK, LLP 1131 0 1131 INVESTMENT INCOME RECEIVABLE 9114 9968 9968 CASH BASIS ADJUSTMENT 4719 OTHER DEDUCTIONS - FLOW THRU K-1S 0 40474 0 BOND PREMIUM 4834 4834 0 PARTNERSHIP INCOME 362932 0 0 FLOW THRU TO PARTNERSHIPS NOT ON BOOKS 24072 TAX REFUND 0 0 TAX REFUND 2060 2060 INVESTMENT ADVISORY FEES - CHARLES SCHWAB 4874 4874 0 INVESTMENT ADVISORY FEES - BBR PARTNERS LLC 57462 57462 0 FOREIGN TAXES 995 995 0