2020-11-13T19:55:29-06:00 2019-12-31 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2019-01-01 208009370 SANFORD CONSORTIUM FOR REGENERATIVE MEDICINE SANF 8582461074 2880 TORREY PINES SCENIC DR LA JOLLA CA 92037 JEFFREY A STEINDORF COO/VP 8582461074 2020-11-12 1 PATRICIA J MAYER P00188643 8586271400 172.90.17.200 2020-11-12 23:45:33 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 45A0DEE88EBA5BC01B2D6E064F66B43F0304238A 2019 2021-01-29 14:40:06Z EDWARD W HOLMES 2880 TORREY PINES SCENIC DR LA JOLLA CA 92037 8138446 0 X WWW.SANFORDCONSORTIUM.ORG X 2006 CA APPLYING THE POWER OF COLLABORATIVE STEM CELL RESEARCH TO ADVANCE BREAKTHROUGH THERAPIES. 11 10 2 12 19750 16185 0 0 8024845 7936722 133302 125880 75670 75844 8233817 8138446 0 0 0 0 290808 298225 0 0 0 7929735 8055953 8220543 8354178 13274 -215732 99062175 96488627 59790871 57433055 39271304 39055572 THE SANFORD CONSORTIUM, A COLLABORATION OF FIVE PREEMINENT, LIFE SCIENCE RESEARCH INSTITUTIONS, COMPRISES RENOWNED SCIENTISTS WITH EXPERTISE IN STEM CELL AND REGENERATIVE MEDICINE RESEARCH WHO ARE SEEKING TRANSFORMATIVE DISCOVERIES AND BREAKTHROUGH MEDICAL ADVANCES. 0 0 7709726 7836042 IN 2019, SCIENTISTS FROM THE SANFORD CONSORTIUM'S FIVE MEMBER INSTITUTIONS - LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY, SALK INSTITUTE FOR BIOLOGICAL STUDIES, SANFORD BURNHAM PREBYS MEDICAL DISCOVERY INSTITUTE, SCRIPPS RESEARCH, AND THE UNIVERSITY OF CALIFORNIA, SAN DIEGO - CONTINUED RESEARCH INTO HARNESSING THE REGENERATIVE POWERS OF STEM CELLS TO DISCOVER TREATMENTS AND CURES FOR MANY OF THE WORLD'S MOST CHALLENGING DISEASES, INCLUDING ALZHEIMER'S DISEASE, CANCER, DIABETES, HEART DISEASE, PARKINSON'S DISEASE, AND SPINAL CORD INJURIES. PUBLISHED RESEARCH BY CONSORTIUM SCIENTISTS ADVANCED THE BASE OF KNOWLEDGE AVAILABLE TO THE INTERNATIONAL COMMUNITY OF STEM CELL RESEARCHERS. 7709726 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 2 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X JEFFREY A STEINDORF 8582461101 2880 TORREY PINES SCENIC DR LA JOLLA CA 92037 STEINDORF JEFFREY VICE PRESIDENT & COO 40.00 X 217024 0 0 HOLMES EDWARD PRESIDENT & DIRECTOR 20.00 X X 44623 0 21564 ATKINSON RICHARD DIRECTOR 1.00 X 0 0 0 BRENNER DAVID DIRECTOR 1.00 X 0 0 0 BURNHAM MALIN BOARD CHAIR 1.00 X 0 0 0 KEADLE ELIZABETH DIRECTOR 1.00 X 0 0 0 KHOSLA PRADEEP DIRECTOR 1.00 X 0 0 0 KRONENBERG MITCHELL DIRECTOR 1.00 X 0 0 0 SAMIT ROBIN VICE PRESIDENT & SECRETARY 1.00 X 0 0 0 SANFORD DENNY BOARD VICE CHAIR 1.00 X 0 0 0 SCHULTZ PETER DIRECTOR 1.00 X 0 0 0 VUORI KRISTINA DIRECTOR 1.00 X 0 0 0 WITMER KIM VICE PRESIDENT & CFO 1.00 X 0 0 0 261647 0 21564 1 0 1 0 FACILITY SERVICES PARTNERS INC 1 UNIVERSITY DRIVE ALISO VIEJO CA 92656 FACILITIES MANAGEMENT 490994 SEQUOIA 1 UNIVERSITY DRIVE ALISO VIEJO CA 92656 JANITORIAL SERVICES 331946 DPR CONSTRUCTION 5010 SHOREHAM PLACE SAN DIEGO CA 92122 CONSTRUCTION SERVICES 280725 SECURITAS SECURITY SERVICES USA INC 1550 HOTEL CIRCLE NORTH SAN DIEGO CA 92108 SECURITY SERVICES 153161 LOCKTON INSURANCE BROKERS LLC DEPT LA 23878 PASADENA CA 91185 INSURANCE BROKER 144186 5 LICENSE FEES 900099 7460000 7460000 MISCELLANEOUS REVENUE 900099 400038 299358 100680 EXPENSE REIMBURSEMENT 900099 76684 76684 7936722 125880 125880 PARKING REVENUE 812930 75844 19750 56094 75844 8138446 7836042 19750 282654 283211 121782 161429 15014 6456 8558 493742 493742 47225 47225 110948 110948 30659 30659 1467880 1467880 2337 2337 15775 15775 1198328 1198328 2952059 2952059 138345 138345 BUILDING SUPPORT 678054 678054 SCIENCE SUPPORT 282320 282320 JANITORIAL SERVICES 254068 254068 OPERATIONAL & FINANCIAL 197311 84844 112467 186902 154418 32484 8354178 7709726 644452 0 2375556 2119053 49028 204569 102299 108140 123573227 35504822 90670574 88068405 5864718 5988460 99062175 96488627 517266 643774 59273605 56789281 59790871 57433055 X 39271304 39055572 39271304 39055572 99062175 96488627 -215732 0 X 0 1 X 1 0 X 50000 250 50250 50000 250 50250 50250 119705 209949 212433 283345 282654 1108086 4189 8866 4275 19346 16185 52861 1211197 40082284 0.04150 0.10490 X PURSUANT TO REGULATION 1.170A-9(E) (3) THE ORGANIZATION NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT DIRECTLY OR INDIRECTLY FROM THE GENERAL PUBLIC AND IT IS ACTIVELY ENGAGED IN THE ATTRACTION OF PUBLIC SUPPORT. THE ORGANIZATION IS PUBLICLY SUPPORTED UNDER THE FACTS AND CIRCUMSTANCES TEST AS FOLLOWS:(I) TEN PERCENT-OF-SUPPORT LIMITATION: THE PERCENTAGE OF SUPPORT NORMALLY RECEIVED BY THE ORGANIZATION FROM CONTRIBUTIONS MADE BY GOVERNMENT UNITS, FROM CONTRIBUTIONS MADE DIRECTLY OR INDIRECTLY BY THE GENERAL PUBLIC, OR FROM A COMBINATION OF THESE SOURCES EQUALS AT LEAST 10 PERCENT. (II) ATTRACTION OF PUBLIC SUPPORT: THE ORGANIZATION IS ORGANIZED AND OPERATED TO CONTINUOUSLY ATTRACT NEW AND ADDITIONAL PUBLIC SUPPORT. THE BOARD OF DIRECTORS MAINTAINS A CONTINUOUS AND BONA FIDE PROGRAM FOR SOLICITATION OF FUNDS FROM THE GENERAL PUBLIC AND SURROUNDING COMMUNITY. THE BOARD AND VOLUNTEERS ACTIVELY PURSUE PUBLIC FUNDS AND CORPORATE SPONSORSHIPS IN SAN DIEGO COUNTY. (III) PERCENTAGE OF FINANCIAL SUPPORT: FOR THE YEAR ENDED DECEMBER 31, 2018, PUBLIC SUPPORT NORMALLY RECEIVED EQUALED 10.49%, WHICH SATISFIES THE TEN PERCENT REQUIREMENT. (IV) SOURCES OF SUPPORT: THE ORGANIZATION RECEIVES SUPPORT FROM A LARGE REPRESENTATIVE NUMBER OF PERSONS. IT DOES NOT RECEIVE ALMOST ALL OF ITS SUPPORT FROM THE MEMBERS OF A SINGLE FAMILY. THE ORGANIZATION HAS BEEN IN EXISTENCE SINCE 2006. THE ORGANIZATION WAS FORMED BY THE SANFORD BURNHAM PREBYS MEDICAL DISCOVERY INSTITUTE, THE SALK INSTITUTE FOR BIOLOGICAL STUDIES, SCRIPPS RESEARCH, AND THE UNIVERSITY OF CALIFORNIA, SAN DIEGO CAMPUS OF THE REGENTS OF THE UNIVERSITY OF CALIFORNIA "COLLABORATING ORGANIZATIONS", TO PLAN, FINANCE, CONSTRUCT, AND OPERATE A STEM CELL RESEARCH LABORATORY BUILDING TO ENABLE AND FACILITATE INTER-INSTITUTIONAL, MULTI-DISCIPLINARY COLLABORATIVE STEM CELL AND RELATED FIELD RESEARCH AND EDUCATION. DURING 2011, THE LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY BECAME A FIFTH COLLABORATING ORGANIZATION. THE ORGANIZATION SEEKS TO HARNESS THE REGENERATIVE POWERS OF STEM CELL TO DISCOVER TREATMENTS AND CURES FOR MANY OF THE WORLD'S MOST CHALLENGING DISEASES, INCLUDING ALZHEIMER'S DISEASE, CANCER, DIABETES, HEART DISEASE, PARKINSON'S DISEASE, AND SPINAL CORD INJURIES. PUBLISHED RESEARCH BY THE ORGANIZATION'S SCIENTISTS ADVANCES THE BASE OF KNOWLEDGE AVAILABLE TO THE INTERNATIONAL COMMUNITY OF STEM CELL RESEARCHERS. OTHER ORGANIZATIONAL ACTIVITIES ENCOMPASS SAN DIEGO COUNTY. (V) REPRESENTATIVE GOVERNING BODY: THE ORGANIZATION'S BOARD OF DIRECTORS IS COMPRISED OF A DIVERSE MIXTURE OF DEDICATED PEOPLE FROM DIFFERENT INDUSTRIES AND BACKGROUNDS. SUCH PERSONS REPRESENT A BROAD CROSS-SECTION OF THE VIEWS AND INTERESTS OF THE COMMUNITY. THE GOVERNING BODY DOES NOT COMPRISE THE PERSONAL AND PRIVATE INTERESTS OF A LIMITED NUMBER OF DONORS. (VI) AVAILABILITY OF PUBLIC SERVICES: THE SERVICES AND PROGRAMS PROVIDED BY THE ORGANIZATION ARE AVAILABLE TO THE PUBLIC ON A CONTINUOUS BASIS. 108610453 20542048 88068405 14962774 14962774 0 88068405 THE REGENTS STIP 5988460 F 5988460 X 8061762 0 8061762 76684 76684 8138446 8277494 -76684 -76684 8354178 0 8354178 PART X, LINE 2: SANFORD CONSORTIUM HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF DECEMBER 31, 2019 OR 2018. SANFORD CONSORTIUM FILES AN EXEMPT ORGANIZATION RETURN IN THE UNITED STATES FEDERAL JURISDICTION AND WITH THE FRANCHISE TAX BOARD IN THE STATE OF CALIFORNIA. FOR EACH OF THE YEARS ENDED DECEMBER 31, 2019 AND 2018, TAXES ON UNRELATED BUSINESS INCOME ARE RECORDED WHEN PAID AND NO PROVISION FOR INCOME TAX HAS BEEN MADE. PART XI, LINE 4B - OTHER ADJUSTMENTS: REIMBURSED EXPENSES 76,684. PART XII, LINE 2D - OTHER ADJUSTMENTS: REIMBURSED EXPENSES -76,684. X 0 0 0 0 0 0 0 1 0 STEINDORF JEFFREY VICE PRESIDENT & COO 212024 0 5000 0 0 0 0 0 0 0 217024 0 0 0 PART I, LINE 7 A DISCRETIONARY BONUS WAS PAID TO THE COO FOR ACHIEVING GOALS APPROVED BY THE BOARD OF DIRECTORS. A CA INFRASTRUCTURE & ECON DEV BANK 630304652 13034APJ3 2016-10-01 64485972 REFUNDING BONDS 0 0 0 A 64485972 450275 64035697 1 0 1 1 A 0 0 0 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS REVIEWED BY MANAGEMENT, AND A COPY IS PROVIDED TO ALL VOTING BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C PER SANFORD'S CONFLICT OF INTEREST POLICY, ALL OFFICERS, DIRECTORS, TRUSTEES AND/OR KEY EMPLOYEES ("COVERED PERSONS") ARE REQUIRED TO PROMPTLY AND FULLY DISCLOSE ALL MATERIAL FACTS OF EVERY ACTUAL OR POTENTIAL CONFLICT OF INTEREST (A) EXISTING AT THE TIME HE/SHE BECOMES A COVERED PERSON; (B) THAT ARISES WHILE HE/SHE IS A COVERED PERSON, AT THE TIME SUCH ACTUAL OR POTENTIAL CONFLICT ARISES; AND (C) ANNUALLY, EVERY COVERED PERSON MUST COMPLETE A CONFLICT OF INTEREST SURVEY. ANY PERSON WITH A CONFLICT WITH RESPECT TO ANY MATTER MUST RECUSE HIM/HERSELF FROM ANY DISCUSSION OR VOTE WITH RESPECT TO SUCH MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF ALL OFFICERS AND KEY EMPLOYEES WAS REVIEWED BY THE BOARD IN CONSULTATION WITH THE COUNCIL OF ADMINISTRATIVE LEADERS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST.