2020-11-13T10:24:44-06:00 2019-12-31 560747981 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2019-01-01 205583324 UNITED STATES ENDOWMENT FOR FORESTRY AND COMMUNITIES INC UNIT 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 CARLTON OWEN PRESIDENT/CEO 8642337646 2020-11-13 1 AMY BIBBY P00445891 8282542254 2020-11-13 99.47.28.203 2020-11-13 10:23:40 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 48FB394F9AA065459641371F168D9F2AFFFBB473 2019 2021-01-29 14:40:06Z CARLTON OWEN 908 EAST NORTH STREET GREENVILLE SC 29601 13845763 0 X WWW.USENDOWMENT.ORG X 2006 DE TO ADVANCE POSITIVE CHANGE FOR THE NATION'S WORKING FORESTS AND FOREST-RELIANT COMMUNITIES 12 11 10 12 0 -28551 8922536 10675091 0 0 7748066 2887439 149116 283233 16819718 13845763 12956062 13308973 0 0 1722646 1822723 0 0 0 497747 840610 15176455 15972306 1643263 -2126543 232246974 262794587 7985120 4433090 224261854 258361497 X THE ENDOWMENT WORKS COLLABORATIVELY WITH PARTNERS IN THE PUBLIC AND PRIVATE SECTORS TO ADVANCE SYSTEMIC, TRANSFORMATIVE, AND SUSTAINABLE CHANGE FOR THE HEALTH AND VITALITY OF THE NATION'S WORKING FORESTS AND FOREST RELIANT COMMUNITIES. 0 0 14826874 13308973 SEE SCHEDULE O FOR STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS:THE ENDOWMENT ADVANCES ITS MISSION USING A "THEORY OF CHANGE" THAT FOCUSES ON THREE AREAS: RETAINING AND RESTORING HEALTHY WORKING FORESTS; PROMOTING AND CAPTURING MULTIPLE VALUE STREAMS USING MARKET-BASED TOOLS; AND ENHANCING COMMUNITY CAPACITY, COLLABORATION, AND LEADERSHIP. THE ENDOWMENT DEPLOYS ITS WORK THROUGH FIVE PRIMARY INITIATIVES, EACH OF WHICH SUPPORTS SEVERAL PROGRAMS OR PROJECTS. I. ECOSYSTEM MARKETS: MONETIZING NON-TRADITIONAL FOREST PRODUCTS. THE HEALTHY WATERSHED THROUGH HEALTHY FORESTS PROGRAM CONNECTS DOWNSTREAM WATER CONSUMERS WITH UPSTREAM FOREST OWNERS WITH THE INTENT TO ADVANCE OVERALL WATERSHED HEALTH AND QUALITY BY ENSURING WORKING FOREST RETENTION. MUCH OF THIS WORK IS JOINTLY-FUNDED IN PARTNERSHIP WITH THE USDA NATURAL RESOURCES CONSERVATION SERVICE (NRCS) AND THE ENVIRONMENTAL PROTECTION AGENCY (EPA). WE CONTINUE NATION-WIDE COLLABORATION WITH THE AMERICAN WATER WORKS ASSOCIATION, WHICH REPRESENTS WATER UTILITIES AND THE WATER COMMUNITY.II. FOREST RETENTION AND HEALTH: RETAINING/EXPANDING AND ENSURE HEALTH OF FORESTS. A WIDE-RANGING INITIATIVE THAT INCLUDES SERVING AS CROSS-BORDER CONVENER FOR MORE STRATEGIC COLLABORATION BETWEEN CANADA AND THE U.S. TO DATE WE HOSTED FOUR CANADA/US FOREST HEALTH AND INNOVATION SUMMITS ROUGHLY ON A BIENNIAL BASIS. OTHER WORK INCLUDES TWO MAJOR PROGRAMS IN THE SOUTHERN U.S. -- KEEPING FORESTS & THE PARTNERSHIP FOR SOUTHERN FORESTLAND CONSERVATION ALONG WITH THE NATIONAL CONSERVATION EASEMENT DATABASE; AND SUPPORT FOR THE DEPARTMENT OF DEFENSE'S BASE BUFFERING PROGRAM. EACH IS DESIGNED TO AID IN RETENTION AND RESTORATION OF HEALTHY WORKING FORESTS. PROJECTS CONTINUE TO FOSTER COLLABORATION TO RESTORE FORESTS IN THE MISSISSIPPI RIVER BASIN AND OTHER RIVERS FLOWING INTO THE GULF TO MITIGATE IMPACTS FROM THE BP DEEPWATER HORIZON OIL SPILL. III. TRADITIONAL MARKETS: AFTER SUCCESSFUL WORK THAT LED TO THE CREATION OF TWO COMMODITY CHECK-OFFS SOFTWOOD LUMBER BOARD AND PAPER & PAPER-BASED PACKAGING BOARD -- MORE RECENT WORK CENTERS ON STRENGTHENING THE TIMBER HARVEST AND HAUL SEGMENT OF THE FOREST PRODUCTS VALUE CHAIN. IV. FUTURE MARKETS: THE ENDOWMENT IS PARTNERING WITH THE USDA FOREST SERVICE AND EMERGING PRODUCERS TO ADVANCE COMMERCIALIZATION OF 21ST WOODY CELLULOSE PRODUCTS USING NANOTECHNOLOGY. THIS MULTI-YEAR INITIATIVE ENGAGES PARTNERS TO FILL KNOWLEDGE GAPS THAT SHOULD LEAD TO POTENTIAL NEW PRODUCTS ALL WHILE PLACING A PRIMARY INTEREST ON ENSURING HUMAN AND ENVIRONMENTAL HEALTHY AND SAFETY. WORK ALSO CONTINUES TO ADVANCE MASS TIMBER APPLICATIONS TO SUPPORT TALL WOODEN BUILDINGS. THE GREATEST SUCCESS TO DATE WAS ACHIEVED IN CONCERT WITH THE SOFTWOOD LUMBER BOARD AND AMERICAN WOOD COUNCIL AS EFFORTS TO MODERNIZE BUILDING CODES WERE ACHIEVED THAT WILL ALLOW CONSTRUCTION OF MASS TIMBER BUILDINGS UP-TO 18 STORIES FROM THE CURRENT 6-STORY LIMIT. ADDITIONALLY, WE ARE WORKING TO DEVELOP MARKETS FOR SMALL DIAMETER, DYING & DEAD TREES TO ENHANCE FOREST HEALTH WHILE ADVANCING FAMILY-SUPPORTING JOBS IN RURAL COMMUNITIES THROUGH DOMESTIC GREEN ENERGY PRODUCTION. THROUGH PARTNERSHIP WITH THE USDA FOREST SERVICE WE ARE CONCENTRATING OUR WORK IN SEEKING TO COMMERCIALIZE TORREFACTION TO PROVIDE A ROBUST NEW MARKET FOR FUELS THAT COULD YIELD GREEN ENERGY. BUILDING ON A TEST BURN OF TORREFIED PELLETS COMPLETED IN A COAL-FIRED FACILITY, CONSTRUCTION IS NEARING COMPLETION ON THE NATION'S FIRST COMMERCIAL-SCALE TORREFACTION FACILITY.V. ASSET CREATION: WE CONTINUE TO TRANSITION OUR HIGHLY SUCCESSFUL SUSTAINABLE FORESTRY AND LAND RETENTION WORK WITH AN OBJECTIVE OF USING FORESTS AND FOREST-BASED ASSETS TO CREATE ECONOMIC OPPORTUNITY FOR UNDER-SERVED POPULATIONS, TO THE AUSPICES OF THE AMERICAN FOREST FOUNDATION. THE MULTI-YEAR PROGRAM IN PARTNERSHIP WITH THE USDA FOREST SERVICE AND NRCS ACROSS SEVEN SOUTHERN STATES HAS SUCCESSFULLY SEEN 1500 BLACK FAMILIES MOVE THEIR LANDS INTO THE FOREST MANAGEMENT PIPELINE. ADDITIONALLY, WE ARE WORKING WITH THE ECONOMIC DEVELOPMENT ADMINISTRATION IN NEW ENGLAND TO FILL THE VOID CREATED BY CLOSURE OF MUCH OF THE REGIONS PULP AND PAPER PRODUCTION. 14826874 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 2 0 1 10 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DE SC X X X SIGNE C CANN 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 JOHN T COOPER JR DIRECTOR 1.00 X 0 0 0 MARK D EMMERSON CHAIRMAN 2.00 X X 0 0 0 JAMES FARRELL DIRECTOR 1.00 X 0 0 0 JEFF HEARN DIRECTOR 1.00 X 0 0 0 JIM HOOLIHAN DIRECTOR 1.00 X 0 0 0 RACHEL JACOBSON DIRECTOR 1.00 X 0 0 0 COLIN MOSELEY PAST CHAIRMAN 1.00 X 0 0 0 MARK REED DIRECTOR 1.00 X 0 0 0 CRIS STAINBROOK DIRECTOR 1.00 X 0 0 0 JUDITH STOCKDALE DIRECTOR/VICE CHAIR 1.00 X X 0 0 0 KEVIN SCHUYLER DIRECTOR/TREASURER 2.00 X X 0 0 0 ANDREA TUTTLE DIRECTOR 1.00 X 0 0 0 SOILE KILPI DIRECTOR 1.00 X 0 0 0 ADRIAN BLOCKER DIRECTOR 1.00 X 0 0 0 CARLTON OWEN PRESIDENT/CEO SECRETARY 40.00 X X 360978 0 41012 PETER STANGEL COO 40.00 X 268271 0 41112 ALICIA CRAMER SR VICE PREISDENT 40.00 X 204951 0 38851 MICHAEL GOERGEN VICE-PRESIDENT 40.00 X 207455 0 23460 SIGNE CANN CFO 40.00 X 178246 0 23207 MATT KRUMENAUER VICE-PRESIDENT 40.00 X 144115 0 20686 1364016 0 188328 6 0 1 0 VIREO ADVISORS LLC 11 PERKINS ST 223 BOSTON MA 02130 ENVIRONMENTAL CONSULTING 344202 IBM PO BOX 534151 ATLANTA GA 30353 BLOCKCHAIN CONSULTING 268235 PRODUCT SAFETY LABS LLC DEPT 2642 PO BOX 11407 BIRMINGHAM AL 35246 ENVIRONMENTAL CONSULTING 193844 JEFF LERNER 1405 WOODMAN AVE SILVER SPRING MD 20902 PROJECT MANAGEMENT 140073 CONVERSANT SOLUTIONS LLC 207 CANYON BLVD BOULDER CO 80302 SYSTEM MAPPING 135000 10 7339009 3336082 10675091 432400 -485260 917660 2455039 0 2455039 2455039 2455039 MISCELLANEOUS INCOME 900099 283233 283233 283233 13845763 -485260 0 3655932 13308973 13308973 362524 290019 72505 1125943 784779 341164 334256 276240 58016 21421 21421 46539 46539 395233 395233 69531 46854 22677 46446 12434 34012 169483 96586 72897 17261 44 17217 1675 1675 27101 10840 16261 MISCELLANEOUS 25617 105 25512 COMMUNITY WEALTH THROUG 20303 20303 15972306 14826874 1145432 0 16000525 8570459 6924530 7539031 12839 218456 128159 23988 15784758 139093 7317771 15645665 182524782 205907803 19248293 24774677 90075 114508 232246974 262794587 7674120 4433090 311000 7985120 4433090 X 21138499 24857158 203123355 233504339 224261854 258361497 232246974 262794587 X -2126543 35057905 1168281 X X 0 1 X 1 1 1 X 4084668 8093765 6363417 8922536 10675091 38139477 4084668 8093765 6363417 8922536 10675091 38139477 445531 37693946 2949119 3382776 4055678 2228723 917660 13533956 51673433 2916828 0.72950 0.64750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 201429295 37428185 8175000 230682480 221406784 -11560489 8417000 201429295 201154144 29279518 9026878 221406784 194972576 13739487 7557919 201154144 211596560 -6893979 9730005 194972576 0.86700 0.13300 0 0 137794 137794 324101 139093 185008 15322863 15322863 15645665 PRIVATE LIMITED PARTNERSHIPS 24774677 F 24774677 X 48508435 35057905 35057905 13450530 395233 395233 13845763 15577073 0 15577073 395233 395233 15972306 PART V, LINE 4: THE ORGANIZATION WAS FUNDED WITH A ONE-TIME INFUSION OF $200 MILLION UNDER THE TERMS OF THE SOFTWOOD LUMBER AGREEMENT BETWEEN THE UNITED STATES AND CANADA. EARNINGS FROM THE ENDOWMENT CAN BE USED TO FUND THE ORGANIZATION'S PURPOSES OF SUPPORTING EDUCATIONAL AND CHARITABLE CAUSES IN TIMBER-RELIANT COMMUNITIES, EDUCATIONAL AND PUBLIC-INTEREST PROJECTS ADDRESSING FOREST MANAGEMENT ISSUES THAT AFFECT TIMBER-RELIANT COMMUNITIES, OR THE SUSTAINABILITY OF FORESTS AS SOURCES OF BUILDING MATERIALS, WILDLIFE HABITAT, BIO-ENERGY, RECREATION, AND OTHER VALUES. PART X, LINE 2: THE ENDOWMENT HAS OBTAINED TAX EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3), AND AS SUCH, IS EXEMPT FROM INCOME TAXES EXCEPT ON UNRELATED BUSINESS INCOME. ACCORDINGLY, THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE ENDOWMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED TAX BENEFITS OR OBLIGATIONS AS OF DECEMBER 31, 2019. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT FEES 395,233. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT FEES 395,233. 1 GRANTS GRANT 25000 0 0 0 0 0 0 25000 0 25000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES WOOD TO ENERGY 25000 CHECK 1 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION MONITORS RECIPIENTS OF GRANTS TO ENSURE THAT FUNDS ARE SPENT ON INTENDED PURPOSES. PART III ACCOUNTING METHOD: 1 THE LONGLEAF ALLIANCE 12130 DIXON CENTER ROAD ANDALUSIA AL 36420 753263645 134543 LONGLEAF MAPPING, SRCWF DUCKS UNLIMITED 1220 EISENHOWER PLACE ANN ARBOR MI 48108 135643799 501 (C) (3) 5000 FOREST RETENTION HURON RIVER WATERSHED COUNCIL 1100 N MAIN ST STE 210 ANN ARBOR MI 48104 381806452 501 (C) (3) 74155 HEALTHY WATERSHED CONSORTIUM CHESAPEAKE CONSERVANCY 716 GIDDINGS AVENUE SUITE 42 ANNAPOLIS MD 21401 262271377 501 (C) (3) 62688 SENTINEL LANDSCAPES TROUT UNLIMITED PA 1777 N KENT ST ARLINGTON VA 22209 381612715 501 (C) (3) 40000 HEALTHY WATERSHED CONSORTIUM THE NATURE CONSERVANCY 4245 FAIRFAX DR 100 ARLINGTON VA 22203 530242652 501 (C) (3) 191191 FOREST RETENTION, SENTINEL LANDSCAPES GEORGIA TECH RESEARCH CORP PO BOX 100117 ATLANTA GA 30384 580603146 501 (C) (3) 233852 P3 NANO RESEARCH TO COMMERCIALIZATION THE CONSERVATION FUND 100 PEACHTREE ST SUITE 230 ATLANTA GA 30303 521388917 501C3 68778 SENTINEL LANDSCAPES HILL COUNTRY ALLIANCE PO BOX 151675 AUSTIN TX 78715 260106908 501 (C) (3) 29000 HEALTHY WATERSHED CONSORTIUM HILL COUNTRY CONSERVANCY PO BOX 163125 AUSTIN TX 78716 742948145 501 (C) (3) 91197 HEALTHY WATERSHED CONSORTIUM AMERICAN FOREST FOUNDATION PO BOX 79423 BALTIMORE MD 21298 521235124 501 (C) (3) 5336 SUSTAINABLE FORESTRY AND LAND RETENTION AMERICAN WOOD COUNCIL DEPARTMENT 791153 BALTIMORE MD 21279 272820415 180305 MASS TIMBER CENTRAL FL REGIONAL PLANNING 555 E CHURCH STREET BARTOW FL 33830 591520550 GOVT 51331 SENTINEL LANDSCAPES THE WATER INSTITUTE 1110 RIVER RD BATON ROUGE LA 70802 451066585 501 (C) (3) 94422 FOREST RETENTION LOUISIANA STATE UNIVERSITY 240A THOMAS BOYD HALL BATON ROUGE LA 70803 726000848 UNIVERSITY 29320 P3 NANO RESEARCH TO COMMERCIALIZATION LAND TRUST FOR MISSISSIPPI COASTAL PLAIN PO BOX 245 BILOXI MS 39533 640936130 501 (C) (3) 52433 HEALTHY WATERSHED CONSORTIUM VIRGINIA POLYTECHNIC UNIVERSITY NORTH END CENTER MC 0170 BLACKSBURG VA 24061 546001805 UNIVERSITY 9549 FOREST HEALTH CENTER FOR LARGE LANDSCAPE PO BOX 1587 BOZEMAN MT 59771 271226829 46132 HEALTHY WATERSHED CONSORTIUM BUFFALO NIAGARA RIVER KEEPER 721 MAIN ST BUFFALO NY 14203 222993054 501 (C) (3) 124622 HEALTHY WATERSHED CONSORTIUM INSTITUTE OF FOREST BIOSCIENCES 140 PRESTON EXECUTIVE DRIVE SUITE 100G CARY NC 27513 562278107 25000 FOREST HEALTH CENTER FOR HEIRS' PROPERTY PRESERVATION 1535 SAM RITTENBURG BLVD SUITE D CHARLESTON SC 29407 522452879 501 (C) (3) 106816 SUSTAINABLE FORESTRY AND LAND RETENTION VIRGINIA DEPT OF FORESTRY 900 NATURAL RESOURCE DRIVE SUITE 800 CHARLOTTESVILLE VA 22903 546001800 GOVT 109496 HEALTHY WATERSHED CONSORTIUM PURDUE UNIVERSITY 23510 NETWORK PLACE CHICAGO IL 66073 356002041 UNIVERSITY 86499 P3 NANO RESEARCH TO COMMERCIALIZATION COUNCIL OF GREAT LAKES 20 N WACKER DR CHICAGO IL 60606 411427529 155779 FOREST RETENTION CLEMSON UNIVERSITY 108 SILAS N PEARMAN BLVD CLEMSON SC 29634 576000254 UNIVERSITY 119342 P3 NANO RESEARCH TO COMMERCIALIZATION, GREEN BUILDING SC RURAL WATER ASSOCIATION 128 STONEMARK LANE COLUMBIA SC 29210 570646037 21619 HEALTHY WATERSHED CONSORTIUM DOWNEAST SALMON FEDERATION BOX 201 COLUMBIA FALLS ME 04623 010532938 501 (C) (3) 24229 HEALTHY WATERSHED CONSORTIUM NORTHERN FOREST CENTER PO BOX 210 CONCORD NH 03302 223458955 501 (C) (3) 88623 FOREST RETENTION CONSORTIUM FOR RESEARCH ON RENEWABLE INDUSTRIAL MATERIALS PO BOX 2432 CORVALLIS OR 97339 911744259 501 (C) (3) 154239 P3 NANO RESEARCH TO COMMERCIALIZATION OREGON STATE UNIVERSITY 104 KERR ADMIN BUILDING CORVALLIS OR 97331 611730890 GOVT 361678 P3 NANO RESEARCH TO COMMERCIALIZATION MCINTOSH SEED PO BOX 2355 DARIEN GA 31305 582556194 501 (C) (3) 136250 SUSTAINABLE FORESTRY AND LAND RETENTION COLORADO SCHOOL OF MINES PO BOX 911911 DENVER CO 80291 846000551 UNIVERSITY 179096 GREEN BUILDING BLACK FAMILY LAND TRUST P O BOX 2087 DURHAM NC 27702 043797149 501 (C) (3) 135260 SUSTAINABLE FORESTRY AND LAND RETENTION MICHIGAN STATE UNIVERSITY CONTRACT AND GRANT ADMINISTRATION EAST LANSING MI 48824 386005984 UNIVERSITY 106904 P3 NANO RESEARCH TO COMMERCIALIZATION, GREEN BUILDING EUGENE WATER & ELECTRIC BOARD 500 E 4TH AVE EUGENE OR 97401 936001483 501 (C) (3) 115701 HEALTHY WATERSHED CONSORTIUM LRLEAN 3726 COUNTY ROAD 12 FAYETTE AL 35555 453970733 501 (C) (3) 85875 SUSTAINABLE FORESTRY AND LAND RETENTION UNIVERSITY OF ARKANSAS 1 UNIVERSITY OF ARKANSAS FAYETTEVILLE AR 72701 716003252 GOVT 35659 MASS TIMBER ALACHUA CONSERVATION TRUST 7204 SE CR 234 GAINESVILLE FL 32641 592919630 501 (C) (3) 27288 HEALTHY WATERSHED CONSORTIUM HURON PINES RESOURCE CONSERVATION 4241 OLD US 27 SOUTH SUITE 2 GAYLORD MI 49735 475104164 501 (C) (3) 58746 HEALTHY WATERSHED CONSORTIUM PENNSYLVANIA DEPT OF CONSERVATION & NATURAL RESOURCES 400 MARKET ST HARRISBURG PA 17105 251773197 GOVT 48392 HEALTHY WATERSHED CONSORTIUM HAWAII DEPT OF LAND AND NATURAL RESOURCES 3190 MAILE WAY HONOLULU HI 96822 990266119 501 (C) (3) 112652 HEALTHY WATERSHED CONSORTIUM KATY PRARIE CONSERVANCY 5615 KIRBY DRIVE HOUSTON TX 77005 760377029 501 (C) (3) 57339 HEALTHY WATERSHED CONSORTIUM WINSTON COUNTY SELF HELP 3450 SHANNON DALE DRIVE JACKSON MS 39212 640771042 501 (C) (3) 120000 SUSTAINABLE FORESTRY AND LAND RETENTION NORTH FLORIDA LAND TRUST 2038 GILMORE ST JACKSONVILLE FL 32204 593609167 501 (C) (3) 72404 HEALTHY WATERSHED CONSORTIUM ALASKA DEPT OF FISH AND WILDLIFE PO BOX 115526 1255 W 8TH STREET JUNEAU AK 99811 926001185 GOVT 163257 HEALTHY WATERSHED CONSORTIUM TROUT UNLIMITED OR 1453 EXPLANADE AVE KLAMATH FALLS OR 97601 351612715 501 (C) (3) 10154 HEALTHY WATERSHED CONSORTIUM MORRISON SOIL & WATER CONSERVATION 16776 HERON ROAD LITTLE FALLS MN 56345 410941237 GOVT 18000 HEALTHY WATERSHED CONSORTIUM UNIVERSITY OF LOUISVILLE RESEARCH FOUNDATION 300 EAST MARKET ST SUITE 300 LOUISVILLE KY 40202 611029626 UNIVERSITY 44009 WOOD TO ENERGY UNIVERSITY OF WISCONSIN - MADISON 333 EAST CAMPUS MALL MADISON WI 53715 396006492 UNIVERSITY 158696 P3 NANO RESEARCH TO COMMERCIALIZATION UNIVERSITY OF MINNESOTA - NRRI NW 5957 PO BOX 1450 MINNEAPOLIS MN 55485 416007513 GOVT 94840 WOOD TO ENERGY MISSISSIPPI STATE UNIVERSITY OFFICE OF THE CONTROLLER TREASURER SPONSORED PROGRAMS ACCOUNTING MISSISSIPPI STATE MS 39762 386005989 UNIVERSITY 19441 GREEN BUILDING, FOREST RETENTION MOBILE BAY NATIONAL ESTUARY 118 NORTH ROYAL MOBILE AL 36602 630779657 501 (C) (3) 184632 HEALTHY WATERSHED CONSORTIUM FOOTHILLS CONSERVANCY OF NC PO BOX 3023 MORGANTON NC 28680 561947390 501 (C) (3) 60312 HEALTHY WATERSHED CONSORTIUM UNIVERSITY OF IDAHO 875 PERIMETER DR MS3020 MOSCOW ID 83844 826000945 GOVT 55192 MASS TIMBER WASHINGTON STATE DEPT OF COMMERCE 1011 PLUM ST SE OLYMPIA WA 98504 910823820 GOVT 28005 SENTINEL LANDSCAPES UNIVERSITY OF MAINE 5717 CORBETT HALL ROOM 400 ORONO ME 04469 016000769 UNIVERSITY 156671 P3 NANO RESEARCH TO COMMERCIALIZATION CONSERVATION FOUNDATION OF THE GULF COAST PO BOX 902 OSPREY FL 34229 200345249 501 (C) (3) 25250 HEALTHY WATERSHED CONSORTIUM UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES 5TH FLOOR FRANKLIN BUILDING 3451 WALNUT PHILADELPHIA PA 19104 231352685 UNIVERSITY 55993 P3 NANO RESEARCH TO COMMERCIALIZATION UNIVERSITY OF ARKANSAS PINE BLUFF MS 4984 PINE BLUFF AR 71601 581353149 501 (C) (3) 104882 SUSTAINABLE FORESTRY AND LAND RETENTION WESTERN RIVERS CONSERVANCY 71 SW OAK STREET SUITE 100 PORTLAND OR 97204 931326405 501 (C) (3) 43574 HEALTHY WATERSHED CONSORTIUM SUSTAINABLE NORTHWEST 1130 SW MORRISON ST SUITE 510 PORTLAND OR 97205 931152222 501 (C) (3) 46754 HEALTHY WATERSHED CONSORTIUM FEATHER RIVER LAND TRUST PO BOX 1826 QUINCY CA 95971 680449687 501 (C) (3) 71045 HEALTHY WATERSHED CONSORTIUM WORKING LANDS TRUST 1600 GLENWOOD AVENUE RALEIGH NC 27608 462913344 501 (C) (3) 71428 SENTINEL LANDSCAPES NORTH CAROLINA STATE UNIVERSITY OFFICE OF GRANTS AND CONTRACTS RALEIGH NC NC 27695 566000756 UNIVERSITY 100501 WOOD TO ENERGY, GREEN BUILDING, SENTINEL LANDSCAPES HIGHSTEAD FOUNDATION PO BOX 1097 REDDING CT 06875 061108612 501 (C) (3) 117354 HEALTHY WATERSHED CONSORTIUM ROANOKE ECONOMIC DEVELOPMENT INC 409 MAIN ST PO BOX 148 RICH SQUARE NC 27869 562182552 501 (C) (3) 105000 SUSTAINABLE FORESTRY AND LAND RETENTION BLUE FOREST CONSERVATION 2716 6TH AVE SACRAMENTO CA 95818 475104164 299370 FOREST RETENTION THE TRUST FOR PUBLIC LAND 101 MONTGOMERY STSUITE 900 SAN FRANCISCO CA 94104 237222333 501 (C) (3) 179834 INNOVATIVE FINANCE FOR FOREST CONSERVATION, HEALTHY WATERSHEDS CONSORTIUM PACIFIC FOREST TRUST 1001-A OREILLY AVENUE SAN FRANCISCO CA 94129 680292509 501 (C) (3) 81465 HEALTHY WATERSHED CONSORTIUM SONOMA LAND TRUST 822 FIFTH ST SANTA ROSA CA 95404 510197006 501 (C) (3) 103169 HEALTHY WATERSHED CONSORTIUM THE BULLITT FOUNDATION 1501 E MADISON ST SEATTLE WA 98122 916027795 501 (C) (3) 63206 HEALTHY WATERSHED CONSORTIUM PUGET SOUND REGIONAL COUNCIL 1011 WESTERN AVENUE 500 SEATTLE WA 89104 910662794 501 (C) (3) 16124 HEALTHY WATERSHED CONSORTIUM ATHENA INSTITUTE 600 GRINGS HILL RD SINKING SPRING PA 19608 233099315 30831 GREEN BUILDING LOWER SHORE LAND TRUST 100 RIVER ST SNOW HILL MD 21863 521701152 501 (C) (3) 68000 HEALTHY WATERSHED CONSORTIUM BEAVER WATERSHED ALLIANCE 614 EASE EMMA AVE SUITE M438 SPRINGDALE AR 72764 452476224 501 (C) (3) 74569 HEALTHY WATERSHED CONSORTIUM ST CROIX 230 S WASHINGTON ST CROIX FALLS WI 54024 263025933 501 (C) (3) 47347 HEALTHY WATERSHED CONSORTIUM EARTH ECONOMICS 107 NORTH TACOMA AVE TACOMA WA 98403 201843411 501 (C) (3) 9038 FOREST RETENTION TALL TIMBERS RESEARCH INC 13093 HENRY BEADEL DR TALLAHASSEE FL 32312 590952956 14544 HEALTHY WATERSHED CONSORTIUM FLORIDA STATE 874 TRADITIONS WAY TALLAHASSEE FL 32306 591961248 UNIVERSITY 111235 PRESCRIBED FIRE ECOSTRAT INC 60 ST CLAIR AVE EAST TORONTO ONTARIO CA 980400239 25000 P3 NANO RESEARCH TO COMMERCIALIZATION AZ LAND AND WATER TRUST 3127 N CHERRY AVE TUCSON AZ 85719 866148507 501 (C) (3) 118327 HEALTHY WATERSHED CONSORTIUM BLUE MOUNTAIN LAND TRUST 8 1/2 N 2ND AVE 304 WALLA WALLA WA 99362 981989279 501 (C) (3) 164169 HEALTHY WATERSHED CONSORTIUM CACAPON AND LOST RIVERS LAND TRUST PO BOX 58 WARDENSVILLE WV 26851 550700086 501 (C) (3) 57328 HEALTHY WATERSHED CONSORTIUM AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 530196549 UNIVERSITY 81514 P3 NANO RESEARCH TO COMMERCIALIZATION NORTH AMERICAN FOREST PARTNERSHIP 2000 M ST NW SUITE 550 WASHINGTON DC 20036 834465245 501C3 100000 NORTH AMERICAN FOREST PARTNERSHIP AMERICAN RIVERS 1101 14TH STREET NW SUITE 1400 WASHINGTON DC 20005 237305963 501 (C) (3) 75740 HEALTHY WATERSHED CONSORTIUM WOODWORKS 1101 K STREET NW STE 700 WASHINGTON DC 20005 680643679 108789 MASS TIMBER NATIONAL ACADEMY OF SCIENCES 500 5TH STREET NW WASHINGTON DC 20001 530196932 GOVT 102326 FOREST HEALTH WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 521257057 501 (C) (3) 30000 FOREST RETENTION WORLD WILDLIFE FEDERATION MT 1250 TWENTY-FOURTH STREET WASHINGTON DC 20037 521693387 90000 HEALTHY WATERSHED CONSORTIUM QUANTIFIED VENTURES 1875 CONNECTICUT AVE WASHINGTON DC 20009 465296778 200000 INNOVATIVE FINANCE FOR FOREST CONSERVATION SOFTWOOD LUMBER BOARD 1800 BLANKENSHIP ROAD SUITE 200 WEST LINN OR 97068 424225562 220000 THINK WOOD MOBILE TOUR CHAGRIN RIVER WATERSHED PARTNERS PO BOX 229 WILLOUGHBY OH 44096 341822374 501 (C) (3) 56765 HEALTHY WATERSHED CONSORTIUM SCHOODIC INSTITUTE OF ACADIA PO BOX 277 WINTER HARBOR ME 04693 201054593 501 (C) (3) 37006 HEALTHY WATERSHED CONSORTIUM 56 38 PART I, LINE 2: GRANTEES ARE TYPICALLY SELECTED FROM SUBMISSIONS IN RESPONSE TO COMPETITIVE REQUESTS FOR PROPOSALS PROCESSES. EACH PROJECT HAS A DIFFERENT SET OF CRITERIA. ALL GRANTEES OPERATE WITH AN AGREED-UPON WORKPLAN AND DELIVERABLES FOR EACH PROJECT. FUNDS ARE DISBURSED BASED UPON MONITORING OF PROGRESS AND THE AGREEMENT BETWEEN THE GRANTEE AND THE ENDOWMENT OF SATISFACTORY ACCOMPLISHMENTS PER THE AWARD CONTRACT. THE ORGANIZATION'S PROGRAM-RELATED INVESTMENTS ARE MADE UNDER THE DIRECTION OF THE BOARD OF DIRECTORS. ALL INVESTMENTS ARE WITH ORGANIZATIONS THAT SUPPORT THE US ENDOWMENT FOR FORESTRY AND COMMUNITIES' PURPOSE AND GOALS. THE INVESTMENTS ARE MONITORED BY THE BOARD OF DIRECTORS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 CARLTON OWEN PRESIDENT/CEO SECRETARY 360978 0 0 0 0 0 30803 0 10209 0 401990 0 0 0 PETER STANGEL COO 268271 0 0 0 0 0 30008 0 11104 0 309383 0 0 0 ALICIA CRAMER SR VICE PREISDENT 204951 0 0 0 0 0 23302 0 15549 0 243802 0 0 0 MICHAEL GOERGEN VICE-PRESIDENT 207455 0 0 0 0 0 22820 0 640 0 230915 0 0 0 SIGNE CANN CFO 178246 0 0 0 0 0 19706 0 3501 0 201453 0 0 0 MATT KRUMENAUER VICE-PRESIDENT 144115 0 0 0 0 0 16060 0 4626 0 164801 0 0 0 PART I, LINE 1A PAID $420 IN 2018 FOR LODGING OF OUT-OF-TOWN STAFF IN PERSONAL RESIDENCE DURING TRIPS TO GREENVILLE, AT RATE OF $20 PER NIGHT. FORM 990, PART VI, SECTION B, LINE 11B THE ENTIRE BOARD OF DIRECTORS WAS PROVIDED A COPY OF THE DRAFT FORM 990. REVIEW AND DISCUSSION OF THE CONTENTS WERE LED BY THE AUDIT COMMITTEE AND THE PRESIDENT & CEO. ALSO, OUR LEAD AUDIT PARTNER FREQUENTLY WAS AT THE MEETING TO DISCUSS DETAILS. THE BOARD THEN FORMALLY APPROVED THE FORM 990 BEFORE IT IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 12C AT EVERY MEETING OF THE BOARD OF DIRECTORS, BEFORE ANY ACTION IS TAKEN ON A PARTICULAR TOPIC, MEMBERS ARE ASKED TO NOTE FOR THE RECORD ANY AREAS OF POTENIAL CONFLICT. ANNUALLY, EACH MEMBER OF THE BOARD AND STAFF ARE ASKED TO REVIEW AND SIGN A COPY OF THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 OFFICER-LEVEL SALARIES ARE ESTABLISHED BASED UPON THE EDUCATION, EXPERIENCE AND OTHER QUALIFICATIONS OF EACH INDIVIDUAL AND BENCHMARKED AGAINST THE PAY OF SIMILAR POSITIONS WITHIN NOT-FOR-PROFITS AS A CLASS (E.G. AVERAGE ANNUAL SALARY OF WASHINGTON, DC-BASED NGOS) AND A MORE DEFINED GROUP OF NOT-FOR-PROFITS "PEER ORGANIZATIONS. SALARIES OF ALL STAFF, WITH THE EXCEPTION OF THE CEO, ARE ESTABLISHED USING THESE BENCHMARKS AND ADMINISTERED BY THE CEO WITH BOARD REVIEW/APPROVAL ON EACH EMPLOYEE'S ANNIVERSARY DATE WITH THE ENDOWMENT. IN THE CASE OF THE CEO, THE BOARD OF DIRECTORS REVIEWS THE CEO'S PAY AND BENEFITS AT LEAST ANNUALLY. THE ENTIRE PAY/BENEFITS PACKAGE IS TESTED IN A REVIEW OF PEER GROUP AND OTHER BENCHMARKS IN A SCAN ADMINISTERED BY THE AUDIT COMMITTEE AND PERIODICALLY REVIEWED BY OUTSIDE COUNSEL AND/OR A BENEFITS CONSULTANT. FORM 990, PART VI, SECTION C, LINE 18 COPIES OF THE ORGANIZATION'S FORM 990 IS AVAILABLE ON THE ORGANIZATIONAL WEBSITE AND WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL GOVERNANCE DOCUMENTS -- CHARTER, BYLAWS, STEWARDSHIP PRINCIPLES, VALUES -- ARE AVAILABLE ON THE ORGANIZATIONAL WEBSITE. FORM 990, PART XI, LINE 9: OTHER CHANGES IN NET ASSETS 447,932. INTERCOMPANY ADJUSTMENTS 720,349. FORM 990, PART XII, LINE 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. RESORATION FUELS PO BOX 668 PRINEVILLE OR 97754 371881323 MANUFACTURING OR UNITED STATES ENDOWNMENT FOR FORESTRY AND COMMUNITIES INC OREGON TORREFACTION LLC PO BOX 668 PRINEVILLE OR 97754 352567331 BIOFUEL RESEARCH OR RELATED 41 271364 0 1 0.70000 COMMUNITY WEALTH THROUGH FORESTRY INC 908 E NORTH STREET GREENVILLE SC 29601 320362399 INVESTMENT GA US ENDOWMENT FOR FORESTRY AND COMMUNITIES INC C 1.00000 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 RESTORATION FUELS LLC D 10000000 FMV RESTORATION FUELS LLC O 185658 FMV