2020-11-13T14:48:01-06:00 2019-12-31 331197384 ANDERSEN TAX LLC 333 BUSH STREET SUITE 1700 SAN FRANCISCO CA 94104 990PF 2019-01-01 383840804 WADHWANI OPERATING FOUNDATION WADH 6509462505 PO BOX 1987 LOS ALTOS CA 94023 ROMESH WADHWANI DIRECTOR 6509462505 2020-11-13 1 SABRINA A CHIN P00734293 4153625990 67.170.210.164 2020-11-13 14:47:55 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F4D2076EB09A89996001772187C9DE76820E833 2019 2021-04-22 16:20:28Z X 269722848 X X 3514241 1317148 1317148 159626 195949 195949 9991723 54733344 48257 0 11966374 13261553 4858543 25631964 14822907 6371640 450000 0 0 411674 62536 0 0 155496 80592 0 0 80592 56620 0 0 62016 71275 21638 0 37163 6338796 0 0 6352387 22758 0 0 22758 18772 0 0 49107 0 0 44487 2432792 1210 0 2388617 9583248 22848 0 9555190 0 0 9583248 22848 0 9555190 16048716 14800059 6371640 252683 11130 11130 8841011 1138033 1138033 18520 17836 17836 240507082 263278138 263278138 81501 48958 39361 32543 32543 4658381 5245168 5245168 254317038 269722848 269722848 -2182254 -1866505 -2182254 -1866505 X 256499292 271589353 256499292 271589353 254317038 269722848 256499292 16048716 0 272548008 958655 271589353 UBS #3839 P 5698655 5695606 3049 3049 UBS #3839 P 16652993 16655053 -2060 -2060 UBS #6946 P 2020586 1910518 110068 110068 REALIZED GAIN/LOSS P 9991723 9991723 0 0 DISPOSITION OF K-1: MELTWATER P 20369387 20432187 -62800 -62800 48257 0 0 6998812 246686248 0.028371 8549249 237835684 0.035946 3571014 129099152 0.027661 3343056 82505757 0.040519 2036411 55322336 0.036810 0.169307 0.033861 256887827 8698479 148001 8846480 9567144 X 148001 0 148001 0 148001 2070886 0 0 2070886 X 0 1922885 1000000 922885 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A WADHWANI FAMILY OFFICE 6509462505 FOUR MAIN STREET SUITE 120 LOS ALTOS CA 94022 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROMESH T WADHWANI PO BOX 1987 LOS ALTOS CA 94023 PRESIDENT/CEO/DIRECTOR 0.50 0 0 0 KATHLEEN E WADHWANI PO BOX 1987 LOS ALTOS CA 94023 SECRETARY/DIRECTOR 0.50 0 0 0 AJAY KELA PO BOX 1987 LOS ALTOS CA 94023 EXECUTIVE DIRECTOR 40.00 450000 44905 0 NONE 0 BENNET COLEMAN & COMPANY LIMITED THE TIMES OF INDIA BUILDING DR DN ROAD MUMBAI MAHARASHTRA IN 400001 PROFESSIONAL SERVICES 181000 LUIS JAVIER CAMPOS STIVALET AV PASEO DEL POPOCATEPETL 35 PUEBLA MX PROFESSIONAL FEES IN MEXICO 161222 HESHAM ABD ELGHAFAR SALAMA DAWOUD 9A ELGUMAA ST GIZA EG PROFESSIONAL SERVICES IN MIDDLE EAST AND NORTH AFRICA 126460 KADAOLU OLUDARE SOLOMON A6 U7 JACOB MEWS ESTATE 3-5 ADEBISI STREET ADEKUNLE YABA LAGOS NI PROFESSIONAL FEES IN WEST AFRICA 122800 SARK INTERNATIONAL TOURS & TRAVELS PVT LTD 20 4TH FLOOR R T NAGAR MAIN ROAD BANGALORE IN 560032 TRANSPORT AGENT FOR AIR TICKETS, INSURANCE, AND VISA 110821 0 GTI: THE GLOBAL TRAINING INSTITUTE AIMS TO TRANSFORM BOTH THE VOCATIONAL SKILLING ECOSYSTEM AS WELL AS THE ENTREPRENEURSHIP EDUCATOR COMMUNITY BY RUNNING HIGH IMPACT FACULTY DEVELOPMENT AND MENTOR DEVELOPMENT PROGRAMS. THESE PROGRAMS ARE RUN ON A BLENDED-LEARNING MODE, AND EACH FACULTY RECEIVES APPROPRIATE CERTIFICATION BASED ON THEIR PERFORMANCE IN THIS EXTENSIVE 180-DAY PERIOD. 35753 SDN: THE SKILLS DEVELOPMENT NETWORK PROGRAM BUILDS INDIA'S CAPACITY FOR HIGHER EDUCATION IN COURSES OF STUDY THAT EMPHASIZE BUILDING CORE SKILLS NECESSARY TO ENTER THE JOB MARKET. THE FOUNDATION, IN COLLABORATION WITH CENTRAL AND STATE GOVERNMENTS, DEVELOPS POST-SECONDARY CURRICULUM AND COURSE OFFERINGS CONSISTENT WITH SKILLS DEVELOPMENT. THE FOUNDATION HAS DEVELOPED A PLATFORM SO THAT COURSE OFFERINGS ARE AVAILABLE ONLINE. 32331 WF GLOBAL EXPANSION IS A DISTINCT PROGRAM OF THE FOUNDATION. THE PROGRAM IS A LAUNCH-PAD FOR ALL OF WF'S REPLICABLE INITIATIVES WITH A GOAL OF MULTIPLYING THE FOUNDATION'S IMPACT ACROSS EMERGING ECONOMIES. THE COUNTRIES THAT WERE EXPLORED ARE PAKISTAN, MALAYSIA AND INDONESIA. TO REACH RAPID SCALE THROUGH STRONG ON THE GROUND PARTNERSHIPS FOR EXECUTION AND FINANCIAL RESOURCES. GLOBAL STARTED OUTREACH IN BOTH PAKISTAN AND MALAYSIA AND HAD GOOD RESPONSE FROM ACADEMIA, GOVERNMENTS AND ENTREPRENEUR ECO-SYSTEM PLAYERS. GLOBAL TEAM WORKS CLOSELY WITH THE NEN EDUCATION, CONTENT AND ENTREPRENEUR SUPPORT TEAMS. 2058662 ECOSYSTEM: FOR EARLY AND GROWTH STAGE ENTREPRENEURS AND SMALL AND MEDIUM BUSINESS OWNERS, MENTORING PROGRAM OFFERS DEEP CONNECTS INTO THE GLOBAL ENTREPRENEUR ECOSYSTEM, HELPS ADDRESS KEY BUSINESS CHALLENGES AND ENABLES TRANSFORMATION FOR THE VENTURE. THE PROGRAM, A ZERO EQUITY AND ZERO FEE MODEL, FOCUSES ON PROVIDING GOAL-BASED, TIME-BOUND,AND STRUCTURED MENTORING. 16442 0 64260989 8027739 188511096 260799824 0 0 260799824 3911997 256887827 12844391 X 9555190 0 11954 9567144 148001 9419143 X 6371640 5707699 5647075 3248596 20975010 5415894 4851544 4800014 2761307 17828759 9567144 6998812 9327417 3571014 29464387 0 0 0 0 0 9567144 6998812 9327417 3571014 29464387 0 0 8562927 8222875 7927856 4303305 29016963 0 0 0 0 ROMESH T WADHWANI KATHLEEN E WADHWANI X 0 0 14 3514241 14 159626 01 11966374 18 9991723 0 25631964 0 25631964 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES - TAX 43275 21638 0 12138 ACCOUNTING FEES - AUDIT 28000 0 0 25025 ADAMS STREET CO-INVEST IV FMV 5143111 5143111 AG DIRECT LENDING FUND III, L.P FMV 8475289 8475289 AMPOOL, INC. FMV 1052098 1052098 AKRIDATA FMV 1000000 1000000 BLACKROCK FIXED INCOME MANAGEMENT FMV 19173179 19173179 CAPIP QUESTBACK FMV 2587437 2587437 CAPIP GUIDESPARK FMV 3566250 3566250 CASHEBOX FMV 2000000 2000000 CORRUM CAPITAL GLOBAL FMV 4646819 4646819 FLEX CAPITAL GLOBAL FMV 555301 555301 HEIF FEEDER - GLOBAL OPPORTUNITY FUND FMV 4988513 4988513 GUARDIAN POINT LP FMV 2259196 2259196 GURTIN FIXED INCOME MANAGEMENT FMV 31450589 31450589 HERITAGE HEALTHCARE INNOVATION FUND II FMV 4180468 4180468 ICAPITAL FMV 7188192 7188192 ICQ OPPORTUNITIES FUND FMV 346741 346741 IRI ROLLOVER AT COST 6103069 6103069 IRI WARRANTS AT COST 904200 904200 MSC (STG III TRACKING INTEREST) FMV 663943 663943 SEQUOIA CAP HERITAGE FUND FMV 106531057 106531057 SYMPHONY EYC CAYMAN LTD FMV 1877965 1877965 TENNENBAUM OPPORTUNITIES FMV 758645 758645 THINK INVESTMENTS FMV 5405888 5405888 UNITUS SEED FUND FMV 272110 272110 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND FMV 34585144 34585144 VECTOR MM CO-INVEST FMV 6259225 6259225 WASPIRE INVESTMENTS FMV 1303707 1303707 OTHER EQUITY SECURITIES FMV 2 2 LEGAL FEES 56620 0 0 62016 DISTRIBUTION RECEIVABLE 4658381 5245168 5245168 PRIOR PERIOD ADJUSTMENT 958655 MARKETING 181020 0 0 181020 OFFICE EXPENSES 11218 0 0 11218 BANK CHARGES 1210 1210 0 0 UTILITIES 2169 0 0 2169 OTHER EXPENSES 4550 0 0 4550 SDN EXPENSES 32331 0 0 32331 GTI EXPENSES 35753 0 0 35753 OND EXPENSES 16818 0 0 16818 ECOSYSTEM EXPENSES 16442 0 0 16442 GLOBAL EXPENSES 268452 0 0 268452 GLOBAL EXPENSES - LATIN AMERICA 828866 0 0 828866 GLOBAL EXPANSION - EAST AFRICA 149550 0 0 149550 GLOBAL EXPANSION - WEST AFRICA 270300 0 0 270300 GLOBAL EXPANSION - MENA 201810 0 0 201810 GLOBAL EXPANSION - BRAZIL 132001 0 0 132001 GLOBAL EXPANSION - INVENT 74792 0 0 74792 GLOBAL EXPANSION - INDIA 34584 0 0 34584 GLOBAL EXPANSION - SOUTH AFRICA 98306 0 0 98306 PLATFORM DEVELOPMENT 71132 0 0 29655 WRITE OFF 103 0 0 0 INTEREST AND PENALTIES 1385 0 0 0 OTHER INVESTMENT INCOME 0 0 0 ADAMS STREET CO-INVEST 773304 -333062 -333062 AG DIRECT LENDING FUND III -67570 458844 458844 BLACKROCK FIXED INCOME MANAGEMENT 213046 0 0 CAPIP GUIDESPARK 319500 422185 422185 CAPIP QUESTBACK 0 414799 414799 CORRUM CAPITAL GLOBAL CREDIT OPPORTUNITIES FUND 0 199940 192578 FLEX CAPTIAL FUND I 0 -32418 -32418 GLOBAL OPPORTUNITIES FUND 46637 17744 17744 GUARDIAN POINT, LP 3811420 -26646 -92004 GURTIN FIXED INCOME 948542 0 0 HEIF FEEDER FUND 0 351900 351900 HERITAGE HEALTHCARE INNOVATION FUND II, LP 595946 -102166 -71396 ICAPITAL-MSD PRIVATE CREDIT 0 363521 363521 ICQ OPPORTUNITIES FUND 2, LP 49227 36351 36351 MELTWATER CO-INVEST LP -219540 1821695 1613847 SCHF US, LP 6844320 5233090 -1522304 STG III LP 663943 933787 0 SYMPHONY EYC CAYMAN 897506 -36872 -36872 TENNENBAUM OPPORTUNITIES FUND VI, LLC -14798 -233400 12842 THINK INVESTMENTS LTD. 1207892 256377 0 UNITUS SEED FUND LP 0 -14671 -16912 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND, LTD. -3131541 0 0 VECTOR MM COINVEST (MOOD CO-INVEST) -1296820 552050 552050 WASPIRE INVESTMENTS LLC 298534 195681 4887 SUBPART F INCOME FROM VECTOR CAPITAL CREDIT OPPORTUNITY FUND LTD 0 2333342 2072481 UBS 13839 0 -28328 -28328 FORM 990-T UBTI ADJUSTMENT 0 477810 477810 TAX REFUND 26826 0 0 PAYABLE TO WADHWANI CHARITABLE FOUNDATION 47235 2780 PAYROLL LIABILITIES -3391488 530 ACCRUED EXPENSES 292851 307901 EXCISE TAX LIABILITY 871950 -2177166 OTHER LIABILITIES -2802 -550 OTHER FEES 79465 0 0 93056 CONSULTING FEES 6259331 0 0 6259331 PAYROLL TAXES 20401 0 0 20401 OTHER TAXES 2357 0 0 2357