2020-11-11T08:57:52-06:00 2019-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2019-01-01 361505770 THE MORTON ARBORETUM MORT 6309680074 4100 ILLINOIS ROUTE 53 LISLE IL 605321293 JAMES S FAWLEY CFO 6307192405 2020-11-04 1 LU ANN TRAPP P01506476 3122071040 2020-11-04 69.136.173.95 2020-11-04 15:49:25 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BC3C601473DBFA21F2EC98090FDE5B85B06AE70F 2019 2021-01-29 14:40:06Z JAMES S FAWLEY 4100 ILLINOIS ROUTE 53 LISLE IL 605321293 113352638 0 X WWW.MORTONARB.ORG X 1922 IL COLLECT, STUDY, DISPLAY AND GROW TREES; TO ENCOURAGE THE PLANTING AND CONSERVATION OF TREES. 19 19 522 1409 553230 8431 15160121 12370405 7892504 7787412 26196268 1588039 6217089 6718558 55465982 28464414 599378 358951 0 0 18238471 18984951 22794 69273 3247215 19883948 20295647 38744591 39708822 16721391 -11244408 289401298 308004458 56400740 55254435 233000558 252750023 X TO COLLECT AND STUDY TREES, SHRUBS, AND OTHER PLANTS FROM AROUND THE WORLD, TO DISPLAY THEM ACROSS NATURALLY BEAUTIFUL LANDSCAPES FOR PEOPLE TO STUDY AND ENJOY, AND TO LEARN HOW TO GROW THEM IN WAYS THAT ENHANCE OUR ENVIRONMENT. OUR GOAL IS TO ENCOURAGE THE PLANTING AND CONSERVATION OF TREES AND OTHER PLANTS FOR A GREENER, HEALTHIER, AND MORE BEAUTIFUL WORLD. 0 0 13119205 PLANTS AND COLLECTIONS: THE ARBORETUM GROWS AND DISPLAYS A RICH DIVERSITY OF TREES, SHRUBS, AND OTHER PLANTS THAT ARE EVALUATED FOR THEIR SUITABILITY FOR THE MIDWESTERN UNITED STATES. THESE LIVING COLLECTIONS INCLUDE 222,000 PLANT SPECIMENS REPRESENTING 4,650 DIFFERENT KINDS OF PLANTS. ARRANGED BY GEOGRAPHIC, TAXONOMIC, AND OTHER SPECIAL GROUPINGS, THE COLLECTIONS ARE ENHANCED BY RESTORED NATURAL AREAS OF NATIVE PLANTS AND ECOSYSTEMS. THE ARBORETUM'S WORK IN DEVELOPMENT OF NEW PLANTS RESULTS IN USEFUL AND ATTRACTIVE TREES AND SHRUBS THAT ARE INTRODUCED IN THE MARKETPLACE. 3215703 1159782 LEARNING AND ENGAGEMENT: PROGRAMS, SERVICES, AND OPPORTUNITIES ARE RELEVANT TO PUBLIC NEEDS AND INTERESTS IN LEARNING ABOUT PLANTS AND NATURE IN WAYS THAT PROVIDE MEANINGFUL EXPERIENCES AND IMPROVE THE WORLD. THROUGH THE THORNHILL EDUCATION CENTER, CLASSES AND OTHER OFFERINGS FOR ADULTS, YOUTH AND FAMILY, AND SCHOOLS AND SCOUTS SERVE 47,000 PARTICIPANTS, WITH 646 SCHOOLS PARTAKING OF FIELD, LAB, AND OUTREACH PROGRAMS. ALSO AVAILABLE ARE TEACHER-TRAINING RESOURCES AND A COOPERATIVE BOTANY DEGREE PROGRAM WITH REGIONAL COLLEGES AND UNIVERSITIES. THE STERLING MORTON LIBRARY CONTAINS COLLECTIONS OF 27,000 VOLUMES ON BOTANY, HORTICULTURE, NATURAL HISTORY, AND ECOLOGY; RARE BOOKS, PERIODICALS, AND CATALOGS; AND 12,000 BOTANICAL ARTWORKS; INFORMATION IS ALSO ACCESSIBLE ONLINE. THE PLANT CLINIC ANSWERS INQUIRIES FROM 615 ZIP CODES ABOUT PLANT SELECTION AND CARE. 4179866 358951 SCIENCE AND CONSERVATION: THE CENTER FOR TREE SCIENCE FOCUSES ON AND BUILDS PROFESSIONAL COLLABORATIONS FOR PRACTICAL SCIENTIFIC STUDIES; KEY AREAS INCLUDE TREE HEALTH, TREE IMPROVEMENT, AND WOODLAND CONSERVATION.CO-LOCATED WITH RESEARCH LABS AT THE ARBORETUM IS A HERBARIUM WITH A COLLECTION OF 200,000 DRIED SPECIMENS FOR BOTANICAL RESEARCH. THROUGH GLOBAL TREE CONSERVATION PROGRAMS, THE ARBORETUM LEADS PARTNERSHIPS AND ASSISTS EFFORTS TO PREVENT TREE EXTINCTION AND SECURE THREATENED TREE SPECIES. THE CHICAGO REGION TREES INITIATIVE DEVELOPS STRATEGIES FOR URBAN TREE AND FOREST IMPROVEMENT, ADVOCATING FOR TREES IN 274 COMMUNITIES IN SEVEN COUNTIES. ARBNET, FACILITATED BY THE MORTON ARBORETUM, IS AN INTERACTIVE PROFESSIONAL COMMUNITY OF ARBORETA WITH PROGRAMS TO FOSTER ADVANCEMENTS AMONG TREE-FOCUSED GARDENS. 12135337 13455498 VISITOR PROGRAMS: WELCOMED 1,240,183 VISITORS, MAINTAINING THE INSTITUTION AS ONE OF THE MOST VISITED PUBLIC GARDENS IN NORTH AMERICA. SERVED MEMBERSHIP OF 53,960 HOUSEHOLDS. HOSTED VARIOUS SPECIAL EVENTS AND SEASONAL ACTIVITIES AS OPPORTUNITIES FOR NEW AND RETURNING VISITORS AND MEMBERS TO ENGAGE IN MISSION. PROVIDED PATRON SERVICES AND ACCOMMODATIONS THROUGH VISITOR-ORIENTED CENTER, TOURS, STORE, RESTAURANT, BANQUET, AND CONFERENCE FACILITIES. 12135337 13455498 32650111 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 157 0 1 522 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 19 19 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X JAMES S FAWLEY 6307192405 4100 ILLINOIS ROUTE 53 LISLE IL 60532 CHRISTOPHER B BURKE CHAIRMAN 8.00 0.00 X X 0 0 0 MARY L BURKE VICE CHAIRMAN 8.00 0.00 X X 0 0 0 STEPHEN C VAN ARSDELL TREASURER 8.00 0.00 X X 0 0 0 ROBERT L FEALY SECRETARY 8.00 0.00 X X 0 0 0 ANNA CAROLINE BALL TRUSTEE 8.00 0.00 X 0 0 0 ROBERT A BARTLETT JR TRUSTEE 8.00 0.00 X 0 0 0 WALTER W BECKEY II TRUSTEE 8.00 0.00 X 0 0 0 BARBARA J BRADFORD TRUSTEE 8.00 0.00 X 0 0 0 TRISHA L CONLEY TRUSTEE 8.00 0.00 X 0 0 0 E JAMES DONDLINGER TRUSTEE 8.00 0.00 X 0 0 0 DAYLE M GILLETT TRUSTEE 8.00 0.00 X 0 0 0 MARK C GOSSETT TRUSTEE 8.00 0.00 X 0 0 0 TROY D HAMMOND TRUSTEE 8.00 0.00 X 0 0 0 MATT HARRIS TRUSTEE 8.00 0.00 X 0 0 0 K'LYNNE JOHNSON TRUSTEE 8.00 0.00 X 0 0 0 KENNETH KORANDA TRUSTEE 8.00 0.00 X 0 0 0 AMY LOUIS TRUSTEE 8.00 0.00 X 0 0 0 CHARLES P MCQUAID TRUSTEE 8.00 0.00 X 0 0 0 ROBERT J SCHILLERSTROM TRUSTEE 8.00 0.00 X 0 0 0 KEITH CRANDELL TRUSTEE 8.00 0.00 X 0 0 0 STEPHEN L DAVIS TRUSTEE 8.00 0.00 X 0 0 0 MADHAVAN K NAYAR DECEASED TRUSTEE 8.00 0.00 X 0 0 0 GERARD T DONNELLY PHD PRESIDENT AND CEO 40.00 0.00 X 474779 0 60175 JAMES S FAWLEY VP-FINANCE AND CFO 40.00 0.00 X 217746 0 40298 KATHLEEN SPIESS VP-DEVELOPMENT 40.00 0.00 X 197843 0 13070 NICOLE CAVENDER VP-SCIENCE AND CONSERVATION 40.00 0.00 X 175821 0 39306 KRIS BACHTELL VP-COLLECTIONS AND FACILITIES 40.00 0.00 X 174565 0 36922 ALICIA LAVIRE VP-MARKETING AND COMMUNICATIONS 40.00 0.00 X 156428 0 32661 SUSAN WAGNER VP-EDUCATION AND INFORMATION 40.00 0.00 X 136266 0 8936 KELLY NOLAN DIR-MAJOR GIFTS 40.00 0.00 X 124243 0 40025 NANCY PESKE DIR-HUMAN RESOURCES 40.00 0.00 X 122050 0 40224 CHARLES CANNON DIR-CENTER FOR TREE SCIENCE 40.00 0.00 X 125627 0 35650 GARY WATSON LEAD SCIENTIST-ABORICULTURE 40.00 0.00 X 128626 0 28243 SAI RAVICHANDRAN DIR-INFORMATION TECHNOLOGY 40.00 0.00 X 133666 0 909 2167660 0 376419 18 0 1 0 INTELLIGENT LIGHTING CREATIONS INC 2461 EAST OAKTON STREET ARLINGTON HEIGHTS IL 60004 WINTER EXHIBITION AND OTHER 767400 KELLY SCOTT & MADISON INC 23983 NETWORK PLACE CHICAGO IL 60673 ADVERTISING 668416 ARAMARK CORPORATION 27310 NETWORK PLANCE CHICAGO IL 60673 INTERNAL RESTAURANT MGT 603991 SUNSHINE CLEANING SERVICE PO BOX 1085 YORKVILLE IL 60560 CUSTODIAL SERVICES 465621 EIRE DIRECT MARKETING LLC 325 W HURON ST CHICAGO IL 60654 DIRECT MAILING SERVICES 289557 21 5417457 414877 1164411 5373660 112081 12370405 VISITOR EVENTS 713990 4545658 4545658 ADMISSIONS 713990 2081972 2081972 EDUCATION 713990 1159782 1159782 7787412 5379254 553230 4826024 1029503 0 1029503 1029503 1029503 78283368 82074583 -3791215 -3791215 -3791215 56100 414877 165410 -109310 -109310 8446596 2648231 5798365 5798365 28464414 14615280 553230 925499 313594 313594 45357 45357 1764817 760905 792998 210914 13795147 10982144 1484808 1328195 797416 634813 85828 76775 1479060 1177461 159195 142404 1148511 914315 123617 110579 278309 278309 75660 75660 599851 291623 139099 169129 80000 80000 69273 69273 246070 246070 3217900 2811899 85412 320589 660821 650437 10384 3732587 3105897 77027 549663 540293 540293 2263918 2263918 331313 258516 55523 17274 290405 124153 66432 99820 1225239 1225239 3271068 3270255 813 507634 501902 5732 CONTRACT HELP 2450238 2450238 EQUIPMENT 244204 242247 1957 STAFF DEVELOPMENT 129798 71382 46006 12410 UBI TAXES 2446 2446 147893 29437 63998 54458 39708822 32650111 3811496 3247215 1227175 2701019 2917917 1022596 3981916 2927658 158274 104743 404576 420242 107967 129558 96734654 46923702 52626974 49810952 171708123 189081275 56015948 61806415 252428 289401298 308004458 2015779 1806090 1579389 1701143 48680572 48694063 4125000 2750000 0 303139 56400740 55254435 X 224746987 244725702 8253571 8024321 233000558 252750023 289401298 308004458 X -11244408 31549441 -555568 X 0 1 X 1 1 1 X 14216579 12296068 12631728 15160121 12370405 66674901 14216579 12296068 12631728 15160121 12370405 66674901 4861332 61813569 6310348 5463595 6232832 6672389 6408757 31087921 1118340 8431 1126771 98889593 65108674 0.62510 0.61090 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 80000 0 0 80000 0 PART II-B, LINE 1: HIRED A CONSULTANT TO (1) DEVELOP A 12-MONTH FEDERAL GRANTS AND FOUNDATION SCHEDULE, MAPPING OUT FUNDING OPPORTUNITIES FOR THE MORTON ARBORETUM, (2) WORK COLLABORATIVELY WITH THE MORTON ARBORETUM TO DEVELOP GRANT PROPOSALS, (3) WORK WITH THE MORTON ARBORETUM TO ASSIST IN FOUNDATION EFFORTS THROUGH RESEARCH OF OPPORTUNITIES IN THE GRANTS SCHEDULE AND DRAFTING LETTER OF INQUIRIES, AND (4) REPRESENT THE MORTON ARBORETUM BEFORE THE UNITED STATES CONGRESS AND EXECUTIVE BRANCH AGENCIES ON RELEVANT ISSUE AREAS. X X X X X CLASSROOM EDUCATION 0 24161230 2600000 2859132 429533 29190829 21378638 5393562 -673407 1937563 24161230 21178208 3579828 2506868 5886266 21378638 22275595 8971280 1623309 11691975 21178208 20214087 4971410 -882325 2027576 22275595 0.85000 0.07000 0.08000 0 0 1266234 1266234 54079128 17900607 36178521 8902124 6252504 2649620 32487168 22770591 9716577 49810952 PRIVATE EQUITY 35238955 F HEDGE FUNDS 26567460 F 61806415 INTEREST RATE SWAP 303139 303139 X 29690018 0 29690018 -1225604 -1225604 28464414 42276394 2813641 2813641 39462753 246070 246070 39708823 PART III, LINE 1A: CAPITALIZATION POLICY: ARBORETUM COLLECTIONS - THE MORTON ARBORETUM'S RARE BOOKS AND PRINT COLLECTIONS ARE NOT CAPITALIZED IN THE ACCOMPANYING AUDITED FINANCIAL STATEMENTS. LIVING WOODY PLANTS ARE ALSO NOT CAPITALIZED UNLESS THEY ARE A MAJOR PART OF A CAPITAL PROJECT. PURCHASES OF COLLECTION ITEMS THAT ARE NOT CAPITALIZED ARE RECORDED AS A DECREASE IN UNRESTRICTED NET ASSETS. PART III, LINE 4: DESCRIPTION OF COLLECTIONS AND FURTHERANCE OF EXEMPT PURPOSE: LIVING COLLECTION - WOODY PLANTS IN CATEGORIES OF TAXONOMIC, GEOGRAPHIC, SPECIAL HABITAT, HORTICULTURAL, RARE/ENDANGERED. 222,000 SPECIMENS REPRESENT 4650 DIFFERENT KINDS OF TREES, SHRUBS AND OTHER PLANTS FROM 40 COUNTRIES IN THE NORTHERN TEMPERATE ZONE. DISPLAYED ACROSS 1,700 ACRES OF NATURAL LANDSCAPES. PROVIDED FOR BOTANICAL, HORTICULTURAL, AND ARTISTIC STUDY (EDUCATION AND RESEARCH PURPOSE) AND ENJOYMENT OF PLANT SPECIES (SPECIFIC RESEARCH PURPOSE). LIBRARY COLLECTION - 27,000 VOLUMES OF BOTANY, HORTICULTURE, LANDSCAPE DESIGN, NATURAL HISTORY, ECOLOGY; CORRESPONDING RARE DOCUMENTS, AND OTHER PRINTED MATERIALS; 12,000 BOTANICAL ARTWORKS AND 3,400 LANDSCAPE DRAWINGS. AVAILABLE FOR BOTANICAL, HORTICULTURAL, AND ARTISTIC STUDY OF PLANTS (EDUCATIONAL, RESEARCH, AND CULTURAL PURPOSES). PART V, LINE 4: THE TERM ENDOWMENTS ARE SPENT PER THE DONOR'S DIRECTIONS. THE PERMANENT ENDOWMENT IS MAINTAINED IN PERPETUITY TO SUPPORT THE MISSION AND OPERATIONS OF THE MORTON ARBORETUM. THE BOARD DESIGNATED ENDOWMENTS ARE APPLIED TO PURPOSES DEFINED BY THE BOARD IN SUPPORT OF THE MISSION AND OPERATIONS OF THE MORTON ARBORETUM. PART X, LINE 2: THE ARBORETUM IS A NOT-FOR-PROFIT ENTITY AND IS EXEMPT FROM TAX UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ARBORETUM AND RECOGNIZE A TAX LIABILITY IF THE ARBORETUM HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF SALES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS -2,648,231. FUNDRAISING EXPENSES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS -165,410. NET INCOME FROM INVESTMENTS-INCLUDED IN OTHER CHANGES ON THE FINANCIAL STMTS 5,379,254. NET REALIZED (LOSSES )ON INVESTMENTS-INCLUDED IN OTHER CHANGES ON FIN. STMTS -3,791,216. ROUNDING -1. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS 2,648,231. FUNDRAISING EXPENSES -INCLUDED IN EXPENSES ON THE FINANCIAL STATEMENTS 165,410. 1 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 26771277 EUROPE INVESTMENTS 3423649 CENTRAL AMERICA & CARIBBEAN PROGRAM SERVICES TESTING AND RESEARCH 8234 EAST ASIA & PACIFIC ADMINSTRATION 225 EAST ASIA & PACIFIC PROGRAM SERVICES TESTING AND RESEARCH 65819 EAST ASIA & PACIFIC PROGRAM SERVICES OUTREACH 7950 EUROPE PROGRAM SERVICES OUTREACH 41566 EUROPE PROGRAM SERVICES TESTING AND RESEARCH 27446 EUROPE ADMINSTRATION 180 NORTH AMERICA PROGRAM SERVICES OUTREACH 18539 NORTH AMERICA PROGRAM SERVICES TESTING AND RESEARCH 23788 NORTH AMERICA FUNDRAISING 8790 SOUTH AMERICA PROGRAM SERVICES TESTING AND RESEARCH 510 SUB-SAHARAN AFRICA PROGRAM SERVICES OUTREACH 159 SUB-SAHARAN AFRICA PROGRAM SERVICES TESTING AND RESEARCH 5383 0 0 0 0 0 0 30346166 57349 30403515 1 0 0 1 1 0 PART III ACCOUNTING METHOD: X X X X X X X 1 LEMASTER MARKETING GROUP INC 7700 LEESBURG PIKE STE 239 FALLS CHURCH VA 22043 TELEMARKETING 0 195691 69273 126418 195691 69273 126418 IL DINNER PARTY 470977 414877 56100 43266 71202 3200 47742 470977 414877 56100 43266 71202 3200 47742 165410 -109310 1 THE NATURE CONSERVANCY 8 S MICHICGAN AVE CHICAGO IL 60603 530242652 501 (C)3 11079 INCORPORATING URBAN FORESTS AS GREEN INFRASTRUCTURE DAVEY RESOURCE GROUP INC 910 S RIVERSIDE DR 5 ELMHURST IL 60126 821948528 CORP 29000 TREE CENSUS UNIVERSITY OF CONNETICUT 438 WHITNEY RD EXT UNIT 1133 STORRS CT 06269 060772160 GOVT 23580 INCORPORATING URBAN FORESTS AS GREEN INFRASTRUCTURE CITY OF GALESBURG 55 W TOMPKIN ST GALESBURG IL 61401 376001160 GOVT 15000 TREE REPLENISHMENT FOREST PRESERVES OF WINNEBAGO 5500 NORTHROCK DR ROCKFORD IL 61103 366006676 GOVT 3170 TREE REPLENISHMENT VILLAGE OF BARTLETT 228 S MAIN ST BARLETT IL 60103 366005784 GOVT 15000 TREE REPLENISHMENT VILLAGE OF DEER PARK 23680 W CUBA ROAD DEER PARK IL 60010 362789608 GOVT 15000 TREE REPLENISHMENT CITY OF CARTHAGE 538 WABASH CARTHAGE IL 62321 376000967 GOVT 5000 TREE REPLENISHMENT CITY OF JOLIET 150 W JEFFERSON ST JOLIET IL 60432 366088568 GOVT 15000 TREE REPLENISHMENT DOWNERS GROVE PARK DISTRICT 2455 WARRENVILLE RD DOWNERS GROVE IL 60515 366161023 GOVT 5000 TREE REPLENISHMENT FOREST PRESERVE COOK COUNTY 2405 S 17TH AVE NORTH RIVERSIDE IL 60546 366006543 GOVT 12265 TREE REPLENISHMENT MONROE COUNTY 100 S MAIN WATERLOO IL 62298 376001650 GOVT 9400 TREE REPLENISHMENT VILLAGE OF CERRO GORDO 229 E SOUTH ST CERRO GORDO IL 61818 376000180 GOVT 13000 TREE REPLENISHMENT VILLAGE OF HAWTHORN WOODS 2 LAGOON DRIVE HAWTHORN WOODS IL 60047 362726116 GOVT 15000 TREE REPLENISHMENT VILLAGE OF MINOOKA 121 MCEVILLY RD MINOOKA IL 60447 366133572 GOVT 7500 TREE REPLENISHMENT VILLAGE OF MONTGOMERY 200 N RIVER ST MONTGOMERY IL 60538 366006004 GOVT 15000 TREE REPLENISHMENT VILLAGE OF ROUND LAKE 442 N CEDAR LAKE RD ROUND LAKE IL 60073 366006086 GOVT 7500 TREE REPLENISHMENT CITY OF BLOOMINGTON 109 EAST OLIVE STREET BLOOMINGTON IL 61702 376001563 GOVT 7100 TREE REPLENISHMENT CITY OF MACOMB 232 E JACKSON ST MACOMB IL 61455 376001536 GOVT 15000 TREE REPLENISHMENT CITY OF CHICAGO 121 N LASALLE ST CHICAGO IL 60602 366005820 GOVT 30000 TREE REPLENISHMENT VILLAGE OF STICKNEY 6533 W PERSHING RD STICKNEY IL 60402 366006114 GOVT 15000 TREE REPLENISHMENT VILLAGE OF WINTHROP HARBOR 830 SHERIDAN RD WINTHROP HARBOR IL 60096 366007732 GOVT 15000 TREE REPLENISHMENT VILLAGE OF ALSIP 4500 W 123RD S ALSIP IL 60803 366005767 GOVT 15000 TREE REPLENISHMENT 22 1 FELLOWSHIP 3 45357 PART I, LINE 2: ON A QUARTERLY BASIS, GRANTEES ARE ASKED TO REPORT ON PROJECT PROGRESS USING A TEMPLATE PROVIDED WITH THE APPLICATION PROCESS. FAILURE TO COMPLY MAY RESULT IN THE CANCELLATION OF THE GRANT. A FINAL REPORT IS REQUIRED WITH A FINAL BUDGET FORM AND MATCH DOCUMENTATION WORKSHEET. PAYMENT IS MADE ONLY TO THE CONTRACTED ENTITY FOR INVOICES PAID BY THE GRANT RECIPIENTS AFTER THE COMPLETED REIMBURSEMENT REQUEST FORMS HAVE BEEN RECEIVED ALONG WITH VALID INVOICES AND/OR CANCELED CHECKS. ONLY ONE REIMBURSEMENT PAYMENT WILL BE MADE TO THE CONTRACTED COMMUNITY UPON COMPLETION OF ALL PHASES OF THE GRANT PROJECTS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 GERARD T DONNELLY PHD PRESIDENT AND CEO 474779 0 0 0 0 0 35800 0 24375 0 534954 0 0 0 JAMES S FAWLEY VP-FINANCE AND CFO 217746 0 0 0 0 0 13611 0 26687 0 258044 0 0 0 KATHLEEN SPIESS VP-DEVELOPMENT 197843 0 0 0 0 0 11824 0 1246 0 210913 0 0 0 NICOLE CAVENDER VP-SCIENCE AND CONSERVATION 175821 0 0 0 0 0 11038 0 28268 0 215127 0 0 0 KRIS BACHTELL VP-COLLECTIONS AND FACILITIES 174565 0 0 0 0 0 14371 0 22551 0 211487 0 0 0 ALICIA LAVIRE VP-MARKETING AND COMMUNICATIONS 156428 0 0 0 0 0 9729 0 22932 0 189089 0 0 0 KELLY NOLAN DIR-MAJOR GIFTS 124243 0 0 0 0 0 8191 0 31834 0 164268 0 0 0 NANCY PESKE DIR-HUMAN RESOURCES 122050 0 0 0 0 0 8124 0 32100 0 162274 0 0 0 CHARLES CANNON DIR-CENTER FOR TREE SCIENCE 125627 0 0 0 0 0 8045 0 27605 0 161277 0 0 0 GARY WATSON LEAD SCIENTIST-ABORICULTURE 128626 0 0 0 0 0 10600 0 17643 0 156869 0 0 0 PART I, LINE 1A AN ON-SITE RESIDENCE IS PROVIDED FOR THE PRESIDENT AND CEO OF THE MORTON ARBORETUM, CURRENTLY GERARD T. DONNELLY, AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE MORTON ARBORETUM. THE VALUE OF THIS RESIDENCE IS NOT TREATED AS TAXABLE COMPENSATION. A THE COUNTY OF DUPAGE ILLINOIS 366006551 262668ACO 2003-12-17 42000000 SEE PART VI 0 0 0 B THE COUNTY OF DUPAGE ILLINOIS 366006551 2017-05-18 20000000 SEE PART VI 0 0 0 A 13000000 42155070 326250 1482400 40346420 0 0 1 1 B 20000000 169777 6830223 13000000 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 1 0 0 1 0 1 CITIGROUP GLOBAL 1.500000000000 1 0 1 B 0 1 0 0 1 1 BANK OF AMERICA 7.000000000000 0 0 0 0 0 A 0 B 1 FORM 990, SCHEDULE K, PART I, LINE A, COLUMN F: THE PROCEEDS OF THE BONDS WERE USED FOR (I) THE COST OF CERTAIN CAPITAL IMPROVEMENTS TO THE FACILITIES OF THE BORROWER LOCATED IN LISLE, IL, INCLUDING (A) THE CONSTRUCTION OF A VISITOR CENTER AND A TRAM ROAD, (B) VISITOR FACILITIES AND A PRAIRIE VISITOR STATION, (C) THE EXPANSION AND IMPROVEMENT OF THE MAIN ENTRANCE OF THE MORTON ARBORETUM, (D) THE RESTORATION OF THE RIVER BANK, (E) THE CONTRACTION OF A CHILDREN'S GARDEN, MAZE GARDEN, ARBOR COURT AND MEADOW LAKE COURTYARD FACILITIES, AND (G) LANDSCAPING, STORM WATER FACILITY AND RELATED IMPROVEMENTS; (II) PAYING A PORTION OF THE INTEREST TO ACCRUE ON THE BONDS; AND (III) PAYING A PORTION OF CERTAIN EXPENSES INCURRED IN CONNECTION WITH THE ISSUANCE OF THE BONDS. FORM 990, SCHEDULE K, PART I, LINE B, COLUMN F: THE PROCEEDS OF THE BONDS WERE USED TO (I) REFUND AND REDEEM A PORTION OF THE OUTSTANDING SERIES 2003 BONDS; (II) FINANCE, REFINANCE AND REIMBURSE THE PAYMENT OF CERTAIN COSTS OF ACQUIRING, CONSTRUCTING, RENOVATING, REMODELING, AND EQUIPPING CERTAIN OF THE BORROWER'S FACILITIES LOCATED IN LISLE, IL, INCLUDING BUT NOT LIMITED TO A PORTION OF THE SOUTH FARM PROJECT EXPENDITURES, AND ALL OR A PORTION OF THE EXPENDITURES RELATED TO THE THORNHILL ANNEX AND OUTPOST REPLACEMENT; AND (III) PAY CERTAIN INCURRED WITH THE AUTHORIZATION AND ISSUANCE OF THE BOND AND TO BECOME DUE ON THE BOND. THE SERIES 2003 BONDS WERE ISSUED ON DECEMBER 17, 2003. X 16 112081 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING IN PART I, COLUMN (B) THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 3 THE MORTON ARBORETUM CONTRACTS WITH ARAMARK CORPORATION TO MANAGE AND OPERATE FOOD SERVICES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE MORTON ARBORETUM'S ACCOUNTANTS, REVIEWED BY THE AUDIT COMMITTEE AND DISTRIBUTED TO THE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MORTON ARBORETUM REQUIRES THAT ALL TRUSTEES, EMPLOYEES, AND VOLUNTEERS DISCLOSE AND DECLARE ANY PERSONAL, FAMILIAL, OR BUSINESS RELATIONSHIPS, SITUATIONS, OR ACTIVITIES THAT HAVE POTENTIAL TO CREATE A CONFLICT OF INTEREST. FOR TRUSTEES AND EMPLOYEES, THE DECLARATION MUST BE RENEWED ANNUALLY AND WHEN APPLICABLE CHANGES OCCUR. THE MORTON ARBORETUM SUPPLIES A CONFLICT OF INTEREST DECLARATION FORM TO ALL TRUSTEES AND EMPLOYEES FOR THIS PURPOSE. VOLUNTEERS ARE INFORMED OF THIS POLICY AT THE ONSET OF THEIR SERVICE, IN THE PUBLISHED VOLUNTEER HANDBOOK, AND IN PERIODIC COMMUNICATIONS. FOR ALL TRUSTEES, EMPLOYEES, AND VOLUNTEERS, RELATIONSHIPS OR SITUATIONS THAT ARISE THAT MAY CREATE OR APPEAR TO CREATE CONFLICT OF INTEREST MUST BE BROUGHT TO THE ATTENTION OF THE PRESIDENT OR THE CHAIRMAN OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF OFFICERS AND KEY EMPLOYEES INCLUDES A MARKET ANALYSIS OF COMPARABLE POSITIONS FROM PEER GARDENS AND OTHER SIMILAR ORGANIZATIONS FOR BENCHMARKING PURPOSES, AS WELL AS, AN OUTSIDE MANAGEMENT CONSULTING FIRM. THIS INFORMATION IS REVIEWED BY INTERNAL HUMAN RESOURCES PROFESSIONALS AND THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE FULL BOARD REVIEWS AND APPROVES RECOMMENDATIONS OF COMPENSATION MATTERS FOR THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE MORTON ARBORETUM'S WEBSITE (WWW.MORTONARB.ORG) AND ANNUAL REPORT. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: GAIN/ LOSS ON RE-EVALUATION OF SWAP CONTRACT -555,567. ROUDING -1.