2020-10-30T06:58:13-05:00 2019-12-31 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 29 S MAIN STREET PO BOX 272000 WEST HARTFORD CT 061272000 990 2019-01-01 061660068 INNOVATIONS FOR POVERTY ACTION INNO 2036729507 1440 G STREET NW NO 9142 WASHINGTON DC 200052001 ANNIE DUFLO EXECUTIVE DIRECTOR 2037722216 2020-10-29 1 LORI M BUDNICK P00046310 8605614000 2020-10-29 64.251.63.131 2020-10-29 10:15:18 ED P F655607A01BC9414CB150F5C2D5B642F4B7C09E6 C2A8F68C24BA4106533A6CD8C72FD917E7C6626D 2019 2021-01-29 14:40:06Z X ANNIE DUFLO 1440 G STREET NW WASHINGTON DC 200052001 43819492 0 X WWW.POVERTY-ACTION.ORG X 2002 NJ INNOVATIONS FOR POVERTY ACTION DISCOVERS AND PROMOTES EFFECTIVE SOLUTIONS TO GLOBAL POVERTY. 14 14 167 34 0 0 41107442 43805398 0 0 8333 14094 0 0 41115775 43819492 1635188 2312271 0 0 21155460 22782187 0 0 737153 17153066 17282596 39943714 42377054 1172061 1442438 22782355 22299235 21541975 19616417 1240380 2682818 X INNOVATIONS FOR POVERTY ACTION DISCOVERS AND PROMOTES EFFECTIVE SOLUTIONS TO GLOBAL POVERTY. 0 0 3468419 126333 PEACE & RECOVERY: IPA'S WORK IN THE SECTOR OF PEACE & RECOVERY AIMS TO BUILD RIGOROUS EVIDENCE ON EFFECTIVE WAYS TO BUILD PEACE AND STABILITY IN CONFLICT AND CRISIS-AFFECTED CONTEXTS. IN 2019, IPA'S MAJOR WORK AND ACCOMPLISHMENTS IN THE PEACE & RECOVERY SECTOR INCLUDED FUNDING RESEARCH PROJECTS THROUGH A COMPETITIVE FUND, INCLUDING SOLUTIONS TO REFUGEE CRISES IN BANGLADESH AND JORDAN, AS WELL AS RESEARCH ON HOW TO REDUCE CRIME IN COLOMBIA.OTHER MAJOR WORK IN THIS SECTOR FOCUSED ON DEVELOPING AND TESTING WAYS TO IMPROVE SECURITY IN MEXICO CITY AND ON PROVIDE TIMELY DATA AND EVIDENCE ON THE FORCED DISPLACEMENT AND MIGRATION OF ROHINGYA REFUGEES INTO BANGLADESH. ON THE MEXICO PROJECT, IPA AND AFFILIATED RESEARCHERS FROM YALE WORKED IN PARTNERSHIP WITH THE MINISTRY OF PUBLIC SECURITY OF MEXICO CITY AND THE NATIONAL SECURITY COMMISSION TO TEST HOW TO MAKE POLICE ORGANIZATIONS IN MEXICO CITY MORE EFFECTIVE, RESILIENT, AND TRUSTED, AND WE RELEASED PRELIMINARY RESULTS FROM THE STUDY. FOR THE STUDY IN BANGLADESH, RESEARCHERS FROM THE MACMILLAN CENTER AND YALE UNIVERSITY WORKED WITH IPA TO COLLECT DETAILED SOCIAL, ECONOMIC, AND HEALTH DATA FROM PREVIOUSLY ARRIVED REFUGEES, RECENTLY ARRIVED REFUGEES, AND BANGLADESH NATIONALS IN SOUTHERN BANGLADESH TO EXPLAIN THE IMPACT OF THE RECENT LARGE REFUGEE FLOW ON THE HOST ECONOMY. THE FIRST ROUND OF RESULTS WAS POSTED ON IPA'S WEBSITE. 3371187 559857 HEALTH: IPA HAS A STRONG AND EXPANDING BODY OF RESEARCH IN THE AREA OF HEALTH, WITH MORE THAN 100 EVALUATIONS, EITHER COMPLETED OR IN PROGRESS, THAT MEASURE THE IMPACT OF HEALTH-RELATED INTERVENTIONS. AMONG PREVIOUS KEY FINDINGS, IPA STUDIES HAVE SHOWN THAT SIMPLE APPROACHES, SUCH AS INSTALLING CHLORINE DISPENSERS AT WATER SOURCES AND PROVIDING FREE MALARIA BED NETS, CAN HAVE DRAMATIC IMPACTS ON HEALTH, PARTICULARLY FOR CHILDREN. IN 2019, THE MAJORITY OF OUR SPENDING ON HEALTH PROJECTS WAS FOCUSED ON A LARGE RANDOMIZED CONTROLLED TRIAL THAT FOCUSED ON THE QUALITY OF CARE AT PRIVATE CLINICS IN KENYA. IN THIS STUDY, KNOWN AS THE AFRICAN HEALTH MARKET FOR EQUITY STUDY, IPA-AFFILIATED RESEARCHERS FROM UC BERKELEY AND UC SAN FRANCISCO EVALUATED THE IMPACT OF A MULTI-PRONGED PRIVATE HEALTHCARE INITIATIVE ON HEALTHCARE UTILIZATION, QUALITY OF CARE, CLINIC FINANCIAL OUTCOMES, AND CHILD HEALTH OUTCOMES IN KENYA. RESULTS WILL BE RELEASED IN 2020. 3103236 139496 SOCIAL PROTECTION: IPA'S SOCIAL PROTECTION PROGRAM WORKS WITH GOVERNMENTS AND OTHER PROGRAMS WORKING TO MOVE HOUSEHOLDS OUT OF EXTREME POVERTY BY CREATING ECONOMIC OPPORTUNITIES FOR THE POOR. IPA HAS A GROWING BODY OF RESEARCH ON IDENTIFYING AND SCALING EFFECTIVE SOCIAL PROTECTION PROGRAMS, INCLUDING CASH TRANSFERS, GRADUATION PROGRAMS, AND JOB TRAINING. IN 2019, OUR PRIMARY WORK IN SOCIAL PROTECTION FOCUSED ON RESEARCH ON THE IMPACT OF CASH TRANSFERS AND THE IMPACTS OF DIFFERENT VERSIONS OF THE GRADUATION APPROACH, A HOLISTIC LIVELIHOODS PROGRAM. ONE MAJOR STUDY BENCHMARKED CASH GRANTS TO AN EMPLOYMENT PROGRAM IN RWANDA. ANOTHER EVALUATED THE IMPACTS OF A UNIVERSAL BASIC INCOME IN KENYA. PRELIMINARY RESULTS FROM BOTH STUDIES ARE EXPECTED IN 2020. IN ADDITION, IPA IMPLEMENTED AN EVALUATION IN GHANA THAT IS LOOKING AT THE IMPACTS OF THE GRADUATION APPROACH AND IS COMPARING THE MODEL TO CASH TRANSFERS. 22908014 1486585 INNOVATIONS FOR POVERTY ACTION (IPA) IS A RESEARCH AND POLICY NONPROFIT THAT DISCOVERS AND PROMOTES EFFECTIVE SOLUTIONS TO GLOBAL POVERTY PROBLEMS. IN PARTNERSHIP WITH TOP RESEARCHERS IN THE FIELD, WE DESIGN AND IMPLEMENT RANDOMIZED EVALUATIONS TO MEASURE THE EFFECTIVENESS OF PROGRAMS AND POLICIES AIMED AT HELPING THE POOR. WE SPECIALIZE IN RANDOMIZED CONTROLLED TRIALS (RCTS) BECAUSE THIS RIGOROUS METHODOLOGY ALLOWS US TO ISOLATE THE EFFECTS OF A PROGRAM FROM OTHER FACTORS. LIKE IN MEDICAL TRIALS, RESEARCHERS ASSIGN PARTICIPANTS AT RANDOM TO DIFFERENT STUDY GROUPS. ONE OR MORE GROUPS RECEIVE A PROGRAM (THE "TREATMENT GROUPS") AND ANOTHER GROUP SERVES AS THE COMPARISON (OR "CONTROL") GROUP.IPA EVALUATIONS DO NOT SIMPLY GIVE A PASSING OR FAILING GRADE TO PROGRAMS, BUT RATHER SEEK TO UNCOVER AND DISENTANGLE CAUSAL MECHANISMS AND DETERMINE WHICH ADJUSTMENTS WILL MAKE A PROGRAM MORE EFFECTIVE.OUR WELL-ESTABLISHED PARTNERSHIPS IN THE COUNTRIES WHERE WE WORK, AND A STRONG UNDERSTANDING OF LOCAL CONTEXTS, HELP MAKE OUR RESEARCH PROJECTS SUCCESSFUL. OUR TEAMS OPERATING IN 22 COUNTRIES WORK ON THE GROUND TO DEVELOP NEW STUDIES WITH NGOS AND GOVERNMENT INSTITUTIONS INTERESTED IN CONDUCTING RIGOROUS EVALUATIONS OF THEIR PROGRAMS AND IN TESTING NEW IDEAS. IPA HAS MORE THAN 1,000 RESEARCH STAFF WHO IMPLEMENT THE RESEARCH ON THE GROUND. STUDIES RANGE IN TIME FROM MONTHS, TO YEARS, TO DECADES.ONCE AN INTERVENTION HAS PROVEN EFFECTIVE IN ONE CONTEXT, WE WORK TO TEST IT IN OTHER CONTEXTS. THIS REPLICATION PROCESS IS AN ESSENTIAL STEP ON THE PATH TO SCALING UP EFFECTIVE PROGRAMS.IPA HAS AN EXTENSIVE NETWORK OF MORE THAN 600 RESEARCHERS FROM AMONG THE TOP UNIVERSITIES IN THE WORLD WHO COLLABORATE WITH US IN DESIGNING AND CONDUCTING THE EVALUATIONS. MANY OF THESE ACADEMICS ARE PIONEERS IN THEIR FIELDS OF RESEARCH, PARTICULARLY IN DEVELOPMENT ECONOMICS.TO DATE, WE HAVE DESIGNED AND EVALUATED MORE THAN 600 POTENTIAL SOLUTIONS TO POVERTY PROBLEMS AND HAVE OVER 280 MORE EVALUATIONS IN PROGRESS. WITH THIS EXPERIENCE, IPA HAS DEVELOPED EXTENSIVE EXPERTISE IN CONDUCTING SUCCESSFUL EVALUATIONS, FROM THE INITIAL CONCEPT STAGE TO THE SHARING OF RESULTS. 22908014 1486585 32850856 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 X 46 0 1 167 1 0 1 UV IV GH KE LI MI ML RW SL TZ UG ZA BG OC CO PE MX 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NC NJ NY CA AL FL IL MA MD OR PA VA WI AR GA HI KS KY MI MN MS NH NM NC RI SC TN UT WV X X ANNIE DUFLO 2036729507 1440 G STREEET NW SUITE 9142 WASHINGTON DC 200052001 LUCY BERKOWITZ CFAO AND TREASURER 40.00 X 229090 0 22050 STACEY DAVES-OHLIN GENERAL COUNSEL/SECRETARY 40.00 X 180519 0 30093 ANNIE DUFLO CHIEF EXECUTIVE OFFICER 40.00 X 162683 0 11076 RADHA RAJKOTIA CHIEF RESEARCH & POLICY OFFICER 40.00 X 154657 0 1248 STEVEN GLAZERMAN CHIEF RESEARCH & METHODOLOGY OFFICER 40.00 X 149618 0 22359 PORANEE KINGPETCHARAT CHIEF INFORMATIONS OFFICER 40.00 X 146268 0 16170 AMY SHAW DEVELOPMENT DIRECTOR 40.00 X 136437 0 28785 TREY BECK CHAIRMAN 5.00 X X 0 0 0 DEAN KARLAN FOUNDER AND PRESIDENT 3.00 X X 0 0 0 STEPHEN TOBEN VICE CHAIRMAN 3.00 X X 0 0 0 WENDY ABT DIRECTOR / TRUSTEE 3.00 X 0 0 0 BENJAMIN APPEN DIRECTOR / TRUSTEE 3.00 X 0 0 0 AROON BALANI DIRECTOR / TRUSTEE 3.00 X 0 0 0 RAKESH RAJANI DIRECTOR / TRUSTEE 3.00 X 0 0 0 SUSAN ATHEY DIRECTOR / TRUSTEE 3.00 X 0 0 0 HEATHER WOODRUFF GRIZZLE DIRECTOR / TRUSTEE 3.00 X 0 0 0 LAURA HATTENDORF DIRECTOR / TRUSTEE 3.00 X 0 0 0 DAVID WELLS DIRECTOR / TRUSTEE 3.00 X 0 0 0 ALEXIA LATORTUE DIRECTOR / TRUSTEE 3.00 X 0 0 0 KENTARO TOYAMA DIRECTOR / TRUSTEE 3.00 X 0 0 0 ANKUR VORA DIRECTOR / TRUSTEE 3.00 X 0 0 0 1159272 0 131781 7 0 1 0 CREATIVE FINANCIAL STAFFING 2 ENTERPRISE DR 302 SHELTON CT 06484 TEMPORARY STAFFING 292773 PAUL GERTLER 632 ALVARADO ROAD BERKELEY CA 94705 CONSULTING 144000 2 4857853 38947545 43805398 14094 14094 43819492 0 0 14094 X 1275510 1275510 1036761 1036761 635512 442301 180040 13171 22146675 15413568 6274128 458979 4422598 3698062 716221 8315 1049363 886967 144613 17783 1004008 261039 659826 83143 1402522 1044224 301506 56792 4886809 4598741 275438 12630 890617 808413 39344 42860 52229 118 52111 61827 25144 36683 236589 181281 50180 5128 OTHER EXPENSES 1659940 1566685 54903 38352 MOTOR VEHICLE EXPENSE 700743 697536 3207 OUTSIDE SERVICES 587038 586193 845 PROGRAM SUPPLIES 328313 328313 42377054 32850856 8789045 737153 5182072 3425829 1061856 955907 2350309 3552904 12213363 12420544 1430515 1452979 1353574 963602 371044 389972 173196 101100 22782355 22299235 4569602 4006676 16072373 15109741 900000 500000 21541975 19616417 X -1109928 -870086 2350308 3552904 1240380 2682818 22782355 22299235 1442438 0 X 0 1 X 1 1 1 X 39163597 49609926 42513910 41107442 43805398 216200273 39163597 49609926 42513910 41107442 43805398 216200273 32397671 183802602 2565 14470 5541 8333 14094 45003 216245276 0.85000 0.86600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 337335 337335 0 234807 216899 17908 781432 409368 372064 389972 LINE OF CREDIT 500000 500000 43819492 0 43819492 0 43819492 42377054 0 42377054 0 42377054 0 CENTRAL AMERICA AND CARIBBEAN 1 0 PROGRAM SERVICES IMPACT EVALUATION 1839255 EAST ASIA AND THE PACIFIC 2 44 PROGRAM SERVICES IMPACT EVALUATION 3275297 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 33 PROGRAM SERVICES IMPACT EVALUATION 1319287 SOUTH AMERICA 3 65 PROGRAM SERVICES IMPACT EVALUATION 2337137 SOUTH ASIA 1 59 PROGRAM SERVICES IMPACT EVALUATION 3942223 SUB-SAHARAN AFRICA 15 1110 PROGRAM SERVICES IMPACT EVALUATION 23020044 23 1311 0 0 23 1311 35733243 0 35733243 CENTRAL AMERICA AND CARIBBEAN OTHER 6266 WIRE TRANSFER CENTRAL AMERICA AND CARIBBEAN PROPOSAL FOR ENDLINE DATA COLLECTION OF IMPACT EVALUATION OF PROSOLI 42372 WIRE TRANSFER CENTRAL AMERICA AND CARIBBEAN USAID WOMEN'S CONNECT CHALLANGE 13876 WIRE TRANSFER SUB-SAHARAN AFRICA PROGRAM/POLICY EVALUATION 11380 WIRE TRANSFER MIDDLE EAST AND NORTH AFRICA GLOBAL FINANCIAL INCLUSION INITIATIVE 79950 WIRE TRANSFER SUB-SAHARAN AFRICA PROGRAM / POLICY EVALUATION 9584 WIRE TRANSFER EAST ASIA AND THE PACIFIC PEACE & RECOVERY INITIATIVE 54571 WIRE TRANSFER SOUTH ASIA PEACE & RECOVERY INITIATIVE 12433 WIRE TRANSFER SOUTH AMERICA SMALL & MEDIUM ENTERPRISES INITIATIVE 96067 WIRE TRANSFER SUB-SAHARAN AFRICA PEACE AND RECOVERY INITIATIVE 4000 WIRE TRANSFER SOUTH AMERICA ENTERPRISE AND EMPLOYMENT GROWTH 30000 WIRE TRANSFER SUB-SAHARAN AFRICA ESCAPING POVERTY 139496 WIRE TRANSFER SOUTH ASIA PEACE AND RECOVERY INTIATIVE 4000 WIRE TRANSFER SOUTH ASIA ENTERPRISE AND EMPLOYMENT GROWTH 76125 WIRE TRANSFER SOUTH ASIA GLOBAL FINANCIAL INCLUSION INITIATIVE 57571 WIRE TRANSFER SOUTH ASIA PEACE AND RECOVERY INITIATIVE 9496 WIRE TRANSFER NORTH AMERICA IMPACT ON ACCOUNTABILITY MECHANISMS AND EDUCATION OUTCOMES 25160 WIRE TRANSFER NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PROGRAM / POLICY EVALUATION 10160 WIRE TRANSFER SOUTH ASIA N/A 2500 WIRE TRANSFER EUROPE PEACE AND RECOVERY INITIATIVE 50000 WIRE TRANSFER SUB-SAHARAN AFRICA RESPECT II 19689 WIRE TRANSFER SUB-SAHARAN AFRICA ENHANCING ACCESS TO INDEX-BASED WEATHER AGRICULTURAL INSURANCE IN BURKINA FASO 30573 WIRE TRANSFER SUB-SAHARAN AFRICA PEACE AND RECOVERY INITIATIVE 12500 WIRE TRANSFER EUROPE WE CARE SOLAR EVALUATION - UGANDA 15000 WIRE TRANSFER EUROPE PEACE AND RECOVERY INITIATIVE 32966 WIRE TRANSFER EUROPE ENHANCING ACCESS TO INDEX-BASED WEATHER AGRICULTURAL INSURANCE 4157 WIRE TRANSFER EUROPE GLOBAL FINANCIAL INCLUSION INITIATIVE 150000 WIRE TRANSFER SUB-SAHARAN AFRICA N / A 12320 WIRE TRANSFER SUB-SAHARAN AFRICA PEACE AND RECOVERY INITIATIVE 19549 WIRE TRANSFER SUB-SAHARAN AFRICA N/A 5000 WIRE TRANSFER NONE 0 0 0 0 0 0 PART I, LINE 2: PRIOR TO ISSUING A SUBAWARD, IPA CONDUCTS A DUE DILIGENCE PROCESS TO EVALUATE SUBAWARDEES, INCLUDING GENERAL INFORMATION ON THE ORGANIZATION, ITS HISTORY, FINANCIAL SYSTEMS AND INTERNAL CONTROLS AND COPIES OF FEDERAL SINGLE AUDITS (IF APPLICABLE) OR TWO YEARS OF AUDITED FINANCIAL STATEMENTS. IPA ALSO REVIEWS THE ORGANIZATION AND ITS OFFICERS AGAINST THE RELEVANT ANTI-TERRORISM AND DEBARRED AGENCIES LISTS. ONCE AN ORGANIZATION HAS BEEN VETTED AND APPROVED TO RECEIVE A SUBAWARD, IPA SIGNS A SUBAWARD AGREEMENT WITH THE ORGANIZATION THAT SPECIFIES THE SCOPE OF WORK, BUDGET, PAYMENT TERMS AND DELIVERABLES. IPA'S PROGRAM STAFF MONITOR PERFORMANCE BY SUBAWARDEES AND RECEIVE AND APPROVE DELIVERABLES PRIOR TO APPROVING RELEASE OF PAYMENT. FINANCIAL REPORTS ARE REVIEWED AGAINST APPROVED BUDGETS AND SUPPORTING DOCUMENTATION IS REQUESTED FOR ANY QUESTIONED EXPENSES. FINAL PAYMENT IS NOT RELEASED UNTIL ALL DELIVERABLES HAVE BEEN MET, INCLUDING FINANCIAL REPORTING. PART III ACCOUNTING METHOD: 1 THE COLLEGE OF WILLIAM AND MARY 200 STADIUM DRIVE WILLIAMSBURG VA 23185 540734117 501C3 38000 PROGRAM / POLICY EVALUATION THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501C3 16841 GLOBAL FINANCIAL INCLUSION INITIATIVE INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE 1201 EYE STREET NW WASHINGTON DC 20433 521041632 501C3 118058 CONSERVATION AGRICULTURE GHANA (CAGE) PRESIDENT & FELLOWS OF HARVARD COLLEGE 1563 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 042103580 501C3 22247 GLOBAL FINANCIAL INCLUSION INITIATIVE THE REGENTS OF UNIVERSITY OF CALIFORNIA BERKELEY 1739 PLEASANT VALLEY AVENUE OAKLAND CA 94611 946002123 501C3 98687 AFRICAN HEALTH MARKET FOR EQUITY THE REGENTS OF THE UNIVERSITY OF CALIFORNIA- SAN FRANCISCO 1855 FOLSOM STREET SUITE 425 SAN FRANCISCO CA 94143 946036493 501C3 454939 AFRICAN HEALTH MARKET FOR EQUITY THE REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 S STATE STREET FIRST FLOOR ANN ARBOR MI 48109 386006309 501C3 7750 E-WAREHOUSING UGANDA THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501C3 100000 PEACH AND RECOVERY INIATIVE THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501C3 19739 IMPACT ON ACCOUNTABILITY MECHANISMS AND EDUCATION OUTCOMES THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501C3 8636 EDUCATION AND PROGRAM POLICY/EVALUATION THE REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BOULEVARD SUITE 700 LOS ANGELES CA 900951406 956006143 501C3 28939 PEACE AND RECOVERY INITIATIVE THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET 5TH FLOOR PHILADELPHIA PA 191046205 231352685 501C3 15119 AFRICAN HEALTH MARKET FOR EQUITY GEORGETOWN UNIVERSITY 2121 WISCONSIN AVE NW STE 400 WASHINGTON DC 20007 530196603 501C3 23330 GLOBAL FINANCIAL INCLUSION INITIATIVE INTERNATIONAL RESCUE COMMITTEE 122 EAST 42ND ST NEW YORK NY 101681289 135660870 501C3 181267 ENTERPRISE AND EMPLOYMENT GROWTH MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501C3 28331 FINANCIAL INCLUSION OKLAHOMA STATE UNIVERSITY 480 BUSINESS BUILDING STILLWATER OK 74708 731383996 501C3 15781 ENHANCING ACCESS TO INDEX-BASED WEATHER AGRICULTURAL INSURANCE OREGON STATE UNIVERSITY 312 KERR ADMINISTRATION BUILDING CORVALLIS OR 97331 611730890 501C3 11090 PORGRAM / POLICY EVALUATION PRESIDENT & FELLOWS OF HARVARD COLLEGE 1563 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 042103580 501C3 23125 WE CARE SOLAR EVALUATION-UGANDA STANFORD UNIVERSITY 3145 PORTER DRIVE PALO ALTO CA 94304 941156365 501C3 59578 PEACE AND RECOVERY INITIATIVE 7 PART I, LINE 2: PRIOR TO ISSUING A SUBAWARD, IPA CONDUCTS A DUE DILIGENCE PROCESS TO EVALUATE SUBAWARDEES, INCLUDING GENERAL INFORMATION ON THE ORGANIZATION, ITS HISTORY, FINANCIAL SYSTEMS AND INTERNAL CONTROLS AND COPIES OF FEDERAL SINGLE AUDITS (IF APPLICABLE) OR TWO YEARS OF AUDITED FINANCIAL STATEMENTS. IPA ALSO REVIEWS THE ORGANIZATION AND ITS OFFICERS AGAINST THE RELEVANT ANTI-TERRORISM AND DEBARRED AGENCIES LISTS. ONCE AN ORGANIZATION HAS BEEN VETTED AND APPROVED TO RECEIVE A SUBAWARD, IPA SIGNS A SUBAWARD AGREEMENT WITH THE ORGANIZATION THAT SPECIFIES THE SCOPE OF WORK, BUDGET, PAYMENT TERMS AND DELIVERABLES. IPA'S PROGRAM STAFF MONITOR PERFORMANCE BY SUBAWARDEES AND RECEIVE AND APPROVE DELIVERABLES PRIOR TO APPROVING RELEASE OF PAYMENT. FINANCIAL REPORTS ARE REVIEWED AGAINST APPROVED BUDGETS AND SUPPORTING DOCUMENTATION IS REQUESTED FOR ANY QUESTIONED EXPENSES. FINAL PAYMENT IS NOT RELEASED UNTIL ALL DELIVERABLES HAVE BEEN MET, INCLUDING FINANCIAL REPORTING. X X X 0 0 0 0 0 0 0 0 0 LUCY BERKOWITZ CFAO AND TREASURER 229090 0 0 0 0 0 0 0 22050 0 251140 0 0 0 STACEY DAVES-OHLIN GENERAL COUNSEL/SECRETARY 180519 0 0 0 0 0 0 0 30093 0 210612 0 0 0 ANNIE DUFLO CHIEF EXECUTIVE OFFICER 162683 0 0 0 0 0 0 0 11076 0 173759 0 0 0 RADHA RAJKOTIA CHIEF RESEARCH & POLICY OFFICER 154657 0 0 0 0 0 0 0 1248 0 155905 0 0 0 STEVEN GLAZERMAN CHIEF RESEARCH & METHODOLOGY OFFICER 149618 0 0 0 0 0 0 0 22359 0 171977 0 0 0 PORANEE KINGPETCHARAT CHIEF INFORMATIONS OFFICER 146268 0 0 0 0 0 0 0 16170 0 162438 0 0 0 AMY SHAW DEVELOPMENT DIRECTOR 136437 0 0 0 0 0 0 0 28785 0 165222 0 0 0 X 10 401233 FAIR MARKET VALUE 0 0 1 PART I, LINE 32B: MERRILL LYNCH IS UTILIZED TO SELL STOCK THAT IS CONTRIBUTED TO THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. A COPY OF THE DRAFT FORM 990 IS CIRCULATED ELECTRONICALLY TO THE FULL BOARD OF TRUSTEES FOR DISCUSSION AND COMMENT. EACH BOARD MEMBER IS PROVIDED OPPORTUNITY TO COMMENT ON THE INFORMATION CONTAINED IN THE 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL NEW BOARD OF DIRECTORS AND OFFICERS ARE ASKED TO RENEW AND ACKNOWLEDGE THEIR COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. THE ORGANIZATION DISTRIBUTES AN ANNUAL QUESTIONNAIRE TO ALL BOARD OF DIRECTORS AND OFFICERS. THE PRESIDENT PRESENTS CONFLICTS OF INTEREST TO THE AUDIT & FINANCE COMMITTEE, WHO IS TASKED WITH REVIEWING POTENTIAL CONFLICTS OF INTEREST AND IF NECESSARY TAKING TO THE BOARD OF DIRECTORS FOR FURTHER REVIEW AND CONSIDERATION FOR DETERMINING COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UNDERTAKES A THOROUGH PROCESS FOR DETERMINING THE COMPENSATION OF ITS EXECUTIVE OFFICERS, AND USES THE SAME PROCESS FOR ALL EMPLOYEES. THE ORGANIZATION RELIES ON MARKET ANALYSIS TO DETERMINE COMPENSATION ACROSS ALL LEVELS, USING SIMILARLY SIZED ORGANIZATIONS AS A BENCHMARK. THE ORGANIZATION HIRED A NONPROFIT PROFESSIONAL ADVISORY GROUP TO PERFORM THE SPECIFIC ANALYSIS. IT SHOULD BE NOTED THAT THE PRESIDENT AND CEO IS THE FOUNDER OF THE ORGANIZATION. THE PRESIDENT DRAWS NO SALARY FROM INNOVATIONS FOR POVERTY ACTION. THE BOARD HAS A COMPENSATION COMMITTEE WHICH SETS THE COMPENSATION FOR THE EXECUTIVE DIRECTOR AND THE SENIOR MANAGEMENT TEAM REPORTING TO THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS, FORM 990 AND ANNUAL SUMMARY ARE POSTED ON THE ORGANIZATION'S WEBSITE AND ARE AVAILABLE AT THE ADDRESS LISTED ON PAGE 1 OF THE FORM 990. THE FORM 990 IS, LIKEWISE, PUBLISHED ON WWW.GUIDESTAR.ORG. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST AND AT MANAGEMENT'S DISCRETION. THEY ARE OFTEN PICKED UP FOR OTHER CHARITY EVALUATION WEBSITES SUCH AS CHARITY NAVIGATOR. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 2,864,041. MANAGEMENT AND GENERAL EXPENSES 716,221. FUNDRAISING EXPENSES 8,315. TOTAL EXPENSES 3,588,577. SURVEYS: PROGRAM SERVICE EXPENSES 834,021. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 834,021.