2020-11-12T17:07:29-06:00 2019-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990PF 2019-01-01 954686318 THE ELI AND EDYTHE BROAD FOUNDATION BROA 3109545026 2121 AVENUE OF THE STARS NO 3000 LOS ANGELES CA 90067 GERUN RILEY PRESIDENT 3109545026 2020-11-12 1 JENNIFER BECKER HARRIS P00183358 4254544919 2020-11-09 65.158.230.194 2020-11-12 12:04:55 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9C75230018D5B80955F7F8F52B6C41F090A63707 2019 2021-04-22 16:20:28Z X 1846960427 X X 4529442 4528826 613319 15869134 162450001 319102416 144683038 1322661 8401722 168915423 173482720 60000 0 60000 561434 0 558799 108362 0 105309 39990 0 33699 208751 62918 135469 5554951 1714518 1974851 4806577 393092 310 186071 3211 81738 0 81738 75703 0 75703 67995 0 68100 336143 10894355 309642 12087715 13068094 3403620 65557160 155054528 77644875 13068094 158458148 91270548 160414626 1149511 96512 96512 231361714 189616610 189616610 1541309675 1626941153 1626941153 2135190 2078870 242391 56320 56320 23749523 30249832 30249832 1797812814 1846960427 1846960427 948917 1033300 526292324 436794956 5714101 8560368 532955342 446388624 X 1264857472 1400571803 1264857472 1400571803 1797812814 1846960427 1264857472 91270548 44443783 1400571803 0 1400571803 PUBLICLY TRADED SECURITIES 109090203 69285272 39804931 39804931 ALTERNATIVE INVESTMENTS P 109224464 48265539 60958925 60958925 EQUITY OPTIONS P 19496762 35923684 -16426922 -16426922 PASS THRU INVESTMENTS DISTRIB IN EXCESS OF BASIS P 84199560 75018675 9180885 9180885 PASS THRU INVESTMENTS DISTRIB IN EXCESS OF BASIS D 141073 141073 0 0 PASS THRU INVESTMENTS REPORTED ON SCH K-1 P 46964666 46964666 46964666 ADJUST FOR IRC SEC 1202 ELIGIBLE GAIN EXCLUSION - PASS THRU INVESTMENTS P 841047 -841047 -841047 TERMINATION OF ICQ INVESTMENTS LP (SERIES VI) P 14555859 10023935 4531924 4531924 TERMINATION OF NCD INVESTORS P 2689262 2688825 437 437 TERMINATION OF RIALTO CAPITAL CMBS FUND, LP P 12272111 11764852 507259 507259 TERMINATION OF OCM WIKI HOLDINGS, LLC P 131 197 -66 -66 TERMINATION OF BLACKSTONE TACTICAL OPP FUND - ALPHA L.P. P 368493 366447 2046 2046 144683038 0 153582950 1847637987 0.083124 146319907 1753948740 0.083423 150781007 1716811223 0.087826 106062438 1886558367 0.056220 185794701 1881859347 0.098729 0.409322 0.081864 1836271849 150324559 1604146 151928705 158458148 X 1604146 0 1604146 0 1604146 1961870 860000 0 2821870 X 0 1217724 1217724 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 1 0 1 WWW.BROADFOUNDATION.ORG JULIE BAKER 3109545026 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 ELI BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 TRUSTEE, CHAIRMAN 30.00 60000 6570 0 EDYTHE L BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 TRUSTEE 1.00 0 0 0 GERUN RILEY SEE STATEMENT 15 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 PRESIDENT 30.00 0 0 0 SUE CHI 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 SENIOR DIRECTOR 40.00 158910 14864 0 SUZANNE EMMERLING 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 CHIEF COMMUNICATIONS 30.00 146231 16133 0 SUSAN JACK 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 VICE PRESIDENT/CHIEF 32.00 130490 10715 0 HEIDI KATO 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 CHIEF ADMINISTRATIVE 40.00 79890 10705 0 0 FAMILY OFFICE FINANCIAL SERVICES LLC 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 FINANCE, ACCTG, TAX, HR & TECH 1503403 FAMILY OFFICE INVESTMENT SERVICES LLC 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 INVESTMENT SERVICES 1345350 ERNST & YOUNG US LLP PO BOX 846793 LOS ANGELES CA 90084 AUDIT SERVICES 105106 WELLSPRING CONSULTING LLC 198 AMITY ROAD 2ND FLOOR WOODBRIDGE CT 06525 STRATEGIC PLANNING 104350 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 TAX PREP SERVICES 103645 6 0 139928145 235680427 1488626808 1864235380 0 0 1864235380 27963531 1836271849 91813592 91813592 1604146 130512 1734658 90078934 8905 90087839 0 90087839 158458148 0 158458148 1604146 156854002 90087839 0 0 94087151 66664130 59004415 62488138 282243834 158458148 0 0 0 90087839 68370309 0 0 350614143 0 0 0 0 0 0 94087151 256526992 66664130 59004415 62488138 68370309 ELI BROAD EDYTHE L BROAD X 74 MEDIA INC THE 222 BROADWAY 19TH FLOOR NEW YORK NY 10038 PC EDUCATION - SPANISH TRANSLATION SUPPORT FOR THE LA SCHOOL REPORT 25000 ADVANCEMENT PROJECT 1545 WILSHIRE BLVD SUITE 800 LOS ANGELES CA 90017 PC EDUCATION - GENERAL OPERATING SUPPORT 4750 ALLIANCE COLLEGE-READY PUBLIC SCHOOLS 601 SOUTH FIGUEROA STREET 4TH FLOOR LOS ANGELES CA 90017 PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 365000 ALZHEIMER'S GREATER LOS ANGELES 4221 WILSHIRE BLVD SUITE 400 LOS ANGELES CA 90034 PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 2500 AMERICAN SECURITY PROJECT 1401 NEW YORK AVENUE SUITE 810 WASHINGTON DC 20005 PC ENVIRONMENT/CLIMATE - TO SUPPORT THE LAUNCH OF CLIMATE ADVOCACY EFFORTS 500000 ART DIVISION 2418 WEST 6TH STREET LOS ANGELES CA 90057 PC ARTS - SUPPORTING YOUTH FROM MARGINALIZED COMMUNITIES TO STUDY VISUAL ARTS 10000 CALIFORNIA COMMUNITY FOUNDATION 221 SOUTH FIGUEROA STREET SUITE 400 LOS ANGELES CA 90012 PC EDUCATION - SUPPORT FOR LOS ANGELES UNIFIED SCHOOL DISTRICT 450000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 EAST CALIFORNIA BLVD PASADENA CA 91125 PC EDUCATION - GENERAL OPERATING SUPPORT FOR THE WORLD-RENOWNED SCIENCE AND ENGINEERING INSTITUTE 25000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 EAST CALIFORNIA BLVD PASADENA CA 91125 PC EDUCATION - TO ESTABLISH THE HONORARY ENDOWED DAVID BALTIMORE PROFESSORSHIP 1000000 CCF COMMUNITY INITIATIVES FUND 221 S FIGUEROA ST SUITE 400 LOS ANGELES CA 90012 PC CIVIC AND COMMUNITY - TO SUPPORT A DOCUMENTARY FOR THE 1994 PROP 187 20000 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLVD SUITE 2416 LOS ANGELES CA 90048 PC SCI & MED RESEARCH - RESEARCH SUPPORT 20000 CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 20005 PC ENVIRONMENT/CLIMATE - GENERAL OPERATING SUPPORT 50000 CHARTER FUND INC DBA CHARTER SCHOOL GROWTH FUND 10901 WEST 120TH AVENUE SUITE 450 BROOMFIELD CO 80021 POF EDUCATION - LOS ANGELES AND NATIONAL FUND SUPPORT 600000 CICLAVIA 525 SOUTH HEWITT STREETRNSUITE LOS ANGELES CA 90013 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 5000 COLUMBIA MEMORIAL SPACE SCIENCE LEARNING CENTER 12400 COLUMBIA WAY DOWNEY CA 90242 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 COMMUNITY ASSET DEVELOPMENT RE-DEFINING EDUCATION (CADRE) 8410 SOUTH BROADWAY LOS ANGELES CA 90003 PC EDUCATION - GENERAL OPERATING SUPPORT 4955 COMMUNITY COALITION FOR SUBSTANCE ABUSE PREVENTION & TREATMENT 8101 S VERMONT AVENUE LOS ANGELES CA 90044 PC CIVIC AND COMMUNITY - EMBRACE L.A. SUPPORT 50000 COMMUNITY COALITION FOR SUBSTANCE ABUSE PREVENTION & TREATMENT 8101 S VERMONT AVENUE LOS ANGELES CA 90044 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 4100 COMMUNITY PARTNERS 1000 NORTH ALAMEDA STREET SUITE 240 LOS ANGELES CA 90012 PC CIVIC AND COMMUNITY - SLATE-Z 100000 COMMUNITY PARTNERS 1000 NORTH ALAMEDA STREET SUITE 240 LOS ANGELES CA 90012 PC CIVIC AND COMMUNITY - INSTITUTE FOR NONVIOLENCE IN LOS ANGELES 5000 CROHN'S & COLITIS FOUNDATION OF AMERICA 386 PARK AVENUE SOUTH17TH FLOOR NEW YORK NY 10016 PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 2000 CULVER CITY UNIFIED SCHOOL DISTRICT 4034 IRVING PLACE CULVER CITY CA 90232 GOV EDUCATION - GENERAL OPERATING SUPPORT FOR PUBLIC SCHOOLS 50000 DETROIT INSTITUTE OF ARTS THE 5200 WOODWARD AVENUE DETROIT MI 48202 PC ARTS - GENERAL OPERATING SUPPORT 100000 DISCOVERY SCIENCE FOUNDATION 2500 NORTH MAIN STREET SANTA ANA CA 92705 PC EDUCATION - TO SUPPORT K-12 STEM EDUCATION IN LOS ANGELES PUBLIC SCHOOLS 25000 DOHENY EYE INSTITUTE 1355 SAN PABLO STREET LOS ANGELES CA 90033 PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 20000 DOWNTOWN WOMEN'S CENTER 442 SOUTH SAN PEDRO STREET LOS ANGELES CA 90013 PC CIVIC AND COMMUNITY - TO SUPPORT HOMELESS AND LOW-INCOME WOMEN THROUGHOUT LOS ANGELES 1000 EDUCATORS FOR EXCELLENCE (E4E) 80 PINE STREET 28TH FLOOR NEW YORK NY 10005 PC EDUCATION - GENERAL OPERATING SUPPORT FOR TEACHER-LED ORGANIZING IN LOS ANGELES PUBLIC SCHOOLS 509958 EDVOICE INSTITUTE FOR RESEARCH AND EDUCATION HEADQUARTERS 1107 9TH ST SUITE 680 SACRAMENTO CA 95814 PC EDUCATION - GENERAL OPERATING SUPPORT 70000 EL RANCHO HIGH SCHOOL 6501 PASSONS BLVD PICO RIVERA CA 90660 GOV EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC SCHOOL 1000 ENCORPS 2121 AVENUE OF THE STARS SUITE 2020 LOS ANGELES CA 90067 PC EDUCATION - TO SUPPORT K-12 STEM EDUCATION IN LOS ANGELES PUBLIC SCHOOLS 50000 EXCEPTIONAL CHILDREN'S FOUNDATION 5350 MACHADO RD CULVER CITY CA 90230 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 FAIRBURN YOUTH ASSOCIATION 1403 FAIRBURN AVENUE LOS ANGELES CA 90024 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 FAMILIES IN SCHOOLS 1545 WILSHIRE BOULEVARD SUITE 811 LOS ANGELES CA 90017 PC EDUCATION - GENERAL OPERATING SUPPORT FOR ORGANIZATION DEDICATED TO ENGAGING FAMILIES FROM MARGINALIZED COMMUNITIES 10000 FORDHAM LAW SCHOOL 140 W 62ND STREET NEW YORK NY 10023 PC EDUCATION - GENERAL OPERATING SUPPORT 25000 FOUNDATION FOR A BETTER PUERTO RICO INC PO BOX 938 CULEBRA PR 00775 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 FULFILLMENT FUND 6100 WILSHIRE BLVD SUITE 600 LOS ANGELES CA 90048 PC EDUCATION - TO SUPPORT MENTORING, COLLEGE COUNSELING AND EXPERIENTIAL LEARNING OPPORTUNITIES FOR YOUTH FROM MARGINALIZED COMMUNITIES 27500 GEFFEN PLAYHOUSE 10886 LE CONTE AVENUE LOS ANGELES CA 90024 PC ARTS - GENERAL OPERATING SUPPORT 1000 GREAT PUBLIC SCHOOLS NOW 1150 SOUTH OLIVE STREET SUITE 1325 LOS ANGELES CA 90015 PC EDUCATION - GENERAL OPERATING SUPPORT FOR ORGANIZATION DEDICATED TO IMPROVING AND ADVOCATING FOR K-12 PUBLIC SCHOOLS IN LOS ANGELES 25000 GREEN DOT PUBLIC SCHOOLS 1149 SOUTH HILL STREETSUITE 600 LOS ANGELES CA 90015 PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 250000 HARVARD UNIVERSITY 1033 MASSACHUSETTS AVE STE 3 CAMBRIDGE MA 02138 PC EDUCATION - GENERAL OPERATING SUPPORT 50000 HOMEBOY INDUSTRIES 130 WEST BRUNO STREET LOS ANGELES CA 90012 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 52500 HUMAN RIGHTS WATCH INC 350 5TH AVE 34TH FLOOR NEW YORK NY 10118 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 3500 INNER-CITY ARTS 720 KOHLER STREET LOS ANGELES CA 90021 PC ARTS - GENERAL OPERATING SUPPORT 1000 INNERCITY STRUGGLE 530 SOUTH BOYLE AVENUE LOS ANGELES CA 90033 PC CIVIC AND COMMUNITY - TO SUPPORT PROGRAMS THAT IMPROVE THE QUALITY OF LIFE IN EAST LOS ANGELES 69760 INNOVATE PUBLIC SCHOOLS 1400 PARKMOOR AVENUE SUITE 240 SAN JOSE CA 95126 PC EDUCATION - TOP PUBLIC SCHOOLS REPORT SUPPORT FOR LOS ANGELES 180000 INTERNATIONAL PARTNERS CASSIE STERN MEMORIAL INC PO BOX 3774 SILVER SPRING MD 20910 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 25000 KENTER CANYON PARENTS SUPPORT GROUP 645 N KENTER AVE LOS ANGELES CA 90049 PC EDUCATION - GENERAL OPERATING SUPPORT 10000 KIPP LA SCHOOLS 3601 EAST FIRST STREET LOS ANGELES CA 90063 PC EDUCATION - GENERAL OPERATING SUPPORT FOR A PUBLIC CHARTER SCHOOL NETWORK IN LOS ANGELES 20000 KOREAN AMERICAN MUSEUM INC 3727 W 6TH ST STE 519 LOS ANGELES CA 90020 PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 1000 LA PROMISE FUND 202 W 1ST STREET SUITE 160 LOS ANGELES CA 90012 PC EDUCATION - FAMILY ENGAGEMENT INITIATIVE FOR PUBLIC SCHOOLS 67000 LA PROMISE FUND 202 W 1ST STREET SUITE 160 LOS ANGELES CA 90012 PC EDUCATION - GENERAL OPERATING SUPPORT FOR PUBLIC SCHOOLS 10000 LA THEATRE WORKS 681 VENICE BOULEVARD VENICE CA 90291 PC ARTS - GENERAL OPERATING SUPPORT 1900 LA'S BEST 200 NORTH SPRING STREET SUITE M-120 LOS ANGELES CA 90012 PC EDUCATION - GENERAL OPERATING SUPPORT FOR PUBLIC SCHOOLS 10000 LEGAL AID FOUNDATION OF LOS ANGELES 1102 CRENSHAW BLVD LOS ANGELES CA 90019 PC CIVIC AND COMMUNITY - TO SUPPORT CAPITAL CAMPAIGN FOR A NEW OFFICE BUILDING 40000 LEUKEMIA & LYMPHOMA SOCIETY INC 3 INTERNATIONAL DRIVE SUITE 200 RYE BROOK NY 10573 PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 15000 LIBRARY FOUNDATION OF LOS ANGELES 630 WEST 5TH STREET LOS ANGELES CA 90071 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 11500 LIBRARY FOUNDATION OF LOS ANGELES 630 WEST 5TH STREET LOS ANGELES CA 90071 PC CIVIC AND COMMUNITY - TO SUPPORT THE LIBRARY'S STUDENT ZONES 250000 LOS ANGELES BROTHERHOOD CRUSADE 200 E SLAUSON AVE LOS ANGELES CA 90011 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 3500 LOS ANGELES PHILHARMONIC ASSOCIATION 151 SOUTH GRAND AVENUE LOS ANGELES CA 90012 PC ARTS - GENERAL OPERATING SUPPORT FOR LOS ANGELES' WORLD-CLASS ORCHESTRA 1000000 LOS ANGELES UNIFIED SCHOOL DISTRICT 333 SOUTH BEAUDRY AVENUE 24TH FLOOR LOS ANGELES CA 90017 GOV EDUCATION - TO IMPROVE STEM OPPORTUNITIES FOR CALIFORNIA'S YOUTH FROM MARGINALIZED COMMUNITIES 25000 LOS ANGELES UNIFIED SCHOOL DISTRICT 333 SOUTH BEAUDRY AVENUE 24TH FLOOR LOS ANGELES CA 90017 GOV EDUCATION - TO SUPPORT A HOMELESS EDUCATION PROGRAM IN PUBLIC SCHOOLS 2000 MADISON PROJECT 1900 PICO BLVD SANTA MONICA CA 90405 PC ARTS - TO SUPPORT LOS ANGELES COMMUNITY THEATER THE BROAD STAGE 73500 MARTIN LUTHER KING JR COMMUNITY HEALTH FOUNDATION 1680 EAST 120TH STREET LOS ANGELES CA 90059 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 1500 MASSACHUSETTS PARENTS UNITED INC 50 MILK STREET 15TH FLOOR BOSTON MA 02110 PC EDUCATION - LAUNCH OF NATIONAL PARENTS ORGANIZATION TO ENGAGE, TRAIN AND EQUIP PARENTS TO ADVOCATE FOR THEIR CHILDREN 175000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 PC EDUCATION - ENDOWMENT FOR THE ELI BROAD COLLEGE OF BUSINESS 3000000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 PC EDUCATION - GENERAL OPERATING SUPPORT 10000 MICHIGAN STATE UNIVERSITY 450 ADMINISTRATION BLDG EAST LANSING MI 48824 PC EDUCATION - SUPPORT FOR THE CONSTRUCTION OF THE GRADUATE PROGRAMS PAVILION 2000000 MICHIGAN STATE UNIVERSITY 520 NORTH BUSINESS COMPLEX EAST LANSING MI 48824 PC EDUCATION - ENDOWMENT FOR ELI AND EDYTHE BROAD DEAN OF BUSINESS SCHOOL 250000 MK LEVEL PLAYING FIELD INSTITUTE AKA SMASH 2148 BROADWAY OAKLAND CA 94612 PC EDUCATION - TO IMPROVE STEM OPPORTUNITIES FOR YOUTH FROM MARGINALIZED COMMUNITIES IN LOS ANGELES 110000 MUSIC CENTER 135 NORTH GRAND AVENUE LOS ANGELES CA 90012 PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 28500 NEW FOOD ECONOMY 12 E 49TH STREET 4TH FLOOR NEW YORK NY 10017 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 20000 PS ARTS 1728 ABBOT KINNEY BLVD 101 VENICE CA 90291 PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 4840 PARENT REVOLUTION 800 WILSHIRE BLVD SUITE 200 LOS ANGELES CA 90017 PC EDUCATION - PARENT ORGANIZING AND ADVOCACY SUPPORT FOR PUBLIC SCHOOLS 250000 PARTICIPANT FOUNDATION 335 MAPLE DRIVE SUITE 245 BEVERLY HILLS CA 90210 PF EDUCATION - TEACHER WORKSHOPS FOR PUBLIC SCHOOLS 90000 PARTNERSHIP FOR LOS ANGELES SCHOOLS 1055 WILSHIRE BLVD SUITE 1850 LOS ANGELES CA 90017 PC EDUCATION - GENERAL OPERATING SUPPORT FOR ORGANIZATION THAT OPERATES LAUSD PUBLIC SCHOOLS IN MARGINALIZED COMMUNITIES 250000 PEPPERDINE UNIVERSITY 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 PC EDUCATION - GENERAL OPERATING SUPPORT 2500 PLANNED PARENTHOOD FEDERATION OF AMERICA INC PO BOX 97166 WASHINGTON DC 20090 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 2000 PLANNED PARENTHOOD LOS ANGELES 400 WEST 30TH STREET LOS ANGELES CA 90007 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 2500 PUEBLO NUEVO EDUCATION AND DEVELOPMENT GROUP 3435 W TEMPLE STREET LOS ANGELES CA 90026 PC EDUCATION - GENERAL OPERATING SUPPORT 20000 RACE TO ERASE MS 1875 CENTURY PARK EAST SUITE 980 LOS ANGELES CA 90067 PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 1000 RANDAL D SIMMONS OUTREACH FOUNDATION INC 21213-B HAWTHORNE BLVD 5422 TORRANCE CA 90503 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 2000 REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BLVD SUITE 700 LOS ANGELES CA 90024 PC SCI & MED RESEARCH - INFLAMMATORY BOWEL DISEASE RESEARCH CENTER AT UCLA 400000 SAINT JOHN'S HOSPITAL & HEALTH CENTER FOUNDATION 1328 TWENTY SECOND STREET SANTA MONICA CA 90404 PC SCI & MED RESEARCH - TO FUND ROBOTIC JOINT REPLACEMENT TECHNOLOGY 500000 SAINT JOHN'S HOSPITAL FOUNDATION 1328 22ND STREET SANTA MONICA CA 90404 PC SCI & MED RESEARCH - RESEARCH SUPPORT 10000 SCHOLARSHIP AMERICA 1 SCHOLARSHIP WAY SAINT PETER MN 56082 PC EDUCATION - ADMINISTRATION OF THE BROAD PRIZE SCHOLARSHIPS AND DISTRIBUTION OF FUNDS TO STUDENTS 12600 SCS NOONAN SCHOLARS 160 STATE STREET FLOOR 3 BOSTON MA 02109 PC EDUCATION - TO IMPROVE STEM OPPORTUNITIES FOR YOUTH FROM MARGINALIZED COMMUNITIES IN LOS ANGELES 200000 SILICON SCHOOLS FUND 827 BROADWAY SUITE 300 OAKLAND CA 94607 PC EDUCATION - GENERAL OPERATING SUPPORT FOR PUBLIC CHARTER SCHOOL NETWORKS IN SAN FRANCISCO BAY AREA 500000 SKIRBALL CULTURAL CENTER 2701 NORTH SEPULVEDA BOULEVARD LOS ANGELES CA 90049 PC ARTS - TO SUPPORT VISUAL AND PERFORMING ARTS IN LOS ANGELES 25000 SOCIAL & ENVIRONMENTAL ENTREPRENEURS 23532 CALABASAS RD SUITE A CALABASAS CA 91302 PC EDUCATION - TO IMPROVE STEM OPPORTUNITIES FOR YOUTH FROM MARGINALIZED COMMUNITIES IN LOS ANGELES 5000 SONOMA VALLEY EDUCATION FOUNDATION PO BOX 493 SONOMA CA 95476 PC EDUCATION - DATA ANALYTIC SYSTEMS SUPPORT 100000 SOUTHERN CALIFORNIA GRANTMAKERS 1000 NORTH ALAMEDA STREET SUITE 230 LOS ANGELES CA 90012 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 14700 SPEAK UP FOUNDATION 528 PALISADES DRIVE 186 PACIFIC PALISADES CA 90272 PC EDUCATION - GENERAL OPERATING SUPPORT FOR PARENT ORGANIZING TO ENGAGE, TRAIN AND EQUIP PARENTS TO ADVOCATE FOR THEIR CHILDREN IN LOS ANGELES PUBLIC SCHOOLS 175000 STEP UP ON SECOND STREET INC 1328 SECOND STREET SANTA MONICA CA 90401 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 1000 STUDENTS FOR EDUCATION REFORM 116 NASSAU STREET SUITE 520 NEW YORK NY 10038 PC EDUCATION - GENERAL OPERATING SUPPORT FOR LOS ANGELES PUBLIC SCHOOLS 350000 SWARTHMORE COLLEGE 500 COLLEGE AVENUE SWARTHMORE PA 19081 PC EDUCATION - GENERAL OPERATING SUPPORT 50000 TEACH FOR AMERICA - LOS ANGELES 606 S OLIVE STREET 300 LOS ANGELES CA 90014 PC EDUCATION - GENERAL OPERATING SUPPORT 10000 THE BARACK OBAMA FOUNDATION 5235 SOUTH HARPER COURT SUITE 1140 CHICAGO IL 60615 PC CIVIC AND COMMUNITY - GENERAL SUPPORT PLEDGE TO HELP CREATE THE OBAMA PRESIDENTIAL LIBRARY IN CHICAGO 200000 THE BROAD CENTER 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 PC EDUCATION - TO DEVELOP AND SUPPORT LEADERS AND MANAGERS OF PUBLIC SCHOOL DISTRICTS, CHARTER MANAGEMENT ORGS AND STATE AND FEDERAL EDUCATION AGENCIES 13025400 THE BROAD INSTITUTE 7 CAMBRIDGE CTR CAMBRIDGE MA 02142 PC SCI & MED RESEARCH - TO SUPPORT BIOMEDICAL AND GENOMIC RESEARCH 110000000 THE BROAD 2121 AVENUE OF THE STARS SUITE 3000 LOS ANGELES CA 90067 POF ARTS - GENERAL SUPPORT PLEDGE 8917065 TOWER CANCER RESEARCH FOUNDATION 9229 WILSHIRE BOULEVARD BEVERLY HILLS CA 90210 PC SCI & MED RESEARCH - GENERAL OPERATING SUPPORT 1500 TRACE MEDIA INC 195 MONTAGUE STREET 14TH FLOOR BROOKLYN NY 11220 PC CIVIC AND COMMUNITY - TO SUPPORT STUDENT VOICES IN GUN SAFETY DEBATE 8500 UCLA FOUNDATION 10920 WILSHIRE BLVD 1400 LOS ANGELES CA 90024 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 UCLA FOUNDATION 10920 WILSHIRE BLVD 1400 LOS ANGELES CA 90024 PC EDUCATION - TO SUPPORT THE UCLA CENTER FOR THE TRANSFORMATION OF SCHOOLS AND THE LOS ANGELES COUNTY EDUCATION OPPORTUNITY STUDY 17000 UCLA FOUNDATION 10920 WILSHIRE BLVD 1400 LOS ANGELES CA 90024 PC SCI & MED RESEARCH - REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 2500000 UNITED FRIENDS OF THE CHILDREN 1055 WILSHIRE BLVD SUITE 1955 LOS ANGELES CA 90017 PC CIVIC AND COMMUNITY - GENERAL OPERATING SUPPORT 1000 UNITED NEGRO COLLEGE FUND INC 3699 WILSHIRE BLVD SUITE 675 LOS ANGELES CA 90010 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION 220 MONTGOMERY STREET FLOOR 5 SAN FRANCISCO CA 94104 PC SCI & MED RESEARCH - REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCSF 2500000 UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY STE 160 LOS ANGELES CA 90089 PC EDUCATION - GENERAL OPERATING SUPPORT FOR THE DANA AND DAVID DORNSIFE COLLEGE OF LETTERS, ARTS AND SCIENCES AT USC 25000 UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY STE 160 LOS ANGELES CA 90089 PC EDUCATION - GENERAL OPERATING SUPPORT FOR THE JOINT EDUCATIONAL PROJECT AT USC 100000 UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY STE 160 LOS ANGELES CA 90089 PC SCI & MED RESEARCH - REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT USC 2500000 VERSE VIDEO EDUCATION INC 207 FISHER AVENUE BROOKLINE MA 02445 PC EDUCATION - TEACHER WORKSHOPS 60000 VISION TO LEARN 11611 SAN VICENTE BLVD SUITE 500 LOS ANGELES CA 90049 PC CIVIC AND COMMUNITY - TO SUPPORT PROGRAMS THAT PROVIDE FREE EYE EXAMS AND FREE EYEGLASSES TO STUDENTS FROM MARGINALIZED COMMUNITIES 255000 VOLUNTEER CENTER SOUTH BAY HARBOR LONG BEACH 1230 CRAVENS AVENUE TORRANCE CA 90501 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 YOUTH POLICY INSTITUTE INC 6464 SUNSET BLVD SUITE 650 LOS ANGELES CA 90028 PC EDUCATION - GENERAL OPERATING SUPPORT 5000 155054528 0 14 4529442 14 613319 523000 1252295 18 162450001 RETURNED GRANTS 8905 STATE TAX REFUND 01 55085 FEDERAL TAX REFUND 01 6376 1252295 167654223 8905 168915423 11A REIMBURSEMENT OF A PRIOR QUALIFYING DISTRIBUTION 0 0 0 0 0 0 0 0 0 0 AUDIT AND TAX FEES 208751 62918 135469 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2018-01-01 1862876 THE 2018 ASSIGNMENT OF PROGRAM-RELATED INVESTMENT TO SUPPORT VISITORSHIP AND AUDIENCE ENGAGEMENT. SEE HOPE STREET RESTAURANTS, LLC EXPENDITURE RESPONSIBILITY REPORT FOR CHARITABLE PURPOSE OF INVESTMENT. 1862876 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/10/2019 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2018-03-13 8436642 GENERAL SUPPORT FOR THE BROAD, A NONPROFIT CONTEMPORARY ART MUSEUM THAT OFFERS FREE PUBLIC ADMISSION. 8436642 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/10/2019 THE BROAD 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2019-05-17 8917065 GENERAL SUPPORT 8917065 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 8/17/2020 THE BROAD ART FOUNDATION 2121 AVENUE OF THE STARS SUITE 300 LOS ANGELES CA 90067 2018-05-23 22300000 TO SUPPORT ART LENDING ACTIVITIES 22300000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/10/2019 CHARTER SCHOOL GROWTH FUND 10901 W 120TH AVE SUITE 450 BROOMFIELD CO 80021 2017-10-26 600000 LOS ANGELES AND NATIONAL FUND SUPPORT 600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 4/30/2018, 4/17/2019 CHARTER SCHOOL GROWTH FUND 10901 W 120TH AVE SUITE 450 BROOMFIELD CO 80021 2018-06-05 600000 LOS ANGELES AND NATIONAL FUND SUPPORT 600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 4/17/2019, 4/30/2020 CHARTER SCHOOL GROWTH FUND 10901 W 120TH AVE SUITE 450 BROOMFIELD CO 80021 2019-06-19 600000 LOS ANGELES AND NATIONAL FUND SUPPORT 222417 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 4/30/2020 HOPE STREET RESTAURANTS LLC 222 S HOPE STREET LOS ANGELES CA 90012 2014-04-09 1436727 AN EQUITY PRI TO SUPPORT THE DEVELOPMENT OF GRAND AVE. IN DOWNTOWN L.A. BY BUILDING AND OPERATING A RESTAURANT ON THE PUBLIC PLAZA ADJACENT TO THE BROAD MUSEUM AND CENTRALLY LOCATED TO PUBLIC ARTS AND CULTURAL DESTINATIONS. THE CHARITABLE GOALS AND ACTIVITIES INCLUDE: 1) SUPPORTING THE BROAD MUSEUM BY PROVIDING FOOD SERVICES TO ITS STAFF & VISITORS, AND BY ENHANCING THE BROAD'S PUBLIC PROGRAMS (FOR EXAMPLE, BY CONDUCTING FOOD EDUCATION TALKS FOR CHILDREN AS PART OF THE BROAD'S "FAMILY DAY AND BY PROVIDING REFRESHMENTS FOR THE BROAD'S "SUMMER HAPPENINGS"); 2) ATTRACTING A NEW, ECONOMICALLY AND CULTURALLY DIVERSE POPULATION TO GRAND AVENUE BY CREATING A RELEVANT, AND WELCOMING AMENITY; 3) THEREBY HELPING TO BUILD A BROADER-BASED AUDIENCE FOR THE BROAD AND THE OTHER CULTURAL INSTITUTIONS ON GRAND AVENUE; 4) PROVIDING JOB TRAINING TO LOW-INCOME AND AT-RISK INDIVIDUALS; AND 5)PROVIDING CHARITABLE PROGRAMS TO LOCAL SCHOOLS. THE INVESTMENT WAS CONTRIBUTED TO THE BROAD IN JANUARY 2018. 1436727 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 11/8/2016, 10/1/2017, 9/24/2018, 8/17/20 PARTICIPANT FOUNDATION 335 MAPLE DRIVE SUITE 245 BEVERLY HILLS CA 90210 2019-05-03 90000 EDUCATION - TEACHER WORKSHOPS FOR PUBLIC SCHOOLS 90000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 9/9/2020 WOMEN'S MARCH LOS ANGELES FOUNDATION 10322 LORENZO DRIVE LOS ANGELES CA 90064 2018-03-22 100000 MARCH FOR OUR LIVES-LOS ANGELES 501(C)(3) ACTIVITIES 100000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED 10/7/2019 FORM 990PF, PART VII-B, LINE 1A(3) STATEMENTS REGARDING ACTIVITIES FOR WHICH FORM 4720 MAY BE REQUIREDPART VII-B, LINE 1A(3)THERE ARE DISQUALIFIED PERSONS WHO FURNISH THE FOUNDATION WITH IN-KIND SERVICES AND USE OF FACILITIES IN ORDER TO GOVERN THE FOUNDATION'S CHARITABLE ACTIVITIES. THE SERVICES AND USE OF THE FACILITY ARE PROVIDED FREE OF CHARGE. THESE ACTIVITIES ARE NOT AN ACT OF SELF-DEALING AS CODIFIED IN IRC SECTION 4941(D)(2)(C). PART VIII, OFFICERS, DIRECTORS, TRUSTEES, AND FOUNDATION MANAGERS MS. RILEY'S COMPENSATION IS PART OF THE FEES CHARGED BY FAMILY OFFICE FINANCIAL SERVICES, LLC (FOFS). THE FEES CHARGED BY FOFS ARE BASED ON AN ALLOCATION OF TIME THAT MS. RILEY AND OTHER EMPLOYEES DEVOTE TO THE ELI AND EDYTHE BROAD FOUNDATION. EQUITY SECURITES FMV 174447601 174447601 INTERNATIONAL EQUITY FMV 200040747 200040747 MULTI STRATEGY FUNDS FMV 291180618 291180618 EQUITY HEDGE FUNDS FMV 49122337 49122337 EVENT/DISTRESSED FUNDS FMV 1523683 1523683 DISTRESSED PRIVATE EQUITY FMV 126380316 126380316 ENERGY FUNDS FMV 10998368 10998368 HIGH YIELD FUNDS FMV 42864743 42864743 LBO FUNDS FMV 327626275 327626275 MEZZANINE FUNDS FMV 36474 36474 REAL ESTATE FUNDS AND OTHER HARD ASSETS FMV 90074706 90074706 SECONDARIES FUNDS FMV 3185242 3185242 VENTURE CAPITAL FMV 181937148 181937148 DERIVATIVES FMV 3360660 3360660 INTERNATIONAL FIXED INCOME FMV 35507694 35507694 MISCELLANEOUS STOCK FMV 88654541 88654541 LEASEHOLD IMPROVEMENTS 1560097 1560097 0 FURNITURE & FIXTURES 370037 317175 52862 52862 COMPUTERS & EQUIPMENT 187422 186483 939 939 TELEPHONE 17634 15115 2519 2519 LEGAL FEES 39990 0 33699 PROGRAM RELATED INVESTMENTS 3500000 3500000 3500000 OTHER CURRENT ASSETS 55232 155264 155264 INVESTMENT REDEMPTION RECEIVABLE 19759182 26322835 26322835 INTEREST RECEIVABLE 435109 271733 271733 GRANT RELATED BANK FEES 75876 0 75876 BUSINESS GIFTS 290 0 290 OFFICE AND ADMINISTRATIVE EXPENSE 208546 0 183583 LOCAL TRANSPORTATION 1389 0 1389 MEETINGS & CONFERENCES 33143 0 33143 MISCELLANEOUS 2874 0 140 INSURANCE 6251 0 6251 PASS THROUGH OTHER INVESTMENT EXPENSES 0 10894355 0 CHILD WELFARE EXPENSES 2658 0 2658 MEDIA 5116 0 6312 OTHER INVESTMENT INCOME - PARTNERSHIP PASS THROUGH 0 8401722 0 OTHER INVESTMENT INCOME 1252295 0 1252295 RETURNED GRANTS 8905 8905 STATE TAX REFUND 55085 55085 FEDERAL TAX REFUND 6376 6376 UNREALIZED GAIN ON INVESTMENTS 44443783 DEFERRED TAX LIABILITY 5714101 8560368 INVESTMENT MANAGEMENT FEES 3638760 1714518 0 SERVICE FEES 1353063 0 1353063 ADMINISTRATION 7910 0 7910 PROGRAM SUPPORT 355514 0 424007 PUBLIC RELATIONS 10000 0 0 TECHNOLOGY 3563 0 3730 RECRUITING 93300 0 93300 OTHER PROFESSIONAL FEES 92841 0 92841 EXCISE AND DEFERRED TAX 4796267 0 0 STATE TAXES AND FILING FEES 10310 0 310 FOREIGN TAXES 0 393092 0 RREF FOUNDATION INVESTORS LP 790 NW 107TH AVENUE STE 400 MIAMI FL 33172 274027025 DISTRIBUTION FROM INVESTMENT PARTNERSHIP 0 563666 ISP CO-INVEST LP (SERIES H) 394 PACIFIC AVENUE 2ND FL SAN FRANCISCO CA 94111 471594356 CAPITAL CONTRIBUTION 26166 26166