2020-10-19T15:38:42-05:00 2019-12-31 420714325 RSM US LLP 2021 L STREET NW 400 WASHINGTON DC 20036 990 2019-01-01 362945562 THE ASSOCIATION OF UNIVERSITY ANESTHESIOLOGISTS ASSO 4152966950 90 NEW MONTGOMERY STREET NO 412 SAN FRANCISCO CA 941054502 THOMAS A COOPER EXECUTIVE DIRECTOR 4152966950 2020-10-19 1 MIKE SORRELLS P00001737 2022932200 2020-10-19 66.98.98.88 2020-10-19 15:36:44 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 1FE53BDFCB5A9E7ADF2C1FAEFD07FCB2349EA307 2019 2021-01-29 14:40:06Z MICHAEL S AVIDAN MBBCH 90 NEW MONTGOMERY STREET NO 412 SAN FRANCISCO CA 941054502 404707 0 X WWW.AUAHQ.ORG X 1999 WA THE ADVANCEMENT OF THE ART & SCIENCE OF ANESTHESIOLOGY BY:1) THE ENCOURAGEMENT OF ITS MEMBERS TO PURSUE ORIGINAL INVESTIGATIONS IN THE CLINIC AND IN THE LABORATORY2) THE DEVELOPMENT OF THE METHOD OF TEACHING (ANESTHESIA)3) FREE AND INFORMAL INTERCHANGE OF IDEAS 9 9 0 68 0 0 259700 257450 160377 135030 10489 12227 0 0 430566 404707 95000 95446 0 0 0 0 0 0 0 300839 216301 395839 311747 34727 92960 796561 988960 153379 169347 643182 819613 X THE ADVANCEMENT OF THE ART & SCIENCE OF ANESTHESIOLOGY BY:1) THE ENCOURAGEMENT OF ITS MEMBERS TO PURSUE ORIGINAL INVESTIGATIONS IN THE CLINIC AND IN THE LABORATORY2) THE DEVELOPMENT OF THE METHOD OF TEACHING (ANESTHESIA)3) FREE AND INFORMAL INTERCHANGE OF IDEAS 0 0 281625 95446 135030 TO ENCOURAGE PROGRESS IN TEACHING, PATIENT CARE AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY. TO PROVIDE A FORUM FOR THE FREE AND INFORMATION EXCHANGE OF IDEAS RELATING TO TEACHING, PATIENT CARE, AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY, AND TO DO ALL THINGS NECESSARY OR APPROPRIATE IN ORDER TO ACCOMPLISH THE FOREGOING. 281625 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 WA CA X THE ORGANIZATION 4152966950 90 NEW MONTGOMERY STREET NO 412 SAN FRANCISCO CA 941054502 X MICHAEL S AVIDAN MBBCH PRESIDENT 4.00 X X 0 0 0 JEFFREY R KIRSCH MD PRESIDENT- ELECT 1.00 X X 0 0 0 JEANINE WIENER-KRONISH MD IMMEDIATE PAST PRESIDENT 2.00 X X 0 0 0 GEORGE MASHOUR MD PHD SECRETARY 1.00 X X 0 0 0 ROBERT PEARCE MD PHD TREASURER 2.00 X X 0 0 0 MICHAEL A GROPPER MD PHD COUNCILOR-AT-LARGE 1.00 X 0 0 0 AMAN MAHAJAN MD PHD FAHA COUNCILOR-AT-LARGE 1.00 X 0 0 0 LENA S SUN MD COUNCILOR-AT-LARGE 1.00 X 0 0 0 LISA WISE-FABEROWSKI WEBSITE COMMITTEE CHAIR 1.00 X 0 0 0 0 0 0 0 0 0 0 0 246450 11000 257450 ANNUAL MEETING 900099 135030 135030 135030 11360 11360 867 0 867 867 867 404707 135030 0 12227 95446 95446 50000 35000 15000 1638 1638 149644 143155 6489 MISCELLANEOUS 10009 8024 1985 DUES & SUBSCRIPTIONS 5010 5010 311747 281625 30122 0 335528 437426 5000 10227 12030 445806 539504 796561 988960 5679 1647 147700 167700 153379 169347 X 622788 796981 20394 22632 643182 819613 796561 988960 92960 83471 0 X 0 0 0 X 173500 212750 260300 259700 257450 1163700 84970 142730 158650 160377 135030 681757 258470 355480 418950 420077 392480 1845457 2250 2500 2700 2700 2700 12850 0 2250 2500 2700 2700 2700 12850 1832607 7748 8366 8913 10259 11360 46646 7748 8366 8913 10259 11360 46646 266218 363846 427863 430336 403840 1892103 0.96860 0.96240 0.02470 0.03050 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20394 1000 3238 2000 22632 22047 1000 -653 2000 20394 20789 1000 2258 2000 22047 20618 1217 1046 20789 21643 -25 1000 20618 0.88370 0.11630 0 0 0 PART V, LINE 4: THE ENDOWMENT FUNDS ARE INTENDED TO FUND THE ANNUAL PRIZES FOR THE "MARGARET WOOD RESIDENT PRIZE FOR RESEARCH EXCELLENCE" THROUGH THE INVESTMENT EARNINGS ON THE PRINCIPAL AMOUNT. 1 NORTH AMERICA 0 0 GRANTMAKING 30000 0 0 0 0 0 0 30000 0 30000 NORTH AMERICA CLINICAL TRIAL INITIATIVE GRANT AWARD 30000 WIRE 0 1 0 0 0 0 0 0 PART I, LINE 2: SOME OF THE ORGANIZATION'S GRANTS TO FAER GOES INTO A POOL FOR GRANTS. THE ORGANIZATION RECEIVES A YEARLY ANNUAL REPORT FROM FAER. THE ORGANIZATION ALSO AWARDS IMPACT GRANTS FOR CLINICAL TRIAL INITIATIVES. THE PROCESS OF AWARD THOSE GRANTS IS AS FOLLOWS: THE GRANT CYCLE OPENS IN OCTOBER, WITH LETTERS OF INTENT ACCEPTED THROUGH LATE NOVEMBER. THE LETTER OF INTENT SHOULD OUTLINE THE PERSONNEL, INSTITUTIONS AND SPECIFIC AIMS OF A PRAGMATIC CLINICAL TRIAL IN PERIOPERATIVE MEDICINE, SEE GUIDELINES. THE LOI'S ARE REVIEWED BY A PANEL OF ANESTHESIOLOGY EXPERTS. FROM THE POOL OF LOI'S, SIX APPLICANTS ARE CHOSEN TO WRITE A FULL PROPOSAL. THE SIX FULL PROPOSALS UNDERGO AN ADDITIONAL EXPERT REVIEW AND THREE FINALISTS ARE CHOSEN TO RECEIVE THE $15,000 AWARD. THE AWARD IS MEANT TO SUPPORT THE THREE FINALISTS WITH THE DEVELOPMENT COSTS OF WRITING A LARGER GRANT, TO HELP INCREASE THE LIKELIHOOD OF A MAJOR GRANT AWARD. PART III ACCOUNTING METHOD: 1 FOUNDATION FOR ANESTHESIA EDUCATION & RESEARCH 1061 AMERICAN LANE SCHAUMBURG IL 60173 521494164 501(C)3 50000 TO ADVANCE MEDICINE THROUGH EDUCATION AND RESEARCH IN ANESTHESILOGY YALE UNIVERSITY PO BOX 2038 NEW HAVEN CT 06521 060646973 501(C)3 15000 CLINICAL TRIAL INITIATIVE GRANT AWARD 2 0 PART I, LINE 2: SOME OF THE ORGANIZATION'S GRANTS TO FAER GOES INTO A POOL FOR GRANTS. THE ORGANIZATION RECEIVES A YEARLY ANNUAL REPORT FROM FAER. THE ORGANIZATION ALSO AWARDS IMPACT GRANTS FOR CLINICAL TRIAL INITIATIVES. THE PROCESS OF AWARD THOSE GRANTS IS AS FOLLOWS: THE GRANT CYCLE OPENS IN OCTOBER, WITH LETTERS OF INTENT ACCEPTED THROUGH LATE NOVEMBER. THE LETTER OF INTENT SHOULD OUTLINE THE PERSONNEL, INSTITUTIONS AND SPECIFIC AIMS OF A PRAGMATIC CLINICAL TRIAL IN PERIOPERATIVE MEDICINE, SEE GUIDELINES. THE LOI'S ARE REVIEWED BY A PANEL OF ANESTHESIOLOGY EXPERTS. FROM THE POOL OF LOI'S, SIX APPLICANTS ARE CHOSEN TO WRITE A FULL PROPOSAL. THE SIX FULL PROPOSALS UNDERGO AN ADDITIONAL EXPERT REVIEW AND THREE FINALISTS ARE CHOSEN TO RECEIVE THE $15,000 AWARD. THE AWARD IS MEANT TO SUPPORT THE THREE FINALISTS WITH THE DEVELOPMENT COSTS OF WRITING A LARGER GRANT, TO HELP INCREASE THE LIKELIHOOD OF A MAJOR GRANT AWARD. FORM 990, PART VI, SECTION A, LINE 3 AUA USED THE MANAGEMENT SERVICES OF THE INTERNATIONAL ANESTHESIA RESEARCH SOCIETY TO PROVIDE CERTAIN PROGRAM AND ADMINISTRATIVE SERVICES. THE ORGANIZATION PAID $50,000 IN 2019 FOR THESE SERVICES. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE SOCIETY SHALL BE CLASSIFIED AS ACTIVE, AFFILIATE, ASSOCIATE, HONORARY, AND MEMBERS EMERITUS. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY (COUNCIL) WILL BE ELECTED BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE ANNUAL MEETING OF THE ASSOCIATION BY SECRET BALLOT. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A COPY TO EACH MEMBER OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS GIVEN A CHANCE TO COMMENT AND/OR ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A POLICY FOR CONFLICT OF INTEREST. THE POLICY REQUIRES THAT ANY DIRECTOR ALERT THE BOARD OF DIRECTORS TO THE CONFLICT HE/SHE IS EXPERIENCING. A CONFLICT OF INTEREST WILL BE ADDRESSED AT A BOARD MEETING AND BE DOCUMENTED IN THE MINUTES. THE MEMBERS WILL BE GIVEN A LISTING OF AFFILIATIONS REGARDING MATERIAL FINANCIAL INTEREST OR OWNERSHIP, SIGNIFICANT HONORARIA OR CONSULTING FEES, AND CERTAIN GUIDELINES FOR THEIR POSITION. NEW DIRECTORS WILL BE GIVEN A COPY OF THE CONFLICT OF INTEREST POLICY, ALONG WITH THE AFFILIATIONS LIST, AND SPECIFICALLY ASKED TO READ IT. EACH DIRECTOR SHALL BE ASKED TO COMPLETE THE CONFLICT OF INTEREST POLICY DISCLOSURE STATEMENT UPON HIS OR HER APPOINTMENT OR REAPPOINTMENT TO THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE BYLAWS, FORM 990, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON A WRITTEN REQUEST TO THE ORGANIZATION.