2020-11-12T15:13:55-06:00 2019-12-31 541631262 KEITERSTEPHENSHURSTGARY & SHREAVESPC 4401 DOMINION BLVD GLEN ALLEN VA 23060 990PF 2019-01-01 113276603 CAPITAL ONE FOUNDATION INC CAPI 7032171419 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 CATHERINE FOCA PRESIDENT 7032171419 2020-10-06 1 VIRGINIA R BELCHER P00421964 8047470000 184.80.4.98 2020-10-06 08:33:38 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 1AFD63ABDD21A29D1010FF3B76771DAFF31C5D1C 2019 2021-04-22 16:20:28Z X 38867873 X X 896996 896996 812368 4839447 812368 1709364 1709364 0 0 0 108842 54421 54421 60778 0 0 34994 17497 17497 204614 71918 71918 1443200 1443200 1647814 71918 1515118 61550 1637446 281097 367093 367093 18352 2565344 3092237 3092237 21742429 26074065 26074065 1308298 1054248 1054248 8024226 8244490 8244490 2803 35740 35740 33942549 38867873 38867873 46883 27347 35000 81883 27347 X 33860666 38840526 33860666 38840526 33942549 38867873 33860666 61550 4918310 38840526 0 38840526 FIDELITY IMM GOVT FUND P 2019-01-31 37756 37756 0 0 FEDERAL NATL MTG ASSOCIATION P 2019-02-26 160000 159969 31 31 FIDELITY IMM GOVT FUND P 2019-02-28 145330 145330 0 0 FIDELITY IMM GOVT FUND P 2019-03-31 159071 159071 0 0 HUNT J. B TRANS SVCS INC P 2019-03-15 45000 44981 19 19 MCKESSON CORP NEW SR. NOTE P 2019-03-15 45000 45000 0 0 US TREASURY BILL P 2019-03-21 29824 29824 0 0 FIDELITY IMM GOVT FUND P 2019-04-30 151820 151820 0 0 SYSCO CORP ST. GLBL P 2019-04-01 40000 39978 22 22 US TREASURY BILL 4/23/19 P 2019-04-23 119627 119627 0 0 FIDELITY IMM GOVT FUND P 2019-05-31 45265 45265 0 0 SENIOR HSG PPTYS TR SR. GLBL NT P 2019-05-01 40000 39970 30 30 US TREASURY BILL 5/14/19 P 2019-05-14 59776 59776 0 0 US TREASURY BILL 6/18/19 P 2019-06-18 69745 69745 0 0 FNMA 6/20/19 P 2019-06-20 160000 160000 0 0 US TREASURY BILL 6/25/19 P 2019-06-25 49815 49815 0 0 VANGUARD SHORT TERM TREASURY INDEX FUND ETF SHARES P 2019-06-27 22538 22548 -10 -10 ISHARES MSCI EAFE ETF P 2019-06-27 36186 34689 1497 1497 ISHARES CORE S&P 500 ETF P 2019-06-27 2888616 2074832 813784 813784 VANGUARD TOTAL BOND MARKET ETF P 2019-06-27 25791 25263 528 528 MEDTRONIC INC P 2019-07-24 24913 25246 -333 -333 US TREASURY BILL 7/25/19 P 49768 49768 0 0 RYDER SYSTEMS INC. NOTE P 2019-09-03 45000 44898 102 102 ASSOCIATED BANK CORP NT P 2019-10-15 40000 39946 54 54 BOEING 4.7% NOTE P 2019-10-28 35000 39806 -4806 -4806 US TREASURY BILL 5/15/24 P 2019-11-05 31160 30423 737 737 US TREASURY BILL 12/26/19 P 2019-11-26 39607 39588 19 19 COSTCO NOTE P 2019-12-16 35000 34306 694 694 US TREASURY BILL 12/26/19 P 2019-12-26 207839 207839 0 0 812368 0 5609426 36608931 0.153226 6696372 39251503 0.170602 6245967 39707023 0.157301 7136072 43444089 0.164259 6470466 43317538 0.149373 0.794761 0.158952 36607178 5818784 16374 5835158 1515118 32749 0 32749 0 32749 19520 0 0 19520 0 13229 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A CAPITAL ONE FOUNDATION 7032171419 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIAZBETH JOHNSON 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 VICE PRESIDENT 4.00 0 0 0 CATHERINE FOCA 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 PRESIDENT 4.00 0 0 0 ROBERT MAGNANO 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 ANDREW NAVARRETE 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 CHAIR 4.00 0 0 0 STEVE TULIP 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 JENNIFER WINDBECK 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 ANDREW YOUNG 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 LAURA BAILEY 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 MICHAEL PASSARETTI 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 SECRETARY 4.00 0 0 0 APARNA CHANDA 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 TREASURER 4.00 0 0 0 JOHN FINNERAN 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 4.00 0 0 0 SUSHAMA DASARI 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 ASSISTANT TREASURER 4.00 0 0 0 NONE 0 CHRISTIAN MICHAEL 201 THIRD ST SAN FRANCISCO CA 94103 CONSULTING SERVICES 108842 0 TEACHERS COLLEGE:THE CAPITAL ONE FOUNDATION IS PARTNERING WITH 13 COMMUNITY COLLEGES ("COHORT COLLEGES") ENGAGED IN VARIOUS EFFORTS TO STRENGTHEN CREDIT AND NONCREDIT WORKFORCE PROGRAM ALIGNMENT. WITH GRANT-BASED FUNDING AND GUIDANCE FROM THE FOUNDATION, THE COLLEGES ARE BUILDING UPON PREVIOUS EFFORTS AND EXPERIMENTING WITH INNOVATIVE APPROACHES TO BETTER ALIGNMENT. IN SPRING 2019, THE COMMUNITY COLLEGE RESEARCH CENTER (CCRC) COLLABORATED WITH THE CAPITAL ONE FOUNDATION AND FIVE COHORT COLLEGES TO DESIGN A PROTOTYPE THAT BUILDS COLLEGES' CAPACITIES TO DEVELOP, EVALUATE, AND IMPROVE POLICIES AND PRACTICES GEARED TOWARD ALIGNING CREDIT AND NON-CREDIT PROGRAMS. 199999 RESEARCH FOUNDATION OF CUNY:WITH SUPPORT FROM THE CAPITAL ONE FOUNDATION OVER THE LAST SEVERAL YEARS WE HAVE IMPLEMENTED SEVERAL STRATEGIES TO HELP FURTHER STRENGTHEN THE PROGRAM, INCLUDING: EQUIPMENT AND SOFTWARE UPGRADES; FREE CERTIFICATION BOOT CAMPS FOR CURRENTLY ENROLLED STUDENTS; PARTNERSHIPS WITH A LOCAL NONPROFIT PARTNER, PER SCHOLAS, TO HELP WITH RECRUITMENT EFFORTS; THE AVAILABILITY OF STUDENTS SUPPORTS (I.E. CERTIFICATION TEST VOUCHERS); AND THE ESTABLISHMENT OF A WELL-ROUNDED ADVISORY BOARD THAT INCLUDES EMPLOYERS AND ACADEMICS FROM THE FIELD. 150000 HOSTOS COMMUNITY COLLEGE:THE PROJECT SEEKS TO STRENGTHEN CAREER PATHWAYS AT THE COLLEGE BY BETTER ALIGNING CEWD'S NON-CREDIT OCCUPATIONAL TRAINING PROGRAMS WITH CREDIT-BEARING ACADEMIC DEGREE PROGRAMS. THE LONG-TERM GOAL OF THIS PROJECT IS TO BETTER PREPARE STUDENTS TO ENTER THE COLLEGE AND TO HELP IMPROVE CREDIT ACCUMULATION AND EMPLOYMENT RATES FOR HOSTOS STUDENTS. THE GRANT WILL FACILITATE THE DEVELOPMENT OF NEW CREDIT ARTICULATION AGREEMENTS THAT GIVE CREDIT TO STUDENTS THAT ENROLL IN HOSTOS AFTER SUCCESSFULLY COMPLETING A CEWD OCCUPATIONAL TRAINING PROGRAM IN HIGH-DEMAND FIELDS SUCH AS ALLIED HEALTH AND INFORMATION TECHNOLOGY. THE GRANT ALLOWS US TO PARTNER WITH FACULTY AND ADMINISTRATORS TO DEVELOP STRATEGIES FOR GRANTING CREDIT FOR PRIOR LEARNING, PART OF A BROADER INITIATIVE ACROSS CUNY. THE PROJECT WILL ALSO FOCUS ON DEEPENING CONNECTIONS BETWEEN CEWD AND THE COLLEGE AROUND STUDENT ASSESSMENT AND SUPPORT SERVICES, SO THAT BOTH MATRICULATED AND NON-MATRICULATED STUDENTS RE 150000 DALLAS COUNTY COMMUNITY COLLEGE:THE WORKFORCE DEVELOPMENT PROGRAM OF DCCCD ENCOMPASSES MANY AREAS THAT WORK WITH DALLAS COUNTY ENTITIES TO DELIVER RESEARCH AND INFORMATION FOR CAREER DEVELOPMENT AND JOB SKILLS. OUR LABOR MARKET INTELLIGENCE (LMI) DEPARTMENT PLAYS A VITAL ROLE IN GIVING LEADERSHIP AND WORKFORCE PARTNERS DATA ON THE SKILLS DEMANDS FOR DALLAS COUNTY'S PRIMARY JOB NEEDS. EMPLOYERS AND DCCCD LEADERSHIP DISCUSS LMI INFORMATION WITH WORKFORCE ADVISORY BOARDS INTERNAL AND EXTERNAL OF OUR DISTRICT. MUCH OF THE INFORMATION SHARED COMES FROM THE LMI RESEARCH TEAM FOR MAKING DECISIONS REGARDING PROGRAMS OFFERED AT DCCCD, WHICH ASSIST OUR COUNTY AND AREA WITH EDUCATION AND TRAINING FOR EMPLOYING A SKILLED WORKFORCE. THIS IN TURNS GIVE OUR STUDENTS ACCESS TO LEARNING SKILLS THAT WILL PREPARE THEM TO OBTAIN ECONOMICALLY STABLE JOBS. 150000 0 36840553 324095 0 37164648 0 0 37164648 557470 36607178 1830359 1830359 32749 32749 1797610 0 1797610 0 1797610 1515118 0 1515118 0 1515118 1797610 0 0 4411715 5026838 4273912 4792009 3798460 22302934 1515118 0 0 0 1515118 0 282492 282492 22020442 0 0 0 0 0 0 4129223 17891219 5026838 4273912 4792009 3798460 X DALLAS COUNTY COMMUNITY COLLEGE DISTRICT 1602 LAMAR ST STE 130 DALLAS TX 75215 N 170(B)(1)(A)(VI COMMUNITY COLLEGE WORKFORCE PROJECT IS HELPING INDIVIDUALS DEVELOP THE SKILLS, CERTIFICATES AND DEGREES NEEDED TO GAIN EMPLOYMENT IN THE 21ST CENTURY. 150000 DELGADO COMMUNITY COLLEGE FOUNDATION 615 CITY PARK AVE NEW ORLEANS LA 70119 N 170(B)(1)(A)(IV PREPARING STUDENTS FOR GAINFUL EMPLOYMENT IN 21ST CENTURY THROUGH EDUCATION AND WORKFORCE PROGRAMMING. 75000 GUTTMAN COLLEGE FOUNDATION 50 W 40TH ST NEW YORK NY 100182602 NONE 170(B)(1)(A)(VI PREPARING STUDENTS FOR GAINFUL EMPLOYMENT IN 21ST CENTURY 75000 HOSTOS COMMUNITY COLLEGE 560 EXTERIOR ST BRONX NY 10451 N 170(B)(1)(A)(VI THIS GRANT SUPPORTS WORK HELPING INDIVIDUALS GAIN SKILLS AND EDUCATION NECESSARY FOR GAINFUL EMPLOYMENT IN 21ST CENTURY. 150000 KINGSBOROUGH COMMUNITY COLLEGE 2001 ORIENTAL BLVD BROOKLYN NY 112352333 N 170(B)(1)(A)(VI THIS WORK SUPPORTS INDIVIDUALS AS THEY GAIN EMPLOYMENT THROUGH COMMUNITY COLLEGE PROGRAMMING. 149153 NORTHERN VIRGINIA COMMUNITY COLLEGE 4001 WAKEFIELD CHAPEL ROAD ANNANDALE VA 220033796 N PC PREPARING STUDENTS FOR 21ST CENTURY CAREERS VIA EDUCATION AND WORKFORCE PROGRAMMING. 60000 PRINCE GEORGE'S COMMUNITY COLLEGE FOUNDATION INC 301 LARGO RD KENT 100 LARGO MD 207742109 N 170(B)(1)(A)(VI ENSURING STUDENTS HAVE THE SKILLS AND EDUCATION NEEDED FOR GAINFUL EMPLOYMENT IN 21ST CENTURY. 149435 RESEARCH FOUNDATION OF CUNY ON BEHALF OF BRONX COMMUNITY COLLEGE 230 W 42ST ST 7 NEW YORK NY 10036 N 170(B)(1)(A)(VI PREPARING STUDENTS FOR GAINFUL EMPLOYMENT IN 21ST CENTURY JOBS THROUGH EDUCATION AND CERTIFICATE PROGRAMS. 150000 RESEARCH FOUNDATION OF CUNY ON BEHALF OF LAGUARDIA COMMUNITY COLLEGE 230 W 42ST ST 7 NEW YORK NY 10036 N 170(B)(1)(A)(VI TRAINING STUDENTS FOR 21ST CENTURY JOBS VIA EDUCATION AND WORKFORCE PROGRAMMING. 75000 TEACHERS COLLEGE COLUMBIA UNIVERSITY 525 W 120TH ST NEW YORK NY 10027 N PC GENERAL PURPOSES 224612 I HAVE A DREAM FOUNDATION 322 8TH AVE NEW YORK NY 10001 N PC THROUGH THE IHADNY FOUNDATION, STUDENTS RECEIVE CRITICAL SUPPORT ON A PATH TOWARDS WORKFORCE VIA COLLEGE. NOT ONLY DOES THIS ENSURE THEY HAVE THE SKILLS NEEDED TO WORK AND THRIVE IN THE 21ST CENTURY, BUT IT HELPS POSITION THEM FOR FINANCIAL WELL-BEING. 35000 RESEARCH FOUNDATION OF CUNY ON BEHALF OF QUEENSBOROUGH COMMUNITY COLLEGE 230 W 42ST ST 7 NEW YORK NY 10036 NONE PC PREPARING INDIVIDUALS FOR GAINFUL EMPLOYMENT IN 21ST CENTURY THROUGH EDUCATION 75000 RESEARCH FOUNDATION OF CUNY ON BEHALF OF BMCC 230 W 42ST ST 7 NEW YORK NY 10036 NONE PC PREPARING INDIVIDUALS FOR GAINFUL EMPLOYMENT IN 21ST CENTURY THROUGH EDUCATION 75000 1443200 0 14 896996 18 812368 0 1709364 0 1709364 0 0 0 0 0 0 0 0 0 0 ABBOTT LABS SR. NT DUE 11./30/23 27336 27336 AGILENT TECHNOLOGIES INC SR. NT DUE 10/1/22 35816 35816 ALLEGION US HLDG CO INC SR NT DUE 10/1/27 41035 41035 ARCHER DANIELS MIDLAND CO SR GLBL DUE 8/11/26 45663 45663 AVALONBAY CMNTY INC MTN FR DUE 5/15/27 36883 36883 BANK AMER CORP NT DUE 1/11/23 31016 31016 BANK NEW YORK MELLON CORP ST. NT DUE 8/16/23 30307 30307 BUNGE LTD FIN CORP SR NT DUE 8/15/26 44838 44838 CADENCE DESIGN SYSTEM INC. SR NT DUE 10/15/24 48054 48054 CARDINAL HEALTH INC. ST GLBL NT DUE 6/15/24 36015 36015 CITIGROUP INC. ST. NT DUE 1/14/22 36697 36697 FMC CORP ST. NT DUE 2/1/24 36902 36902 GOLDMAN SACHS GROUP INC SR GBL DUE 7/27/21 36730 36730 JP MORGAN CHASE & CO SR NT DUE 1/24/22 42000 42000 LABORATORY CORP AMER HLDGS SR NT DUE 9/1/24 36414 36414 M&T BANK CORP SR NT DUE 7/26/23 15750 15750 MEDTRONIC INC SR GLBL DUE 3/15/25 22512 22512 MORGAN STANLEY FR DUE 1/27/26 32223 32223 MOSAIC CO NEW SR NT DUE 11/15/23 37339 37339 NBCUNIVERSAL MEDIA LLC SR NT DUE 1/15/23 35970 35970 ORACLE CORP SR NT DUE 10/15/22 35649 35649 PACKAGING CORP AMER SR NT DUE 11/1/23 37607 37607 PARKER HANNIFIN CORP MTNS SR NT DUE 11/21/24 31430 31430 PIEDMONT OPER PARTNERSHIP LP SR NT 3/15/24 37324 37324 REGIONS FINL CORP NEW SR NT DUE 8/14/22 35633 35633 TEXTRON INC SR NT DUE 3/1/21 30546 30546 TYSON FOODS INC SR. GLGL NT DUE 6/2/27 37215 37215 VULCAN MATLS CO SR GLGL NT DUE 4/1/27 36994 36994 WALMART INC. SR GLBL NT DUE 6/26/25 32228 32228 CATERPILLAR FINL SRV 11/08/24 30122 30122 ISHARES CORE S&P 500 15491923 15491923 ISHARES MSCI EAFE 2099102 2099102 ISHARES CORE S&P SMALL CAP 1445155 1445155 SPDR S&P MIDCAP 400 4024449 4024449 VANGUARD FTSE EMERGING MARKETS 2186101 2186101 IPATH S&P 244890 244890 ETRACS ALERIAN INFRACSTRUCTURE 582445 582445 3092237 3092237 0 0 VANGUARD BD INDEX FD INC. TOTAL BD MARKET AT COST 3758773 3758773 VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FUND AT COST 4344418 4344418 PIA MBS BOND FUND AT COST 141299 141299 DIVIDENDS RECEIVABLE 2803 17194 17194 ACCRUED INTEREST RECEIVABLE 18546 18546 INVESTMENT MANAGEMENT FEES 34994 17497 17497 UNREALIZED GAIN ON INVESTMENTS 4883310 PRIOR YEAR DISCOUNT ON CONTRIBUTIONS PAYABLE 35000 CONSULTING FEES 108842 54421 54421 EXCISE TAX 60778 0 0