2020-08-17T08:15:21-05:00 2019-09-30 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2018-10-01 522268398 STRATEGIC INVESTMENT FUND FOR LA RAZA INC STRA 2027851670 1126 16TH STREET NW WASHINGTON DC 20036 HOLLY BLANCHARD EXECUTIVE DIRECTOR 2027851670 2020-08-12 1 JULIA FLANNERY CPA P00928918 4102469301 73.213.141.28 2020-08-12 09:51:24 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4EE6A31F760B3C5EA0809148B0E883CC4242B14C 2018 2020-11-06 18:47:13Z JANET MURGUIA 1126 16TH STREET NW WASHINGTON DC 20036 12545737 0 X N/A X 2000 DE STRATEGIC INVESTMENT FUND FOR LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF UNIDOSUS, TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION. 5 2 0 5 0 0 0 0 0 0 1752822 1553181 0 0 1752822 1553181 1084000 1000000 0 0 105484 39562 0 0 0 211015 175993 1400499 1215555 352323 337626 38564570 37860994 33374420 32983167 5190150 4877827 X SEE SCHEDULE O 0 0 1000000 1000000 GRANTS TO UNIDOSUS IN SUPPORT OF UNIDOSUS GENERAL OPERATIONS AND STRATEGIC PROGRAM ACTIVITIES. 1000000 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 2 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 DE DC X HOLLY BLANCHARD-UNIDOSUS 2027851670 1126 16TH STREET NW WASHINGTON DC 20036 KEN TRUJILLO BOARD CHAIR 1.00 0.00 X 0 0 0 JANET MURGUIA BOARD MEMBER 1.00 41.00 X X 0 543105 49882 ERNEST ORTEGA BOARD MEMBER 1.00 0.00 X 0 0 0 HOLLY BLANCHARD EXECUTIVE DIRECTOR 5.00 40.00 X X 28508 228060 29256 DARCY EISCHENS BOARD MEMBER 1.00 40.00 X 0 158357 22059 28508 929522 101197 0 0 1 0 MORGAN STANLEY SMITH BARNEY 1775 EYE ST NW SUITE 200 WASHINGTON DC 20006 INVESTMENT ADVISORY FEES 163274 1 922477 922477 11623260 10992556 630704 630704 630704 1553181 0 0 1553181 1000000 1000000 21515 21515 14478 14478 3569 3569 4309 4309 157138 157138 265 265 462 462 3181 3181 368 368 142 142 MISCELLANEOUS EXPENSE 9954 9954 EQUIPMENT RENTAL 174 174 1215555 1000000 215555 0 658223 90800 10032028 10337161 17761491 18065118 10112828 9367915 38564570 37860994 33374420 32983167 33374420 32983167 X 5190150 4877827 5190150 4877827 38564570 37860994 337626 -649949 0 X 0 1 X 1 0 X X 1 UNIDOSUS 860212873 7 1 1000000 0 1 1000000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 5657574 178145 16391 17400 5801928 5505316 185878 16430 17190 5657574 5018054 515907 13840 14805 5505316 4709488 344548 16972 19010 5018054 4888458 -142084 17617 19269 4709488 0.69100 0.30900 0 1 1 0 REGULATED INVESTMENT COMPANY 1400698 F LIMITED PARTNERSHIPS 2668062 F FIRST TRUST LRG CAP VALUE AL 3350709 F DELAWARE EMERGING MARKETS INST (DEMIX) 1948446 F 9367915 DUE TO UNIDOSUS 38967 FUNDS HELD IN TRUST 32944200 32983167 X 60080152 -649949 59334058 58684109 1396043 157138 157138 1553181 57222419 56164002 56164002 1058417 157138 157138 1215555 PART V, LINE 4: THE UNIDOSUS AND SIFLR ENDOWMENT FUNDS ARE INTENDED FOR THE FOLLOWING USES: (1) THE EARNINGS FROM THE CHARLES STEWART MOTT FOUNDATION ENDOWMENT ARE INTENDED FOR THE GENERAL PURPOSES OF THE ORGANIZATION AND (2) THE EARNINGS FROM THE FORD FOUNDATION ENDOWMENT ARE FOR CHARITABLE SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES. PART X, LINE 2: UNIDOSUS DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS AND ACCORDINGLY, WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. UNIDOSUS HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. ADDITIONALLY, UNIDOSUS HAS FILED INTERNAL REVENUE FORM 990 TAX RETURNS AS REQUIRED AND ALL APPLICABLE RETURNS IN THOSE JURISDICTIONS WHERE IT IS REQUIRED. UNIDOSUS BELIEVES THAT IT IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR TAX YEARS BEFORE 2016. HOWEVER, UNIDOSUS IS STILL OPEN TO EXAMINATIONS BY TAX AUTHORITIES FROM FISCAL YEAR 2016 FORWARD. FOR THE YEARS ENDED SEPTEMBER 30, 2019 AND 2018, THERE WERE NO INTEREST OR PENALTIES RECORDED IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNIDOSUS CORE ACTIVITIES REVENUE 42,977,114. RAZA DEVELOPMENT FUND REVENUE 17,322,425. UNIDOS PROPETIES, LLC REVENUE 1,394,360. ELIMINATION ENTRY -2,359,841. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNIDOSUS CORE ACTIVITIES EXPENSES 39,631,034. RAZA DEVELOPMENT FUND EXPENSES 16,665,600. ELIMINATION ENTRIES -2,359,841. UNIDOS PROPETIES, LLC EXPENSES 2,227,209. 1 UNIDOSUS 1126 16TH ST NW WASHINGTON DC 20036 860212873 501(C)(3) 1000000 GENERAL OPERATIONS 1 0 PART I, LINE 2: THE GRANTEE NEEDS TO SUBMIT FINANCIAL AND TECHNICAL REPORTS ON A QUARTERLY BASIS AS REQUESTED. IN ADDITION, THE TWO ORGANIZATIONS SHARE THE SAME MANAGEMENT. 0 0 0 0 0 0 0 0 0 JANET MURGUIA BOARD MEMBER 0 494785 0 35000 0 13320 0 37750 0 12132 0 592987 0 0 HOLLY BLANCHARD EXECUTIVE DIRECTOR 28275 226193 0 0 233 1867 2056 16445 1195 9560 31759 254065 0 0 DARCY EISCHENS BOARD MEMBER 0 156257 0 0 0 2100 0 11139 0 10920 0 180416 0 0 PART I, LINE 3 SIFLR RELIES ON UNIDOSUS, A RELATED ORGANIZATION, TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT & CEO. UNIDOSUS USES A COMPENSATION SURVEY OR STUDY, THE APPROVAL BY A COMPENSATION COMMITTEE, INDEPENDENT COMPENSATION CONSULTANT, FORM 990 OF OTHER ORGANIZATIONS, AND BOARD APPROVAL. FORM 990, PART III, LINE 1, DESCRIPTION OF MISSION: STRATEGIC INVESTMENT FUND FOR LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF UNIDOSUS, TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS PREPARED BY THE ORGANIZATION'S PUBLIC ACCOUNTING FIRM, RSM US LLP, AND IS REVIEWED BY THE ORGANIZATION'S FINANCIAL STAFF, INCLUDING THE CHIEF FINANCIAL OFFICER AND OTHER KEY EXECUTIVES. THE BOARD REVIEWED AND APPROVED THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY BY THE BOARD LIAISON TO BOARD MEMBERS. ALL ARE ASKED TO SIGN AND RETURN A STATEMENT IDENTIFYING ANY CONFLICTING INTERESTS. CONFLICTS ARE REVIEWED BY THE SECRETARY WHO RECOMMENDS ACTION, IF ANY. IF A CONFLICT IS NOTED, THE BOARD MEMBER IS PERMITTED TO MAKE A PRESENTATION AT THE BOARD OR COMMITTEE MEETING, BUT AFTER SUCH PRESENTATION, HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION AND THE VOTE ON THE NOTED TRANSACTION. THE BOARD SHALL OBTAIN ALL THE FACTS REGARDING THE TRANSACTION AND DETERMINE IF AN ALTERNATIVE TO THE PROPOSED TRANSACTION IS APPROPRIATE. THEN THE BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY OF DISINTERESTED MEMBERS WHETHER THE TRANSACTION OR ITS PROPOSED ALTERNATIVE IS IN THE ORGANIZATION'S BEST INTEREST. FORM 990, PART VI, SECTION B, LINE 15 UNIDOSUS' COMPENSATION COMMITTEE IS CHARGED WITH OVERSIGHT FOR DETERMINING THE ADEQUACY AND REASONABLENESS OF THE COMPENSATION AND BENEFITS PAID TO THE CHIEF EXECUTIVE. WITHIN THIS PROCESS, THE COMMITTEE WILL CONDUCT AN ANNUAL PERFORMANCE EVALUATION THAT MAY DEEM APPROPRIATE AND INCLUDES A CHIEF EXECUTIVE COMPENSATION ANALYSIS STUDY. IN CARRYING OUT ITS RESPONSIBILITIES, THE COMMITTEE MAY RELY UPON REASONED WRITTEN OPINIONS OF OUTSIDE LEGAL COUNSEL AND OF QUALIFIED ACCOUNTING AND COMPENSATION EXPERTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST, FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII, SECTION A, LINE 1A, COLUMN (B): ADDITIONAL INFORMATION ON AVERAGE HOURS PER WEEK: THE HOURS SHOWN IN FORM 990, PART VII, FOR COMPENSATED EMPLOYEES REPRESENT THE HOURS RECORDED IN OUR PAYROLL SYSTEM. THE ACTUAL HOURS WORKED BY THE COMPENSATED INDIVIDUALS ARE SIGNIFICANTLY HIGHER THAN THOSE SHOWN IN PART VII. UNIDOSUS 1126 16TH STREET NW WASHINGTON DC 20036 860212873 WORKS TO IMPROVE OPPORTUNITIES FOR HISPANIC AMERICANS AZ 501(C)(3) LINE 7 N/A 0 RAZA DEVELOPMENT FUND INC 1 E WASHINGTON ST STE 2250 PHOENIX AZ 85004 521954196 COMMUNITY DEVELOPMENT FINANCIAL INSTITUTION AZ 501(C)(3) LINE 12A, I UNIDOSUS 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0