2020-08-17T08:28:50-05:00 2019-09-30 560574444 CHERRY BEKAERT LLP 200 SOUTH 10TH ST STE 900 RICHMOND VA 23219 990 2018-10-01 541327878 UNITED NETWORK FOR ORGAN SHARING UNIT 8047824800 700 N 4TH STREET RICHMOND VA 23219 DALE SMITH DIRECTOR, FINANCE & ACCOUNTING 8047824880 2020-08-14 1 AMANDA ADAMS P00748038 8046735700 73.122.178.143 2020-08-14 12:08:33 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 18694F53AD11E15FFCEA276DE93F63B2E746D691 2018 2020-09-22 18:59:49Z DALE SMITH 700 N 4TH STREET RICHMOND VA 23219 63836692 0 X WWW.UNOS.ORG X 1984 VA UNOS' MISSION IS TO ADVANCE ORGAN AVAILABILITY AND TRANSPLANTATION BY UNITING AND SUPPORTING OUR COMMUNITIES FOR THE BENEFIT OF PATIENTS THROUGH EDUCATION, TECHNOLOGY AND POLICY DEVELOPMENT. 42 42 448 1300 184968 136897 6032440 5873006 49866646 56987808 7419 54716 2432810 459878 58339315 63375408 0 0 0 0 38305985 40399063 0 0 216737 17200884 17224910 55506869 57623973 2832446 5751435 99219112 109222409 48350093 51974717 50869019 57247692 TO ADVANCE ORGAN AVAILABILITY AND TRANSPLANTATION BY UNITING AND SUPPORTING ITS COMMUNITIES FOR THE BENEFIT OF PATIENTS THROUGH EDUCATION, TECHNOLOGY AND POLICY DEVELOPMENT. 0 0 48699352 54287644 ADMINISTER THE ORGAN PROCUREMENT AND TRANSPLANTATION NETWORK (OPTN) WHICH PERFORMS THE MATCHING AND FACILITATES THE DISTRIBUTION OF DONATED HUMAN ORGANS WITH POTENTIAL RECIPIENTS. A COMPUTER DATABASE IS MAINTAINED AT UNOS THAT INCLUDES THE RELEVANT MEDICAL INFORMATION OF ALL INDIVIDUALS IN THE NATION WHO ARE LISTED FOR A TRANSPLANT. AS ORGANS BECOME AVAILABLE, THE DATABASE IS USED TO MATCH THE ORGANS WITH THE BEST POTENTIAL RECIPIENT. A ONE-TIME FEE OF $979 IS CHARGED TO LIST A REGISTRANT IN THE DATABASE. AS OF 9/30/2019 THERE WERE 125,380 REGISTRANTS/PATIENTS ON THE WAITING LIST. DURING FISCAL YEAR 2019, 39,091 TRANSPLANTS WERE PERFORMED FOR 37,800 UNIQUE PATIENTS/RECIPIENTS. 1250735 1833344 DATA ANALYSIS, INCLUDING PROVIDING MEMBER SERVICES (WHICH INCREASES THE EFFICIENCY AND ACCURACY OF DATA COLLECTION AND ANALYSIS) AND FACILITATING CONSENSUS BUILDING FOR UNOS POLICY DEVELOPMENT. 646451 868556 PROVIDE TRANSPLANTATION AND DONATION INFORMATION AND EDUCATION TO THE GENERAL PUBLIC, POTENTIAL DONORS AND MEDICAL PROFESSIONALS. THIS IS DONE THROUGH VARIOUS FORUMS AND EDUCATIONAL OFFERINGS, AND INFORMATION CAN BE REQUESTED ON TOPICS SUCH AS THE TRANSPLANTATION AND DONATION PROCESS, LIVING DONATION, AND VARIOUS NATIONAL, REGIONAL, STATE AND CENTER-SPECIFIC DATA REPORTS. 50596538 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 66 0 1 448 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 42 42 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X DALE SMITH CPA 8047824800 700 NORTH 4TH STREET RICHMOND VA 23219 MARYL JOHNSON MD PRESIDENT 10.00 X X 0 0 0 DAVID MULLIGAN MD FACS VICE PRESIDENT 5.00 X X 0 0 0 DEANNA SANTANA BS VICE PRESIDENT FOR PATIENT AND DONOR AFFAIRS 5.00 X X 0 0 0 ROBERT GOODMAN MBA TREASURER 5.00 X X 0 0 0 SUE DUNN RN BSN MBA IMMEDIATE PAST PRESIDENT 5.00 X X 0 0 0 DENISE ALVERANGA MD FACP FASN DIRECTOR 2.00 X 0 0 0 CHRISTOPHER ANDERSON MD DIRECTOR 2.00 X 0 0 0 MEDHAT ASKAR MD PHD DABHI DIRECTOR 2.00 X 0 0 0 SHARON BARTOSH MD DIRECTOR 2.00 X 0 0 0 ROSEMARY BERKERY JD DIRECTOR 2.00 X 0 0 0 RANDEE BLOOM RN MBA PHD DIRECTOR 2.00 X 0 0 0 EILEEN BREWER MD DIRECTOR 2.00 X 0 0 0 DIANE BROCKMEIER RN BSN MHA DIRECTOR 2.00 X 0 0 0 THERESA DALY MS RN FNP DIRECTOR 2.00 X 0 0 0 LAURA DEPIERO DIRECTOR 2.00 X 0 0 0 LUIS FERNANDEZ MD DIRECTOR 2.00 X 0 0 0 MARY FRANCOIS DNP RN CCTC DIRECTOR 2.00 X 0 0 0 WILLIAM FREEMAN MD MPH CIP DIRECTOR 2.00 X 0 0 0 ALEXANDRA GLAZIER JD MPH DIRECTOR 2.00 X 0 0 0 MACEY HENDERSON JD PHD DIRECTOR 2.00 X 0 0 0 WALTER WALT HERCZYK MT CHS DIRECTOR 2.00 X 0 0 0 JOSEPH HILLENBURG DIRECTOR 2.00 X 0 0 0 SIMON HORSLEN MB CHB DIRECTOR 2.00 X 0 0 0 VALINDA JONES MSN RN DIRECTOR 2.00 X 0 0 0 SETH KARP MD DIRECTOR 2.00 X 0 0 0 LEONA KIM-SCHLUGER MD DIRECTOR 2.00 X 0 0 0 SUZANNE LANE CONRAD RN MSHA DIRECTOR 2.00 X 0 0 0 JERRY MCCAULEY MD MPH FACP DIRECTOR 2.00 X 0 0 0 CHARLES MILLER MD DIRECTOR 2.00 X 0 0 0 MICHAEL MORITZ MD FACS DIRECTOR 2.00 X 0 0 0 SUSAN ORLOFF MD DIRECTOR 2.00 X 0 0 0 STEVEN POTTER MD DIRECTOR 2.00 X 0 0 0 KIMBERLY RALLIS BS MHA DIRECTOR 2.00 X 0 0 0 KELLY RANUM RN CPTC DIRECTOR 2.00 X 0 0 0 KUNAM REDDY MD DIRECTOR 2.00 X 0 0 0 RENE ROMERO MD DIRECTOR 2.00 X 0 0 0 MARC SCHECTER MD DIRECTOR 2.00 X 0 0 0 TIMOTHY SNYDER CCEMT-P CPTC DIRECTOR 2.00 X 0 0 0 TIMOTHY STEVENS RN BSN CCTC DIRECTOR 2.00 X 0 0 0 TARA STORCH DIRECTOR 2.00 X 0 0 0 CAMERON WOLFE MBBS MPH FIDSA DIRECTOR 2.00 X 0 0 0 ATSUSHI YOSHIDA MD DIRECTOR 2.00 X 0 0 0 BRIAN SHEPARD CHIEF EXECUTIVE OFFICER 40.00 X 539747 0 45963 STEVE HARMS CHIEF OPERATING OFFICER 40.00 X 282745 0 31403 ALEX TULCHINSKY CHIEF TECHNOLOGY OFFICER 40.00 X 342134 0 42110 MARY D ELLISON CHIEF EXTERNAL RELATIONS OFFICER 40.00 X 320949 0 26343 MAUREEN MCBRIDE CHIEF CONTRACTS OFFICER 40.00 X 263836 0 31612 JASON LIVINGSTON GENERAL COUNSEL 40.00 X 235519 0 29870 DAVID KLASSEN CHIEF MEDICAL OFFICER 40.00 X 314021 0 23253 HENRISA TOSOC HASKELL SR. DIRECTOR, ORGANIZATIONAL EXCELLENCE 40.00 X 216075 0 28515 LISA SCHAFFNER DIRECTOR, PR & MARKETING 40.00 X 212802 0 30207 RYAN EHRENSBERGER SR. DIRECTOR, RESEARCH AND BUSINESS SERVICES 40.00 X 205025 0 36326 MARTHA WILSON DIRECTOR, IT SOFTWARE ENGINEERING 40.00 X 200346 0 30446 ANTHONY PONSIGLIONE DIRECTOR, HUMAN RESOURCES 40.00 X 183318 0 34790 3316517 0 390838 65 0 1 0 VERACITY CONSULTING GROUP LLC PO BOX 5611 GLEN ALLEN VA 23058 IT CONSULTING AND STAFFING 547190 SENECA RESOURCES LLC 10701 PARKRIDGE BLVD 160 RESTON VA 20191 IT CONSULTING AND STAFFING 351452 MORTON CONSULTING LLC 4701 COX ROAD STE 135 GLEN ALLEN VA 23060 IT CONSULTING AND STAFFING 195280 DRINKER BIDDLE AND REATH LLP ONE LOGAN SQUARE STE 2000 PHILADELPHIA PA 19103 LEGAL CONSULTING 152522 RUTHANNE LEISHMANN 123 2ND AVENUE NORTH APT 710 SEATTLE WA 98109 PAIRED DONATION CONSULTING 131585 5 62500 5511508 298998 62500 5873006 PROGRAM REGISTRATION FEES 541900 54285908 54285908 SCIENTIFIC AND DATA ANALYSIS 541900 1833344 1833344 REGIONAL AND TRANSPLANT FORUMS 541900 589501 589501 EDUCATIONAL MATERIALS 541900 279055 279055 56987808 39261 39261 553684 334379 219305 219305 2982 216323 15455 0 15455 15455 15455 134075 62500 126905 7170 7170 TRAVEL SERVICES 561500 119311 119311 ADVERTISING 541800 62675 62675 51417 1736 49681 233403 63375408 56989544 184968 327890 2529505 1236663 1292842 26015214 25020451 867398 127365 2734684 2586882 139054 8748 6755434 6390323 343502 21609 2364226 2236446 120217 7563 30460 22457 8003 48765 48765 120030 120030 3869735 3266801 569947 32987 1512155 712119 794180 5856 2954055 2954055 2231040 1507674 721124 2242 1842198 1782594 55110 4494 1056066 1001823 51717 2526 197556 197556 1840558 1212804 627754 169773 169773 RECRUITING/TRAINING 880158 296360 580451 3347 PROF EDUCATION PROGRAMS 369086 369086 UBI TAX 103275 103275 57623973 50596538 6810698 216737 894139 921817 37580663 45152455 12148862 11473354 2085806 2438141 45464814 24209939 21989139 21254875 23865219 27326656 655284 655111 99219112 109222409 42483062 4206190 263906 5275000 5275000 328125 0 42493527 48350093 51974717 X 50449199 57082524 419820 165168 50869019 57247692 99219112 109222409 X 5751435 571310 55928 X 0 1 X 1 1 1 X 5445624 6005699 5701867 6114940 5873006 29141136 5445624 6005699 5701867 6114940 5873006 29141136 29141136 58394 92629 433161 490076 585415 1659675 262715 179986 99137 177986 145067 864891 31665702 263847472 0.92030 0.94080 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 120030 0 0 120030 0 PART II-B, LINE 1: CONTACT WITH LEGISLATORS WAS CONDUCTED BY AN OUTSIDE FIRM IN ORDER TO ENCOURAGE LAWS THAT BENEFIT THE GENERAL PUBLIC AS IT RELATES TO ORGAN DONATION. 1113000 1113000 24696235 8333541 16362694 11241174 10453896 787278 8414405 5422502 2991903 21254875 HEALTH INSURANCE LIABILITY 763219 DUE TO NATIONAL ORGAN PROCUREMENT TRANSPLANTATION NETWORK 41730308 42493527 64474930 571310 11000 55928 638238 63836692 -461284 -461284 63375408 58096257 11000 461284 472284 57623973 0 57623973 PART XI, LINE 2D - OTHER ADJUSTMENTS: GAIN ON VALUE OF SPLIT DOLLAR LIFE INSURANCE POLICIES 55,928. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF REVENUES -334,379. FUNDRAISING EXPENSES REPORTED NET OF REVENUES -126,905. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF REVENUES 334,379. FUNDRAISING EXPENSES REPORTED NET OF REVENUES 126,905. UNITED FOR UNOS SOIREE 196575 62500 134075 4631 59990 10434 51850 196575 62500 134075 4631 59990 10434 51850 126905 7170 X X X 0 0 0 0 0 0 0 1 0 BRIAN SHEPARD CHIEF EXECUTIVE OFFICER 440284 0 99463 0 0 0 29607 0 16356 0 585710 0 0 0 STEVE HARMS CHIEF OPERATING OFFICER 252113 0 30632 0 0 0 20205 0 11198 0 314148 0 0 0 ALEX TULCHINSKY CHIEF TECHNOLOGY OFFICER 298934 0 43200 0 0 0 25754 0 16356 0 384244 0 0 0 MARY D ELLISON CHIEF EXTERNAL RELATIONS OFFICER 286537 0 34412 0 0 0 26020 0 323 0 347292 0 0 0 MAUREEN MCBRIDE CHIEF CONTRACTS OFFICER 224695 0 39141 0 0 0 20527 0 11085 0 295448 0 0 0 JASON LIVINGSTON GENERAL COUNSEL 210203 0 25316 0 0 0 18801 0 11069 0 265389 0 0 0 DAVID KLASSEN CHIEF MEDICAL OFFICER 280425 0 33596 0 0 0 23253 0 0 0 337274 0 0 0 HENRISA TOSOC HASKELL SR. DIRECTOR, ORGANIZATIONAL EXCELLE 201232 0 14843 0 0 0 17317 0 11198 0 244590 0 0 0 LISA SCHAFFNER DIRECTOR, PR & MARKETING 206116 0 6686 0 0 0 19122 0 11085 0 243009 0 0 0 RYAN EHRENSBERGER SR. DIRECTOR, RESEARCH AND BUSINESS 188717 0 16308 0 0 0 19970 0 16356 0 241351 0 0 0 MARTHA WILSON DIRECTOR, IT SOFTWARE ENGINEERING 193014 0 7332 0 0 0 19361 0 11085 0 230792 0 0 0 ANTHONY PONSIGLIONE DIRECTOR, HUMAN RESOURCES 175534 0 7784 0 0 0 18434 0 16356 0 218108 0 0 0 PART I, LINE 7 BONUSES TO EXECUTIVES AND DIRECTORS ARE BASED UPON CORPORATE AND PERSONAL GOALS. THESE GOALS ARE NOT RELATED DIRECTLY TO REVENUE OR NET EARNINGS. EXAMPLES OF CORPORATE AND PERSONAL GOALS WOULD BE GROWING REGISTRATIONS, DELIVERING CORPORATE PROJECTS WITHIN CERTAIN RESULT CRITERIA, SURVEY RESULTS FROM MEMBERS AND PERSONAL PERFORMANCE RATING SCORES. A VIRGINIA BIOTECH RESEARCH PARTNERSHIP AUTHORITY 541726850 000000000 2010-12-30 9720000 REFUND SERIES 2002 BONDS ISSUED APRIL 9, 2002 0 0 0 A 4445000 9720000 2002 1 0 1 1 A 0 1 0 0 0.00000 0.00030 0.00030 0 0 1 A 0 0 1 0 1 1 WELLS FARGO BANK NA 7.000000000000 0 0 0 0 1 A 1 X 20 52500 FMV X INVITATIONS AND PROGRAMS 1 7500 FMV X JEWERLY 1 2500 FMV 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 UNOS HAS FIVE CLASSES OF MEMBERS OF THE CORPORATION: INSTITUTIONAL MEMBERS, MEDICAL/SCIENTIFIC MEMBERS, PUBLIC ORGANIZATION MEMBERS, BUSINESS MEMBERS AND INDIVIDUAL MEMBERS. REFERENCES IN THESE BY LAWS TO "MEMBERS" SHALL INCLUDE THESE CLASSES UNLESS OTHERWISE NOTED. BY AMENDMENT TO THE BYLAWS, THE BOARD OF DIRECTORS MAY ESTABLISH ADDITIONAL CATEGORIES OF MEMBERS TO CONFORM TO REQUIREMENTS OF LAW AND REGULATIONS APPLICABLE TO THE NATIONAL ORGAN PROCUREMENT AND TRANSPLANTATION NETWORK OR THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE BOARD OF DIRECTORS SHALL BE ELECTED BY MAJORITY VOTE OF TRANSPLANT HOSPITAL MEMBERS, OPO MEMBERS, HISTOCOMPATIBILITY LABORATORY MEMBERS, PUBLIC ORGANIZATION MEMBER ELECTORS, MEDICAL/SCIENTIFIC MEMBERS, AND INDIVIDUAL MEMBER ELECTORS REPRESENTED IN PERSON OR BY PROXY AT EACH ANNUAL METTING OF THE MEMBERS AT WHICH A QUORUM IS PRESENT. DIRECTORS MAY ALSO BE ELECTED AT ANY SPECIAL MEETING OF THE MEMBERS IF THE BOARD OF DIRECTORS IS BEING EXPANDED. DIRECTORS SHALL SERVE FOR A TERM OF TWO YEARS, WITH THE EXCEPTIONS NOTED BELOW, WHICH SHALL BEGIN IMMEDIATELY FOLLOWING THE CONCLUSION OF THE LAST REGULAR MEETING OF THE BOARD OF DIRECTORS PRIOR TO JULY 1 OF EACH CALENDAR YEAR. MEMBERS OF THE BOARD WHO ARE TRANSPLANT CANDIDATES, TRANSPLANT RECIPIENTS, ORGAN DONORS, OR FAMILY MEMBERS, OR REPRESENTATIVES OF VOLUNTARY HEALTH ORGANIZATIONS OR THE GENERAL PUBLIC SHALL SERVE FOR A TERM OF THREE YEARS, WITH THE EXCEPTION OF ANY SUCH MEMBER(S) IN THIS CATEGORY WHOSE TERM(S) ARE EXTENDED BY RESOLUTION OF THE BOARD OF DIRECTORS FOR ONE YEAR, NOT TO EXCEED A TWO-YEAR EXTENSION. BOARD MEMBERS WHO ALSO HOLD POSITIONS AS OFFICERS SERVE ONE YEAR TERMS AND THE VICE PRESIDENT OF PATIENT & DONOR AFFAIRS SHALL SERVE FOR A TERM OF TWO YEARS. EACH VOTING TRANSPLANT HOSPITAL MEMBER, OPO MEMBER, HISTOCOMPATIBILITY LABORATORY MEMBER, PUBLIC ORGANIZATION MEMBER ELECTOR, MEDICAL/SCIENTIFIC MEMBERS, AND INDIVIDUAL MEMBER ELECTOR IS ENTITLED TO ONE VOTE FOR AS MANY PERSONS AS THERE ARE DIRECTORS TO BE ELECTED. THERE SHALL BE NO CUMULATIVE VOTING. FORM 990, PART VI, SECTION B, LINE 11B IRS FORM 990 IS MADE AVAILABLE TO THE UNOS FINANCE COMMITTEE AND THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN CONFLICTS OF INTEREST DISCLOSURES AND CERTIFICATIONS PRIOR TO BEGINNING SERVICE ON THE BOARD. THE PRESIDENT AND EXECUTIVE COMMITTEE REVIEWS EACH MEETING AGENDA ITEM FOR POTENTIAL CONFLICTS OF INTERESTS WITH ANY CURRENT BOARD MEMBER, INCLUDING OFFICERS, AND IF A CONFLICT IS IDENTIFIED, THE AFFECTED DIRECTOR IS ASKED TO LEAVE THE ROOM FOR THE CONSIDERATION AND VOTE ON ANY OF THOSE SPECIFIC ISSUES FOR WHICH THEY MAY HAVE A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 CEO COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE COMPRISED OF THREE PRIOR CHAIRS OF THE BOARD OF DIRECTORS. AN OUTSIDE AGENCY IS USED TO DETERMINE COMPARABLE SALARIES IN THE INDUSTRY AND LOCAL AREA FOR BOTH EXECUTIVE AND KEY EMPLOYEE POSITIONS, AND OTHER KEY MANAGEMENT POSITIONS ARE APPROVED AT THE EXECUTIVE LEVEL. FORM 990, PART VI, SECTION C, LINE 19 UNOS POLICIES AND BYLAWS, FINANCIAL STATEMENTS, AND IRS FORM 990 ARE AVAILABLE ON THE CORPORATE WEBSITE OR BY REQUEST. FORM 990, PART XI, LINE 9: GAIN ON VALUE OF SPLIT DOLLAR LIFE INSURANCE POLICIES 55,928.