2020-07-10T20:24:09-05:00 2019-06-30 111986323 MARCUM LLP 1 MONTGOMERY STREET SUITE 1700 SAN FRANCISCO CA 94104 990 2018-07-01 953119548 REGIONAL CENTER OF ORANGE COUNTY INC REGI 7147965100 PO BOX 22010 SANTA ANA CA 927022010 BETTE BABER CHIEF FINANCIAL OFFICER 7147965100 2020-07-09 1 ROGER BULOSAN P00221282 4154326200 144.121.95.190 2020-07-09 22:14:55 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8DB6298DFFB9F30D04C102D5853B3391BD590527 2018 2021-01-29 14:40:06Z BETTE BABER PO BOX 22010 SANTA ANA CA 927022010 456792809 0 X WWW.RCOCDD.COM X 1977 CA REGIONAL CENTER OF ORANGE COUNTY, INC. (THE "CENTER") IS A PRIVATE, NONPROFIT CORPORATION THAT PROVIDES SERVICES TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. 14 14 489 15 0 0 416502608 445459820 0 11101141 154022 231848 0 0 416656630 456792809 373651046 389051950 0 0 37068424 39286096 0 0 0 5935875 28324881 416655345 456662927 1285 129882 166412074 244248481 166365578 244072103 46496 176378 X REGIONAL CENTER OF ORANGE COUNTY, INC. (THE "CENTER") IS A PRIVATE, NONPROFIT CORPORATION THAT PROVIDES SERVICES TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. 0 0 184896588 184896588 OTHER: PURCHASE OF SERVICES SUCH AS BEHAVIORAL, TRANSPORTATION, RESPITE, OCCUPATIONAL THERAPY, PHYSICAL THERAPY, SPEECH THERAPY, AND SUPPORTED LIVING. APPROXIMATELY 6,601 INDIVIDUALS BENEFITED FROM THESE SERVICES IN FISCAL YEAR 2018-19. 103575009 103575009 11101141 DAY PROGRAMS: PURCHASE OF DAY CARE, DAY ACTIVITY TRAINING, HABILITATION, INFANT DEVELOPMENT AND TRAINING FOR INDEPENDENT LIVING. APPROXIMATELY 10,977 INDIVIDUALS BENEFITED FROM THESE SERVICES IN FISCAL YEAR 2018-19. 100580353 100580353 OUT OF HOME PROGRAMS: PURCHASE OF RESIDENTIAL SERVICES. APPROXIMATELY 2,382 INDIVIDUALS BENEFITED FROM THESE SERVICES IN FISCAL YEAR 2018-19. 53373422 VARIOUS OTHER CLIENT SERVICES, MAINLY SALARY AND BENEFITS FOR CASE MANAGEMENT. 53373422 442425372 1 1 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1576 0 1 489 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X X BETTE BABER 7147655100 1525 N TUSTIN AVE SANTA ANA CA 92705 ALAN MARTIN CHAIRPERSON 1.00 X X 0 0 0 CLIFFORD AMSDEN VICE CHAIRPERSON 1.00 X X 0 0 0 SYLVIA DELGADO SECRETARY 1.00 X X 0 0 0 JOHN WRIGHT TREASURER 1.00 X X 0 0 0 CRISTINA ALBA DIRECTOR 1.00 X 0 0 0 MARCELL BASSETT DIRECTOR 1.00 X 0 0 0 MARITZA BRAVO DIRECTOR (THRU 08/12/2018) 1.00 X 0 0 0 TIFFANY BAUER DIRECTOR 1.00 X 0 0 0 MEENA CHOCKALINGAM DIRECTOR (EFFECTIVE 01/01/2019) 1.00 X 0 0 0 MINE HAGEN DIRECTOR (EFFECTIVE 01/01/2019) 1.00 X 0 0 0 AMY JESSEE DIRECTOR 1.00 X 0 0 0 LIZA KRASSNER DIRECTOR 1.00 X 0 0 0 PETER KUO DIRECTOR 1.00 X 0 0 0 HILDA MENDEZ DIRECTOR 1.00 X 0 0 0 FERNANDO PENA DIRECTOR (EFFECTIVE 01/01/2019) 1.00 X 0 0 0 LARRY LANDAUER EXECUTIVE DIRECTOR 40.00 X 206757 0 64321 BETTE BABER CHIEF FINANCIAL OFFICER 40.00 X 188352 0 50487 PETER HIMBER MEDICAL DIRECTOR 40.00 X 195550 0 44494 IRIS RICHARD PHYSICIAN 40.00 X 188078 0 43047 CHRISTINA PETTERUTO GENERAL COUNSEL 40.00 X 143759 0 61840 BONNIE IVERS CLINICAL DIRECTOR 40.00 X 140083 0 41956 SAM HO CONSULTING PHARMACIST 40.00 X 136971 0 38405 1199550 0 344550 7 0 1 0 NO ORDINARY MOMENTS 16742 GOTHARD STREET 115 HUNTINGTON BEACH CA 92647 SUPPORTED LIVING 32748457 GOODWILL OF ORANGE COUNTY 410 N FAIRVIEW STREET SANTA ANA CA 92703 DAY PROGRAMS 16403992 PREMIER HEALTHCARE 625 THE CITY DRIVE 395 ORANGE CA 92868 IN-HOME RESPITE 8710212 WESTVIEW SERVICES INC 10522 KATELLA AVENUE ANAHEIM CA 92804 DAY PROGRAMS 8157704 RAINBOW HOME CARE SERVICES 1560 BROOKHOLLOW DR STE 100 SANTA ANA CA 92705 SUPPORTED LIVING 7262191 1075 445305659 154161 445459820 INTERMEDIATE CARE FACILITIES FEE 623990 11101141 11101141 11101141 231848 231848 456792809 11101141 0 231848 389051950 389051950 509917 509917 38776179 35885279 2890900 199552 199552 45077 45077 481235 41229 440006 1939656 1939656 3186673 3186673 417673 417673 73284 73284 255758 255758 CHANGE IN PENSION BENEF 19246123 17398495 1847628 DATA PROCESSING 904734 904734 COMMUNICATIONS 789294 789294 CONTRACT AND CONSULTANT 444676 444676 341146 48419 292727 456662927 442425372 14237555 0 300 300 2248440 11623137 91481539 135851803 239553 20971 612815 619550 71829427 96132720 166412074 244248481 39129913 44611664 838706 444701 126396959 199015738 166365578 244072103 X 46496 176378 46496 176378 166412074 244248481 129882 0 X 0 1 X 1 1 1 X 314396693 334785613 374969017 416491013 456406800 1897049136 314396693 334785613 374969017 416491013 456406800 1897049136 1897049136 87134 110845 132154 154022 231848 716003 1897765139 0.99960 0.99970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 OTHER ASSETS 630487 UNBILLED REIMBURSABLE CONTRACT COSTS -STATE OF CALIFORNIA 95502233 96132720 DEFERRED RENT LIABILITY 4898449 PENSION BENEFIT OBLIGATIONS 88671935 CONTRACT ADVANCE 105392831 PAYABLE TO DEPARTMENT OF DEVELOPMENTAL SERVICES 52523 199015738 X 456792809 0 456792809 0 456792809 456662927 0 456662927 0 456662927 PART IV, LINE 1B: THE CENTER SERVES AS A REPRESENTATIVE PAYEE FOR A PORTION OF ITS CLIENTS. IN THIS FIDUCIARY CAPACITY, IT RECEIVES SOCIAL SECURITY BENEFITS AND OTHER SOURCES OF INCOME AND MAKES PAYMENTS ON BEHALF OF CERTAIN DEVELOPMENTALLY DISABLED CLIENTS WHO ARE DEEMED UNABLE TO ADMINISTER THE FUNDS THEMSELVES. CLIENT TRUST TRANSACTIONS ARE NOT CONSIDERED REVENUE OR EXPENSES OF THE CENTER. THE CASH THAT IS RECEIVED AND OUTSTANDING RECEIVABLES, NET OF INTERFUND LIABILITIES, ARE REPORTED AS A LIABILITY, NET ASSETS HELD FOR OTHERS, UNTIL IT IS DISTRIBUTED TO THE RESPECTIVE CLIENTS. PART X, LINE 2: THE CENTER IS A QUALIFIED ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC") AND FRANCHISE TAXES UNDER 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. ACCORDINGLY, IT IS EXEMPT FROM FEDERAL AND CALIFORNIA INCOME TAXES AND IS NOT LIABLE FOR FEDERAL UNEMPLOYMENT TAXES. MANAGEMENT EVALUATED THE CENTER'S TAX POSITIONS AND CONCLUDED THAT THEY MAINTAINED THEIR TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. THE 2015 THROUGH 2018 TAX RETURNS OF THE CENTER REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. IN ADDITION, THE 2014 THROUGH 2018 TAX RETURNS REMAIN SUBJECT TO EXAMINATION BY THE CALIFORNIA FRANCHISE TAX BOARD. HOWEVER, THERE ARE CURRENTLY NO EXAMINATIONS PENDING OR IN PROGRESS. SCHEDULE D, PART VI PURSUANT TO THE TERMS OF THE CONTRACT WITH DDS, EQUIPMENT PURCHASES BECOME THE PROPERTY OF THE STATE OF CALIFORNIA AND, ACCORDINGLY, ARE CHARGED AS EXPENSES WHEN INCURRED. THE CENTER TRACKS ITEMS, WHICH COST MORE THAN $5,000 AND HAVE AN ESTIMATED USEFUL LIFE OF MORE THAN ONE YEAR. FOR THE YEAR ENDED JUNE 30, 2019, THERE WERE NO EQUIPMENT PURCHASES, AND THE EQUIPMENT DISPOSALS WERE $35,293. THE AGGREGATE EQUIPMENT COSTS AT JUNE 30, 2019, TOTALED $2,165,238. 0 PURCHASED SERVICES FOR DEVELOPMENTALLY CHALLENGED CLIENTS 26788 389051950 FAIR VALUE PURCHASED SERVICES PART I, LINE 2: ALL CLIENTS ARE ASSIGNED A CASE WORKER WHO MONITORS THE SERVICES. THE CENTER IS MONITORRED BY THE DEPARTMENT OF DEVELOPMENTAL SERVICES OF THE STATE OF CALIFORNIA. X 0 0 0 0 0 0 0 0 0 LARRY LANDAUER EXECUTIVE DIRECTOR 206757 0 0 0 0 0 43828 0 20493 0 271078 0 0 0 BETTE BABER CHIEF FINANCIAL OFFICER 188352 0 0 0 0 0 37547 0 12940 0 238839 0 0 0 PETER HIMBER MEDICAL DIRECTOR 195550 0 0 0 0 0 39844 0 4650 0 240044 0 0 0 IRIS RICHARD PHYSICIAN 188078 0 0 0 0 0 28360 0 14687 0 231125 0 0 0 CHRISTINA PETTERUTO GENERAL COUNSEL 143759 0 0 0 0 0 28824 0 33016 0 205599 0 0 0 BONNIE IVERS CLINICAL DIRECTOR 140083 0 0 0 0 0 28066 0 13890 0 182039 0 0 0 SAM HO CONSULTING PHARMACIST 136971 0 0 0 0 0 26198 0 12207 0 175376 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B A PDF OF THE FINAL 990 IS DISTRIBUTED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CENTER IS SUBJECT TO THE CALIFORNIA CODE REGLUATIONS, TITLE 17, CONFLICT OF INTEREST REGULATIONS AS WELL AS IT OWNS CONFLICT OF INTEREST POLICY. CONFLICT OF INTEREST REPORTING STATEMENTS ARE COMPLETED ANNUALLY BY AUGUST 1ST OF EACH YEAR BY ALL OFFICERS AND BOARD MEMBERS. THE EXECUTIVE DIRECTOR OR HIS DISGNEE REVIEWS EACH REPORTING STATEMENT THAT IS SUBMITTED WITHIN TEN WORKING DAYS OF RECEIPT AND DETERMINES WHETHER A CONFLICT EXISTS. ANY CONFLICTS THAT ARE IDENTIFIED REQUIRE THE EMPLOYEE OR BOARD MEMEBER TO ELIMINATE THE CONFLICT OR MITIGATE AND MANAGE THE CONFLICT THROUGH A CONFLICT RESOLUTION PLAN OR THE INDIVIDUAL SHALL RESIGN. ANY WAIVER REQUESTS MUST BE SUBMITTED TO THE CALIFORNIA DEPARTMENT OF DEVELOPMENTAL SERVICES FOR APPROVAL, MODIFICATION OR DENIAL. THE MINUTES OF THE BOARD AND ANY APPLICABLE COMMITTEES SHALL CONTAIN DISCUSSIONS REGARDING ANY DISCLOSED OR FOUND CONFLICTS OF INTEREST, WHICH SHALL INCLUDE THE NAMES OF PERSONS, NATURE OF THE CONFLICT, ANY DECISIONS MADE, NAMES OF PERSONS WHO WERE PRESENT FOR DISCUSSIONS, CONTENT OF THE DISCUSSION INCLUDING ANY ALTERNATIVES, AND RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. FORM 990, PART VI, SECTION B, LINE 15A THE CENTER'S BOARD HAS APPOINTED AN EXECUTIVE COMMITTEE, COMPOSED OF OFFICERS, I.E., CHAIRPERSON, VICE CHAIRPERSON, SECRETARY, AND TREASURER, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT FOR THE EXECUTIVE DIRECTOR, TO BE ACCOUNTABLE FOR SETTING A REASONABLE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR. CONSISTENT WITH THE ORGANIZATION'S PHILOSOPHY AND PRINCIPLES, THE EXECUTIVE COMMITTEE DEVELOPS THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING THE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR. THE FULL BOARD THEN VOTES ON THE EXECUTIVE DIRECTOR'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 A PDF OF THE FINAL 990 IS DISTRIBUTED TO THE ENTIRE BOARD PRIOR TO FILING. PART VI, SECTION C, LINE 19: ALL THE BOARD GOVERNANCE DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMETNS ARE AVAIBLE ON THE CENTER'S WEBSITE.