2020-06-29T13:28:03-05:00 2019-09-30 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990 2018-10-01 911156519 SEATTLE CHILDREN'S HOSPITAL FOUNDATION SEAT 2069874846 PO BOX 5371 MS RC-507 SEATTLE WA 981455005 DOUGLAS PICHA PRESIDENT 2069874846 2020-06-12 1 KATHRYN OKIMOTO P00746598 4254544919 2020-06-15 65.158.230.194 2020-06-12 16:02:53 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9C75230018D5B80955F7F8F52B6C41F090A63707 2018 2021-01-29 14:40:06Z SEATTLE CHILDREN'S FOUNDATION (SEE SCHED O) DOUGLAS PICHA PO BOX 5371 MS RC-507 SEATTLE WA 981455005 160152518 0 X WWW.SEATTLECHILDRENS.ORG/WAYS-TO-HELP X 1981 WA THE FOUNDATION SUPPORTS THE HEALTHCARE PROGRAMS OF SEATTLE CHILDREN'S HOSPITAL. 34 33 73 1368 0 0 145879487 160008070 0 0 62850 0 -38989 -75845 145903348 159932225 132952427 145223217 0 0 8430882 9945230 359511 652214 12147580 4160528 4111564 145903348 159932225 0 0 1419100 2203458 1419100 2203458 0 0 X SEATTLE CHILDREN'S HOSPITAL FOUNDATION EXISTS TO IMPROVE THE QUALITY OF HEALTH CARE SERVICES TO INFANTS, CHILDREN, AND ADOLESCENTS THROUGH CONTRIBUTIONS TO ORGANIZATIONS PROVIDING HEALTH CARE SERVICES, RESEARCH AND EDUCATION. 0 0 145223217 145223217 0 SEATTLE CHILDREN'S HOSPITAL FOUNDATION ("THE FOUNDATION") SOLICITS AND RECEIVES PRIVATE GIFTS AND GRANTS FOR THE BENEFIT OF SEATTLE CHILDREN'S HEALTHCARE SYSTEM, A 501(C)(3) TAX-EXEMPT ORGANIZATION, AND ITS AFFILIATES, PRIMARILY SEATTLE CHILDREN'S HOSPITAL. DONATIONS MADE TO THE FOUNDATION SUPPORT SEATTLE CHILDREN'S MISSION TO PROVIDE HOPE, CARE AND CURES TO HELP EVERY CHILD LIVE THE HEALTHIEST AND MOST FULFULLLING LIFE POSSIBLE. THESE CONTRIBUTIONS HELP FUND PATIENT CARE PROGRAMS, RESEARCH ACTIVITIES, UNCOMPENSATED CARE PROVIDED TO PATIENTS WITH INSUFFICIENT MEDICAL COVERAGE, EDUCATION FOR PEDIATRIC RESIDENTS AND OTHER HEALTHCARE PROVIDERS, CHILD ADVOCACY PROGRAMS AND CAPITAL PROJECTS.IN ADDITION, THE FOUNDATION ENGAGES A CORPS OF PROFESSIONAL ADVISOR VOLUNTEERS IN INCREASING THE PUBLIC'S AWARENESS OF THE BENEFITS OF CHARITABLE PLANNING AND THE CREATION OF CHARITABLE GIFT PLANS. ATTORNEYS, FINANCIAL ADVISORS, ACCOUNTANTS, INSURANCE PROFESSIONALS AND OTHER VOLUNTEERS HELP WITH EFFORTS TO EDUCATE THE COMMUNITY ON CHARITABLE GIVING STRATEGIES. TO SUPPORT THESE ADVISORS, THE FOUNDATION PROVIDES CONTINUING EDUCATION COURSES, NETWORKING AND TRAINING EVENTS, EDUCATIONAL MATERIALS, AND COMPLIMENTARY CASE CONSULTATIONS. 145223217 1 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 0 0 0 1 32 0 1 73 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 X 34 33 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CT FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI LA X WARREN E HEWITT 2069874846 4300 ROOSEVELT WAY NE 5TH FLOOR SEATTLE WA 981054718 X JENNIFER BELLE TRUSTEE 1.00 0.00 X 0 0 0 CHARLENE BLETHEN SECRETARY 2.00 0.00 X X 0 0 0 DEBRA CADY EX OFFICIO VOTING TRUSTEE 1.00 3.00 X 0 0 0 CONSTANTINOS CHRISTOFILIS TRUSTEE 1.00 0.00 X 0 0 0 A M CLISE TRUSTEE 1.00 0.00 X 0 0 0 DANIEL EDERER TRUSTEE 1.00 0.00 X 0 0 0 JEAN ENERSEN TRUSTEE 7.00 0.00 X 0 0 0 MATT ENGLIZIAN EX OFFICIO VOTING TRUSTEE 1.00 0.00 X 0 0 0 ANDREW FARNUM TRUSTEE 1.00 0.00 X 0 0 0 ROBERT FLOWERS TRUSTEE 1.00 0.00 X 0 0 0 NATHANIEL GERLICH TRUSTEE 1.00 0.00 X 0 0 0 CYRUS HABIB TRUSTEE 1.00 0.00 X 0 0 0 KIM HEGARDT TRUSTEE 1.00 0.00 X 0 0 0 LINDA JOHNSON TRUSTEE 1.00 0.00 X 0 0 0 DAN LEVITAN VICE-CHAIR 2.00 0.00 X X 0 0 0 BRIAN MARCINEK TRUSTEE 1.00 0.00 X 0 0 0 SUSAN MASK EX OFFICIO VOTING TRUSTEE 1.00 15.00 X 0 0 0 KEVIN MATHER EX OFFICIO VOTING TRUSTEE 1.00 0.00 X 0 0 0 JOHN MEISENBACH TRUSTEE 2.00 0.00 X 0 0 0 LINDA MYHRVOLD TRUSTEE 1.00 0.00 X 0 0 0 ANUPAMA NADELLA TRUSTEE 1.00 0.00 X 0 0 0 MOLLY NORDSTROM CHAIR 1.00 0.00 X X 0 0 0 GLORIA NORTHCROFT TRUSTEE 1.00 0.00 X 0 0 0 LAURIE OKI TRUSTEE 1.00 0.00 X 0 0 0 DAVID OPPENHEIM TRUSTEE 1.00 0.00 X 0 0 0 EDDIE POPLAWSKI TRUSTEE 1.00 0.00 X 0 0 0 SRILATA REMALA TRUSTEE 1.00 0.00 X 0 0 0 CHARLES RILEY JR TRUSTEE 1.00 0.00 X 0 0 0 KEITH SCHORSCH TRUSTEE 1.00 0.00 X 0 0 0 RAJEEV SINGH TRUSTEE 1.00 0.00 X 0 0 0 RON VACHRIS TRUSTEE 1.00 0.00 X 0 0 0 DAVID VICTOR TREASURER 1.00 0.00 X X 0 0 0 NATASHA VON IMHOF TRUSTEE 1.00 0.00 X 0 0 0 PEGGY WALTON TRUSTEE 1.00 0.00 X 0 0 0 DOUGLAS PICHA PRESIDENT & NON-VOTING EX OFF TRUST 44.00 11.00 X 460817 125838 111268 JULIE TAYLOR SR DIRECTOR - FOUNDATION ADMIN 45.00 1.00 X 163413 452 19630 ANDREW WELCH VP DEVELOPMENT 45.00 0.00 X 265122 978 44297 JENNIFER LOWE VP DEVELOPMENT - MAJOR GIFTS 45.00 0.00 X 249857 786 32871 JACOB GUSTAFSON SR DIRECTOR - PORTFOLIO & OPERATIONS 45.00 0.00 X 181462 705 28668 KARI RALLO SR DIRECTOR - ANNUAL GIVING 45.00 0.00 X 153409 23972 33267 VALERIE COURTNEY SR DIRECTOR - DEV STRATEGY PLANNING 45.00 0.00 X 172322 3422 33830 SIMON PRITIKIN SR DIRECTOR - DEV MAJOR GIFTS 45.00 0.00 X 145326 22804 37427 AILEEN KELLY VP DEVELOPMENT/EXEC DIR GUILD ASSN 11.00 45.00 X 53535 214676 26962 ALLISON BROADGATE DIRECTOR - STRONG AGAINST CANCER 45.00 0.00 X 153722 119 26810 ERIKA KREGER DIRECTOR OF DEV, MAJOR GIFTS 45.00 0.00 X 151995 329 15539 EVE KOPP DIR OF COMMUNITY EVENTS & PROGRAMS 45.00 0.00 X 147165 947 27084 MELISSA NIBUNGCO DIR OF DEV, GRANTS AND MAJOR GIFTS 45.00 0.00 X 138710 492 10860 2436855 395520 448513 18 0 1 0 COPACINO AND FUJIKADO LLC 1425 4TH AVE SUITE 700 SEATTLE WA 98101 CREATIVE MARKETING & MEDIA PRODUCTION 467270 CHILDREN'S MIRACLE NETWORK HOSPITALS 205 W 700 S SALT LAKE CITY UT 84101 PROFESSIONAL FUNDRAISING 320299 ADPRO LITHO INC 11012 MUKILTEO SPEEDWAY MUKILTEO WA 98275 PRINTING 135798 TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 DIRECT MAIL AND STRATEGY 115630 SINCLAIR BROADCAST GROUP INC 140 4TH AVENUE N SEATTLE WA 98109 TELEVISION MARKETING 106000 5 184954 958467 158864649 17428879 160008070 87543 958467 211443 -123900 -123900 6845 4200 2645 2645 6065 4650 1415 1415 NON-FUNDRAISING EVENTS 900099 43995 43995 43995 159932225 0 0 -75845 145223217 145223217 2139596 751881 1387715 17950 17950 5969664 901155 5068509 348224 40008 308216 841203 93684 747519 628593 104808 523785 27990 27990 652214 652214 1461907 296143 1165764 817381 817381 441460 91390 350070 964950 145026 819924 165253 35462 129791 14726 1609 13117 16501 15179 1322 27477 27477 DUES & SUBSCRIPTIONS 12299 2745 9554 COMMUNITY EVENT INVOLVE 11430 2820 8610 150190 24051 126139 159932225 145223217 2561428 12147580 76398 39466 66390 74173 494520 400352 8657 94168 1267655 1995651 1419100 2203458 1419100 2203458 1419100 2203458 X 0 0 1419100 2203458 0 0 X 0 1 X 1 0 X 74862837 69600423 80237837 145879487 160008070 530588654 74862837 69600423 80237837 145879487 160008070 530588654 81785707 448802947 2350 13770 68301 43995 128416 530717070 0.84570 0.76070 X PART II, LINE 10, EXPLANATION FOR OTHER INCOME: 2015 NON-FUNDRAISING EVENT REVENUES: $2,350 2016 NON-FUNDRAISING EVENT REVENUES: $13,770 2017 NON-FUNDRAISING EVENT REVENUES: $68,301 2018 NON-FUNDRAISING EVENT REVENUES: $43,995 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 494520 400352 94168 94168 RECEIVABLES FROM AFFILIATES 1995651 1995651 NORTH AMERICA 0 0 PROGRAM SERVICES ESTIMATED TRAVEL EXPENSES 24000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES ESTIMATED TRAVEL EXPENSES 2000 NORTH AMERICA 0 0 FUNDRAISING REVENUES RECEIVED FROM DONORS IN THE REGION EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FUNDRAISING REVENUES RECEIVED FROM DONORS IN THE REGION EAST ASIA AND THE PACIFIC 0 0 FUNDRAISING REVENUES RECEIVED FROM DONORS IN THE REGION MIDDLE EAST AND NORTH AFRICA 0 0 FUNDRAISING REVENUES RECEIVED FROM DONORS IN THE REGION SOUTH ASIA 0 0 FUNDRAISING REVENUES RECEIVED FROM DONORS IN THE REGION 0 0 0 0 0 0 26000 0 26000 0 0 0 0 0 0 X X X X X X 1 CHILDREN'S MIRACLE NETWORK HOSPITALS 205 W 700 S SALT LAKE CITY UT 84101 PROVISION OF FUNDRAISING TOOLS AND GUIDANCE FOR CORPORATE PA 1 5168942 561487 4607455 TRUESENSE MARKETING 155 COMMERCE DRIVE FREEDOM PA 15042 DIRECT MAIL AND STRATEGY 0 1395383 340464 1054919 MARTS & LUNDY INC 1200 WALL STREET W 5TH FL LYNDHURST NJ 07071 PROVISION OF TRAINING AND COMMUNICATIONS COUNSEL 0 0 9000 -9000 THIRD SECTOR CONSULTING PO BOX 7025 TACOMA WA 98417 PROVISION OF COACHING AND CAMPAIGN SUPPORT TO THE SENIOR DEV 0 0 62501 -62501 6564325 973452 5590873 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI MO LA NV STRONG AGAINST CANCER CELEBRATION 780917 732517 48400 32580 58370 2750 60635 AUCTION 223373 186000 37373 37373 1 41720 39950 1770 14285 5450 1046010 958467 87543 46865 58370 2750 103458 211443 -123900 PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS: (I) NAME OF FUNDRAISER: CHILDREN'S MIRACLE NETWORK HOSPITALS (I) ADDRESS OF FUNDRAISER: 205 W 700 S, SALT LAKE CITY, UT 84101 (I) NAME OF FUNDRAISER: TRUESENSE MARKETING (I) ADDRESS OF FUNDRAISER: 155 COMMERCE DRIVE, FREEDOM, PA 15042 (I) NAME OF FUNDRAISER: THIRD SECTOR CONSULTING (I) ADDRESS OF FUNDRAISER: PO BOX 7025, TACOMA, WA 98417 (I) NAME OF FUNDRAISER: MARTS & LUNDY INC (I) ADDRESS OF FUNDRAISER: 1200 WALL STREET W, 5TH FL, LYNDHURST, NJ 07071 PART I, LINE 2B, COLUMN (III): CHILDREN'S MIRACLE NETWORK HOSPITALS PROVIDES NATIONAL EXPOSURE FOR SEATTLE CHILDREN'S HOSPITAL AS WELL AS OTHER PARTICIPATING NONPROFIT ORGANIZATIONS. NATIONAL CORPORATIONS DONATE TO CHILDREN'S MIRACLE NETWORK HOSPITALS, WHICH IN TURN DISTRIBUTES THE CONTRIBUTIONS TO ITS PARTICIPATING CHARITIES, BASED ON THE CORPORATIONS' MARKET SHARE IN THE CHARITIES' REGIONS. PART I, LINE 2B, COLUMN (IV): THIRD SECTOR CONSULTING WAS CONTRACTED TO PROVIDE COACHING AND SUPPORT TO THE SENIOR DEVELOPMENT STAFF AND THE "IT STARTS WITH YES" CAMPAIGN. REVENUE GENERATION WAS NOT THE MAIN GOAL OF THEIR SCOPE OF WORK. MARTS & LUNDY INC WERE CONTRACTED TO PROVIDE CAMPAIGN FUNDRAISING COUNSEL. SERVICES INCLUDED INTERVIEWING DONORS AND MEETING WITH STAFF. NO REVENUE WAS GENERATED PER THEIR SCOPE OF WORK. PART I, LINE 2B, COLUMN (V): SEATTLE CHILDREN'S HOSPITAL FOUNDATION (SCHF) PAYS CHILDREN'S MIRACLE NETWORK HOSPITALS A MEMBERSHIP FEE FOR ITS SERVICES, WHICH DOES NOT INCLUDE ANY REIMBURSEMENTS FOR EXPENSES INCURRED. THE MEMBERSHIP FEE, WHICH IS REPORTED ON LINE 2B, COLUMN (V), IS AGREED UPON IN AN ANNUAL CONTRACT. IN ADDITION TO THE MEMBERSHIP FEE, SCHF IS RESPONSIBLE FOR PAYING CHILDREN'S MIRACLE NETWORK HOSPITALS FOR FUNDRAISING MATERIALS ESSENTIAL TO CONDUCTING ITS FUNDRAISING CAMPAIGNS AND FOR VARIOUS OTHER EXPENSES. SUCH CHARGES ARE BILLED SEPARATELY FROM THE ANNUAL MEMBERSHIP FEE AND HAVE NOT BEEN INCLUDED ON LINE 2B, COLUMN (V) BUT ARE REPORTED UNDER THEIR NATURAL EXPENSE CLASSIFICATIONS ON FORM 990, PART IX. SCHF IS RESPONSIBLE FOR PAYING TRUESENSE MARKETING FOR FUNDRAISING MATERIALS AND POSTAGE RELATED TO DIRECT MAIL SERVICES. $100,148 IN POSTAGE AND TRAVEL EXPENSES HAVE NOT BEEN INCLUDED ON LINE 2B, COLUMN (V) BUT ARE REPORTED UNDER THEIR NATURAL EXPENSE CLASSIFICATIONS ON FORM 990, PART IX. SCHF IS RESPONSIBLE FOR PAYING THIRD SECTOR CONSULTING FOR TRAVEL EXPENSES INCURRED BY CONSULTANTS. $2,452 IN TRAVEL EXPENSES HAVE NOT BEEN INCLUDED ON LINE 2B, COLUMN (V) BUT ARE REPORTED UNDER THEIR NATURAL EXPENSE CLASSIFICATIONS ON FORM 990, PART IX. ACCORDING TO THE AGREEMENT WITH MARTS & LUNDY INC, SCHF IS RESPONSIBLE FOR PAYING A PER DIEM RATE FOR TRAVEL EXPENSES INCURRED BY CONSULTANTS. $2,220 IN TRAVEL EXPENSES HAVE NOT BEEN INCLUDED ON LINE 2B, COLUMN (V) BUT ARE REPORTED UNDER THEIR NATURAL EXPENSE CLASSIFICATIONS ON FORM 990, PART IX. PART II, LINE 9: SEATTLE CHILDREN'S HOSPITAL FOUNDATION EMPLOYEES SPENT TIME PLANNING AND ORGANIZING THE FOLLOWING EVENTS: STRONG AGAINST CANCER CELEBRATION - 8 EMPLOYEES RESEARCH BREAKFAST - 6 EMPLOYEES EMPLOYEES ALSO HELPED TO SETUP AND RUN THE EVENTS: STRONG AGAINST CANCER CELEBRATION - 18 EMPLOYEES THE RESEARCH BREAKFAST WAS HELD TWO MONTHS AFTER THE CLOSE OF THE TAX YEAR, THEREFORE EMPLOYEE TIME RELATED TO RUNNING THIS EVENT WILL BE REPORTED ON THE 2019 FORM 990. SINCE THESE EMPLOYEES' HOURS WERE NOT TRACKED SEPARATELY, NO SALARIES OR WAGES HAVE BEEN REPORTED ON LINE 9. 1 SEATTLE CHILDREN'S HOSPITAL PO BOX 5371 MS RC-507 SEATTLE WA 981455005 910564748 501(C)(3) 123351952 14324608 MARKET VALUE PUBLICLY TRADED STOCK AND ELECTRONICS PEDIATRIC CARE, MEDICAL RESEARCH, TEACHING SEATTLE CHILDREN'S HEALTHCARE SYSTEM PO BOX 5371 MS RC-507 SEATTLE WA 981455005 911250116 501(C)(3) 4481134 3063123 MARKET VALUE PUBLICLY TRADED SECURITIES AND TRUST INTERESTS PEDIATRIC CARE, MEDICAL RESEARCH, TEACHING 2 0 PART I, LINE 2: A SPONSORSHIP COMMITTEE WAS ESTABLISHED BY SEATTLE CHILDREN'S HOSPITAL AND ITS AFFILIATES, INCLUDING SEATTLE CHILDREN'S HOSPITAL FOUNDATION, TO MEET REGULARLY FOR THE PURPOSE OF EVALUATING DIFFERENT OPPORTUNITIES TO SUPPORT OTHER NONPROFIT ORGANIZATIONS THROUGH PROVIDING VOLUNTEERS, GRANTS, AND SPONSORSHIPS FOR FUNDRAISING AND EDUCATIONAL EVENTS. CRITERIA USED IN THE DETERMINATION OF ASSISTANCE INCLUDE: THE ORGANIZATION'S ALIGNMENT WITH THE HOSPITAL'S CORE MISSION AND VALUES, THE DIVERSITY OF THE POPULATION SERVED, AS WELL AS DOCUMENTED COMMUNITY NEED ADDRESSED BY THE ORGANIZATION. X X 1 1 0 1 0 0 0 0 0 0 0 DOUGLAS PICHA PRESIDENT & NON-VOTING EX OFF TRUST 336522 84130 117070 29268 7225 12440 15400 72267 18881 4720 495098 202825 0 0 JULIE TAYLOR SR DIRECTOR - FOUNDATION ADMIN 134636 0 28777 13 0 439 10235 0 9395 0 183043 452 0 0 ANDREW WELCH VP DEVELOPMENT 222330 0 42792 464 0 514 13702 0 30595 0 309419 978 0 0 JENNIFER LOWE VP DEVELOPMENT - MAJOR GIFTS 210783 0 39074 580 0 206 16492 0 16379 0 282728 786 0 0 JACOB GUSTAFSON SR DIRECTOR - PORTFOLIO & OPERATIONS 149745 0 31717 555 0 150 312 0 28356 0 210130 705 0 0 KARI RALLO SR DIRECTOR - ANNUAL GIVING 120554 23811 32855 5 0 156 12776 0 20491 0 186676 23972 0 0 VALERIE COURTNEY SR DIRECTOR - DEV STRATEGY PLANNING 142704 3065 29618 37 0 320 12656 0 21174 0 206152 3422 0 0 SIMON PRITIKIN SR DIRECTOR - DEV MAJOR GIFTS 118514 17896 26812 735 0 4173 11821 0 25606 0 182753 22804 0 0 AILEEN KELLY VP DEVELOPMENT/EXEC DIR GUILD ASSN 45170 180680 8365 33496 0 500 3393 13573 1999 7997 58927 236246 0 0 ALLISON BROADGATE DIRECTOR - STRONG AGAINST CANCER 129755 0 23967 19 0 100 10816 0 15994 0 180532 119 0 0 ERIKA KREGER DIRECTOR OF DEV, MAJOR GIFTS 128194 0 23801 175 0 154 7626 0 7913 0 167534 329 0 0 EVE KOPP DIR OF COMMUNITY EVENTS & PROGRAMS 123360 0 23805 793 0 154 10632 0 16452 0 174249 947 0 0 MELISSA NIBUNGCO DIR OF DEV, GRANTS AND MAJOR GIFTS 119372 0 19338 356 0 136 1347 0 9513 0 149570 492 0 0 PART I, LINE 1A BUSINESS OR FIRST CLASS TRAVEL IS PROVIDED IN THE EVENT OF MEDICAL NECESSITY OR CERTAIN INTERNATIONAL FLIGHTS OF LONG DURATION. THIS IS NOT TREATED AS TAXABLE COMPENSATION. DOUGLAS PICHA AND KARI RALLO ARE PROVIDED ROTARY CLUB MEMBERSHIPS, WHICH ARE NOT TREATED AS COMPENSATION. PART I, LINE 3 EXECUTIVE COMPENSATION FALLS WITHIN THE PURVIEW OF THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES OF SEATTLE CHILDREN'S HEALTHCARE SYSTEM (SCHS), A RELATED ORGANIZATION THAT IS THE DIRECT CONTROLLING ENTITY OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION. THE FOLLOWING ARE USED BY SCHS TO ESTABLISH THE COMPENSATION OF THE PRESIDENT: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - WRITTEN EMPLOYMENT CONTRACT - COMPENSATION STUDY - APPROVAL BY THE COMPENSATION COMMITTEE AND FULL SCHS BOARD PART I, LINE 4B THE FOLLOWING PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: DOUGLAS PICHA - $68,417 DEFERRED COMPENSATION. SARAH CLISE FAMILY MEMBER OF A. M. CLISE, TRUSTEE 17950 INDEPENDENT CONTRACTOR 0 X 1 37373 MARKET VALUE X 79 14512569 MARKET VALUE X 4 2801601 MARKET VALUE X ELECTRONICS 2 73561 MARKET VALUE X RAFFLE ITEMS 47 3775 MARKET VALUE 0 0 1 0 PART I, COLUMN (B): LINE 6 - ONE CONTRIBUTION OF A CLASSIC CAR; LINE 9 - 79 CONTRIBUTIONS OF VARIOUS AMOUNTS OF SECURITIES; LINE 11 - FOUR CONTRIBUTIONS OF TRUST INTERESTS; LINE 25 - ONE DONATION OF 35 MICROSOFT SURFACE PRO TABLETS AND ONE DONATION OF 120 AMAZON FIRE TABLETS AND 300 ECHO DOTS; LINE 26 - CONTRIBUTIONS OF 47 RAFFLE ITEMS FORM 990, PART I, LINE 6: SEATTLE CHILDREN'S HOSPITAL FOUNDATION IS FAITHFULLY SUPPORTED BY A LARGE GROUP OF VOLUNTEERS, WILLING TO GENEROUSLY GIVE THEIR TIME AND RESOURCES TO HELP SEATTLE CHILDREN'S HOSPITAL FULFILL ITS MISSION. FROM THE 34 UNPAID INDIVIDUALS SERVING ON THE BOARD OF DIRECTORS, TO THE 373 PROFESSIONAL LEGACY ADVISORS AND LEGACY COUNCIL MEMBERS, TO THE 151 SERVING ON OTHER COUNCILS AND COMMITTEES, TO THE 810 ENTHUSIASTICALLY INVOLVED IN MAJOR FUNDRAISING EVENTS, PROMOTIONS AND ACTIVITIES BENEFITTING SEATTLE CHILDREN'S HOSPITAL IN 2019, VOLUNTEERS HAVE ALWAYS BEEN AT THE HEART OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION. FORM 990, BOX C: SEATTLE CHILDREN'S HOSPITAL FOUNDATION DOES BUSINESS AS SEATTLE CHILDREN'S FOUNDATION, SEATTLE CHILDREN'S HOSPITAL AND RESEARCH FOUNDATION, AND STRONG AGAINST CANCER. FORM 990, PART VI, SECTION A, LINE 2 DOUGLAS PICHA HAS A BUSINESS RELATIONSHIP WITH DEBRA CADY AND SUSAN MASK. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE VOTING MEMBER OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION IS SEATTLE CHILDREN'S HEALTHCARE SYSTEM. FORM 990, PART VI, SECTION A, LINE 7A SEATTLE CHILDREN'S HEALTHCARE SYSTEM, AS THE SOLE MEMBER OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION, ELECTS THE MEMBERS OF THE BOARD OF TRUSTEES (WHICH IS THE GOVERNING BODY) OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B SEATTLE CHILDREN'S HEALTHCARE SYSTEM, AS THE SOLE MEMBER OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION, HAS THE SOLE AUTHORITY TO MAKE, ALTER, AMEND OR REPEAL THE ARTICLES OF INCORPORATION AND BYLAWS OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT AND INDEPENDENT TAX PROFESSIONALS PRESENT AND REVIEW THE FORM 990 WITH THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. AFTER REVIEW BY THE EXECUTIVE COMMITTEE AND PRIOR TO FILING THE FORM 990 WITH THE INTERNAL REVENUE SERVICE, THE ENTIRE BOARD OF TRUSTEES RECEIVES A COPY OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION REQUIRES AN ANNUAL SURVEY OF ALL BOARD MEMBERS OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION AND STAFF MEMBERS OCCUPYING ROLES WITH A DEGREE OF AUTHORITY. THE SENIOR VICE PRESIDENT/CHIEF LEGAL OFFICER OF SEATTLE CHILDREN'S HEALTHCARE SYSTEM OVERSEES THE REVIEW OF ALL DISCLOSURES AND ESTABLISHES AND OVERSEES ANY NECESSARY MANAGEMENT PLANS RELATED TO THEM, IN CONJUNCTION WITH BOARD AND EXECUTIVE LEADERSHIP. IN GENERAL, WHEN A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE CONFLICT MUST RECUSE THEMSELVES FROM PARTICIPATION IN ANY BOARD DISCUSSION OR OTHER DECISION MAKING REGARDING THE TRANSACTION AND REFRAIN FROM VOTING ON OR DECIDING ANY ISSUES RELATING TO THE CONFLICTING INTEREST. ANY PERSON COVERED BY THE POLICY WHO ENGAGES IN CONDUCT THAT VIOLATES THE POLICY, OR PURSUES A TRANSACTION OR EVENT FOLLOWING DISAPPROVAL BY THE AUDIT AND COMPLIANCE COMMITEE OR THE APPROPRIATE OFFICER OF SEATTLE CHILDREN'S HEALTHCARE SYSTEM MAY, AT THE DISCRETION OF THE COMMITTEE OR THE APPROPRIATE OFFICER IN ACCORDANCE WITH THEIR RESPECTIVE AUTHORITY, BE REMOVED IMMEDIATELY FROM HIS OR HER DUTIES WITH SEATTLE CHILDREN'S HOSPITAL FOUNDATION AND/OR TERMINATED IN HIS OR HER EMPLOYMENT. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION FALLS WITHIN THE PURVIEW OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE ("MDCC") OF THE BOARD OF TRUSTEES OF SEATTLE CHILDREN'S HEALTHCARE SYSTEM (SCHS), A RELATED ORGANIZATION THAT IS THE DIRECT CONTROLLING ENTITY OF SEATTLE CHILDREN'S HOSPITAL FOUNDATION. THE SCHS BOARD ENGAGES AN INDEPENDENT THIRD-PARTY EXPERT ANNUALLY TO REVIEW AND ASSESS THE EXECUTIVE COMPENSATION PROGRAM (BASE, INCENTIVE COMPENSATION, AND EMPLOYER-PAID BENEFITS) TO DETERMINE COMPETITIVENESS. THE SCHS BOARD RELIES ON THE EXPERT ANALYSIS TO DETERMINE THAT COMPENSATION IS REASONABLE AND WITHIN THE "BOUNDS OF COMPETITIVE PRACTICE AND TO DECLARE A REBUTTABLE PRESUMPTION OF REASONABLENESS REGARDING EXECUTIVE COMPENSATION. THE COMPENSATION COMMITTEE REVIEWS THE SUMMARY DATA PROVIDED AND APPROVES BASE SALARY RECOMMENDATIONS FOR THE PRESIDENT. DIRECTOR AND MANAGER COMPENSATION IS REVIEWED ANNUALLY BY THE HUMAN RESOURCES DEPARTMENT OF SEATTLE CHILDREN'S HOSPITAL (SCH), A RELATED ORGANIZATION TO SEATTLE CHILDREN'S HOSPITAL FOUNDATION. USING A COMPREHENSIVE MARKET REVIEW PROCESS THROUGH WHICH POSITIONS ARE COMPARED TO RELEVANT SURVEY DATA, KEY EMPLOYEE SALARIES ARE DETERMINED BY PERFORMANCE AND POSITION WITHIN RANGE AND GOVERNED BY THE RANGE MINIMUM AND MAXIMUM TO MAINTAIN COMPENSATION WITHIN THE BOUNDS OF COMPETITIVE PRACTICE. THE FULL SCHS BOARD OF TRUSTEES REVIEWS AND APPROVES ACTIONS OF THE COMPENSATION COMMITTEE, AS WELL AS THE BUDGETS FOR SALARIES AS RECOMMENDED BY THE HUMAN RESOURCES DEPARTMENT OF SCH. FORM 990, PART VI, SECTION C, LINE 19 SEATTLE CHILDREN'S HOSPITAL FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: EX OFFICIO VOTING TRUSTEES SERVE TERMS CONCURRENT WITH THE TERMS THEY SERVE IN THEIR RESPECTIVE OFFICES: THE CHAIR OF SEATTLE CHILDREN'S HEALTHCARE SYSTEM, THE CHAIR OF SEATTLE CHILDREN'S HOSPITAL GUILD ASSOCIATION, THE CHAIR OF CHILDREN'S LEGACY COUNCIL, AND THE CHAIR OF SEATTLE CHILDREN'S CORPORATE LEADERSHIP COUNCIL. COMMUNITY BENEFIT REPORT SEATTLE CHILDREN'S HOSPITAL'S COMMUNITY BENEFIT WORK IS DESCRIBED IN AN ANNUAL REPORT, WHICH IS MADE AVAILABLE TO THE PUBLIC. TO READ THE MOST RECENTLY PUBLISHED COMMUNITY BENEFIT REPORT, PLEASE VISIT WWW.SEATTLECHILDRENS.ORG/COMMUNITYBENEFIT. SEATTLE CHILDREN'S HEALTHCARE SYSTEM PO BOX 5371 MS RC-507 SEATTLE WA 981455005 911250116 HEALTHCARE WA 501(C)(3) LINE 7 N/A 0 SEATTLE CHILDREN'S HOSPITAL PO BOX 5371 MS RC-507 SEATTLE WA 981455005 910564748 PEDIATRIC MEDICAL CARE WA 501(C)(3) LINE 3 SEATTLE CHILDREN'S HEALTHCARE SYSTEM 1 SEATTLE CHILDREN'S HOSPITAL GUILD ASSOCIATION PO BOX 5371 MS RC-507 SEATTLE WA 981455005 911394056 FUNDRAISING, CHILD ADVOCACY, AND PEDIATRIC HEALTH AWARENESS WA 501(C)(3) LINE 7 SEATTLE CHILDREN'S HEALTHCARE SYSTEM 1 CHILDREN'S RETAIL PO BOX 5371 MS RC-507 SEATTLE WA 981455005 911998909 THRIFT STORES WA 501(C)(3) LINE 12A, I SEATTLE CHILDREN'S HEALTHCARE SYSTEM 1 CHILDREN'S HEALTH NETWORK PO BOX 5371 MS RC-507 SEATTLE WA 981455005 911226716 PEDIATRIC HEALTHCARE SERVICES WA 501(C)(3) LINE 12A, I SEATTLE CHILDREN'S HEALTHCARE SYSTEM 1 ERNA JORGENSEN CHARITABLE TRUST KEY BANK 10 W SECOND STREET 26TH FL DAYTON OH 45402 916369099 GRANT MAKING WA 501(C)(3) LINE 12D, III-O N/A 0 JACK R MACDONALD CHARITABLE TRUST BANK OF AMERICA NA PO BOX 831041 DALLAS TX 752831041 306410216 GRANT MAKING WA 501(C)(3) LINE 12D, III-O N/A 0 CHARITABLE REMAINDER UNITRUSTS (3) INVESTMENTS WA SEATTLE CHILDREN'S HOSPITAL FOUNDATION 1 CHARITABLE REMAINDER UNITRUSTS (8) INVESTMENTS WA N/A 0 CHARITABLE REMAINDER UNITRUST (1) INVESTMENTS AK N/A 0 CHARITABLE REMAINDER UNITRUSTS (3) INVESTMENTS CA N/A 0 CHARITABLE REMAINDER UNITRUST (1) INVESTMENTS FL SEATTLE CHILDREN'S HOSPITAL FOUNDATION 1 CHARITABLE REMAINDER ANNUITY TRUST (1) INVESTMENTS WA SEATTLE CHILDREN'S HOSPITAL FOUNDATION 1 PERPETUAL TRUSTS (8) INVESTMENTS WA N/A 0 POOLED INCOME FUND (1) INVESTMENTS WA SEATTLE CHILDREN'S HOSPITAL FOUNDATION 1 CHARITABLE LEAD ANNUITY TRUSTS (1) INVESTMENTS WA SEATTLE CHILDREN'S HOSPITAL FOUNDATION 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0