2020-06-11T11:15:38-05:00 2019-06-30 410746749 CLIFTONLARSONALLEN LLP 300 CROWN COLONY DRIVE SUITE 310 QUINCY MA 02169 990 2018-07-01 046130872 HAMPSHIRE COLLEGE TRUSTEES HAMP 4135494600 893 WEST STREET AMHERST MA 01002 THOMAS E DYBICK CFO & TREASURER 4135494600 2020-06-03 1 LAUREN BALLARD P01451787 6179848100 67.137.57.251 2020-06-03 18:53:08 ED P 42989437972E07AFCE779197E4DA68CA6AF31F45 7F0C7E16D6C643755E980097E2E998FDCB8BA366 2018 2020-09-23 17:36:50Z THOMAS E DYBICK 893 WEST STREET AMHERST MA 01002 95830333 0 X WWW.HAMPSHIRE.EDU X 1965 MA INSPIRE STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE AND POSITIVE CHANGE. 23 20 1469 184 1479878 0 8309248 8663973 72541558 68352099 2636991 4659529 3171230 8739605 86659027 90415206 33461994 32383400 0 0 37262753 31819562 0 0 2267544 19012677 23041523 89737424 87244485 -3078397 3170721 121782008 118588222 32643996 31015168 89138012 87573054 THE MISSION OF HAMPSHIRE COLLEGE IS TO FOSTER A LIFELONG PASSION FOR LEARNING, INQUIRY, AND ETHICAL CITIZENSHIP THAT INSPIRES STUDENTS TO CONTRIBUTE TO KNOWLEDGE, JUSTICE, AND POSITIVE CHANGE IN THE WORLD AND, BY DOING SO, TO TRANSFORM HIGHER EDUCATION. 0 0 61965521 32383400 57583099 INSTRUCTIONAL AND OTHER EDUCATIONAL ACTIVITIES:HAMPSHIRE COLLEGE PROVIDES INSTRUCTION FOR 1,151 FTE UNDERGRADUATE STUDENTS AND EMPLOYS 105 FTE FACULTY. EDUCATIONAL DELIVERY ALSO INCLUDES STUDENT FINANCIAL AID PROGRAMS. FINANCIAL AID INCLUDES GRANTS, SCHOLARSHIPS, AND GOVERNMENT AID AWARDS TO ASSIST STUDENTS IN THE FINANCIAL COST OF ATTENDING HAMPSHIRE COLLEGE. 96% OF OUR FACULTY HAVE PH.D OR OTHER TERMINAL DEGREES IN THEIR FIELDS. ACCREDITATION: HAMPSHIRE COLLEGE IS FULLY ACCREDITED BY THE NEW ENGLAND ASSOCIATION OF SCHOOLS AND COLLEGES. MEMBERSHIP IN THE ASSOCIATION INDICATES THAT THE INSTITUTION HAS BEEN CAREFULLY EVALUATED AND FOUND TO MEET STANDARDS AGREED UPON QUALIFIED EVALUATORS. 7592582 0 10568869 STUDENT SERVICES PROGRAMS: INCLUDES THE COST OF HEALTH SERVICES, RECREATIONAL ATHLETICS, DEAN OF STUDENT'S OFFICE EXPENSES AND OTHER SUPPORT SERVICES FOR 1,151 STUDENTS. HAMPSHIRE IS ONE OF 44 COLLEGES PROFILED IN COLLEGES THAT CHANGE LIVES (CTCL) FOR "DEVELOPING POTENTIAL, VALUES, INITIATIVE, AND RISK-TAKING" IN STUDENTS. CTCL SAYS OF HAMPSHIRE, "NO COLLEGE HAS STUDENTS WHOSE INTELLECTUAL THYROIDS ARE MORE ACTIVE OR WHOSE MINDS ARE MORE COMPASSIONATELY ENGAGED. " ON ANY GIVEN DAY, A HAMPSHIRE STUDENT CAN ENJOY 200+ STUDENT ACTIVITIES, 100+ STUDENT GROUPS, 63 BOOKSTORES, 30 MUSEUMS, 19 ART GALLERIES, 21 THEATERS STAGES, 35 CONCERT VENUES, 12 DANCE CLUBS, 220 BIKE TRAILS, 69 PIZZA PLACES, 19 COFFEE HOUSES, 18 BAKERIES, 14 HEALTH FOOD STORES AND 68 RESTAURANTS THAT DELIVER. 2946309 0 199501 SEE SCHEDULE O 72504412 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 192 0 1469 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 23 20 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 1 1 1 0 0 DC MD MA MI NV NH OH OR WA X THOMAS E DYBICK 4135494600 893 WEST STREET AMHERST MA 01002 LUIS HERNANDEZ CHAIR 5.00 X X 0 0 0 JOSE FUENTES VICE CHAIR 5.00 X X 0 0 0 JULIE SCHECTER VICE CHAIR 5.00 X X 0 0 0 KENNETH ROSENTHAL INTERIM PRESIDENT 35.00 X X 0 0 0 HENRY ASTOR TRUSTEE 3.00 X 0 0 0 JESUS COLMENARES ALUMNI TRUSTEE 3.00 X 0 0 0 DAVID MATHESON TRUSTEE 3.00 X 0 0 0 LUCY-ANN MCFADDEN TRUSTEE 3.00 X 0 0 0 WILLIAM NULL TRUSTEE 3.00 X 0 0 0 CAROL SALZMAN TRUSTEE 3.00 X 0 0 0 ANTHONY THOMAS TRUSTEE 3.00 X 0 0 0 PASHA DRITT THORNTON TRUSTEE 3.00 X 0 0 0 CAROL VARNEY TRUSTEE 3.00 X 0 0 0 DAYA MENA STUDENT TRUSTEE 3.00 X 0 0 0 ANNIE ROGERS FORMER FACULTY TRUSTEE 3.00 X 97107 0 12432 ELLEN STURGIS TRUSTEE 3.00 X 0 0 0 FRASER BEEDE FORMER TRUSTEE 3.00 X 0 0 0 JUDY BORNSTEIN FORMER TRUSTEE 3.00 X 0 0 0 ANNE DOWNES STAFF TRUSTEE 35.00 X 74647 0 8822 LINDA EARLE TRUSTEE 3.00 X 0 0 0 SASCHA FREUDENHEIM FORMER TRUSTEE 3.00 X 0 0 0 CAROLYN GREENSPAN FORMER TRUSTEE 3.00 X 0 0 0 JONATHAN LASH FORMER PRESIDENT 35.00 X X 362591 0 55818 MIRIAM NELSON FORMER PRESIDENT 35.00 X X 189810 0 35188 GAYE HILL FORMER TRUSTEE (CHARI) 3.00 X 0 0 0 DICK HURD FORMER TRUSTEE 3.00 X 0 0 0 ARAM MARTIROSYAN TRUSTEE (STUDENT ELECT) 3.00 X 0 0 0 ALI MIRSEPASSI TRUSTEE 3.00 X 0 0 0 MICHAEL PLENTY TRUSTEE 3.00 X 0 0 0 KIM SAAL FORMER TRUSTEE (VICE CHAIR) 3.00 X 0 0 0 LISE SANDERS TRUSTEE (FACULTY) 35.00 X 79314 0 16425 MARIA VALLEJO FORMER TRUSTEE 3.00 X 0 0 0 MINGDA ZHAO FORMER TRUSTEE 3.00 X 0 0 0 BETH WARD SECRETARY 35.00 X 119854 0 19283 GLORIA LOPEZ VP FOR SA/DOS 35.00 X 155465 0 4605 EVA RUESCHMANN VP FOR AA/DEAN OF FACULTY 35.00 X 217303 0 18206 MARY MCENEANY TREASURER 35.00 X 193180 0 11179 LEE SPECTOR PROFESSOR 35.00 X 175745 0 15527 DAVID GIBSON CHIEF CREATIVE OFFICER 35.00 X 181100 0 12567 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 35.00 X 166865 0 8334 ROBERT CROWLEY DIRECTOR OF IT 35.00 X 164828 0 7457 TODD HOLLAND PROJECT AND OPERATIONS MANAGER 35.00 X 143373 0 11724 2321182 0 237567 56 0 1 0 UNIVERSITY HEALTH SERVICES UNIVERSITY OF MASACHUSETTS AMHERST MA 01003 HEALTH SERVICES 739843 MT HOLYOKE COLLEGE 50 COLLEGE STREET SOUTH HADLEY MA 01075 PUBLIC SAFETY 646230 FIVE COLLEGES INC 95 SPRING STREET AMHERST MA 01002 ADMINISTRATIVE SERVICES 342528 SETH MIAS CATERING PO BOX 538 LEEDS MA 01053 CATERING SERVICES 284791 CLIMATE DESIGN CONSULTING LLC 100 OAKWOOD DR LONGMEADWOW MA 01106 ENVIRONMENTAL CONSULTING 108433 5 690674 7973299 1932531 8663973 TUITION AND FEES 900099 57583099 57583099 ROOM 721000 8414576 8414576 BOARD 722320 2154923 2154923 SPONSORED RESEARCH 900099 199501 199501 68352099 3629921 3629921 6444735 5415127 1029608 1029608 1029608 AUXILIARY ENTERPRISES 721000 2139445 659567 1479878 HAMPSHIRE COLLEGE CHILD CENTER 624410 474920 474920 6125240 6125240 8739605 90415206 69486586 1479878 10784769 31642128 31642128 741272 741272 2706671 415452 1943217 348002 22956487 18920751 2767654 1268082 1547265 1190404 265709 91152 2883717 2335513 380505 167699 1725422 1425318 217965 82139 184424 184424 76950 76950 433 433 367893 367893 2904062 2904062 90831 90831 976889 557821 264966 154102 785610 392805 392805 1528835 1314798 214037 712048 651868 13696 46484 110484 102356 2969 5159 743968 638186 105782 3039315 2607166 432149 618061 195 617866 RESEARCH & SPONSORED PR 2946309 2946309 BON APPETIT CONTRACT 1536190 1536190 FIVE COLLEGES CONSORTIU 818714 476186 342528 HEALTH SERVICES CONTRAC 739843 739843 4860664 3779020 976919 104725 87244485 72504412 12472529 2267544 5819601 7175399 6264180 3763396 205435 332595 251587 0 536081 93329 130710506 80021110 53728467 50689396 7756800 8735672 44738780 45306565 2481077 2491870 121782008 118588222 1081965 752950 1624183 1169892 26350705 25533923 395810 367844 3191333 3190559 32643996 31015168 X 30241909 32663198 22263770 19288530 36632333 35621326 89138012 87573054 121782008 118588222 X 3170721 974321 -5710000 X 0 1 X 1 1 1 X 14697135 12982604 9122133 2599248 8663973 48065093 14697135 12982604 9122133 2599248 8663973 48065093 12008119 36056974 571713 1124602 704844 800962 3629921 6832042 1308653 1312270 1113573 423584 6125240 10283320 65180455 368319649 0.55320 0.63860 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: AUX ENTERPRISES - 2014 AMOUNT: $ 492,211. 2015 AMOUNT: $ 395,205. 2016 AMOUNT: $ 492,797. CHILD CARE CENTER - 2014 AMOUNT: $ 146,641. 2015 AMOUNT: $ 145,323. 2016 AMOUNT: $ 207,068. OTHER INCOME - 2014 AMOUNT: $ 669,801. 2015 AMOUNT: $ 771,742. 2016 AMOUNT: $ 413,708. 2017 AMOUNT: $ 423,584. 2018 AMOUNT: $ 6,125,240. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 433 0 0 0 433 0 PART II-B, LINE 1: THE COLLEGE HAS PAID MEMBERSHIP DUES TO A CERTAIN ORGANIZATION, AND A PORTION OF THE MEMBERSHIP FEE HAS BEEN ALLOCATED TO LOBBYING EXPENSES BY THE MEMBERSHIP ORGANIZATION. 481971 X X X 0 53436333 1208512 2470403 2585316 54529932 48461670 2375852 7098320 4499509 53436333 39606271 1761117 10031128 361587 2217247 358012 48461670 39307711 4175000 -236931 478653 2845122 315734 39606271 37567049 1272306 1255896 415646 127309 244585 39307711 0.19150 0.58300 0.22550 1 0 3877606 3877606 92952468 47651495 45300973 24929381 24270245 659136 8951051 8099370 851681 50689396 NON-US EQUITY FUND 15048916 F HEDGE FUND 7028049 F REAL ASSET 4390269 F PRIVATE EQUITY 18232677 F PRIVATE PARTNERSHIPS 506520 F POOLED LIFE INCOME FUND 100134 F 45306565 CONTINGENT ASSET RETIREMENT OBLIG. 3190559 3190559 X 58664025 974321 -32383400 -31409079 90073104 342102 342102 90415206 60228983 5710000 5710000 54518983 342102 32383400 32725502 87244485 PART III, LINE 4: ART COLLECTION - THE COLLEGE'S ART COLLECTION CONSISTS PRIMARILY OF PAINTINGS, PHOTOGRAPHS, PRINTS AND SCULPTURES THAT ARE PERIODICALLY DISPLAYED IN OUR LIBRARY GALLERY WITH NO COST FOR ADMISSION. THE WORKS CAN ALSO BE USED AS EDUCATIONAL MATERIALS FOR OUR STUDENTS WORKING ON VARIOUS DIVISION PROJECTS. LIBRARY COLLECTION - THE HAROLD F. JOHNSON LIBRARY PROMOTES THE ACADEMIC GOALS OF THE COLLEGE, TEACHING, RESEARCH, AND LEARNING. OUR COLLECTIONS REFLECT THE INTELLECTUAL INTERESTS AND CONCERNS OF OUR STUDENTS AND FACULTY, WITH PARTICULAR FOCUS ON THE CURRICULUM OF THE FIVE SCHOOLS OF NATURAL SCIENCE, SOCIAL SCIENCE, HUMANITIES, ARTS, AND CULTURAL STUDIES, INTERDISCIPLINARY ARTS, AND COGNITIVE SCIENCE. LIBRARIANS PROVIDE INSTRUCTION AND SUPPORT IN LOCATING AND CRITICALLY EVALUATING INFORMATION IN ANY FORM AND HELP PROVIDE ACCESS TO RESOURCES, ONLINE AND IN PRINT. STUDENTS AND FACULTY USING THE HAMPSHIRE COLLEGE LIBRARY ALSO HAVE ACCESS TO ALL THE LIBRARY RESOURCES OF OUR CONSORTIAL NEIGHBORS: AMHERST COLLEGE, MOUNT HOLYOKE COLLEGE, SMITH COLLEGE, AND THE UNIVERSITY OF MASSACHUSETTS - AMHERST. IN ADDITION, THROUGH FULL-TEXT DATABASES AND INTER-LIBRARY LOAN, STUDENTS AND FACULTY HAVE ACCESS TO A WIDER WORLD OF INFORMATION RESOURCES. PART V, LINE 4: ENDOWMENT FUNDS ARE DESIGNATED FOR THE FOLLOWING PURPOSES: UNRESTRICTED OPERATIONS, ACADEMIC DIVISIONS, COMPENSATION, RESEARCH, PUBLIC SERVICE AND EXTENSION, LIBRARY OPERATIONS, MAINTENANCE OF PLANT, STUDENT AID, AND OTHER PURPOSES. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE COLLEGE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE COLLEGE HAS ASSESSED UNCERTAIN TAX POSITIONS AND DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT HAVE A MATERIAL EFFECT ON THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF STUDENT AID AWARDED PART XII, LINE 2D - OTHER ADJUSTMENTS: PLEDGE WRITE OFFS PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF STUDENT AID AWARDED 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 HAMPSHIRE COLLEGE'S NONDISCRIMINATION POLICY CAN BE FOUND ON OUR WEBSITE AT: HTTP://WWW.HAMPSHIRE.EDU/DISCOVER-HAMPSHIRE/NOTICE-OF-NON-DIS SCHEDULE E, PART I, LINE 6 HAMPSHIRE COLLEGE RECEIVES FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION IN THE FORM OF PELL GRANTS, SEOG GRANTS, FEDERAL WORK STUDY FUNDS, AND ACG FUNDS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROGRAM STUDIES 6766 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SITE VISIT 1842 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE 10470 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PROGRAM STUDIES 3000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 1134 EUROPE 0 0 PROGRAM SERVICES CONFERENCE 20165 EUROPE 0 0 PROGRAM SERVICES PROGRAM STUDIES 13717 EUROPE 0 0 PROGRAM SERVICES RESEARCH 2000 EUROPE 0 0 PROGRAM SERVICES STUDENT RECRUITING 255 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES CONFERENCE 1295 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 1409 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES CONFERENCE 910 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES PROGRAM STUDIES 350 SOUTH AMERICA 0 0 PROGRAM SERVICES PROGRAM STUDIES 4056 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 1557 SOUTH ASIA 0 0 PROGRAM SERVICES PROGRAM STUDIES 1789 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH 629 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTING INVESTING 7028049 0 0 0 0 0 0 59094 7040299 7099393 TUITION & LIVING EXPENSES CENTRAL AMERICA & CARIBBEAN 10 133069 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EAST ASIA & THE PACIFIC 11 138376 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES EUROPE 30 348299 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SOUTH AMERICA 4 36320 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES SUB-SAHARAN AFRICA 2 19629 CREDIT TO ACCOUNT TUITION & LIVING EXPENSES NORTH AMERICA 14 65579 CREDIT TO ACCOUNT 1 0 1 0 1 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE COLLEGE MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY (A-133/UNIFORM GUIDANCE). IN ADDITION, GRANTS MADE IN FOREIGN COUNTRIES FOR THE PURPOSE OF THE COLLEGE'S STUDY ABROAD PROGRAM ARB ENTERED INTO USING A CONTRACTUAL AGREEMENT OUTLINING THE SERVICES TO BE DELIVERED. THIS ACTIVITY IS MONITORED BY THE GLOBAL EDUCATION OFFICE AND THE BUSINESS OFFICE. THE MANNER OF CASH DISBURSEMENTS TO SCHOLARSHIP AND FINANCIAL AID RECIPIENTS WAS A DIRECT CREDIT TO EACH STUDENT'S ACCOUNT. THE MANNER OF CASH DISBURSEMENTS FOR ALL STUDY ABROAD PROGRAMS IS WIRE TRANSFER. PART I, LINE 3: RECORDS ARE MAINTAINED FOR ALL EXPENDITURES; RECEIPTS ARE REQUIRED FOR ALL REIMBURSEMENTS. 1 TUITION EXCHANGE WAIVER 5 180000 CIC EXCHANGE WAIVER 2 100060 HAMPSHIRE COLLEGE GRANTS 804 20020866 DIV III GRANTS 9 2700 YELLOW RIBBON GRANT 4 24783 FOREIGN STUDENT GRANT 31 836706 CITIZENS SCHOLARSHIP AWARD 4 3225 NATIONAL SERVICE AWARDS 6 7418 MUSIC GRANTS 1 675 HC MERIT SCHOLARSHIP 1 2000 NON SATIS SCIRE 256 2140250 CHANGEMAKER AWARD 14 270000 BELL RINGER SCHOLARSHIP 7 88000 PRESIDENTIAL SCHOLARSHIP 9 84000 DEAN'S $7500 SCHOLARSHIP 4 22500 COMMUNITY SCHOLARSHIP 164 696325 ARTS IN ACTION 187 1464000 COMMUNITY ENGAGEMENT/SOCIAL CHANGE 115 907710 EMERGING SCIENTISTS 43 356000 HUMANITAS 122 1062250 INKWELL 52 425500 INNOVATORS 45 356000 PHI THETA KAPPA 16 145500 SUSTAINABLE FUTURE 80 734500 SEOG 198 360000 GILBERT STATE AWARDS 61 134150 COLLEGE WORK STUDY 435 191924 ENDOWED SCHOLARSHIPS 61 315086 ACTION IN IDEAS SCHOLARSHIP 25 245000 NOVITATIS SCHOLARSHIP 26 265000 SCRIBERE VERUM EST SCHOLARSHIP 19 200000 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS - THE MAJORITY OF GRANTS GIVEN TO STUDENTS IN THE UNITED STATES PRIMARILY CONSIST OF NEED-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE: COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE AND FREE APPLICATION FOR FEDERAL STUDENT AID. SCHOLARSHIPS AND SIMILAR AMOUNTS GIVEN TO STUDENTS AS FINANCIAL AID ARE APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. HAMPSHIRE COLLEGE GRANT AID ASSISTANCE IS GENERALLY LIMITED TO THE AMOUNT OF TUITION. THE COLLEGE ALSO OFFERS FINANCIAL AID IN THE FORM OF MERIT-BASED SCHOLARSHIPS. THESE ARE SIMILARLY APPLIED BY THE COLLEGE DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE AND DO NOT EXCEED THE AMOUNT OF TUITION. X X 1 0 X X X X 0 0 0 0 0 0 0 0 0 JONATHAN LASH FORMER PRESIDENT 337850 0 0 0 24741 0 15533 0 40285 0 418409 0 0 0 MIRIAM NELSON FORMER PRESIDENT 185151 0 0 0 4659 0 5625 0 29563 0 224998 0 0 0 GLORIA LOPEZ VP FOR SA/DOS 143254 0 0 0 12211 0 4605 0 0 0 160070 0 0 0 EVA RUESCHMANN VP FOR AA/DEAN OF FACULTY 214919 0 0 0 2384 0 11019 0 7187 0 235509 0 0 0 MARY MCENEANY TREASURER 173964 0 0 0 19216 0 8017 0 3162 0 204359 0 0 0 LEE SPECTOR PROFESSOR 151208 0 0 0 24537 0 6373 0 9154 0 191272 0 0 0 DAVID GIBSON CHIEF CREATIVE OFFICER 180584 0 0 0 516 0 8615 0 3952 0 193667 0 0 0 DANIEL BALLANTINE CHIEF ADVANCEMENT OFFICER 166205 0 0 0 660 0 8334 0 0 0 175199 0 0 0 ROBERT CROWLEY DIRECTOR OF IT 159962 0 0 0 4866 0 2426 0 5031 0 172285 0 0 0 TODD HOLLAND PROJECT AND OPERATIONS MANAGER 141711 0 0 0 1662 0 7053 0 4671 0 155097 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN INDIVIDUALS - AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE COLLEGE IS PROVIDED WITH HOUSING OWNED BY THE COLLEGE. ALL COSTS TO MAINTAIN THE HOME, INCLUDING A HOUSEKEEPER, WERE PAID FOR BY THE COLLEGE. THE COLLEGE PROVIDES THE PERSONAL SERVICES TO THE PRESIDENT AT NO ADDITIONAL COST, AND NONE OF THE BENEFITS WERE TREATED AS TAXABLE INCOME FOR THE PRESIDENT. A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2012-12-17 14225000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 2016-02-02 15000000 CONSTRUCTION/RENOVATION REFINANCE 0 0 0 A 2327776 14225000 201383 14023617 0 1 1 1 B 149570 15002209 299165 6713379 7987456 2016 1 0 0 1 A 0 0 0 0 0.01880 0.01880 1 0 1 B 0 0 0 0 0.02290 0.02290 1 0 1 A 0 1 0 0 1 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3 THE DIFFERENCE BETWEEN THE ORIGINAL PROCEEDS AND PART II, LINE 3 IS RELATED TO THE INVESTMENT INCOME ACCRUAL UPON THE COMPLETION OF THE PROJECT. X 66 1809545 FMV X 1 94486 FMV X FARM MACHINERY AND EQUIPMENT 1 28500 FMV 1 0 1 0 PART I, LINE 32B: GIFT ACCEPTANCE POLICY - PART I, LINE 31: THE COLLEGE'S GIFT ACCEPTANCE POLICY IS AVAILABLE FROM THE OFFICE OF INSTITUTIONAL ADVANCEMENT UPON REQUEST. COLUMN (B) REPORTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART III, LINE 4C: SPONSORED RESEARCH AND RESTRICTED EXPENSES: INCLUDES ALL PRIVATE AND FEDERAL FUNDS RECEIVED FOR SPONSORED RESEARCH AND RESTRICTED ACTIVITIES. GRANTS FROM CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES SUPPORT EDUCATIONAL PROGRAMMING, PROGRAM DEVELOPMENT, INDIVIDUAL FACULTY RESEARCH, AND ENDOWED SCHOLARSHIPS. THE FOLLOWING INFORMATION REFLECTS THE GRANTS AWARDED ($30,000 OR ABOVE) TO HAMPSHIRE COLLEGE DURING THE PERIOD OF 07/01/18-06/30/19. THE CIVIL LIBERTIES AND PUBLIC POLICY (CLPP) PROGRAM AT HAMPSHIRE WAS AWARDED $58,500 FROM THE HUBER FOUNDATION AND $40,000 FROM THE VANGUARD CHARITABLE ENDOWMENT PROGRAM. THE SUMMER STUDIES IN MATH PROGRAM WAS AWARDED $51,000 FROM THE SCHWAB CHARITABLE FUND, AND THE LEONA AND RALPH W. KERN FOUNDATION AWARDED $360,000 IN SUPPORT OF THE R.W. KERN CENTER: COMMUNICATING THE POWER OF SUCCESSFUL SUSTAINABLE BUILDING PRACTICES FOR TEACHING ABOUT HAMPSHIRE'S LIVING BUILDING. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER TO ELECT GOVERNING BODY - THE STUDENT BODY ELECTS A STUDENT TRUSTEE AND AN ALTERNATE. THE FACULTY ELECTS A FACULTY TRUSTEE. THE STAFF ELECTS A STAFF TRUSTEE. FORM 990, PART VI, SECTION A, LINE 8B OTHER OFFICERS COMPENSATION IS REVIEWED BY THE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW - MANAGEMENT OF THE COLLEGE IS RESPONSIBLE FOR PREPARING A DRAFT OF FORM 990 WITH THE ASSISTANCE OF AN OUTSIDE PUBLIC ACCOUNTING FIRM. THE COMPLETED DRAFT OF FORM 990 IS PROVIDED TO THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES IN ADVANCE OF THE FILING DEADLINE TO ENABLE A REVIEW BY ALL MEMBERS OF THE COMMITTEE WITH SENIOR MANAGEMENT AND THE COLLEGE'S TAX ADVISOR FROM A PUBLIC ACCOUNTING FIRM. ALL QUESTIONS AND CONCERNS OF THE AUDIT COMMITTEE MEMBERS ARE ADDRESSED AND INCORPORATED INTO FORM 990 AS APPROPRIATE. AFTER THE AUDIT COMMITTEE'S REVIEW, ALL MEMBERS OF THE BOARD OF TRUSTEES ARE PROVIDED A COPY OF THE COMPLETED FORM 990 IN ADVANCE OF THE FILING DEADLINE VIA A DEDICATED WEBSITE. AFTER INPUT FROM THE BOARD OF TRUSTEES AND THE AUDIT COMMITTEE HAS BEEN APPROPRIATELY ADDRESSED, FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990 PROVIDED TO THE GOVERNING BODY - THE COLLEGE HAS DISTRIBUTED FORM 990 TO THE FULL BOARD OF TRUSTEES WITH THE EXCEPTION OF DONORS' NAMES AND ADDRESSES ON SCHEDULE B. BECAUSE OF SCHEDULE B'S PRIVATE AND CONFIDENTIAL NATURE, THE BOARD HAS DELEGATED THE AUTHORITY AND RESPONSIBILITY FOR REVIEWING THAT SCHEDULE TO THE AUDIT AND COMPLIANCE COMMITTEE. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A EVEN THOUGH A COPY OF FORM 990 (WITH REDACTED DONORS' NAMES AND ADDRESSES ON SCHEDULE B) WAS PROVIDED TO THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE COLLEGE ANNUALLY REQUIRES DISCLOSURES OF CONFLICTS OF INTEREST THROUGH A CONFLICT OF INTEREST FORM. THE TRUSTEES ARE EMAILED THE CONFLICT OF INTEREST FORM FROM THE BUSINESS OFFICE VIA THE COLLEGE'S SECRETARY, AND THE COMPLETED FORMS ARE RETURNED TO THE BUSINESS OFFICE. IF A COMPLETED CONFLICT OF INTEREST FORM DISCLOSES A CONFLICT, IT IS GIVEN TO THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE VP FOR FINANCE AND ADMINISTRATION REVIEWS THE FORMS AND THEN SENDS THEM TO THE AUDIT AND COMPLIANCE COMMITTEE IF THE DISCLOSURE IS SOMETHING THAT THE COMMITTEE NEEDS TO BE AWARE OF. THE TRUSTEES RECUSE THEMSELVES FROM VOTING ON MATTERS IN WHICH THEY HAVE A CONFLICT. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE, AND A TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MATTER MAY REQUEST THE BOARD OR COMMITTEE TO RESOLVE THE QUESTION BY MAJORITY VOTE. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION REVIEW AND APPROVAL - THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS THE COMPENSATION OF THE PRESIDENT. THE PROCESS INCLUDES REVIEWING COMPARABLE DATA TO DETERMINE APPROPRIATE COMPENSATION LEVELS. THE DOCUMENTED PROCESS AND DECISIONS MADE ARE PRESERVED IN HUMAN RESOURCES. THE EXECUTIVE COMMITTEE IS EMPOWERED TO APPROVE THE ANNUAL COMPENSATION OF THE PRESIDENT, AND THE EXECUTIVE COMMITTEE, OR A SUBSET THEREOF, MEETS WITH THE PRESIDENT ANNUALLY FOR A FORMAL EVALUATION AFTER RECEIVING INPUT FROM THE FULL BOARD. THE OTHER OFFICERS' COMPENSATION IS REVIEWED BY THE PRESIDENT. COMPARATIVE SALARY DATA AS WELL AS PROPOSED SALARIES ARE BROUGHT BY THE PRESIDENT TO THE EXECUTIVE COMMITTEE FOR REVIEW. THE PRESIDENT MAKES THE FINAL SALARY DECISIONS FOR ALL COLLEGE OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE COLLEGE'S BY-LAWS, CODE OF CONDUCT, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE COLLEGE'S WEBSITE: WWW.HAMPSHIRE.EDU, FORM 990 AND THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. FORM 990, PART XI, LINE 9: PLEDGE WRITE OFFS -5,710,000. CHARITABLE REMAINDER TRUSTS(6) 893 WEST STREET AMHERST MA 01022 CHARITABLE TRUST MA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0