2020-05-15T12:58:34-05:00 2019-06-30 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2018-07-01 131632530 UNION SETTLEMENT ASSOCIATION INC UNIO 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 DAVID NOCENTI EXECUTIVE DIRECTOR 2128286000 2020-05-15 1 GARRETT M HIGGINS P00543209 2122862600 2020-05-11 47.18.169.177 2020-05-15 09:42:01 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 5DA95DB661BFBF1E1CC10393D0405B5901069AC8 2018 2020-09-23 17:36:50Z DAVID NOCENTI 237 EAST 104TH STREET NEW YORK NY 10029 28308400 0 X WWW.UNIONSETTLEMENT.ORG X 1902 NY UNION SETTLEMENT ASSOCIATION IS AN ON-THE-GROUND RESOURCE FOR EAST HARLEM RESIDENTS OF ALL AGES, AND A STRONG ADVOCATE FOR THE NEEDS OF UNDERSERVED COMMUNITIES. 29 28 630 478 0 0 22598975 22483791 3925865 4614965 55905 82614 74575 99001 26655320 27280371 15901 22736 0 0 18281197 17223279 17500 123984 581299 8469888 8827187 26784486 26197186 -129166 1083185 10948078 11752724 7736702 8504150 3211376 3248574 X UNION SETTLEMENT ASSOCIATION CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 0 0 10713848 468468 EARLY CHILDHOOD EDUCATION: HIGH-QUALITY, FULL-DAY EDUCATIONAL PROGRAMS TO OVER 700 INFANTS, TODDLERS AND PRESCHOOLERS, AGES EIGHT WEEKS TO FIVE YEARS. OUR SEVEN EARLY CHILDHOOD CENTERS SUPPORT THE COGNITIVE, SOCIAL, CREATIVE AND PHYSICAL DEVELOPMENT, AND OUR FAMILY CHILD CARE NETWORK PREPARES COMMUNITY MEMBERS TO ESTABLISH AND RUN THEIR OWN HOME-BASED CHILD CARE BUSINESSES IN AN EDUCATIONALLY STIMULATING HOME-BASED SETTING. 5153773 YOUTH SERVICES: OUR YOUTH SERVICES DIVISION PROVIDES MORE THAN 3,000 CHILDREN, ADOLESCENTS AND YOUNG ADULTS WITH PROGRAMS THAT FOSTER CREATIVITY, CURIOSITY, RESILIENCE AND PROBLEM SOLVING; INSTILL HABITS OF PERSISTENCE AND PERSEVERANCE; AND ENHANCE SOCIAL AND EMOTIONAL SKILLS. SERVICES INCLUDE AFTERSCHOOL AND SUMMER PROGRAMS, COLLEGE PREPARATION, JOB READINESS, AND PROGRAMS FOR DISCONNECTED AND COURT-INVOLVED YOUTH. 3996259 9986 4146497 MENTAL HEALTH SERVICES: OUR ARTICLE 31 OUTPATIENT MENTAL HEALTH COUNSELING CLINIC PROVIDES CRITICAL STRENGTH-BASED AND TRAUMA-INFORMED MENTAL HEALTH SERVICES TO OVER 800 CHILDREN, ADOLESCENTS, ADULTS AND SENIORS EACH YEAR, HELPING THEM TO HEAL, DEVELOP RESILIENCY, AND LEAD FULFILLING AND PRODUCTIVE LIVES. 3883816 12750 SENIOR SERVICES - FOUR SENIOR CENTERS, MEALS ON WHEELS, NORC PROGRAM AND TRANSPORTATION PROGRAM PROVIDING NUTRITION, WELLNESS, EDUCATION, CASE ASSISTANCE, TRANSPORTATION AND OTHER SERVICES TO OVER 1,500 OLDER ADULTS.ADULT EDUCATION - ENGLISH LANGUAGE, LITERACY, HIGH SCHOOL EQUIVALENCY, CITIZENSHIP, JOB TRAINING, AND OTHER EDUCATIONAL CLASSES FOR OVER 400 ADULT STUDENTS EACH YEAR.SMALL BUSINESS SERVICES - BUSINESS CLASSES, TECHNOLOGY EDUCATION, ACCESS TO CAPITAL AND TECHNNICAL ASSISTANCE PROVIDED TO OVER 500 ENTREPRENEURS AND SMALL BUSINESSES THROUGHOUT EAST HARLEM.OTHER PROGRAM SERVICES INCLUDE: SCHOLARSHIP FUNDS. 3883816 12750 23747696 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 170 0 630 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 29 28 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X LIJO CHIRAYIL VARGHESE DIRECTOR OF 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 RUTH E PACHMAN CHAIR (THRU 06/2019), BOARD MEMBER 4.00 X X 0 0 0 AMY SHERMAN CHAIR (FROM 06/2019) 4.00 X X 0 0 0 ELI GROSS VICE CHAIR 2.00 X X 0 0 0 DAWN M ZAPETTI VICE CHAIR 2.00 X X 0 0 0 REGINALD E HARWELL TREASURER (THRU 06/2019), BOARD MEMBER 2.00 X X 0 0 0 WILLIAM ARNOLD TREASURER (FROM 06/2019) 2.00 X X 0 0 0 GINA RUSCH SECRETARY 2.00 X X 12500 0 0 ED ADLER BOARD MEMBER 1.00 X 0 0 0 KATE BUFORD BOARD MEMBER (THRU 06/2019) 1.00 X 0 0 0 HELEN V CANTWELL BOARD MEMBER (THRU 06/2019) 1.00 X 0 0 0 DAVID CASTELBLANCO BOARD MEMBER 1.00 X 0 0 0 SUSAN CHAPMAN BOARD MEMBER 1.00 X 0 0 0 SCOTT COOPER MD BOARD MEMBER 1.00 X 0 0 0 FRANCESCA CURTIN BOARD MEMBER 1.00 X 0 0 0 COURTNEY DANKWORTH BOARD MEMBER 1.00 X 0 0 0 JAGDEEP DAYAL BOARD MEMBER 1.00 X 0 0 0 KALAIVANI S DUANE BOARD MEMBER 1.00 X 0 0 0 ROBERT V EDGAR BOARD MEMBER 1.00 X 0 0 0 RICARDO R GRANDERSON BOARD MEMBER (THRU 06/2019) 1.00 X 0 0 0 KORI HALE BOARD MEMBER (THRU 05/2019) 1.00 X 0 0 0 MARTIN T HAMILTON BOARD MEMBER 1.00 X 0 0 0 MICKIE KERSON BOARD MEMBER 1.00 X 0 0 0 JACK LEVENTHAL BOARD MEMBER 1.00 X 0 0 0 MAXINE L ROCKOFF PHD BOARD MEMBER 1.00 X 0 0 0 JULIO RODRIGUEZ BOARD MEMBER 1.00 X 0 0 0 ANDREW SCHWALM BOARD MEMBER 1.00 X 0 0 0 ROBIN SPARKMAN BOARD MEMBER 1.00 X 0 0 0 BARBARA STERNBERGER BOARD MEMBER 1.00 X 0 0 0 SZILVIA SZMUK-TANENBAUM BOARD MEMBER 1.00 X 0 0 0 DAVID C THOMAS MD MHPE BOARD MEMBER 1.00 X 0 0 0 KATE B TOWNSEND BOARD MEMBER 1.00 X 0 0 0 DREW WARSHAW BOARD MEMBER 1.00 X 0 0 0 BRITTLEY WISE BOARD MEMBER 1.00 X 0 0 0 DAVID NOCENTI EXECUTIVE DIRECTOR 40.00 X 185000 0 5088 LAURA JOHNSON - ASSOCIATE EXECUTIVE DIRECTOR (THRU 12/2018) 40.00 X 167171 0 25811 RICHARD BENGLOFF CFO (THRU 02/2019) 40.00 X 147337 0 3571 KATHERINE BRADSHAW PSYCHIATRIST 40.00 X 153483 0 3453 SUSAN PUDER SITE DIRECTOR 40.00 X 118410 0 2664 GABRIELLE SHAPIRO PSYCHIATRIST 40.00 X 112163 0 1734 CHANDA HILL EARLY CHILDHOOD EDUCATION 40.00 X 100967 0 20144 997031 0 62465 7 0 1 0 BURCHMAN TERRIO GEBHARDT & QUIST LLP 80 BROAD STREET NEW YORK NY 10004 MANAGEMENT 634086 STEPHANIE HARRIS 2480 8TH AVENUE APT4A NEW YORK NY 10027 CHILD CARE PROVIDER 100989 STREETPLUS COMPANY LLC 154 CONOVER STREET BROOKLYN NY 11231 MAINTENANCE 100132 3 492345 17594018 4397428 119100 22483791 MANAGED CARE REVENUE 624110 2831108 2831108 MEDICAID REVENUE 624100 1271031 1271031 PARENT FEES 624410 468468 468468 PARTICIPANT FEES 624100 38920 38920 SELF PAY REVENUE 624100 5438 5438 4614965 81260 81260 28167 0 28167 28167 28167 912209 910855 1354 1354 1354 78435 492345 117174 -38739 -38739 REIMBURSEMENTS 900099 57797 57797 OTHER REVENUE 900099 51776 51776 109573 27280371 4614965 0 181615 X 22736 22736 421831 421831 13649320 12767326 584496 297498 360473 340484 13224 6765 1134446 1044243 69456 20747 1657209 1515012 112097 30100 782919 704627 78292 97496 81868 9957 5671 100972 84787 10312 5873 123984 123984 3645483 3442400 181993 21090 7094 4569 2525 611317 416346 164944 30027 380407 366966 13089 352 249502 239813 9461 228 19696 16144 3482 70 1181 1181 11846 11846 257406 222630 29913 4863 FOOD 1203561 1199741 3820 PROGRAM SUPPLIES 481541 461169 20078 294 BAD DEBT EXPENSE 416948 390815 26133 REPAIRS AND MAINTENANCE 251265 214152 37113 308553 216437 60904 31212 26197186 23747696 1868191 581299 191647 120469 1811962 1963399 4764982 5739216 2512520 785187 42981 47654 80757 72675 19928 8082 1568527 3031853 35531 56864 10948078 11752724 2959156 2169325 916497 1315905 3861049 5018920 7736702 8504150 X 2096724 1712607 840187 1261502 274465 274465 3211376 3248574 10948078 11752724 X 1083185 134259 -1180246 X X 0 1 X 1 1 1 X 19826932 19868094 21956578 22598975 22483791 106734370 935949 1470795 5303841 5380351 5642429 18733365 20762881 21338889 27260419 27979326 28126220 125467735 125467735 61690 91735 87396 89905 109427 440153 40121 172950 96114 56278 109573 475036 126382924 21354391 0.99280 0.98430 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2014 AMOUNT: $ 40,121. 2015 AMOUNT: $ 172,950. 2016 AMOUNT: $ 50,154. 2017 AMOUNT: $ 12,443. 2018 AMOUNT: $ 51,776. INSURANCE RECOVERIES - 2016 AMOUNT: $ 40,387. 2017 AMOUNT: $ 38,585. REIMBURSEMENTS - 2016 AMOUNT: $ 3,541. 2017 AMOUNT: $ 2,288. 2018 AMOUNT: $ 57,797. VENDING INCOME - 2016 AMOUNT: $ 2,032. 2017 AMOUNT: $ 2,962. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 742459 1603486 355283 2701228 684536 57923 742459 597666 30000 56870 684536 463680 99500 34486 597666 280221 181000 6359 3900 463680 0.65560 0.10160 0.24280 0 0 5379 5379 0 75378 67296 8082 8082 ACCRUED PENSION LIABILITY 4018920 RECOVERABLE GRANT 1000000 5018920 X 32796471 134259 5772277 5906536 26889935 390436 390436 27280371 31579027 5772277 5772277 25806750 390436 390436 26197186 PART V, LINE 4: UNION SETTLEMENT'S UNRESTRICTED AND PERMANENTLY RESTRICTED NET ASSETS CONSIST OF ENDOWMENT GIFTS FROM VARIOUS DONORS. THE INCOME FROM THE ASSETS WILL BE USED TO SUPPORT ITS PROGRAMS. PART X, LINE 2: UNION SETTLEMENT RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT UNION SETTLEMENT HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. UNION SETTLEMENT BELIEVES IT IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2016. PART XI, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSE REPORTED ON PART IX, LINE 24 390,436. PART XII, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSE REPORTED ON PART IX, LINE 24 390,436. X X X X X X 1 THE MUNSHINE GROUP LLC 41 LAUREL DRIVE SPRINGFIELD NJ 07081 CAMPAIGN PLANNING STUDY 0 0 123984 -123984 123984 -123984 NY GALA 513100 446215 66885 31507 14953 56059 FALL RECEPTION 57680 46130 11550 12034 2025 596 570780 492345 78435 43541 16978 56655 117174 -38739 SCHEDULE G, PART I, LINE 2B, COLUMN (V) PER THE PRIOR AGREEMENT EXTENDING FROM MAY 2018 THROUGH AUGUST 2018, A FINAL PAYMENT IN THE AMOUNT OF $17,500 WAS MADE UPON COMPLETION OF THE PROJECT. PER THE AGREEMENT ENTERED ON OCTOBER 1, 2018, THE FEE WAS PAYABLE IN SEVEN MONTHLY INSTALLMENTS OF $14,000 FOR THE SERVICE PERIODS OCTOBER 2018 THROUGH APRIL 2019, AND FIVE MONTHLY INSTALLMENTS OF $3,500 FOR THE SERVICE PERIODS MAY THROUGH SEPTEMBER 2019. DURING THE TERM OF THE AGREEMENT, THE ORGANIZATION WAS REQUIRED TO REIMBURSE THE MUNSHINE GROUP FOR ALL REASONABLE AND NECESSARY OUT-OF-POCKET EXPENSES INCURRED IN CONNECTION WITH THE PERFORMANCE OF ITS DUTIES, INCLUDING ITEMS SUCH AS MILEAGE, TOLLS, PARKING, GROUND TRAVEL, PRINTING AND POSTAGE. 1 SCHOLARSHIPS 15 12750 HOUSING ASSISTANCE 6 9986 PART I, LINE 2: HOUSING ASSISTANCE: THE HOUSING ASSISTANCE IS PAID DIRECTLY TO THE VENDORS, NOT THE RECIPIENT OF THE BENEFIT. THE ASSISTANCE IS DETERMINED BY THE OVERALL SENIOR PROGRAM DIRECTOR. SCHOLARSHIPS: THE COLLEGE SCHOLARSHIPS FUNDS ARE AWARDED TO STUDENTS IN THE AMOUNT OF $850 EACH AS APPROVED BY THE EXECUTIVE DIRECTOR. SCHOLARSHIP RECIPIENTS ARE SELECTED BASED ON THEIR PERFORMANCE THROUGHOUT THE SCHOOL YEAR. FINAL DECISIONS ARE BASED ON THE ASSESSMENTS OF THE UNION SETTLEMENT COLLEGE READINESS PROGRAM STAFF. X X X 0 0 0 0 0 0 0 0 0 DAVID NOCENTI EXECUTIVE DIRECTOR 185000 0 0 0 0 0 5088 0 0 0 190088 0 0 0 LAURA JOHNSON - ASSOCIATE EXECUTIVE DIRECTOR (THRU 12/2018) 167171 0 0 0 0 0 5753 0 20058 0 192982 0 0 0 RICHARD BENGLOFF CFO (THRU 02/2019) 147337 0 0 0 0 0 1128 0 2443 0 150908 0 0 0 KATHERINE BRADSHAW PSYCHIATRIST 153483 0 0 0 0 0 3453 0 0 0 156936 0 0 0 X 3 6400 COST X 1543 COST X 5 92501 AVG. SELLING PRICE X 4 1445 COST X ENTERTAINMENT 34 15121 COST X MEETING SUPPLIES 2 2090 COST 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION USES AN OUTSIDE MANAGEMENT COMPANY, BTQ FINANCIAL, FOR MANAGEMENT SERVICES. SERVICES INCLUDE FINANCIAL MANAGEMENT AND FINANCIAL SYSTEM OPERATIONS. NO EMPLOYEES OF THE ORGANIZATION ARE COMPENSATED BY BTQ FINANCIAL. THE MANAGEMENT COMPANY WAS PAID $782,919 FOR THEIR SERVICES IN FISCAL YEAR 2019. FORM 990, PART VI, SECTION B, LINE 11B UNION SETTLEMENT ASSOCIATION, INC. HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE BOARD FOR APPROVAL. ANY COMMENTS ARE PROVIDED TO THE BOARD TREASURER AND THE DIRECTOR OF FINANCE FOR REVIEW. ONCE THE BOARD HAS APPROVED THE RETURN IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR, OFFICER AND KEY PERSON SHALL, PRIOR TO THE TIME SUCH PERSON ASSUMES SUCH POSITION, BE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY AND COMPLETE, SIGN AND SUBMIT A WRITTEN STATEMENT TO THE SECRETARY OF UNION SETTLEMENT IDENTIFYING, TO THE BEST OF SUCH DIRECTOR'S, OFFICER OR KEY PERSON'S KNOWLEDGE, (A) ANY ENTITY OF WHICH SUCH DIRECTOR IS AN OFFICER, DIRECTOR, TRUSTEE, MEMBER, OWNER (EITHER AS A SOLE PROPRIETOR OR A PARTNER), OR EMPLOYEE AND WITH WHICH UNION SETTLEMENT HAS A RELATIONSHIP, (B) ANY TRANSACTION IN WHICH UNION SETTLEMENT IS A PARTICIPANT AND IN WHICH THE DIRECTOR MIGHT HAVE A CONFLICTING INTEREST (INCLUDING ANY FINANCIAL INTEREST IN A TRANSACTION OR PROPOSED TRANSACTION) AND (C) ANY EXISTING OR PROPOSED RELATED PARTY TRANSACTIONS (INCLUDING TRANSACTIONS INVOLVING AFFILIATES OF UNION SETTLEMENT), SUBSTANTIALLY AS SET FORTH IN THE POLICY OR SUCH OTHER CERTIFICATION FORM AS SHALL FROM TIME TO TIME BE ADOPTED BY THE BOARD OF DIRECTORS. AT LEAST ANNUALLY THEREAFTER EACH DIRECTOR, OFFICER AND KEY PERSON SHALL SUBMIT A SIGNED STATEMENT AS ADOPTED BY THE BOARD OF DIRECTORS. DETERMINATIONS REGARDING CONFLICT MATTERS SHALL BE MADE BY THE BOARD OF DIRECTORS OR AN AUTHORIZED COMMITTEE OF THE BOARD. NO RELATED PARTY OR OTHER COVERED PERSON MAY PARTICIPATE IN DELIBERATIONS OR VOTING RELATING TO A MATTER WITH RESPECT TO WHICH THEY MAY BE CONFLICTED, INCLUDING ANY RELATED PARTY TRANSACTION; PROVIDED, HOWEVER, THAT NOTHING IN THE POLICY SHALL PROHIBIT THE BOARD OF DIRECTORS OR ANY AUTHORIZED BOARD COMMITTEE FROM REQUESTING THAT SUCH PERSON PRESENT INFORMATION CONCERNING THE TRANSACTION AT A MEETING OF THE BOARD OF DIRECTORS OR SUCH COMMITTEE PRIOR TO THE COMMENCEMENT OF DELIBERATIONS OR VOTING RELATING TO SUCH TRANSACTION. IN NO EVENT SHALL A COVERED PERSON OR A RELATED PARTY INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. DIRECTORS WHO ARE NOT INDEPENDENT MAY BE PRESENT AT THE TIME OF SUCH CONSIDERATION BUT THEY MAY NOT PARTICIPATE IN THE DELIBERATIONS OR VOTING ON MATTERS COVERED BY THE POLICY IF UNION SETTLEMENT IS A CHARITABLE CORPORATION REQUIRED TO FILE AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTANT'S AUDIT REPORT WITH THE CHARITIES BUREAU. DETERMINATIONS SHALL BE MADE BY MAJORITY VOTE OF THE DIRECTORS PRESENT AT THE TIME OF THE VOTE, IF A QUORUM IS PRESENT AT THAT TIME. DIRECTORS WHO ARE PRESENT AT A MEETING BUT NOT PRESENT AT THE TIME OF A VOTE DUE TO A CONFLICT OF INTEREST OR RELATED PARTY TRANSACTION SHALL BE DETERMINED TO BE PRESENT AT THE TIME OF THE VOTE FOR THIS PURPOSE. IF THE BOARD OF DIRECTORS OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A COVERED PERSON OR RELATED PARTY HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST AND THE RELATED MATERIAL FACTS, IT SHALL INFORM SUCH PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD SUCH PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF, AFTER HEARING SUCH PERSON'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE BOARD OF DIRECTORS OR COMMITTEE DETERMINES SUCH PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST AND THE RELATED MATERIAL FACTS, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE ORGANIZATION'S EXECUTIVE DIRECTOR IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THEY REVIEW INFORMATION FROM THE UNITED NEIGHBORHOOD HOUSES ("UNH") SALARY COMPENSATION SURVEY, WHICH IS PERFORMED EVERY ONE TO TWO YEARS. THE SALARIES OF HIGHLY COMPENSATED EMPLOYEES ARE APPROVED BY THE EXECUTIVE DIRECTOR FOLLOWING REVIEW OF THE SALARY COMPENSATION SURVEY CONDUCTED BY UNITED NEIGHBORHOOD HOUSES AND OTHER MARKET SALARY INFORMATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE FORM 990 AND SUMMARY FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AT WWW.UNIONSETTLEMENT.ORG. THE RETURN IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE ALSO AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACTUAL SERVICES: PROGRAM SERVICE EXPENSES 904,399. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 904,399. SECURITY SERVICES: PROGRAM SERVICE EXPENSES 9,268. MANAGEMENT AND GENERAL EXPENSES 5,565. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 14,833. FISCAL SUPPORT SERVICES: PROGRAM SERVICE EXPENSES 482,469. MANAGEMENT AND GENERAL EXPENSES 76,848. FUNDRAISING EXPENSES 21,090. TOTAL EXPENSES 580,407. PAYROLL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 99,580. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 99,580. PARENT SERVICES: PROGRAM SERVICE EXPENSES 2,799. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,799. EARLYLEARN HOME PROVIDER PAYMENTS: PROGRAM SERVICE EXPENSES 2,043,465. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,043,465. FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT -1,180,246. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. EAST 103RD STREET HOUSING DEVELOPMENT FUND CORPORATION 237 EAST 104TH STREET NEW YORK NY 10029 453201632 AFFORDABLE HOUSING NY 501(C)(4) UNION SETTLEMENT ASSOCIATION INC 1 EAST 104TH STREET HOUSING DEVELOPMENT FUND COMPANY 237 EAST 104TH STREET NEW YORK NY 10029 237401864 AFFORDABLE HOUSING NY 501(C)(3) LINE 7 UNION SETTLEMENT ASSOCIATION INC 1 UNION SETTLEMENT HOME CARE SERVICES INC 237 EAST 104TH STREET NEW YORK NY 10029 202033817 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 UNION SETTLEMENT HOME CARE INC 237 EAST 104TH STREET NEW YORK NY 10029 133018240 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0