2020-04-20T19:05:47-05:00 2019-06-30 910189318 MOSS ADAMS LLP 10960 WILSHIRE BLVD SUITE 1100 LOS ANGELES CA 90024 990 2018-07-01 956151774 CHARLES R DREW UNIVERSITY OF MEDICINE AND SCIENCE CHAR 3235635820 1731 EAST 120TH STREET NO 13 LOS ANGELES CA 90059 DAVID M CARLISLE MD PHD PRESIDENT AND CEO 3235635820 2020-04-02 1 LAUREN A HAVERLOCK P00545829 3104770450 2020-04-02 47.148.73.130 2020-04-02 20:30:51 PD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 EAE1CDFBC6261675C85A80D1AE80D05A8E0C2F2B 2018 2020-09-23 17:36:50Z DAVID M CARLISLE MD 1731 EAST 120TH STREET NO 13 LOS ANGELES CA 90059 61647349 0 X WWW.CDREWU.EDU X 1966 CA TO CONDUCT EDUCATION, RESEARCH, AND CLINICAL SERVICES IN THE CONTEXT OF COMMUNITY ENGAGEMENT TO TRAIN HEALTH PROFESSIONALS, TO PROMOTE WELLNESS AND PROVIDE CARE IN UNDER-SERVED COMMUNITIES. 18 14 570 400 0 0 30944346 37777050 19959076 22460593 1120367 1298700 -267247 -391038 51756542 61145305 1440683 3583914 0 0 32306741 35514361 0 0 1281501 23783819 26518543 57531243 65616818 -5774701 -4471513 170878310 171366921 50036275 53857421 120842035 117509500 X CHARLES R. DREW UNIVERSITY OF MEDICINE AND SCIENCE IS A PRIVATE NON-PROFIT STUDENT-CENTERED UNIVERSITY THAT IS COMMITTED TO CULTIVATING DIVERSE HEALTH PROFESSIONAL LEADERS WHO ARE DEDICATED TO SOCIAL JUSTICE AND HEALTH EQUITY FOR UNDER-SERVED POPULATIONS THROUGH OUTSTANDING EDUCATION, RESEARCH, CLINICAL SERVICE, AND COMMUNITY ENGAGEMENT. 0 0 12362696 2247788 22460593 THE UNIVERSITY HAS 376 FACULTY MEMBERS, 92 FULL-TIME AND 284 PART-TIME. THE COLLEGE OF SCIENCE AND HEALTH (COSH) HAS 21 FULL-TIME FACULTY AND 20 PART-TIME FACULTY. COSH STUDENT ENROLLMENT FOR 2019 STOOD AT 314. THE COLLEGE OF MEDICINE (COM) HAS 56 FULL-TIME ACTIVE FACULTY AND 188 PART-TIME AND CLINICAL FACULTY MEMBERS. APPROXIMATELY 50% OF THE COM FACULTY MEMBERS HAVE DUAL APPOINTMENTS WITH UCLA. CURRENT COM STUDENT ENROLLMENT CONSISTS OF 137 STUDENTS, AND 28 MEDICAL RESIDENTS. THE SCHOOL OF NURSING (SON) HAS 72 FACULTY MEMBERS, 15 FULL-TIME AND 57 PART TIME. SON ENROLLMENT CONSISTS OF 382 GRADUATE STUDENTS AND 31 UNDERGRADUATE STUDENTS. 14645979 1336126 0 RESEARCH: THE UNIVERSITY'S RESEARCH PORTFOLIO HAS ACHIEVED NATIONAL RECOGNITION, PARTICULARLY IN ADVANCING MEDICAL SOLUTIONS TO MEET THE UNIQUE HEALTH CARE NEEDS OF UNDESERVED COMMUNITIES. DIABETES, HYPERTENSION, CANCER, REPRODUCTIVE HEALTH, CHRONIC KIDNEY DISEASE, NEURO-PSYCHIATRIC DISORDERS AND HIV/AIDS ARE JUST A FEW OF THE AREAS WHERE CHARLES R. DREW UNIVERSITY RESEARCHERS, FACULTY AND STAFF MEMBERS MAKE A DIFFERENCE. OUR NATIONALLY AND INTERNATIONALLY RENOWNED RESEARCHERS ARE BREAKING NEW GROUND, INTEGRATING RESEARCH ADVANCES INTO THE BASIC SCIENCES AND SETTING NEW STANDARDS IN HEALTHCARE DISPARITIES RESEARCH FOR UNDERSERVED COMMUNITIES. RESEARCH ACTIVITIES AT THE UNIVERSITY ENCOMPASS THE ENTIRE SPECTRUM OF RESEARCH ENDEAVORS, FROM MOLECULAR BIOLOGISTS DISCOVERING GENES WHICH IDENTIFY PATIENTS AT INCREASED RISK FOR BREAST CANCER AND CLINICAL RESEARCHERS STUDYING ADVANCED PHARMACOLOGIC TREATMENT OF DIABETES AND HYPERTENSION, AND EPIDEMIOLOGISTS ASSESSING RISK FACTORS FOR BLINDNESS IN DIVERSE POPULATIONS TO ASSISTING AND HELPING TRAIN MEDICAL PROVIDERS, EQUIP HOSPITALS AND CLINICS, AND TESTING PEOPLE FOR HIV IN COUNTRIES AS FAR AS ANGOLA. CHARLES R. DREW UNIVERSITY OF MEDICINE AND SCIENCE IS ENGAGED AS A TRUE RESEARCH PARTNER LOCALLY WITH NATIONALLY RECOGNIZED RESEARCH INTENSIVE INSTITUTIONS, SUCH AS THE UNIVERSITY OF CALIFORNIA - LOS ANGELES AND THE RAND CORPORATION. FROM OVER 3,000 NIH-FUNDED INSTITUTIONS, THE UNIVERSITY RANKS IN THE TOP 7% FOR THE LEVEL OF FUNDING RECEIVED AND IS IN THE TOP 50 PRIVATE RESEARCH UNIVERSITIES AS RATED BY THE CENTER FOR MEASURING UNIVERSITY PERFORMANCE. 15393668 0 0 ACADEMIC & INSTITUTIONAL SUPPORT: THE UNIVERSITY OFFERS 16 ACADEMIC PROGRAMS ORGANIZED INTO THREE COLLEGES: 1) THE COLLEGE OF SCIENCE AND HEALTH WHICH FEATURES MASTERS OF PUBLIC HEALTH, PHYSICIAN ASSISTANT AND BIOMEDICAL SCIENCES, 1 ASSOCIATE AND 3 BACHELORS DEGREE, AND ONE POST-MASTERS CERTIFICATE; 2) THE COLLEGE OF MEDICINE WHICH IS COMPRISED OF FOUR PROGRAMS - THE DREW/ UCLA MEDICAL EDUCATION PROGRAM, AND THE CONTINUING MEDICAL EDUCATION PROGRAM, GRADUATE MEDICAL EDUCATION (PSYCHIATRY) AND A POST-BACCALAUREATE CERTIFICATE, AND 3) THE MERVYN M. DYMALLY SCHOOL OF NURSING WITH A BACHELORS AND MASTERS OF SCIENCE IN NURSING DEGREE, AND A POST-MASTERS CERTIFICATE PROGRAM. 6602250 0 0 CHARLES R. DREW UNIVERSITY IS ACTIVELY COMMITTED TO TRAINING FUTURE GENERATIONS TO MAKE A DIFFERENCE THROUGH A NUMBER OF NOVEL AND INNOVATIVE YOUTH EDUCATION "PIPELINE PROGRAMS" WHICH ARE UNIQUE AMONG MEDICAL EDUCATION PROGRAMS IN SOUTHERN CALIFORNIA. THE PIPELINE PROGRAMS HAVE TWO IMPORTANT GOALS: EXPOSE URBAN MINORITY STUDENTS TO SCIENCE STUDIES WHILE HELPING THEM DEVELOP A STRONG INTEREST IN SCIENCE AND RESEARCH, AND IMPROVE OPPORTUNITIES FOR URBAN MINORITY STUDENTS WHO WISH TO PURSUE CAREERS IN MEDICINE AND SCIENCE. THE PROGRAMS ARE A SERIES OF EDUCATIONAL STEPS THAT ESTABLISH AN ACADEMIC CONTINUUM IN MEDICAL EDUCATION. THE ACADEMIC CONTINUUM STARTS AT PRESCHOOL WITH THE SATURDAY SCIENCE ACADEMY (SSA) PROGRAMS, INCLUDING THE SSA JUNIOR WHITE COAT CEREMONY, AND EXTENDS UPWARD THROUGH THE LINCOLN-DREW ELEMENTARY SCHOOL (GRADES K-6). LINCOLN-DREW MIDDLE SCHOOL (GRADES 7 THROUGH 9) AND THE KING/DREW MAGNET HIGH SCHOOL OF MEDICINE AND SCIENCE (GRADES 10 THROUGH 12). THE WHITE COAT CEREMONY IS A NATIONWIDE MEDICAL SCHOOL ACTIVITY TO SIGNAL THE TRANSITION OF MEDICAL STUDENTS FROM BOOK LEARNING AND LAB WORK TO THE WORLD OF CLINICAL PRACTICE AND DIRECT INTERACTION WITH REAL PATIENTS. THE SSA JUNIOR WHITE COAT CEREMONY SEEKS TO EMBRACE THE SPIRIT OF THIS EXERCISE THROUGH ENCOURAGING STUDENTS TO COMMIT TO LIFELONG LEARNING. 6602250 0 0 49004593 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 234 0 1 570 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X ELIZABETH BASKERVILLE 3235635929 1731 EAST 120TH STREET LOS ANGELES CA 90059 DAVID M CARLISLE TRUSTEE/PRESIDENT 50.00 X X 495345 0 61491 ARTHUR J OCHOA ESQ BOARD CHAIR 1.00 X X 0 0 0 JOHN YAMAMOTO ESQ VICE CHAIR 1.00 X X 0 0 0 MOSHEN BAZARGAN FACULTY TRUSTEE/PROFESSOR 51.00 X 186427 0 31171 MARVIN O'QUINN MPH TRUSTEE 1.00 X 0 0 0 PATRICK T DOWLING MD MPH TRUSTEE 1.00 X 0 0 0 HOWARD A KAHN MA TRUSTEE 1.00 X 0 0 0 VIDYA KAUSHIK MD TRUSTEE 1.00 X 0 0 0 ANDREW B LEEKA MBA MPH TRUSTEE 1.00 X 0 0 0 JOHN C MAZZIOTTA MD PHD TRUSTEE 1.00 X 0 0 0 B KATHLYN MEAD MBA TRUSTEE 1.00 X 0 0 0 CANDACE BOND-MCKEEVER TRUSTEE 1.00 X 0 0 0 JAMES ROSSER PHD TRUSTEE 1.00 X 0 0 0 CLARENCE SHIELDS JR MD TRUSTEE 1.00 X 0 0 0 LUCIA VIDES STUDENT TRUSTEE (THRU 09/01/18) 1.00 X 0 0 0 JAZMYN CHILDRESS STUDENT TRUSTEE 1.00 X 0 0 0 KELSEY MARTIN MD PHD TRUSTEE 1.00 X 0 0 0 MARTHA M ESCUTIA TRUSTEE (THRU 05/01/19) 1.00 X 0 0 0 LINDA GRIEGO TRUSTEE 1.00 X 0 0 0 HARDING YOUNG MD TRUSTEE 1.00 X 0 0 0 STEVE MICHAEL PHD PROVOST AND VP ACADEMIC AFFAIRS 50.00 X 360318 0 59566 CARL MCLANEY VP FINANCE AND CHIEF BUS. OFFICER 50.00 X 267322 0 23774 JOHN PATTON CHIEF LEGAL COUNSEL/BOARD SECRETARY 50.00 X 256124 0 36666 JOHN GERAGHTY CPA CFO (THRU 8/1/18) 50.00 X 138245 0 30503 ELIZABETH BASKERVILLE CPA MBA JD CFO (STARTED 10/1/18) 50.00 X 28518 0 0 DEBORAH PROTHRO-STITH DEAN, COLLEGE OF MEDICINE 50.00 X 350077 0 24652 JAYDUTT VADGAMA PHD V.P. RESEARCH 50.00 X 333899 0 53474 ANGELA MINNIEFIELD V.P. ADVANCEMENT 50.00 X 264030 0 35781 HECTOR BALCAZAR DEAN, COLLEGE OF SCIENCE & HEALTH 50.00 X 223582 0 44782 DIANE M BRECKENRIDGE DEAN, SCHOOL OF NURSING 50.00 X 156593 0 22400 DAVID MARTINS RESEARCHER 50.00 X 208203 0 34928 RONALD EDELSTEIN ASSISTANT DEAN 50.00 X 203136 0 30798 LISA BARKLEY FAMILY MEDICINE PROGRAM DIRECT 50.00 X 256333 0 23774 ROBERT JENDERS PROFESSOR I 50.00 X 194100 0 26204 CARLOTTA FREEMAN MD PHD DIRECTOR, PYSCHIATRY RESIDENCY 50.00 X 207162 0 27967 JACKIE BROWN FORMER CHIEF OF STAFF AND BOARD SECRETARY 50.00 X 108698 0 14674 4238112 0 582605 69 1 1 0 KENDREN COMMUNITY HEALTH CENTER 4211 S AVALON BLVD LOS ANGELES CA 90011 CLINICAL EDUCATION PARTNER 873212 COUTINHO NETO & OREY LDA R LUCIANA CORDEIRO 116 LISBOA PO CONSULTING 723956 VENABLE LLC 2049 CENTURY PARK EAST SUITE 2300 LOS ANGELES CA 90067 LEGAL 690110 THE BAKER GROUP 10736 JEFFERSON BLVD 659 CULVER CITY CA 90230 EVENTS PLANNING & CONSULTING 509768 VACO 6701 CENTER DRIVE WEST SUITE 960 LOS ANGELES CA 90045 RECRUITING & TEMPORARY SERVICES 293709 23 417511 34143523 3216016 37777050 TUITION/FEES/CONTINUING EDUCATION 611710 21650270 21650270 AUXILIARY ENTERPRISES 722210 810323 810323 22460593 1298700 1298700 111006 417511 502044 -391038 -391038 61145305 22460593 0 907662 1336126 1336126 2247788 2247788 4385968 3421055 964913 23875732 18150397 5119343 605992 1545922 1205819 340103 3556241 2656917 749386 149938 2150498 1677388 473110 2358562 1839678 518884 1255065 1255065 224908 224908 1020100 1020100 148940 91086 25691 32163 1604934 1245182 351204 8548 961670 750102 211568 1137914 887573 250341 642471 499226 140807 2438 144939 113052 31887 2137306 1667098 470208 2580382 2012698 567684 1049712 818775 230937 PROGRAM/PARTICIPANT EXP 4961999 3869450 1091383 1166 ALL OTHER EXPENSES 4635342 3309286 953077 372979 SUBCONTRACTORS/PURCHASE 1654299 1205897 340125 108277 65616818 49004593 15330724 1281501 9177677 9645420 738716 758609 9255108 7601404 2290362 2310110 73444577 30696984 40841561 42747593 107493435 107162033 5455 -7216 1075996 1148968 170878310 171366921 5557101 7607271 4809053 5459314 32285000 32000000 2516996 2338430 4868125 6452406 50036275 53857421 X 23495635 21844200 62521600 0 34824800 95665300 120842035 117509500 170878310 171366921 -4471513 1138978 0 X 0 1 X 1 1 1 X 33465276 32682527 33648347 30944346 37777050 168517546 33465276 32682527 33648347 30944346 37777050 168517546 168517546 1445103 780500 1189325 1120367 1298700 5833995 174351541 89864316 0.96650 0.96480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 95108400 2702400 229425 3315375 94266000 89957000 8295400 317000 2827000 95108400 81155000 554600 11391400 317000 2827000 89957000 83034400 5000000 -3644800 3234600 81155000 76672000 5000000 4322800 2960400 83034400 0.01700 0.36400 0.61900 1 0 2131160 2131160 57155414 21017914 36137500 1063059 1619384 -556325 10506967 8059686 2447281 2587977 2587977 42747593 UCLA ENDOWMENT FUND 89293877 F UC STIP FUND 17868156 F 107162033 OBLIGATIONS UNDER CAP LEASES 129748 INTEREST RATE SWAP AGREEMENT 6322658 6452406 X 55871631 1138901 1138901 54732730 1020100 5392475 6412575 61145305 59204243 0 59204243 1020100 5392475 6412575 65616818 PART V, LINE 4: THE CORPUS WILL BE MAINTAINED IN PERPETUITY AND THE INVESTMENT INCOME PORTION WILL BE USED TO SUPPORT: (1) FACULTY AND PROFESSIONAL DEVELOPMENT, INCLUDING CREATION OF A FACULTY RESEARCH AND TEACHING RESOURCE CENTER, AND A COMPREHENSIVE INSTRUCTIONAL PROGRAM FOR FACULTY THAT WILL OPTIMIZE THE EFFECTIVENESS OF FACULTY AS RESEARCH MENTORS; AND (2) CONTINUE TO ENHANCE AND STRENGTHEN THE UNIVERSITY'S RESEARCH INFRASTRUCTURE THROUGH MODERNIZATION OF THE EXISTING LEARNING RESOURCE CENTER FOR STUDENTS. PART X, LINE 2: THE UNIVERSITY IS AN ORGANIZATION EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE, AND IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, THE UNIVERSITY IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS, REGULARLY CARRIED ON, AND NOT IN FURTHERANCE OF THE PURPOSE FOR WHICH IT IS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUSINESS, IN THE OPINION OF THE UNIVERSITY'S MANAGEMENT, IS NOT MATERIAL TO THE FINANCIAL STATEMENTS TAKEN AS A WHOLE. THE UNIVERSITY ACCOUNTS FOR THE UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH AN INTERPRETATION ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB"), WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS. THIS GUIDANCE REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE UNIVERISTY'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE-LIKELY-THAN-NOT THRESHOLD ARE REQUIRED TO BE RECORDED AS A TAX BENEFIT OR EXPENSE IN THE CURRENT YEAR. ADDITIONALLY, THIS INTERPRETATION PROVIDES GUIDANCE ON DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE AND TRANSITION. THE UNIVERSITY HAD NO UNCERTAIN TAX POSITIONS THAT WERE NOT CONSIDERED MORE-LIKELY-THAN-NOT OF BEING SUSTAINED BY APPLICABLE TAX AUTHORITIES AS OF BOTH JUNE 30, 2019 AND 2018. PART XI, LINE 4B - OTHER ADJUSTMENTS: FELLOWSHIP REVENUE NETTED AGAINST EXPENSES 2,192,062. INDIRECT COSTS NETTED AGAINST REVENUE 3,200,413. PART XII, LINE 4B - OTHER ADJUSTMENTS: FELLOWSHIP REVENUE NETTED AGAINST EXPENSES 2,192,062. INDIRECT COSTS NETTED AGAINST REVENUE 3,200,413. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 CHARLES DREW HAS PUBLICIZED ITS RACIALY NONDISCRIMINATORY POLICY THROUGH THE COURSE CATALOG, THE WEBSITE STATEMENT, THE APPLICATION FOR ADMISSION, THE ADMISSIONS PUBLICATIONS, THE FINANCIAL AID APPLICATION, THE EMPLOYEMENT APPLICATION AND OTHER EMPLOYMENT MATERIALS. SCHEDULE E, PART I, LINE 6 CHARLES DREW UNIVERSITY OF MEDICINE AND SCIENCE RECEIVES GOVERNMENT FUNDING FROM FEDERAL, STATE AND LOCAL AGENCIES FOR THE PRIMARY PURPOSE OF RESEARCH AND DEVELOPMENT ACTIVITIES AS WELL AS COMMUNITY EDUCATION AND SERVICE. 1 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES HIV PREVENTION IN THE ANGOLAN MILITARY 931420 0 0 0 0 0 0 931420 0 931420 0 0 0 0 0 0 JAZZ AT DREW 308141 231877 76264 157814 4776 98000 108156 SPRING GALA 139301 113957 25344 12434 37582 1750 38712 1 81075 71677 9398 6325 8595 25000 2900 528517 417511 111006 176573 50953 124750 149768 502044 -391038 PART II, LINE 11 TOTAL SPECIAL EVENT GROSS RECEIPTS: $528,517 TOTAL COST OF SPECIAL EVENTS: $502,044 NET INCOME FROM SPECIAL EVENTS: $26,473 GROSS PROCEEDS OF $417,511 ARE RECLASSIFIED AS CONTRIBUTION REVENUE. AS SUCH, SPECIAL EVENT NET INCOME IS REPORTED ON PART II, LINE 11 AS $-391,038. 1 COMMUNITY HEALTH COUNCILS 3731 STOCKER STREET SUITE 201 LOS ANGELES CA 90008 954487664 501(C)(3) 11950 A COMMUNITY COLLABORATION TO REDUCE BURDEN OF HEART DISEASE. UCLA DAVID GEFFEN SCHOOL OF MEDICINE 911 BROXTON AVENUE LOS ANGELES CA 90024 956006143 STATE OF CALIFORNIA 153048 RETINOPATHY UC REGENTS 911 BROXTON AVENUE LOS ANGELES CA 90024 956006143 STATE OF CALIFORNIA 27200 CHEMOPREVENTION-PHYTOCHEMICALS IN PROSTATEN CANCER THE MEN'S CANCER NETWORK INC PO BOX 78495 LOS ANGELES CA 90016 454229037 501(C)(3) 5000 CANCER CENTER RESEARCH - ADMIN CORE UC REGENTS 911 BROXTON AVENUE LOS ANGELES CA 90024 956006143 STATE OF CALIFORNIA 11794 CANCER CENTER RESEARCH - OUTREACH CORE ALTAMED 2040 CAMFIELD AVE COMMERCE CA 90040 952810095 501(C)(3) 98920 HEALTH CAREERS OPPORTNTY PROG: NATL HCOP ACADEMIES LOMA LINDA UNIVERSITY 11234 ANDDERSON ST LOMA LINDA CA 92354 951816009 501(C)(3) 9950 AXIS-PILOT-18: (ANI) UC REGENTS 911 BROXTON AVENUE LOS ANGELES CA 90024 956006143 STATE OF CALIFORNIA 81112 DREW/UCLA PROJECT EXPORT CTR-ADMINISTRTVE CORE - D 8 0 ACADEMIC SCHOLARSHIPS & GRANTS 288 2247788 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE REPRESENTS STUDENT FINANCIAL AID. WHEN AWARDING AID, CHARLES R. DREW UNIVERSITY FOLLOWS ALL LAWS AND REGULATIONS OF FEDERAL AND STATE OF CALIFORNIA AID PROGRAMS. X 1 1 X X X 0 0 0 0 0 0 0 0 0 DAVID M CARLISLE TRUSTEE/PRESIDENT 401315 0 0 0 94030 0 28560 0 32931 0 556836 0 0 0 MOSHEN BAZARGAN FACULTY TRUSTEE/PROFESSOR 185680 0 0 0 747 0 13349 0 17822 0 217598 0 0 0 STEVE MICHAEL PHD PROVOST AND VP ACADEMIC AFFAIRS 357586 0 0 0 2732 0 25681 0 33885 0 419884 0 0 0 CARL MCLANEY VP FINANCE AND CHIEF BUS. OFFICER 264550 0 0 0 2772 0 18500 0 5274 0 291096 0 0 0 JOHN PATTON CHIEF LEGAL COUNSEL/BOARD SECRETARY 250897 0 0 0 5227 0 17850 0 18816 0 292790 0 0 0 JOHN GERAGHTY CPA CFO (THRU 8/1/18) 138245 0 0 0 0 0 30503 0 0 0 168748 0 0 0 DEBORAH PROTHRO-STITH DEAN, COLLEGE OF MEDICINE 350000 0 0 0 77 0 24500 0 152 0 374729 0 0 0 JAYDUTT VADGAMA PHD V.P. RESEARCH 331226 0 0 0 2673 0 23654 0 29820 0 387373 0 0 0 ANGELA MINNIEFIELD V.P. ADVANCEMENT 263064 0 0 0 966 0 18653 0 17128 0 299811 0 0 0 HECTOR BALCAZAR DEAN, COLLEGE OF SCIENCE & HEALTH 220810 0 0 0 2772 0 15907 0 28875 0 268364 0 0 0 DIANE M BRECKENRIDGE DEAN, SCHOOL OF NURSING 156593 0 0 0 0 0 0 0 22400 0 178993 0 0 0 DAVID MARTINS RESEARCHER 207945 0 0 0 258 0 14843 0 20085 0 243131 0 0 0 RONALD EDELSTEIN ASSISTANT DEAN 199847 0 0 0 3289 0 14341 0 16457 0 233934 0 0 0 LISA BARKLEY FAMILY MEDICINE PROGRAM DIRECT 256333 0 0 0 0 0 17943 0 5831 0 280107 0 0 0 ROBERT JENDERS PROFESSOR I 194100 0 0 0 0 0 13587 0 12617 0 220304 0 0 0 CARLOTTA FREEMAN MD PHD DIRECTOR, PYSCHIATRY RESIDENCY 207162 0 0 0 0 0 14501 0 13466 0 235129 0 0 0 JACKIE BROWN FORMER CHIEF OF STAFF AND BOARD SECR 108698 0 0 0 0 0 7609 0 7065 0 123372 0 0 0 PART I, LINE 1A THE UNIVERSITY PRESIDENT IS PROVIDED A UNIVERSITY-OWNED RESIDENCE FOR PERSONAL USE. THE VALUE OF THE HOUSING BENEFIT IS INCLUDED IN THE PRESIDENT'S TAXABLE INCOME IN THE AMOUNT OF $91,258. A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 2014-12-22 32710625 REFUND PRIOR ISSUE 0 0 0 A 285000 32710625 275625 32435000 1 0 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 1 1 MORGAN STANLEY CAPITAL SERVICES 23.400000000000 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S FINANCE AND ACCOUNTING TEAM WORKS CLOSELY WITH THE ACCOUNTING FIRM HIRED TO PREPARE THE FORM 990 AND THE CFO PERFORMS A REVIEW OF THE FORM 990 PRIOR TO THE TIME IT IS FILED. THE FORM 990 IS SENT TO ALL TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL NEW EMPLOYEES MUST COMPLETE A CONFLICT OF INTEREST (COI) FORM AS A REQUIREMENT FOR HIRE. ALL STAFF AND FACULTY MUST RESPOND TO ANNUAL "CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE". ONCE ALL COIS ARE COLLECTED, AND DISCLOSED CONFLICTS ARE PRESENTED TO THE AUDIT & COMPLIANCE COMMITTEE FOR RESOLUTION OR MITIGATION. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO WAS HIRED IN JULY, 2011 FOLLOWING AN EXHAUSTIVE, NATION-WIDE SEARCH. THE SEARCH WAS HEADED BY THE BOT VICE CHAIR WHO ASSEMBLED A COMMITTEE REPRESENTING A CROSS SECTION OF THE UNIVERSITY AND COMMUNITY. THIS SEARCH COMMITTEE WAS OVER-SEEN BY THE BOT EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE EVALUATED COMPENSATION FOR THE PRESIDENT AFTER COMPARISON TO PEER INSTITUTIONS. NO EMPLOYEE OF THE UNIVERSITY RECEIVES ANY FORM OF BONUS OR INCENTIVE COMPENSATION. ADDITIONALLY, THE ORGANIZATION HIRED KEY EMPLOYEES BY CONDUCTING A NATIONWIDE SEARCH FOR VICE PRESIDENT'S AND COLLEGE DEAN'S. THE SALARIES WERE DETERMINED BY INPUT FROM SEARCH FIRM AND COMPARABILITY TO MARKET. FORM 990, PART VI, SECTION C, LINE 19 WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE UPON REQUEST.