2020-04-14T15:38:11-05:00 2019-06-30 580692043 MAULDIN & JENKINS LLC 1401 MANATEE AVE W STE 1200 BRADENTON FL 34205 990 2018-07-01 591398673 FLORIDA BANKERS ASSOCIATION INC FLOR 8502242265 1001 THOMASVILLE ROAD NO 201 TALLAHASSEE FL 32303 ALEJANDRO SANCHEZ PRESIDENT/CEO 8502242265 2020-04-14 1 BRIAN CARTER P00536712 9417474483 2020-04-14 50.192.51.169 2020-04-14 09:53:51 ED P 3926D177A707BCB7E230A1895944903563F14820 53B0FA9F3CDE8175C87172A46DB6AFA586DF0998 2018 2020-09-23 17:36:50Z ALEJANDRO SANCHEZ 1001 THOMASVILLE ROAD NO 201 TALLAHASSEE FL 32303 4901919 0 X WWW.FLORIDABANKERS.COM X 1888 FL THE RESOURCE FOR FLORIDA'S BANKERS TO INFLUENCE STATE AND FEDERAL OFFICIALS TO MAXIMIZE THEIR ABILITY TO COMPETE, SERVE CUSTOMERS, AND POSITIVELY CONTRIBUTE TO THE ECONOMIC WELL-BEING OF FLORIDA. 33 33 21 90 40139 28314 0 0 4441340 4418510 37458 71828 343130 354365 4821928 4844703 0 0 0 0 2601035 2707530 0 0 0 2273283 2276135 4874318 4983665 -52390 -138962 8794055 8402902 2665635 2117059 6128420 6285843 THE RESOURCE FOR FLORIDA'S BANKERS TO INFLUENCE STATE AND FEDERAL OFFICIALS TO MAXIMIZE THEIR ABILITY TO COMPETE, SERVE CUSTOMERS, AND POSITIVELY CONTRIBUTE TO THE ECONOMIC WELL-BEING OF FLORIDA. 0 0 PROVIDING TRAIINING PROGRAMS AND SEMINARS, CERTIFICATIONS, AND EDUCATIONAL MATERIALS TO APPROXIMATELY 389 MEMBERS. KEEPING MEMBERS INFORMED ON ISSUES AFFECTING THE BANKING INDUSTRY IN FLORIDA THROUGH VARIOUS SERVICES. REPRESENTING ITS MEMBERS ON LEGISLATIVE AND REGULATORY ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL. 0 0 1 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 59 0 21 1 1 1 0 0 0 1 1 0 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 FL X LESLEY JORDAN 8502242265 1001 THOMASVILLE ROAD NO 201 TALLAHASSEE FL 32303 EMORY MAYFIELD CHAIR 2.00 X X 0 0 0 LLOYD DEVAUX CHAIR-ELECT 1.00 X X 0 0 0 RITA LOWMAN 1ST IMMEDIATE PAST CHAIR 0.15 X 0 0 0 BUD STALNAKER 2ND IMMEDIATE PAST CHAIR 0.15 X 0 0 0 BILL PENNEY TIER I CHAIRMAN 0.15 X 0 0 0 BILL MOOR TIER II CHAIRMAN 0.15 X 0 0 0 FAB BRUMLEY TIER III CHAIRMAN 0.15 X 0 0 0 MICHAEL ALOIAN DIRECTOR 0.15 X 0 0 0 ANGIE BARGER DIRECTOR 0.15 X 0 0 0 DENNIS BEDLEY DIRECTOR 0.15 X 0 0 0 MIKE BUTLER DIRECTOR 0.15 X 0 0 0 DAVID CALL DIRECTOR 0.15 X 0 0 0 RAY COLADO DIRECTOR 0.15 X 0 0 0 JOHN CORBETT DIRECTOR 0.15 X 0 0 0 JOSE CUETO DIRECTOR 0.15 X 0 0 0 LOU DE LA AGUILERA DIRECTOR 0.15 X 0 0 0 DAVID FEASTER DIRECTOR 0.15 X 0 0 0 VERONICA FLORES DIRECTOR 0.15 X 0 0 0 BEN FLOWERS FBEF CHAIR 0.15 X 0 0 0 CONNIE FRADY BANKSERV CHAIR 0.15 X 0 0 0 DENNY HUDSON DIRECTOR 0.15 X 0 0 0 DEREK JONES DIRECTOR 0.15 X 0 0 0 SCOTT KEITH DIRECTOR 0.15 X 0 0 0 RICK KUCI DIRECTOR 0.15 X 0 0 0 STEPHEN LIVERPOOL DIRECTOR 0.15 X 0 0 0 JEFF OODY DIRECTOR 0.15 X 0 0 0 TOM PENNEKAMP DIRECTOR 0.15 X 0 0 0 CAREY SOUD DIRECTOR 0.15 X 0 0 0 KENDALL SPENCER DIRECTOR 0.15 X 0 0 0 ED STERLING DIRECTOR 0.15 X 0 0 0 TONY STIFFLER DIRECTOR 0.15 X 0 0 0 CATHY SWANSON DIRECTOR 0.15 X 0 0 0 JOHN THOMPSON DIRECTOR 0.15 X 0 0 0 ALEJANDRO SANCHEZ PRESIDENT/CEO 40.00 X 518782 0 47304 PAMELA RICCO EVP & COO 40.00 5.00 X 234667 0 41139 ANTHONY DIMARCO EVP OF GOVERNMENT AFFAIRS 40.00 X 239026 0 43090 LESLEY JORDAN SVP & CFO 40.00 5.00 X 180745 0 33599 PETE BROKAW SVP OF EDUCATION 40.00 X 163364 0 33823 KENNETH PRATT SVP OF GOVERNMENT AFFAIRS 40.00 X 142793 0 26920 1479377 0 225875 6 0 1 0 AKERMAN LLP P O BOX 4906 ORLANDO FL 32802 LEGAL 140969 1 MEMBERSHIP DUES 900099 2788000 2788000 REGISTRATION/TUITION 900099 1169235 1169235 SPONSORSHIPS 900099 316350 316350 EXHIBITOR FEES 900099 139925 139925 FRAUDNET.COM 812930 5000 5000 4418510 49828 49828 193461 193461 89400 53396 36004 36004 5074 30930 22000 0 22000 22000 22000 37175 3820 33355 33355 MANAGEMENT FEES 812930 81100 56100 25000 ADVERTISING 541800 5302 5302 MISCELLANEOUS 812900 5143 5380 -237 91545 4844703 4052070 40139 752494 1827844 558890 44310 124101 152385 145276 28737 82397 8696 72497 27385 53546 118011 1009779 89764 38227 MEALS & ENTERTAINMENT 197195 EQUIPMENT RENTAL & MAIN 135298 EMPLOYEE RETENSION EXPE 49374 AUDIO VISUAL PRODUCTION 37846 182107 4983665 494533 224330 2011193 661719 157175 206114 197406 166750 3302655 2218229 1100278 1084426 3013347 3995329 1820123 2064234 8794055 8402902 905471 511287 1011475 1254588 748689 351184 2665635 2117059 X 6128420 6285843 6128420 6285843 8794055 8402902 X -138962 52037 244348 X X 0 1 X 1 0 28774 FLORIDA BANKERS ASSOCIATION PAC P O BOX 1360 TALLAHASSEE FL 32302 596525818 74500 0 0 1 2635762 841765 446531 1288296 738013 550283 300000 300000 1861425 1185763 675662 928443 910400 18043 212787 122066 90721 1084426 INVESTMENT IN SUBSIDIARY - BANCSERV 2063734 LONG TERM INVESTMENT - ALLIANCE 500 2064234 KEY EMPLOYEE RETENTION PLAN 351184 351184 X 5198304 52037 244111 296148 4902156 -57453 -57453 4844703 5040881 53396 53396 4987485 -3820 -3820 4983665 PART X, LINE 2: FBA QUALIFIES AS A CHARITABLE ORGANIZATION AS DEFINED BY INTERNAL REVENUE CODE SECTION 501(C)(6) AND, ACCORDINGLY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE. HOWEVER, FBA IS SUBJECT TO INCOME TAX ON UNRELATED BUSINESS INCOME. BANCSERV IS A FOR-PROFIT CORPORATION AND, ACCORDINGLY, IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON ITS EARNINGS. BANCSERV USES THE LIABILITY METHOD IN ACCOUNTING FOR INCOME TAXES. UNDER THIS METHOD DEFERRED TAX ASSETS AND LIABILITIES ARE DETERMINED BASED ON DIFFERENCES BETWEEN FINANCIAL REPORTING AND TAX BASES OF ASSETS AND LIABILITIES AND ARE MEASURED USING THE ENACTED TAX RATES AND LAWS THAT WILL BE IN EFFECT WHEN THE DIFFERENCES ARE EXPECTED TO ARISE. IT IS THE ASSOCIATION'S POLICY TO ACCOUNT FOR ANY UNCERTAINTIES IN INCOME TAX LAW IN ACCORDANCE WITH FASB ASC 740-10 ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ("ASC 740-10") ASC 740-10 CLARIFIES THE ACCOUNTING FOR UNCERTAIN INCOME TAX POSITIONS AND REQUIRES THAT THE ASSOCIATION RECOGNIZE THE IMPACT OF SUCH A TAX POSITION IN ITS CONSOLIDATED FINANCIAL STATEMENTS IF, UPON ULTIMATE SETTLEMENT, THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS EVALUATED THE ASSOCIATION'S TAX POSITIONS AND CONCLUDED THAT THE ASSOCIATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS. FBA AND BANCSERV FILE THEIR TAX RETURNS IN THE U.S. FEDERAL AND FLORIDA JURISDICTIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME FROM SUBSIDIARY 244,111. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -53,396. COST OF GOODS SOLD -3,820. OTHER -237. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 53,396. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -3,820. X X X 1 1 X X X X 0 1 0 ALEJANDRO SANCHEZ PRESIDENT/CEO 334000 0 175000 0 9782 0 35553 0 11751 0 566086 0 0 0 PAMELA RICCO EVP & COO 169160 0 61000 0 4507 0 33624 0 7515 0 275806 0 0 0 ANTHONY DIMARCO EVP OF GOVERNMENT AFFAIRS 171915 0 62000 0 5111 0 34188 0 8902 0 282116 0 0 0 LESLEY JORDAN SVP & CFO 130829 0 47000 0 2916 0 25774 0 7825 0 214344 0 0 0 PETE BROKAW SVP OF EDUCATION 112674 0 41000 0 9690 0 22151 0 11672 0 197187 0 0 0 KENNETH PRATT SVP OF GOVERNMENT AFFAIRS 104815 0 37500 0 478 0 20447 0 6473 0 169713 0 0 0 PART I, LINE 1A CHARTER TRAVEL FOR MAYFIELD, DEVAUX & LOWMAN: $8,195 TRAVEL FOR COMPANIONS: $2,925 SOCIAL DUES FOR PRATT, DIMARCO, LARKIN & SANCHEZ: $4,570 PART I, LINE 4B ALEJANDRO SANCHEZ $22,573 ANTHONY DIMARCO $11,935 PAMELA RICCO $10,133 THE ABOVE AMOUNTS REPRESENT THE ACCRUAL FOR 2018. NO AMOUNTS HAVE BEEN PAID OUT UNDER THE PLAN FOR 2018. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 AND ACCOMPANYING SCHEDULES ARE REVIEWED BY THE SENIOR VICE PRESIDENT/CFO. THE CFO RESOLVES ANY ISSUES OR QUESTIONS WITH THE INDEPENDENT ACCOUNTING FIRM THAT PREPARES THE FORMS.PRIOR TO SUBMISSION TO THE IRS, THE FORM 990 AND ACCOMPANYING SCHEDULES ARE SUBMITTED TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. NO FURTHER REVIEW BY THE BOARD IS REQUIRED BEFORE THE FORMS ARE FILED WITH THE IRS. DISTRIBUTIONS TO BOARD MEMBERS MAY BE IN THE FORM OF ELECTRONIC MAIL, NOTIFICATION TO A LINK ON A WEBSITE OR ACTUAL MAILING OF THE DOCUMENT. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATION HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES THE OFFICERS AND DIRECTORS TO ANNUALLY DISCLOSE POTENTIAL CONFLICTS OF THEMSELVES AND THEIR FAMILY MEMBERS ON A FORM DISTRIBUTED BY THE ASSOCIATION. THE SENIOR VICE PRESIDENT/CFO ENSURES THAT ALL FORMS ARE COMPLETED, REVIEWS THEM FOR CONFLICTS, AND SUBMITS ANY ACTUAL OR POTENTIAL CONFLICTS TO THE BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE HAS BEEN DELEGATED TO ACT AS THE COMPENSATION COMMITTEE TO DETERMINE THE SALARY FOR THE CEO. A SURVEY IS COMPLETED EVERY FEW YEARS FOR ALL OFFICERS. A COMPENSATION SURVEY WAS CONDUCTED IN NOVEMBER OR 2012. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTREST POLICY, AND THREE MOST CURRENT FINANCIAL STATEMENTS AND FORMS 990 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTREST POLICY, AND THREE MOST CURRENT FINANCIAL STATEMENTS AND FORMS 990 AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: INCOME FROM SUBSIDIARY 244,111. OTHER 237. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FLORIDA BANKERS EDUCATIONAL FOUNDATION P O BOX 1360 TALLAHASSEE FL 32302 596139568 SCHOLARSHIP FL 501(C)(3) LINE 11 59-1398673 0 BANCSERV INC P O BOX 1360 TALLAHASSEE FL 32306 591803525 SERVICES TO BANK FL FLORIDA BANKERS ASSOCIATION INC C 611119 2224730 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 BANCSERV INC A 8700 ACTUAL BANCSERV INC N 52500 ACTUAL BANCSERV INC Q 45829 ACTUAL FLORIDA BANKERS EDUCATIONAL FOUNDATION N 103172 ACTUAL