2020-04-14T09:17:00-05:00 2019-06-30 450250958 EIDE BAILLY LLP 1545 ASSOCIATES DR STE 101 DUBUQUE IA 52002 990 2018-07-01 451740219 Catholic Foundation for the Archdiocese of Dubuque CATH 5635520176 PO Box 357 Dubuque IA 52004 Michele Brock Executive Director 5635520176 2020-04-13 1 Kim Hunwardsen CPA P00484560 5635561790 2020-04-13 216.147.181.47 2020-04-13 16:20:22 CD P 9EB6867304309B5BA7CF1F8994B8B429DCF961D0 9EB6867304309B5BA7CF1F8994B8B429DCF961D0 2018 2020-09-23 17:36:50Z X The Catholic Foundation in the Archdiocese of Dubuque Michele Brock PO Box 357 Dubuque IA 52004 63758209 0 X www.ourcfad.org X 2011 IA To help donors sustain Catholic organizations in the Archdiocese of Dubuque. 9 9 0 10 0 0 37906997 9545426 422658 535617 1701747 12799229 0 0 40031402 22880272 937342 1712001 0 0 0 0 0 0 0 538776 662258 1476118 2374259 38555284 20506013 86986888 101185338 16713521 18777660 70273367 82407678 X To sustain a vibrant Catholic faith in the Archdiocese of Dubuque through professional financial planning. 0 0 1712001 1712001 535617 The Catholic Foundation in the Archdiocese of Dubuque was established in 2011 as an independent non-profit organization founded to encourage financial stewardship and generosity by providing an avenue for faith-based giving. The Foundation exists to assist individuals and organizations that wish to provide a lasting financial support to Catholic religious, educational, and charitable organizations that serve the people of the Archdiocese of Dubuque. In Christ, The Catholic Foundation in the Archdiocese of Dubuque assists donors in creating a meaningful and lasting impact through planned giving and charitable fund management to provide for the long-term needs of the Archdiocese of Dubuque.The Foundation offers several options for individuals, corporations and other fundraising entities that wish to assist the Foundation in its mission to financially support parishes, schools and other charitable organizations of the Archdiocese and/or the universal Catholic Church. 1712001 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 X Michele Brock 5635520176 PO Box 357 Dubuque IA 52004 Steve Duggan Chair 0.50 X X 0 0 0 Michele Brock Vice Chair 0.50 X X 0 0 0 Maureen Kenney Secretary 0.50 X X 0 0 0 Brian Kane Director 0.50 X 0 0 0 Brian McConnell Director 0.50 X 0 0 0 Most Rev Michael Jackels Director Ex-Officio 0.50 X 0 0 0 Barb Potts Director 0.50 X 0 0 0 Ken Keune Director 0.50 X 0 0 0 Richard Nelson Director 0.50 X 0 0 0 Richard Runde Treasurer (non-voting) 0.50 X 0 0 0 Jeff Henderson President 40.00 X 133894 0 6656 133894 0 6656 0 0 0 1 0 9545426 9545426 Administration Fees 561000 531412 531412 Management Fees 561000 4200 4200 5 5 535617 1604593 1604593 52072573 40877937 11194636 11194636 11194636 22880272 535617 0 12799229 X 1712001 1712001 7990 7990 499252 499252 140505 140505 5808 5808 5273 5273 1981 1981 101 101 53 53 1295 1295 2374259 1712001 662258 0 1292133 159472 26250 214 458 2936 2936 53 0 71316653 85911160 14351799 15114034 86986888 101185338 16404 33619 16560581 18744041 136536 16713521 18777660 X 70024733 82087631 248634 320047 70273367 82407678 86986888 101185338 20506013 -8371702 0 X 0 1 X 1 0 X 3782751 5180783 7143693 37906997 9545426 63559650 3782751 5180783 7143693 37906997 9545426 63559650 63559650 360622 481345 497467 1136708 1604593 4080735 67640385 1485341 0.93970 0.95620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 2936 2936 0 0 Annuity/life insurance 4000000 F Investments in Alternative Investment Grantor Trust 11114034 F 15114034 X 537650 0 537650 81156 22261466 22342622 22880272 172753 0 172753 81156 2120350 2201506 2374259 Part IV, Line 2b: Funds Held in Trust represents funds that have been transferred to the Foundation, but ownership is retained by the Trustor. Investment income and distributions of these funds are not considered revenues or expenses of the Foundation. Part X, Line 2: The Foundation is organized as an Iowa non-profit corporation and has been recognized by the Internal Revenue Service as exempt from federal income taxes under Section 501(a) of the Internal Revenue Code as an organization described in Section 501(c)(3). The Foundation is annually required to file a Return of Organization Exempt from Income tax (Form 990) with the IRS. In addition, the Foundation is subject to income tax on net income that is derived from business activities that are unrelated to its exempt purposes. The Foundation has determined it is not subject to unrelated business income tax and has not filed an Exempt Organization Business Income Tax Return (Form 990-T) with the IRS. The Foundation believes that it has appropriate support for any tax positions taken affecting its annual filing requirements, and as such, does not have any uncertain tax positions that are material to the financial statements. The Foundation would recognize future accrued interest and penalties related to unrecognized tax benefits and liabilities in income tax expense if such interest and penalties are incurred. For tax purposes, the activity (i.e., contributions and grants) of agency endowments that are subject to variance power will be reflected as changes in net assets on the Form 990. Part XI, Line 4b - Other Adjustments: Designated funds recorded in revenue as contributions on Form 990 9,480,426. Interest income on designated funds recorded as revenue on Form 990 1,586,404. Realized gain on designated funds recorded as revenue on Form 990 11,194,636. Part XII, Line 4b - Other Adjustments: Designated endowment distributions recorded in functional exps on Form 990 1,702,254. Designated endowment fees recorded in functional expense on Form 990 418,096. 1 All Saints Church 720 29th St SE Cedar Rapids IA 52403 420698056 501(c)(3) 63692 Provide funds to the beneficiary in four categories: All Saints Church, All Saints School, Scholarships and Unrestricted Aquin Educational System PO Box 460 Cascade IA 520330460 420859383 501(c)(3) 27682 Provide tuition assistance to families attending Aquin Catholic Elementary School, Cascade, Iowa. Archdiocese of Dubuque 1229 Mt Loretta Avenue Dubuque IA 52003 420680409 501(c)(3) 739072 Assist with the operational costs of the Archdiocese of Dubuque Basilica of St Francis Xavier 104 Third St SW Dyersville IA 52040 420730353 501(c)(3) 16848 Assist the parish in paying for education subsidies Blessed Sacrament Church 650 Stephan Avenue Waterloo IA 507012036 420681065 501(c)(3) 42114 Provide for the needs of Blessed Sacrament Parish in Waterloo, Iowa Calvary Cemetery Association 106 Chapel Ln Charles City IA 50616 420923759 501(c)(3) 21790 For the perpetual care, maintenance and repair of Calvary Cemetery, Charles City, Iowa Catholic Cemeteries of Waterloo 320 Mulberry St Waterloo IA 50703 420165873 501(c)(3) 32213 For the perpetual care, maintenance and repair of the Catholic Cemeteries of Waterloo, Waterloo, Iowa Cedar Valley Catholic Schools 3231 W 9th St Waterloo IA 50702 420796767 501(c)(3) 23614 For general operations of the Cedar Valley Catholic Schools Don Bosco High School 405 16th Ave Gilbertville IA 50634 420788230 501(c)(3) 19758 Provide general support to Don Bosco Catholic School, Gilbertville, Iowa Holy Family Cemetery Association 313 W Court St New Hampton IA 506591118 371572644 501(c)(3) 7486 For the perpetual care, maintenance, and repair of Holy Family Cemetery, New Hamption, Iowa Holy Spirit Parish 2215 Windsor Ave Dubuque IA 52001 420738963 501(c)(3) 29890 Assist with the education related expenses of Holy Spirit Parish, Dubuque, Iowa Immaculate Conception Church Charles City 106 Chapel Ln Charles City IA 50616 420725300 501(c)(3) 17477 Provide funds for educational programming at the parish Immaculate Conception Church Gilbertville PO Box 136 Gilbertville IA 50634 420698206 501(c)(3) 22214 Provide funds solely to support the educational programs of Immacualte Conception Church, Gilbertville, IA Mt Calvary Cemetery Association 1111 Davis Ave Dubuque IA 52001 420707105 501(c)(3) 60448 For the perpetual care, maintenance, and repair of Mt. Calvary Cemetery Association, Dubuque, Iowa Mt Olivet Cemetery Association 10556 Military Road Dubuque IA 52003 420426590 501(c)(3) 19943 For the perpetual care, maintenance and repair of Mt. Olivet Cemetery, Dubuque, Iowa SS Peter and Paul Church 1625 300th Ave Dyersville IA 52040 420710266 501(c)(3) 6513 Assist with costs of Catholic education for S.S. Peter and Paul parishioners Sacred Heart Cemetery Association 210 E 3rd St Monticello IA 52310 450588164 501(c)(3) 8734 For the perpetual care, maintenance and repair of Sacred Heart Cemetery, Monticello, Iowa Sacred Heart Church 608 2nd Ave SE Clarion IA 50525 420680367 501(c)(3) 9308 For the operations of the Sacred Heart Church, Eagle Grove, IA Seton Catholic Schools 104 First St SE PO Box 286 Epworth IA 52045 420939663 501(c)(3) 14412 Assist with the operational expenses of Seton Catholic Schools, Farley, Iowa St Anthony Church 1870 Saint Ambrose Dubuque IA 52001 420680265 501(c)(3) 13542 Assist with the educational related expenses of St. Anthony Church in Dubuque, Iowa. St Athanasiua Church PO Box 316 Jesup IA 50648 680563797 501(c)(3) 6477 Provide additonal financial support for the parish's educational needs St Cecilia Church 2900 Hoover Ave Ames IA 50010 420788215 501(c)(3) 19176 Fund church ministries at St. Cecilia Church, Ames, Iowa St Francis Cemetery of Dyersville 104 3rd St SW Dyersville IA 52040 861091771 501(c)(3) 19844 For the perpetual care, maintenance and repair of St. Francis Xavier Cemetery, Dyersville, Iowa St Francis Church PO Box 819 Calmar IA 52132 420680343 501(c)(3) 8576 Educational programs St John Church 116 Main St Protivin IA 52163 420680269 501(c)(3) 5192 Provide funds to go towards the sustainability of St. John Church, Fort Atkinson, Iowa St Joseph Cemetery Association PO Box 6 Bellevue IA 52031 753190801 501(c)(3) 5738 For the perpetual care, maintenance and repair of St. Joseph Cemetery, Bellevue, Iowa St Joseph Church Marion 1790 14th St Marion IA 52302 420782534 501(c)(3) 52431 To be used for the needs of St. Joseph Parish, Marion, Iowa, at the discretion of the finance council as advisory to the pastor St Joseph's Church 405 Franklin St Bellevue IA 52031 420718463 501(c)(3) 11954 Assist with education related expenses of St. Joseph's Church in Bellevue, IA St Jude Church 50 Edgewood Road NW Cedar Rapids IA 52405 420866468 501(c)(3) 7556 Assist with the operational costs of St. Jude Church, Cedar Rapids, Iowa St Matthias Parish PO Box 699 Cascade IA 520330699 420725147 501(c)(3) 8471 Assist with the educational costs of St. Matthias Parish, Cascade, Iowa St Patrick's Church Cedar Falls 705 Main Street Cedar Falls IA 50613 420703284 501(c)(3) 20909 To be used for the general operations of the St. Patrick, Cedar Falls, School St Patrick's Church Waukon PO Box 146 Waukon IA 521720146 420698115 501(c)(3) 9816 Provide for the needs of St. Patrick's School in Waukon, Iowa St Raphael Cathadral 231 Bluff St Dubuque IA 52001 420703275 501(c)(3) 22448 Provide funds for the Program of Liturgical Music at St. Raphael's Cathedral, Dubuque St Stephen the Witness Catholic Student Center 1019 West 23rd Street Cedar Falls IA 506133550 421208336 501(c)(3) 45479 Assist with the operational costs of St. Stephen the Witness Student Center at the University of Northern Iowa ("UNI") St Thomas Aquinas Church 2210 Lincoln Way Ames IA 50014 420698050 501(c)(3) 74537 Assist St. Thomas Aquinas Church with expenses for staff training, professional development and sabbaticals The Archdiocese of Dubuque Education Fund PO Box 479 Dubuque IA 52004 421400348 501(c)(3) 47511 Tuition for pupils at St. John's Catholic School, Independence, IA; St. Athanasius Catholic School, Jesup, IA; and Don Bosco Catholic School, Gilbertville, IA The Sacred Heart Church 200 S Vermont St Maquoketa IA 52060 420725234 501(c)(3) 12329 Assist with the education related expenses of Sacred Heart Parish 37 0 Part I, Line 2: The funds distributed were set up as organization funds, therefore the organizations are the listed beneficiary in the fund agreement. They are required to use the money for a specific purpose and to report back how the funds were used. 0 0 0 0 0 0 0 0 0 Jeff Henderson President 133894 0 0 0 0 0 6656 0 428 0 140978 0 0 0 Form 990, Schedule J, Compensation Paid by Unrelated Organization: Jeff Henderson, President, is compensated by the Archdiocese of Dubuque, an unrelated organization, for services to The Catholic Foundation in the Archdiocese of Dubuque. Jeff provides financial and management oversight to the organization. Compensation and benefits are reported on Schedule J, Part II and Part VII of the Form 990. Form 990, Part VI, Section A, line 1 The Executive Committee consists of a total of three members, the current Chair of the Board of Directors and two additional members. The Executive Committee has the authority to act on behalf of the Board of Directors of the Corporation. Action by the Executive Committee requires the affirmative vote of two-thirds of all duly appointed members. Form 990, Part VI, Section A, line 2 Most Rev. Michael Jackels, Rick Runde, and Jeff Henderson have a business relationship. Form 990, Part VI, Section B, line 11b Each Board of Director is provided a copy of the Form 990 before it is filed. The Form 990 is reviewed by the President and Treasurer. Form 990, Part VI, Section B, line 12c The conflict of interest policy establishes the required Board process for entertaining and voting upon any proposed transaction, compensation, gift or other financial arrangement between the Organization and any "interested person" who has a duality of interest or potential conflict with respect to any such transaction, compensation, gift or other financial arrangement. On an annual basis, each interested person signs an affirmation acknowledging his or her receipt of such policy and agreement to abide by its terms. The completed policies are reviewed and discussed by the Board. Any interested person with a conflict is not allowed to vote on the matter. Form 990, Part VI, Section B, line 15 The President of the organization is compensated by the Archdiocese of Dubuque, an unrelated, tax exempt organization. The Archdiocese of Dubuque has processes in place to determine compensation. Form 990, Part VI, Section C, line 19 The Organization's governing documents, conflict of interest policy, and financial statements are available to the public upon request. Form 990, Part IX, Line 1: The amount of grants to others represents distributions taken. Some organizations choose to not take a distribution but rather reinvest. These organizations are not reflected in the grant total.