2020-03-16T11:42:02-07:00 2019-04-30 990 2018-05-01 530196583 THE CATHOLIC UNIVERSITY OF AMERICA CATH 2023195606 620 Michigan Ave NE LEAHY HALL 162 Washington DC 20064 Robert Specter VP for Finance and Treasurer 2023195606 2020-03-13 73.134.1.138 2018 2021-01-29 14:40:06Z ROBERT M SPECTER 620 MICHIGAN AVE NE LEAHY HALL 260 WASHINGTON DC 20064 496034144 0 X www.cua.edu X 1887 DC THE CATHOLIC UNIVERSITY OF AMERICA IS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES. (Continued on Schedule O) 35 34 4213 2300 2009104 0 57741069 35580566 276341291 279300817 25284444 20855820 3323495 3160024 362690299 338897227 90232425 93703957 0 0 144888466 145589952 167365 168638 9419065 83185875 89531955 318474131 328994502 44216168 9902725 751131638 830669129 211852997 275859325 539278641 554809804 X THE CATHOLIC UNIVERSITY OF AMERICA IS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES. IT WAS FOUNDED AND SPONSORED BY THE BISHOPS OF THE COUNTRY WITH THE APPROVAL OF THE HOLY SEE. (Continued on Schedule O) 0 0 101130781 0 215817674 INSTRUCTION AND DEPARTMENTAL RESEARCH: THE CATHOLIC UNIVERSITY OF AMERICA IS AN INDEPENDENT CATHOLIC INSTITUTION OF HIGHER EDUCATION LOCATED IN WASHINGTON DC, OFFERING PROGRAMS OF STUDY LEADING TO BACHELORS', MASTERS', DOCTORATE, AND PROFESSIONAL DEGREES IN THE LIBERAL ARTS AND SCIENCES, RELIGIOUS STUDIES, AND SEVERAL PROFESSIONAL AREAS INCLUDING ENGINEERING, ARCHITECTURE, SOCIAL SERVICE, NURSING, MUSIC AND LAW. THE CURRENT ENROLLMENT OF THE UNIVERSITY IS APPROXIMATELY 5,956 OF WHICH 3,332 ARE UNDERGRADUATE AND 2,624 ARE GRADUATE STUDENTS (FALL 2018). THE UNIVERSITY OFFERS 49 DOCTORAL PROGRAMS, 88 MASTERS PROGRAMS AND 76 BACHELORS PROGRAMS. THE FACULTY CONSISTS OF 376 FULL-TIME AND 323 PART-TIME MEMBERS. OF THE FULL-TIME FACULTY 92% HOLD DOCTORAL OR PROFESSIONAL DEGREES. 93703957 93703957 0 SCHOLARSHIP PROGRAMS: FINANCIAL AID TO STUDENTS INCLUDES SCHOLARSHIPS, REMITTED TUITION AND STIPENDS FOR BOTH UNDERGRADUATE AND GRADUATE STUDY. 6,847 SCHOLARSHIPS WERE AWARDED DURING FISCAL YEAR 2019. GRANTS: THE UNIVERSITY MAKES OCCASIONAL CHARITABLE CONTRIBUTIONS TO PUBLIC CHARITIES. 69832594 0 30893726 OTHER PROGRAM SERVICES - SPONSORED RESEARCH: THE UNIVERSITY RECEIVED 393 SPONSORED RESEARCH AWARDS SPANNING ALL DISCIPLINES. LIBRARY PROGRAMS: THERE ARE OVER 1.6 MILLION VOLUMES IN THE GENERAL LIBRARY SYSTEM AND IN THE LAW LIBRARY. THE CATHOLIC UNIVERSITY OF AMERICA PRESS PUBLISHES ABOUT 35-40 BOOKS EACH YEAR IN THEOLOGY, PHILOSOPHY, LITERATURE, HISTORY AND POLITICAL THEORY. STUDENT SERVICES PROGRAM: A NUMBER OF OFFICES EXIST TO PROVIDE SERVICES TO STUDENTS, BOTH FOR ACADEMIC AND PERSONAL NEEDS. THESE OFFICES INCLUDE, AMONG OTHERS, THE ADMINISTRATION OFFICE, ENROLLMENT SERVICES, CAREER SERVICES, STUDENT ACTIVITIES, AND CAMPUS MINISTRY. INTERNATIONAL STUDY IS AVAILABLE IN AFRICA, ASIA, AUSTRALIA, CENTRAL AND SOUTH AMERICA, AND EUROPE. CAMPUS MINISTRY PROVIDES MANY OPPORTUNITIES FOR COMMUNITY SERVICE IN THE WASHINGTON D.C. AREA AND IN OTHER PARTS OF THE UNITED STATES AND ABROAD. 31396718 0 32201821 AUXILIARY SERVICES: UNIVERSITY DORMITORIES CONSIST OF 17 RESIDENCE HALLS WHICH PROVIDE LIVING QUARTERS FOR 1,944 STUDENTS. OCCUPANCY RATE AS OF FALL 2018 WAS 97%. THE UNIVERSITY ALSO PROVIDES RECREATIONAL FACILITIES, DINING SERVICES, PARKING, AND OTHER SELF-SUPPORTING FACULTY, STAFF AND STUDENT SERVICES. 31396718 0 32201821 296064050 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 7963 0 1 4213 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 0 0 X 35 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA MD MI NH NY OR SC WI X ROBERT M SPECTER 2023195606 620 Michigan Ave NE Leahy Hall 260 Washington DC 20064 JOHN H GARVEY PRESIDENT 40 2.00 X X 607021 0 42762 ARCHBISHOP SAMUEL J AQUILA BOARD OF TRUSTEES 2 0 X 0 0 0 RICHARD D BANZIGER BOARD OF TRUSTEES 2 0 X 0 0 0 LAWRENCE C BLANFORD BOARD OF TRUSTEES 2 0 X 0 0 0 LEE ANN JOINER BRADY BOARD OF TRUSTEES 2 0 X 0 0 0 BISHOP MICHAEL F BURBIDGE BOARD OF TRUSTEES 2 0 X 0 0 0 JOSEPH L CARLINI BOARD OF TRUSTEES, CHAIRMAN 2 0 X X 0 0 0 WILLIAM E CONWAY BOARD OF TRUSTEES 2 0 X 0 0 0 CARDINAL BLASE J CUPICH BOARD OF TRUSTEES 2 0 X 0 0 0 CARDINAL DANIEL N DINARDO BOARD OF TRUSTEES 2 0 X 0 0 0 CARDINAL TIMOTHY M DOLAN BOARD OF TRUSTEES 2 0 X 0 0 0 SISTER JANET EISNER SND BOARD OF TRUSTEES 2 0 X 0 0 0 BISHOP DANIEL E FLORES BOARD OF TRUSTEES 2 0 X 0 0 0 ARCHBISHOP JOSE H GOMEZ BOARD OF TRUSTEES 2 0 X 0 0 0 ARCHBISHOP WILTON D GREGORY BOARD OF TRUSTEES/CHANCELLOR 2 0 X X 0 0 0 FRANK J HANNA III BOARD OF TRUSTEES 2 0 X 0 0 0 STEPHEN J KANEB BOARD OF TRUSTEES 2 0 X 0 0 0 ARCHBISHOP JOSEPH E KURTZ BOARD OF TRUSTEES 2 0 X 0 0 0 CAROL MATHEWS LASCARIS BOARD OF TRUSTEES EFF. JUNE 2018 2 0 X 0 0 0 LEONARD A LEO BOARD OF TRUSTEES 2 0 X 0 0 0 ARCHBISHOP WILLIAM E LORI BOARD OF TRUSTEES 2 0 X 0 0 0 WILLIAM P MCINEREY BOARD OF TRUSTEES 2 0 X 0 0 0 GERARD E MITCHELL BOARD OF TRUSTEES EFF. JUNE 2018 2 0 X 0 0 0 MICHAEL J MILLETTE BOARD OF TRUSTEES 2 0 X 0 0 0 JEFFREY R MORELAND BOARD OF TRUSTEES 2 0 X 0 0 0 JAMES MOYE BOARD OF TRUSTEES THROUGH JUNE 2018 2 0 X 0 0 0 MARK A MURRAY BOARD OF TRUSTEES THROUGH JUNE 2018 2 0 X 0 0 0 ANNE E O'DONNELL MD BOARD OF TRUSTEES 2 0 X 0 0 0 CARDINAL SEAN P O'MALLEY OFM CAP BOARD OF TRUSTEES 2 0 X 0 0 0 E JEFFREY ROSSI ESQ BOARD OF TRUSTEES 2 0 X 0 0 0 MONSIGNOR WALTER R ROSSI BOARD OF TRUSTEES 2 0 X 0 0 0 CATHARINE MURRAY RYAN BOARD OF TRUSTEES 2 0 X 0 0 0 ANTONIO ENRIQUE SEGURA BOARD OF TRUSTEES, VICE CHAIRMAN 2 0 X X 0 0 0 VICTOR P SMITH ESQ BOARD OF TRUSTEES 2 0 X 0 0 0 CARDINAL JOSEPH TOBIN BOARD OF TRUSTEES 2 0 X 0 0 0 MONSIGNOR PETER J VAGHI BOARD OF TRUSTEES 2 0 X 0 0 0 MICHAEL P WARSAW BOARD OF TRUSTEES THROUGH JUNE 2018 2 0 X 0 0 0 CARDINAL DONALD W WUERL BOARD OF TRUSTEES, CHANCELLOR 2 0 X X 0 0 0 LAWRENCE J MORRIS CHIEF OF STAFF, BOARD SECRETARY 40 1 X X 308494 0 30150 ROBERT M SPECTER VP FOR FINANCE/TREASURER 40 2.00 X 388184 0 41615 ANDREW V ABELA PROVOST THROUGH JUNE 2019 40 2.00 X 426126 0 46141 CHRISTOPHER P LYDON VP FOR ENROLLMENT MGT & MKTG 40 1 X 263586 0 26850 SCOTT P REMBOLD VP INSTITUTIONAL ADVANCEMT 40 0 X 421352 0 46199 DAVID DOMINGUEZ DEAN SCHOOL OF ARTS AND SCIENCES 40 0 X 430979 0 46198 MICHAEL S ALLEN VP OF STUDENT AFFAIRS 40 0 X 294462 0 45274 DANIEL ATTRIDGE DEAN AND PROFESSOR OF LAW 40 0 X 260909 0 40095 WILLIAM BOWMAN DEAN SCHOOL OF BUSINESS THROUGH DEC 2018 40 0 X 263433 0 39915 PATRICIA MCMULLEN DEAN SCHOOL OF NURSING 40 0 X 222694 0 24047 IAN L PEGG PHYSICS DIRECTOR VSL AND PROFESSOR 40 0 X 404855 0 36105 MARIN SCORDATO ASSOC DEAN ACADEMIC AFFAIRS AND RESEARCH, LAW SCHOOL 40 0 X 223232 0 24583 FRANK G PERSICO FORMER VP UNIV RELATIONS/CHIEF OF STAFF 2016 40 0 X 146679 0 12741 JAMES F BRENNAN FORMER PROVOST RESIGNED 9/2014 40 0 X 147823 0 21594 LAWRENCE R POOS FORMER DEAN ARTS AND SCIENCE 40 0 X 120132 0 13140 4929961 0 537409 219 1 1 0 WHITING TURNER CONTRACTING COMPANY 300 EAST JOPPA ROAD BALTIMORE MD 21286 CONSTRUCTION 32313857 ARAMARK SERVICES INC 2400 MARKET STREET PHILADELPHIA PA 19103 FOOD SERVICES 11629040 KBE BUILDING CORPORATION 76 BATTERSON PARK ROAD FARMINGTON CT 06032 CONSTRUCTION SERVICES 4786283 BURDETTE KOEHLER MURPHY AND ASSOC INC 6300 BLAIR HILL LANE STE 400 BALTIMORE MD 21209 ENGINEERING SERVICES 1035851 BALFOUR BEATTY CONSTRUCTION 11325 RANDON HILLS ROAD SUITE 500 SIUOX FALLS VA 22030 CONSTRUCTION SERVICES 962188 105 14574 0 2630 0 0 35563362 4237606 35580566 TUITION AND FEES 611600 215817674 215817674 0 0 FEDERAL AND PRIVATE GRANTS 541700 27218220 27218220 0 0 HOUSING 721310 19375515 19375515 0 0 FOOD SERVICE 722110 12510478 12510478 0 0 BOOKSTORE 451211 315828 315828 0 0 4063102 2240477 1822625 0 279300817 4058620 0 186479 3872141 1358365 0 0 1358365 279141 0 0 279141 1538132 0 0 0 1538132 0 1538132 0 0 1538132 172235970 23099 156820234 0 15415736 23099 15438835 0 0 15438835 38174 2630 24331 13843 0 13843 1151992 292352 859640 0 0 859640 NON ACADEMIC REGISTRATION FEE 900099 58146 0 0 58146 INTEREST INCOME STUDENTS 900099 411122 0 0 411122 0 0 0 0 469268 338897227 277478192 2009104 23829365 40826 40826 93648851 93648851 14280 14280 0 3547111 711645 2107035 728431 116047865 102712968 8842827 4492070 8126041 6933151 865175 327715 10266006 10652382 -709938 323562 7602929 6400021 879222 323686 845444 192792 624474 28178 943649 943649 168638 168638 1181785 1181785 21224033 18620889 1616407 986737 1643389 1609158 20875 13356 10314060 8433661 985268 895131 1988061 1287520 510245 190296 599683 435300 159383 5000 19474834 18228803 1175354 70677 3671586 3363810 124830 182946 720513 635907 71665 12941 14890417 13838093 1052324 1348868 712 1348156 HONORARIA/EDITORIAL/FREELANCE SERVICES 3319366 3294153 25213 0 ENTERTAINMENT/CATERING/GUEST MEALS 3852866 3023775 164085 665006 STUDY ABROAD PROGRAM 599623 599813 -190 0 DOUBTFUL ACCOUNT EXPENSES 940044 515 939529 1973734 1385025 584014 4695 328994502 296064050 23511387 9419065 85449525 120817625 47201791 41273761 11057533 7868791 7454098 6715797 651608 584964 5443881 5800696 517613878 257859639 214079221 259754239 88050787 86489205 286899977 296560604 4843217 4803447 751131638 830669129 32027062 43018958 8023591 10321697 153086426 204346813 904499 0 17811419 18171857 211852997 275859325 X 288648553 298656690 132092846 126185048 118537242 129968066 539278641 554809804 751131638 830669129 9902725 5628438 0 0 0 0 X 0 1 X 1 1 1 X 23372349 33492311 31005397 57741069 35580566 181191692 0 0 23372349 33492311 31005397 57741069 35580566 181191692 17893290 163298402 3115472 3383864 3114698 5013469 7047779 21675282 0 1736891 1557370 1608809 1797218 1659434 8359722 211226696 1378085298 0.77310 0.82434 X Schedule A, Part II, Line 10 OTHER INCOME TOTAL OF 8,359,722 IS COMPRISED OF THE FOLLOWING: NONACADEMIC REGISTRATION FEES 274,621; INTEREST INCOME 2,598,978; GROSS INCOME FROM FUNDRAISING 237,409; GROSS SALES OF INVENTORY 5,248,714. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X X X X 0 249832433 11229000 17958000 3758123 5405877 0 269855433 213881272 26934548 18584526 2907660 6660253 0 249832433 206792676 4271295 13990986 4799128 6374557 0 213881272 219809905 1990533 -3313413 8678878 2911895 103576 206792676 208252414 1888209 21510231 9330201 2398910 111838 219809905 0.3494 0.4452 0.2054 0 0 0 23525227 23525227 0 356330775 177466862 178863913 0 5714170 2232438 3481732 0 53769688 40469074 13300614 0 78274018 37691265 40582753 259754239 MONEY MARKET FUNDS AND TEMP INVESTMENTS 3039325 F OTHER LEVEL 2 & 3 INVESTMENTS 218291106 F REAL ESTATE 35269600 F LIMITED PARTNERSHIP & PRIVATE EQUITY 37012278 F VENTURE CAPITAL 2948295 F 296560604 0 ASSET RETIREMENT OBLIGATIONS 9756928 REFUNDABLE ADVANCES FROM THE US GOV 6543742 SPLIT-INTEREST AGREEMENTS 1750358 AGENCY LIABILITY 120829 18171857 X 249764595 5628438 0 0 316683 5945121 243819474 1181785 93895968 95077753 338897227 234233431 0 0 0 316683 316683 233916748 1181785 93895969 95077754 328994502 Schedule D, Part III, Line 1 THE UNIVERSITY MAINTAINS A COLLECTION HELD FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF THE UNIVERSITY'S EDUCATIONAL AND PUBLIC SERVICE MISSION. THESE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS NET ASSETS WITH DONOR RESTRICTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE CONSOLIDATED FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CATEGORY. THERE WERE NO DEACCESSIONS DURING THE YEARS ENDED APRIL 30, 2019 AND 2018. Schedule D, Part III, Line 4 THE UNIVERSITY ARCHIVES MANAGES A LARGE MUSEUM COLLECTION, WHICH CONTAINS A RANGE OF ART, HISTORICAL PIECES AND OTHER SUCH ITEMS, CERTAIN PIECES, ALONG WITH RELEVANT COLLECTIONS OF FIELD NOTES FROM THE ARCHIVES, HAVE BEEN USED BY THE ANTHROPOLOGY DEPARTMENT TO SUPPLEMENT CLASS DISCUSSIONS. OUR FINE ARTS PIECES CONSIST OF PAINTINGS, ANTIQUE FURNITURE, ASIAN ARTS, AND SCULPTURES. STUDENTS FROM THE MEDIA STUDIES DEPARTMENT AND THE SCHOOL OF LIBRARY AND INFORMATION SCIENCES ROUTINELY VIEW OUR FINE ART COLLECTION TO GAIN FIRST HAND EXPERIENCE OF HOW FINE ART IS PRESERVED, MANAGED, AND USED. IN ADDITION TO BEING GIVEN REGULAR TOURS AND PRESENTATIONS ON OUR MUSEUM COLLECTIONS, STUDENTS ENCOUNTER PIECES FROM THE COLLECTION ON A DAILY BASIS BECAUSE THE BEST ITEMS ARE HUNG IN CLASSROOMS, OFFICES, AND IN PROMINENT HALLWAYS AND MEETING SPACES AROUND CAMPUS. IN ADDITION TO BOOKS AND MANUSCRIPTS, THE OLIVEIRA LIMA LIBRARY HAS EXTENSIVE HOLDINGS OF ART WORKS OF SIGNIFICANT VALUE FOR STUDY OF BRAZILIAN, PORTUGUESE, SPANISH AND LATIN AMERICAN HISTORY, ART HISTORY AND CULTURE FROM THE 16TH TO THE 20TH CENTURY. THE LIBRARY'S ART HAS BEEN LOANED FOR EXHIBITION IN THE U.S., PORTUGAL, AND BRAZIL AND ARE IN FREQUENT DEMAND FOR REPRODUCTION IN SCHOLARLY PUBLICATIONS. IN CONJUNCTION WITH THE EXTERNAL EXHIBITIONS AND LOANS IN WHICH THE LIBRARY PARTICIPATES, SIGNIFICANT PRESERVATION TREATMENT OF THE LOANED OBJECTS ARE FREQUENTLY OBTAINED AS A CONDITION OF THE LOAN AT THE BORROWER'S EXPENSE. Schedule D, Part V, Line 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE USED TO FUND SCHOLARSHIPS, FACULTY POSITIONS, LIBRARY SUPPORT AND OTHER EXPENSES THAT ARE IN ACCORDANCE WITH THE DONOR'S REQUESTS AND THE UNIVERSITY'S MISSION AS A COMPREHENSIVE CATHOLIC AND AMERICAN INSTITUTION OF HIGHER LEARNING. Schedule D, Part X, Line 2 THE UNIVERSITY FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE UNIVERSITY HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. Schedule D, Part XI, Line 2d COST OF GOODS SOLD $292,352 + FUNDRAISING EVENT EXPENSES $24,331 Schedule D, Part XI, Line 4b GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS $93,648,851 + UNITRUST PAYMENTS $60,233 +STUDENT LOAN FEES $6,821 - BOND DEFEASANCE COSTS $35,828 + LOSS ON DEBT RESTRUCTURE $15,550 + LOSS ON DISPOSAL OF EQUIPMENT $190,891 + ENDOWMENT STATE TAX EXPENSE $9,450 Schedule D, Part XII, Line 2d COST OF GOODS SOLD $292,352 + FUNDRAISING EVENT EXPENSES $24,331. Schedule D, Part XII, Line 4b GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS $93,648,851 + UNITRUST PAYMENTS $60,233 +STUDENT LOAN FEES $6,821 - BOND DEFEASANCE COSTS $35,828 + LOSS ON DEBT RESTRUCTURE $15,550 + LOSS ON DISPOSAL OF EQUIPMENT $190,891 + ENDOWMENT STATE TAX EXPENSE $9,450 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY INCLUDES IT RACIALLY NONDISCRIMINATORY POLICY IN THE ADMISSIONS VIEW-BOOK, STUDENT APPLICATION, THE INFORMATION PACKET PROVIDED TO STUDENTS AFTER ADMISSION, AND IN THE FINANCIAL AID GUIDE. Schedule E, Part I, Line 6 THE UNIVERSITY RECEIVES FEDERAL FINANCIAL AID FOR STUDENTS THROUGH ITS PARTICIPATION IN THE FOLLOWING PROGRAMS: FEDERAL WORK STUDY, PELL GRANTS, ACADEMIC COMPETITIVENESS GRANTS, PERKINS LOAN PROGRAM, FEDERAL DIRECT LENDING AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS (SEOG). Schedule E, Part I, Line 6a THE UNIVERSITY RECEIVES FEDERAL FINANCIAL AID FOR STUDENTS THROUGH ITS PARTICIPATION IN THE FOLLOWING PROGRAMS: FEDERAL WORK STUDY, PELL GRANTS, ACADEMIC COMPETITIVENESS GRANTS, PERKINS LOAN PROGRAM, FEDERAL DIRECT LENDING AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS (SEOG). 1 Europe (including Iceland and Greenland) 1 33 Program Services GLOBAL EDUCATION 2434763 Europe (including Iceland and Greenland) 0 0 Investments 368438 Europe (including Iceland and Greenland) 0 0 Fundraising 22887 Central America and the Caribbean 0 0 Program Services STUDENT MISSION TRIPS 69260 Central America and the Caribbean 0 0 Program Services GLOBAL EDUCATION 4616 Central America and the Caribbean 0 0 Grantmaking 14280 East Asia and the Pacific 0 0 Program Services GLOBAL EDUCATION 156729 North America (including Canada and Mexico, but not the United States) 0 0 Program Services GLOBAL EDUCATION 51150 Middle East and North Africa 0 1 Program Services GLOBAL EDUCATION 20120 South America 0 0 Program Services GLOBAL EDUCATION 3350 1 34 3145593 Central America and the Caribbean LAW CLINIC 14280 WIRE TRANSFER 0 1 0 1 0 1 1 0 0 Schedule F, Part I, Line 2 IN LIMITED CIRCUMSTANCES, THE UNIVERSITY MAKES CHARITABLE CONTRIBUTIONS TO OTHER ORGANIZATIONS TO ADVANCE A SPECIFIC GOAL THAT IS INTEGRAL TO THE UNIVERSITY'S EDUCATIONAL MISSION. THE UNIVERSITY RECEIVES DETAILED REPORTS REFLECTING THE USE OF THESE FUNDS. Schedule F, Part I, Line 3 ALL EXPENDITURES REPORTED IN PART I, LINE 3, COLUMN (F) ARE BASED ON THE METHOD USED TO ACCOUNT FOR THEM ON THE UNIVERSITY'S FINANCIAL STATEMENTS WHICH IS ACCRUAL. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 PHONE SOLICITATION PROGRAM 0 246362 167691 78671 246362 167691 78671 AK AL CA CO CT DC FL GA HI IL KY LA MA MD ME MI MN MO MS NC ND NH NM NV NY OH OK OR PA RI SC TN UT VA WA WI WV SPIL AUCTION 23484 2630 20854 0 0 0 4367 0 1854 Golf Outing 17320 0 17320 0 0 0 7776 0 10334 0 40804 2630 38174 0 0 0 12143 0 12188 24331 13843 Schedule G, Part I, Line 2b RUFFALO NOEL LEVITZ - THE UNIVERSITY PAYS BOTH FEES AND EXPENSES TO THIS SERVICE PROVIDER. THE FEES ARE PAID ON A RATE PER HOUR BASIS, WITH DETAIL PROVIDED ON THE TASKS PERFORMED. THE SERVICE PROVIDER PROVIDES A BASIC DESCRIPTION OF ANY OUT-OF-POCKET EXPENSES BILLED. TOTAL FEES: $167,258; EXPENSE REIMBURSEMENTS: $433 1 VIRGINIA INDIGENT DEFENSE COMMISSION 1604 SANTA ROSA ROAD RICHMOND VA 23229 540926544 STATE OF VIRGINIA 9000 0 MOFFITT MEMORIAL FELLOWSHIP 1 0 UNIVERSITY-SPONSORED SCHOLARSHIPS 4814 75313817 0 UNIVERSITY-SPONSORED NEED BASED GRANTS 1043 10657654 0 DONOR-SPONSORED SCHOLARSHIPS 441 5308121 0 FEDERAL AND STATE GRANTS 549 2369259 0 Schedule I, Part I, Line 2 ALL SCHOLARSHIPS ARE OFFERED BASED ON MANUAL AND/OR ELECTRONIC VERIFICATION OF ELIGIBILITY CRITERIA. THE SYSTEM DISBURSEMENT OF THE SCHOLARSHIPS TO THE STUDENT'S ACCOUNT OCCURS ONLY AFTER GLOBAL AND ITEM SPECIFIC DISBURSEMENT ELIGIBILITY RULES ARE MET. UPON DISBURSEMENT, PAYMENT ALLOCATION RULES IN THE SYSTEM ALLOCATE THE SCHOLARSHIPS TO APPROPRIATE PREDEFINED CHARGES. AFTERWARDS DISBURSEMENT AUDITS ARE COMPLETED AT VARIOUS TIME INTERVALS TO DETERMINE CONTINUED ELIGIBILITY. X X X 1 1 X X X 0 0 0 0 0 0 0 1 0 JOHN H GARVEY PRESIDENT 597339 0 0 0 9682 0 27500 0 15262 0 649783 0 0 0 ANDREW V ABELA PROVOST THROUGH JUNE 2019 425158 0 0 0 969 0 27500 0 18641 0 472268 0 0 0 ROBERT M SPECTER VP FOR FINANCE/TREASURER 386399 0 0 0 1785 0 27500 0 14115 0 429799 0 0 0 CHRISTOPHER P LYDON VP FOR ENROLLMENT MGT & MKTG 262523 0 0 0 1063 0 24520 0 2329 0 290435 0 0 0 SCOTT P REMBOLD VP INSTITUTIONAL ADVANCEMT 373470 0 46983 0 900 0 27500 0 18699 0 467552 0 0 0 MICHAEL S ALLEN VP OF STUDENT AFFAIRS 294016 0 0 0 446 0 27500 0 17774 0 339736 0 0 0 DANIEL ATTRIDGE DEAN AND PROFESSOR OF LAW 258929 0 0 0 1980 0 27117 0 12979 0 301005 0 0 0 DAVID DOMINGUEZ DEAN SCHOOL OF ARTS AND SCIENCES 430484 0 0 0 495 0 27500 0 18698 0 477177 0 0 0 IAN L PEGG PHYSICS DIRECTOR VSL AND PROFESSOR 402036 0 0 0 2820 0 27500 0 8605 0 440961 0 0 0 LAWRENCE J MORRIS CHIEF OF STAFF, BOARD SECRETARY 306459 0 0 0 2035 0 27500 0 2650 0 338644 0 0 0 WILLIAM BOWMAN DEAN SCHOOL OF BUSINESS THROUGH DEC 2018 260126 0 0 0 3307 0 26700 0 13215 0 303348 0 0 0 JAMES F BRENNAN FORMER PROVOST RESIGNED 9/2014 146648 0 0 0 1174 0 15000 0 6594 0 169416 0 0 0 MARIN SCORDATO ASSOC DEAN ACADEMIC AFFAIRS AND RESEARCH, LAW SCHOOL 221838 0 0 0 1394 0 22503 0 2080 0 247815 0 0 0 PATRICIA MCMULLEN DEAN SCHOOL OF NURSING 220694 0 0 0 2000 0 22124 0 1924 0 246742 0 0 0 FRANK G PERSICO FORMER VP UNIV RELATIONS/CHIEF OF STAFF 2016 146679 0 0 0 1529 0 11695 0 1045 0 160948 0 0 0 Schedule J, Part I, Line 1a TRAVEL AT ONE CLASS ABOVE COACH CLASS IS OCCASIONALLY USED, PRIMARILY FOR INTERNATIONAL TRAVEL, AND THE CLASS IS USUALLY BUSINESS CLASS. BUSINESS/FIRST CLASS AIR TRAVEL WAS PROVIDED TO THE PRESIDENT FOR CERTAIN INTERNATIONAL TRAVEL. THE UNIVERSITY PROVIDED A HOUSE FOR THE PRESIDENT WHICH IS A WORKING CONDITION FRINGE BENEFIT SINCE HIS CONTRACT REQUIRES HIM TO RESIDE IN THE HOUSE ON THE UNIVERSITY CAMPUS. TAX INDEMNIFICATION OR GROSS-UP PAYMENTS ARE ONLY MADE FOR OCCASIONAL BONUS PAYMENTS AND REQUIRE APPROVAL BY THE PRESIDENT. THESE PAYMENTS ARE MADE IN ACCORDANCE GENERAL UNIVERSITY COMPENSATION POLICIES. Schedule J, Part I, Line 7 A NON-FIXED PAYMENT WAS MADE TO THE VP OF INSTITUTIONAL ADVANCEMENT. THIS BONUS PAYMENT WAS BASED ON SATISFACTION OF PERFORMANCE TARGETS. THE BONUS OF THE VP OF INSTITUTIONAL ADVANCEMENT IS APPROVED BY THE PRESIDENT. A SERIES OF DISTRICT OF COLUMBIA 2010 REVENUE BONDS 536001131 25483VAT1 2010-08-12 39061164 PARTIAL REFUNDING OF SERIES 1999 BOND; REFINANCING OF 2004 TAXABLE REVENUE BONDS 0 0 0 B DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2015 536001131 000000000 2015-12-09 35065000 PARTIAL REFUNDING OF SERIES 2007 BOND 0 0 0 C DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2017 536001131 000000000 2017-03-31 27555000 PARTIAL REFUNDING OF 2007 SERIES BOND 0 0 0 D DISTRICT OF COLUMBIA BOND SERIES 2017B 536001131 25483VSL9 2017-11-30 66227033 CAPITAL CONSTRUCTION AND RENOVATION 0 0 0 A 14100000 16725000 39061164 0 0 0 539585 0 0 0 38521579 0 2010 1 0 1 1 B 525000 0 35065000 0 0 0 682220 0 0 0 35883169 0 2009 0 1 1 1 C 2685000 0 27555000 0 0 0 440041 0 0 0 27114959 0 2009 1 0 1 1 D 0 0 66227033 0 0 0 957394 0 0 25382255 0 40055636 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part II, Line 3-11/30/2017 66,227,033 DISTRICT OF COLUMBIA THE AMOUNT REFLECTED IN LINE 3, TOTAL PROCEEDS OF ISSUE INCLUDES INVESTMENT EARNINGS OF $190,778. A DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2017C 536001131 000000000 2017-11-30 17335000 PARTIAL REFUNDING OF 2010 SERIES BOND 0 0 0 B DISTRICT OF COLUMBIA REVENUE AND REFUNDING REVENUE BOND SERIES 2018 536001131 25483VTY0 2018-11-29 7323350 CURRENT REFUNDING 2010 SERIES BOND 0 0 0 C DISTRICT OF COLUMBIA REVENUE AND REFUNDING BONDS SERIES 2018 NEW MONEY 536001131 25483VUQ5 2018-11-29 55780812 CAPITAL CONSTRUCTION AND RENOVATION 0 0 0 A 17335000 17688372 253166 394825 0 1 1 1 B 0 0 7323350 0 0 7267928 55422 0 0 0 0 0 1 0 0 1 C 0 0 55780812 0 0 0 623299 0 0 0 0 55055527 0 0 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 X 1030 MARKET VALUE X 52 3650299 MARKET VALUE X 1 582390 ASSESSED VALUE X EVENT DONATIONS-CATERING 2 980 COST X CAMERA EQUIPMENT 1 1907 MARKET VALUE X FURNITURE 1 1000 MARKET VALUE 1 0 1 0 Schedule M, Part I THE AMOUNTS REPORTED IN COLUMN B IDENTIFY THE NUMBER OF CONTRIBUTIONS MADE FOR EACH CATEGORY OF NON-CASH CONTRIBUTIONS. Form 990, Part I, Line 1 IT WAS FOUNDED AND SPONSORED BY THE BISHOPS OF THE COUNTRY WITH THE APPROVAL OF THE HOLY SEE. THE CATHOLIC UNIVERSITY OF AMERICA IS COMMITTED TO BEING A COMPREHENSIVE CATHOLIC AND AMERICAN INDEPENDENT INSTITUTION OF HIGHER EDUCATION LOCATED IN WASHINGTON, DC, OFFERING PROGRAMS OF STUDY LEADING TO BACHELORS', MASTERS', DOCTORATE AND PROFESSIONAL DEGREES IN THE LIBERAL ARTS AND SCIENCES , RELIGIOUS STUDIES AND SEVERAL PROFESSIONAL AREAS INCLUDING ENGINEERING, ARCHITECTURE, SOCIAL SERVICE, NURSING, MUSIC AND LAW. THE CURRENT ENROLLMENT OF THE UNIVERSITY IS APPROXIMATELY 5,956, OF WHICH 3,332 ARE UNDERGRADUATE. Form 990, Part III, Line 1 THE CATHOLIC UNIVERSITY OF AMERICA IS COMMITTED TO BEING A COMPREHENSIVE CATHOLIC AND AMERICAN INDEPENDENT INSTITUTION OF HIGHER EDUCATION LOCATED IN WASHINGTON, DC, OFFERING PROGRAMS OF STUDY LEADING TO BACHELORS', MASTERS', DOCTORATE AND PROFESSIONAL DEGREES IN THE LIBERAL ARTS AND SCIENCES , RELIGIOUS STUDIES AND SEVERAL PROFESSIONAL AREAS INCLUDING ENGINEERING, ARCHITECTURE, SOCIAL SERVICE, NURSING, MUSIC AND LAW. THE CURRENT ENROLLMENT OF THE UNIVERSITY IS APPROXIMATELY 5,956, OF WHICH 3,332 ARE UNDERGRADUATE. Form 990, Part VI, Section B, Line 11b THE FORM 990 WAS SENT TO THE FULL BOARD OF TRUSTEES WITH AN OPPORTUNITY TO ASK MANAGEMENT QUESTIONS REGARDING THE FORM. THE AUDIT COMMITTEE REVIEWED THE DETAILS OF THE FORM 990 WITH MANAGEMENT IN A COMMITTEE MEETING. Form 990, Part VI, Section B, Line 12c THE UNIVERSITY'S VICE PRESIDENT AND CHIEF OF STAFF, AS SECRETARY OF THE BOARD OF TRUSTEES, REVIEWS THE CONFLICT OF INTEREST STATEMENTS SUBMITTED BY THE TRUSTEES IN COORDINATION WITH THE COMPLIANCE OFFICER AND THE GENERAL COUNSEL TO DETERMINE WHETHER ANY MATERIAL FINANCIAL INTERESTS HAVE BEEN DISCLOSED. ANY SUCH INTERESTS ARE INVESTIGATED BY THE AUDIT COMMITTEE AND THEN BY THE FULL BOARD OF TRUSTEES, IF THE AUDIT COMMITTEE BELIEVES THERE IS A CONFLICT OF INTEREST. IF THE FULL BOARD OF TRUSTEES DETERMINES THAT A FINANCIAL INTEREST IS A CONFLICT OF INTEREST AND A UNIVERSITY TRANSACTION OR AGREEMENT ARISES INVOLVING THAT FINANCIAL INTEREST, THE BOARD MAY PERMIT THE INTERESTED TRUSTEE TO MAKE A PRESENTATION REGARDING THE MATTER, BUT THE INTERESTED TRUSTEE SHALL BE REQUIRED TO LEAVE THE MEETING PRIOR TO THE DISCUSSION OF, AND THE VOTE ON THE PROPOSED TRANSACTION OR ARRANGEMENT. FACULTY AND STAFF CONFLICT OF INTEREST STATEMENTS ARE REVIEWED BY THE COMPLIANCE OFFICER IN COORDINATION WITH THE VICE PRESIDENT FOR FINANCE AND TREASURER. THEY ENSURE THAT ALL FORMS HAVE BEEN SUBMITTED, REVIEW ANY CONFLICTS DISCLOSED, DISCUSS THEM WITH THE INDIVIDUAL AND COGNIZANT SUPERVISOR AS NEEDED, AND DETERMINE AND IMPLEMENT PROPER MANAGEMENT ACTION. Form 990, Part VI, Section B, Line 15 THE PRESIDENT'S COMPENSATION IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, BASED UPON DATA FROM COMPARABLE INSTITUTIONS. OTHER OFFICER AND KEY EMPLOYEE COMPENSATION IS APPROVED BY THE PRESIDENT BASED UPON PERFORMANCE. Form 990, Part VI, Section C, Line 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE POSTED ON THE UNIVERSITY'S WEBSITE. THE CATHOLIC UNIVERSITY OF AMERICA FOUNDATION 620 MICHIGAN AVE NE WASHINGTON DC 20064 521284733 SUPPORT UNIV PROGRAMS DC 501(C)(3) 12 TYPE I CATHOLIC UNIVERSITY 1 ALBERT E FARONE & ANGELA T FARONE FOUNDATION 620 MICHIGAN AVE NE WASHINGTON DC 20064 160911612 TO PROVIDE SCHOLARSHIPS NY 501(C)(3) 12 TYPE I CATHOLIC UNIVERSITY 1 WASHINGTON RESEARCH LIBRARY CONSORTIUM 901 COMMERCE DRIVE UPPER MARLBORO MD 20774 RESEARCH RESOURCES MD 501 (C)(3) 12 TYPE I N/A 0 CHARITABLE REMAINDER TRUSTS (1) SPLIT INTEREST AGREEMENT NEW YORK NY 10001 SPLIT INTEREST AGREEMENT NY N/A T 0 CHARITABLE REMAINDER TRUST (1) SPLIT INTEREST AGREEMENT WASHINGTON DC 20001 SPLIT INTEREST AGREEMENT DC N/A T 0 CHARITABLE REMAINDER TRUST (1) SPLIT INTEREST AGREEMENT FAIRFAX VA 22030 SPLIT INTEREST AGREEMENT VA N/A T 0 CHARITABLE REMAINDER TRUST (2) SPLIT INTEREST AGREEMENT BETHESDA MD 20810 SPLIT INTEREST AGREEMENT MD CATHOLIC UNIVERSITY T 1 CHARITABLE REMAINDER TRUST (3) SPLIT INTEREST AGREEMENT WASHINGTON DC 20001 SPLIT INTEREST AGREEMENT DC CATHOLIC UNIVERSITY T 1 CHARITABLE PERPETUAL TRUST (1) SPLIT INTEREST AGREEMENT BALTIMORE MD 21201 SPLIT INTEREST AGREEMENT MD N/A T 0 CHARITABLE PERPETUAL TRUST (2) SPLIT INTEREST AGREEMENT DAYTON OH 45402 SPLIT INTEREST AGREEMENT OH N/A T CHARITABLE PERPETUAL TRUST (1) SPLIT INTEREST AGREEMENT GREENVILLE SC 29601 SPLIT INTEREST AGREEMENT SC N/A T 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 ALBERT E FARONE & ANGELA T FARONE FOUNDATION c 638040 COST