2020-03-16T13:47:02-05:00 2019-06-30 363168081 SIKICH LLP 3201 W WHITE OAKS DR STE 102 SPRINGFIELD IL 62704 990 2018-07-01 362177133 SAINT XAVIER UNIVERSITY SAIN 7732983000 3700 W 103RD STREET CHICAGO IL 60655 LAURIE M JOYNER PRESIDENT 7732983000 2020-03-04 1 JILL M BOYLE CPA P01246734 2177933363 2020-03-04 104.231.245.211 2020-03-04 16:21:06 CS P 9CC755A4DA57C89BBC3F9832C51F61A7F4C852EC D845358BABF1F13643AFD2AEE4BA53C7EABFA55A 2018 2020-09-22 18:59:49Z LAURIE M JOYNER 3700 W 103RD STREET CHICAGO IL 60655 121265211 0 X WWW.SXU.EDU X 1846 IL EDUCATE MEN AND WOMEN TO SEARCH FOR THE TRUTH, THINK CRITICALLY, AND COMMUNICATE EFFECTIVELY. 12 11 1593 40 599706 0 3299626 3031214 106603006 108914392 455712 -767418 578867 1101814 110937211 112280002 42752030 47286451 0 0 38410982 38224844 0 0 947705 25083159 23385789 106246171 108897084 4691040 3382918 129315278 125626532 51984120 44851157 77331158 80775375 X SAINT XAVIER UNIVERSITY (SXU) EDUCATES MEN AND WOMEN TO SEARCH FOR THE TRUTH, THINK CRITICALLY, COMMUNICATE EFFECTIVELY, AND SERVE WISELY AND COMPASSIONATELY IN SUPPORT OF HUMAN DIGNITY AND THE COMMON GOOD. 0 0 92128179 47286451 109375996 FOUNDED IN CHICAGO BY THE SISTERS OF MERCY IN 1846, SAINT XAVIER UNIVERSITY IS A DISTINGUISHED, FOUR-YEAR, PRIVATE CATHOLIC INSTITUTION THAT EDUCATES FOR COMPETENCE, CHARACTER AND CAREER SUCCESS. SAINT XAVIER IS A 2019-2020 COLLEGE OF DISTINCTION THAT OFFERS AN OUTSTANDING EDUCATION EXPERIENCE TO NEARLY 3,700 STUDENTS BY PROVIDING A WELL-ROUNDED CURRICULUM ACCREDITED BY THE HIGHER LEARNING COMMISSION / NORTH CENTRAL ASSOCIATION OF COLLEGES AND SCHOOLS. ENTERING THE 173RD YEAR OF PROVIDING INNOVATIVE ACADEMIC PROGRAMS, SAINT XAVIER OFFERS A VARIETY OF UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, AS WELL AS DEGREE COMPLETION PROGRAMS, TAUGHT BY MORE THAN 140 FULL-TIME FACULTY AND 211 ADJUNCT FACULTY MEMBERS WITHIN ITS THREE SCHOOLS - THE COLLEGE OF ARTS AND SCIENCES, THE GRAHAM SCHOOL OF MANAGEMENT AND THE SCHOOL OF NURSING AND HEALTH SCIENCES. SAINT XAVIER'S POPULAR SCHOOL OF NURSING CURRENTLY HOLDS THE NO. 3 RANKING FOR "BEST ONLINE GRADUATE NURSING PROGRAMS" (U.S. NEWS & WORLD REPORT, 2019). NAMED A "BEST VALUE SCHOOL" AMONG REGIONAL UNIVERSITIES IN THE MIDWEST(U.S. NEWS & WORLD REPORT, 2019), SAINT XAVIER ALSO PROVIDES CLEAR COLLEGE-TO-CAREER PATHWAYS FOR STUDENTS, RANKING NO. 25 FOR ILLINOIS GRADUATES EARNING THE MOST MONEY, ACCORDING TO THE U.S. DEPARTMENT OF EDUCATION'S COLLEGE SCORECARD (2018). IN THE 2018-2019 ACADEMIC YEAR, SAINT XAVIER ENROLLED 2,955 UNDERGRADUATES WITH 2,713 (92%) ATTENDING FULL TIME. 92128179 1 1 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 4727 0 1593 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X DIANE STALLMANN 7732983089 3700 W 103RD STREET CHICAGO IL 60655 DR PATRICIA MORRIS CHAIRMAN 1.00 X 0 0 0 TIMOTHY TRAHEY OUTGOING CHAIR (ENDING 6/5/2019) 1.00 X 0 0 0 VERNON O CRAWLEY TRUSTEE 1.00 X 0 0 0 ROGER O CROCKETT TRUSTEE 1.00 X 0 0 0 TASHA HENDERSON TRUSTEE 1.00 X 0 0 0 TOM HUTCHINSON TRUSTEE 1.00 X 0 0 0 SR MARGARET MARY KNITTEL RSM TRUSTEE 1.00 X 0 0 0 SR SHEILA E MEGLEY RSM TRUSTEE 1.00 X 0 0 0 CHUCK NEWMAN TRUSTEE 1.00 X 0 0 0 DR LUIS NUNEZ TRUSTEE 1.00 X 0 0 0 JOHN C SIMMONS TRUSTEE 1.00 X 0 0 0 NICK URSO TRUSTEE 1.00 X 0 0 0 LAURIE JOYNER PRESIDENT/CORPORATE SECRETARY 40.00 X X 351338 0 42728 DANIEL KLOTZBACH TREASURER 40.00 X 213997 0 34593 FAISAL RAHMAN INTERIM DEAN, GRAHAM SCHOOL OF MGMT 40.00 X 180367 0 11319 CHRISTOPHER CHALOKWU PROFESSOR (ENDING 6/6/2018) 40.00 X 237163 0 16287 NANCY LOCKE PROFESSOR (ENDING 6/16/2018) 40.00 X 234658 0 6063 PETER HILTON ASSOCIATE PROFESSOR(ENDING 6/16/2018) 40.00 X 222298 0 14871 EARL THOMAS ASSOCIATE PROFESSOR(ENDING 6/16/2018) 40.00 X 187786 0 9292 E SUZANNE LEE INTERIM PROVOST (ENDING 7/24/2018) 40.00 X 365218 0 6872 1992825 0 142025 36 0 1 0 COUNTRY HOUSE RESTAURANT ALSIP INC 5400 W 127TH ST ALSIP IL 60803 DINING SERVICES 2206542 HENRY BROTHERS 9821 SOUTH 78TH AVENUE HICKORY HILLS IL 60457 GENERAL CONTRACTOR 1259143 EAB 2445 M STREET NW WASHINGTON DC 20037 DATA MINING 907126 WILEY EDU LLC 1415 W 22ND ST SUITE 880 OAK BROOK IL 60523 ONLINE EDUCATION 814661 FIELDTURF 175 NORTH INDUSTRIAL BOULEVARD CALHOUN GA 30703 TURF FIELD AND INSTALLATION 480281 29 139719 1768920 1122575 37472 3031214 TUITION 611310 102820221 102820221 ROOM AND BOARD 611310 5548968 5548968 OTHER PROGRAM 611310 436644 436644 BOOKSTORE REVENUE 611310 80459 80459 WORKSHOP REVENUE 611310 28100 28100 108914392 395531 395531 65108 0 65108 65108 65108 3176574 4582915 3029946 5892492 146628 -1309577 -1162949 -1162949 38167 139719 62771 -24604 -24604 HEALTH CENTER REVENUE 621400 359688 106600 253088 RESTAURANT 722511 230270 230270 CONFERENCE REVENUE 611710 221492 26737 194755 249860 97997 151863 1061310 112280002 109375996 599706 -726914 47286451 47286451 852089 178117 673972 29500854 22903718 6049552 547584 611265 478712 118743 13810 5163962 4091890 953854 118218 2096674 1642009 407297 47368 613991 613991 121150 121150 25540 25540 1128122 20792 1083872 23458 1859922 1252329 591043 16550 1606674 495215 1111459 1465664 1060226 383338 22100 708596 627153 66708 14735 1563071 1563071 4986767 3591933 1310969 83865 624538 17508 607030 CONTRACTED SERVICES 6167583 5348820 778883 39880 EQUIPMENT & MAINTENANCE 715784 519016 185756 11012 MEMBERSHIP DUES 291287 156539 133943 805 TELECOMMUNICATIONS AND 257768 202770 51849 3149 1249332 691910 552251 5171 108897084 92128179 15821200 947705 24074726 17735737 510000 8869854 1023067 889769 2812853 1922780 2696816 2071546 465829 510544 160264805 81865644 81267264 78399161 9937575 13401409 391034 267580 6136114 1558152 129315278 125626532 4678101 4332133 1475415 1034795 32541077 26096846 5000000 5000000 8289527 8387383 51984120 44851157 X 63086317 67299948 5024753 0 9220088 13475427 77331158 80775375 129315278 125626532 X 3382918 403665 -342366 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 1 0 15187136 2768779 853355 222275 18586995 11321251 3101977 894460 130552 15187136 10112815 341480 986046 119090 11321251 10375788 146469 -125512 102353 181577 10112815 10125465 207622 108157 65456 10375788 0.37120 0.62880 1 0 7627112 7627112 120947088 55152580 65794508 31565686 26713064 4852622 124919 124919 78399161 CONDITIONAL ASSET RETIREMENT OBLIGATION 5134441 STUDENT DEPOSITS 136017 REFUNDABLE GOVERNMENT LOANS 2774559 INTEREST RATE SWAP 342366 8387383 X 65092081 403665 -279595 124070 64968011 25540 47286451 47311991 112280002 61647864 62771 62771 61585093 25540 47286451 47311991 108897084 PART II, LINE 3: THE 21 ACRES THAT WAS REPORTED IN PREVIOUS YEARS WAS SOLD. PART V, LINE 4: THE MAJORITY IS DIRECTED TO SCHOLARSHIPS WHILE OTHER AMOUNTS SUPPORT MERCY MISSION AND MINISTRY, SERVICE TRIPS AND OPERATIONAL NEEDS OF THE UNIVERSITY. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SIMILAR PROVISIONS OF THE STATE TAX CODE. THE UNIVERSITY IS NOT CLASSIFIED AS A PRIVATE FOUNDATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: INTEREST RATE SWAP -342,366. FUNDRAISING EXPENSES 62,771. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE 47,286,451. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 62,771. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP EXPENSE 47,286,451. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SXU PUBLISHES THEIR RACIALLY NONDISTRIMINATORY POLICY ON THEIR WEBSITE AT WWW.SXU.EDU (STATEMENT OF DIVERSITY AND INCLUSION). SAINT XAVIER UNIVERSITY ALSO INCLUDES A NONDISCRIMINATORY POLICY ON PRINTED ADMISSION PIECES AND PROGRAM SHEETS. SCHEDULE E, PART I, LINE 6 RECEIVED GRANTS FROM U.S. DEPARTMENT OF EDUCATION, U.S. DEPT. OF HEALTH & HUMAN SERVICES, AND NATIONAL SCIENCE FOUNDATION. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 267580 0 0 0 0 0 0 267580 0 267580 0 0 1 0 0 0 GOLF CLASSIC 110308 83890 26418 4927 9695 12949 1000 8089 BASEBALL FUNDRAISER 23133 20251 2882 5000 4257 3 44445 35578 8867 985 7661 4714 2689 140 665 177886 139719 38167 5985 16845 14409 15638 1140 8754 62771 -24604 1 INSTITUTIONAL AWARDS 2915 46724623 ENDOWED AND NAMED SCHOLARSHIPS 149 561828 PART I, LINE 2: THE UNIVERSITY'S OFFICE OF FINANCIAL AID ADMINISTERS A WIDE VARIETY OF FEDERAL, STATE, INSTITUTIONAL AND PRIVATE FINANCIAL ASSISTANCE PROGRAMS. ITS MAJOR OBJECTIVE IS THE EQUITABLE DISTRIBUTION OF FINANCIAL AID TO ALL STUDENTS WITH AN ULTIMATE GOAL OF HELPING THEM FINANCE THEIR EDUCATION. RECIPIENTS ARE DETERMINED BY ACADEMIC MERIT AS WELL AS FEDERAL, STATE AND INSTITUTIONAL GUIDELINES AND RECIPIENTS MUST MAINTAIN CERTAIN ELIGIBILITY REQUIREMENTS TO RECEIVE FINANCIAL AID AND SCHOLARSHIPS. X X X 1 0 0 0 0 0 0 0 0 LAURIE JOYNER PRESIDENT/CORPORATE SECRETARY 351338 0 0 0 0 0 7000 0 35728 0 394066 0 0 0 DANIEL KLOTZBACH TREASURER 213997 0 0 0 0 0 6346 0 28247 0 248590 0 0 0 FAISAL RAHMAN INTERIM DEAN, GRAHAM SCHOOL OF MGMT 180367 0 0 0 0 0 5100 0 6219 0 191686 0 0 0 CHRISTOPHER CHALOKWU PROFESSOR (ENDING 6/6/2018) 237163 0 0 0 0 0 2801 0 13486 0 253450 0 0 0 NANCY LOCKE PROFESSOR (ENDING 6/16/2018) 234658 0 0 0 0 0 2757 0 3306 0 240721 0 0 0 PETER HILTON ASSOCIATE PROFESSOR(ENDING 6/16/2018 222298 0 0 0 0 0 2088 0 12783 0 237169 0 0 0 EARL THOMAS ASSOCIATE PROFESSOR(ENDING 6/16/2018 187786 0 0 0 0 0 2046 0 7246 0 197078 0 0 0 E SUZANNE LEE INTERIM PROVOST (ENDING 7/24/2018) 365218 0 0 0 0 0 5797 0 1075 0 372090 0 0 0 PART I, LINE 4A PETER HILTON - ASSOCIATE PROFESSOR ENDING 6/16/18 - $174,663 EARL THOMAS - ASSOCIATE PROFESSOR ENDING 6/16/18 - $137,247 E. SUZANNE LEE - INTERIM PROVOST ENDING 7/24/18 - $218,325 A ILLINOIS FINANCE AUTHORITY SERIES 2008 BONDS 861091967 45200FLH0 2008-06-25 25000000 RESIDENCE HALL CONSTRUCTION 0 0 0 B ILLINOIS FINANCE AUTHORITY SERIES 2006 BONDS 861091967 45200BYZ5 2006-06-08 10000000 RESIDENCE HALL CONSTRUCTION 0 0 0 A 16605000 25158841 103000 24200166 2009 0 0 1 1 B 3070000 10109729 200000 205000 9488389 2007 0 0 1 1 A 0 0 0 0 0 1 0.08510 1 1 B 0 0 0 0 0 1 0.04400 1 1 A 0 0 0 1 1 0 0 0 0 B 0 0 0 1 1 0 0 0 0 A 1 B 1 X 2 2338 FAIR MARKET VALUE X 1322 FAIR MARKET VALUE X 1231 FAIR MARKET VALUE X 2 1850 FAIR MARKET VALUE X 2 5273 FAIR MARKET VALUE X MISCELLANEOUS 20 17649 FAIR MARKET VALUE X GIFT BASKETS 16 5377 FAIR MARKET VALUE X EVENT TICKETS 6 2100 FAIR MARKET VALUE X GIFT CARDS/CERTIFICATES 6 331 FAIR MARKET VALUE 0 1 1 PART I, LINE 32B: THE ORGANIZATION USES AN OUTSIDE INVESTMENT FIRM TO SELL DONATED STOCK. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, COPIES OF THE COMPLETED DRAFT FORM 990 (INCLUDING REQUIRED SCHEDULES) WERE DISTRIBUTED TO THE AUDIT COMMITTEE IN EITHER ELECTRONIC OR PAPER FORM FOR REVIEW AND APPROVAL. ANY QUESTIONS OR CONCERNS WERE NOTED AND ADDRESSED, AND MANAGEMENT STAFF ENSURED THAT CHANGES WERE INCORPORATED INTO THE FORM 990 AS APPROPRIATE. COPIES OF THE DRAFT FORM 990 WERE ALSO DISTRIBUTED TO THE BOARD OF TRUSTEES IN ELECTRONIC FORM FOR REVIEW AND APPROVAL. THE FORM 990 WILL BE FILED ONCE A MOTION TO APPROVE HAS BEEN PASSED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS ALL OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES. THESE INDIVIDUALS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE TO DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS OF INTEREST THEY MAY HAVE WITH THE ORGANIZATION. CONFLICT OF INTEREST QUESTIONNAIRES ARE COMPLETED ON AN ANNUAL BASIS BY ALL INTERESTED PERSONS. COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES WILL BE REVIEWED BY THE ORGANIZATION'S COMPLIANCE OFFICER (OR CHAIRMAN). IF IT IS DETERMINED AN ACTUAL CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH A CONFLICT WILL BE EXCUSED FROM ANY DISCUSSION OR VOTE ON THE MATTER FOR WHICH THEY HAVE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 IN 2016 (THE MOST RECENT PRESIDENTIAL SEARCH), THE UNIVERSITY'S BOARD OF TRUSTEES USED AN OUTSIDE CONSULTING FIRM (AGB) AS ADVISORS. THE PRESIDENT'S SALARY AND BENEFITS WERE SET IN CONSULTATION WITH AGB. AFTER THE SEARCH THE BOARD AUTHORIZED ITS CHAIRMAN TO NEGOTIATE THE CONTRACT WITH THE CHOSEN CANDIDATE. THE CONTRACT WAS REVIEWED BY KATHLEEN RINEHART AS UNIVERSITY COUNSEL AND BY THE CANDIDATE'S LAWYER. THE UNIVERSITY WAS ADVISED BY AGB THAT THE CONTRACT TERMS WERE AT MARKET. THE FINAL CONTRACT WAS APPROVED BY THE BOARD. FOLLOWING BOARD APPROVAL THE CHAIRMAN EXECUTED THE CONTRACT ON BEHALF OF THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15B: THE PRESIDENT, IN CONSULTATION WITH THE OFFICE OF HUMAN RESOURCES, SETS COMPENSATION FOLLOWING A REVIEW OF (A) COMPARABLE COMPENSATION DATA FROM SIMILIARLY SITUATED COLLEGES AND UNIVERSITIES; (B) IN RELATION TO THE NATURE AND SCOPE OF THE DUTIES ASSIGNED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP -342,366.