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POOL #439040 1997-01-27 2019-08-15 2 2 0 0 EOG RES INC 2019-03-07 2019-09-12 13632 15594 -1962 -1962 GNMA POOL #439040 1997-01-27 2019-09-16 2 2 0 0 ST CG FROM MERGER - PRAXAIR -> LINDE - INCREASE IN BASIS P 2018-11-01 516 516 516 ST CL FROM EXCHANGE - BP CAP MKTS -> BP CAP AMER P 2018-12-17 55 -55 -55 LT CL - BROOKFIELD G - BASIS ADJ - NO CASH RECEIVED P 2019-02-22 379 -379 -379 LTCG DISTRIBUTION - FIERA APITAL EMERGING MKT FUND P 2018-12-24 108 108 108 119867 0 188608 3794138 0.049710 188777 3368003 0.056050 173183 3259346 0.053134 178772 3513894 0.050876 160084 3372691 0.047465 0.257235 0.051447 3945028 202960 1614 204574 182214 3228 0 3228 0 3228 3344 0 0 3344 0 116 116 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 CO-TRUSTEE 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 CO-TRUSTEE 0.05 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 3913115 91990 0 4005105 0 0 4005105 60077 3945028 197251 197251 3228 3228 194023 0 194023 0 194023 182214 0 182214 0 182214 194023 0 0 7825 12810 22713 1915 45263 182214 0 0 0 182214 0 11809 11809 33454 0 0 0 0 0 0 0 33454 8826 22713 1915 X AMERICAN TECHNION SOCIETY 55 E 59TH ST NEW YORK NY 10022 N/A PUBLIC CHARITY COMMUNITY SERVICE 10000 ARTHRITIS FOUNDATION 800 W SIXTH ST 1010 LOS ANGELES CA 90017 N/A PUBLIC CHARITY MEDICAL RESEARCH 33650 ASANTE FOUNDATION 2600 SISKIYOU BLVD 100 MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 15000 ASHLAND COMMUNITY HOSPITAL FOUNDATION P O BOX 98 ASHLAND OR 97520 N/A PUBLIC CHARITY MEDICAL RESEARCH 7000 ASHLAND EMERGENCY FOOD BANK P O BOX 3578 ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 3000 C5LA 3100 N BROADWAY LOS ANGELES CA 90031 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLVD 2416 LOS ANGELES CA 90048 N/A PUBLIC 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CHARITY MEDICAL RESEARCH 10000 LOS ANGELES ZOO ASSOCIATION 5333 ZOO DRIVE LOS ANGELES CA 90027 N/A PUBLIC CHARITY COMMUNITY SERVICE 2500 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 N/A PUBLIC CHARITY MEDICAL RESEARCH 20000 NATIONAL SPASMODIC DYSPHONIA ASSOCIATION 300 PARK BLVD 175 ITASCA IL 60143 N/A PUBLIC CHARITY MEDICAL RESEARCH 1000 OREGON WILD 5825 N GREELEY AVE PORTLAND OR 97217 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 PALAMAI ARTS AND SCIENCES FOUNDATION 3753 CAVERN PLACE CARLSBAD CA 92010 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 PLANNED PARENTHOOD LA 400 W 30TH ST LOS ANGELES CA 90007 N/A PUBLIC CHARITY MEDICAL RESEARCH 10000 ROGUE COMMUNITIES HEALTH 900 E MAIN ST MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 10000 SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVE MONTGOMERY AL 36104 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 THE BRADY CENTER 840 FIRST ST NE 400 WASHINGTON DC 20002 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 THE RAPE FOUNDATION 1223 WILSHIRE BLVD 410 SANTA MONICA CA 90403 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 VOICE HEALTH INSTITUTE 1 BOWDOIN SQUARE 11TH FLOOR BOSTON MA 02114 N/A PUBLIC CHARITY MEDICAL RESEARCH 2500 WAYFINDER FAMILY SERVICES 5300 ANGELES VISTA BLVD LOS ANGELES CA 90043 N/A PUBLIC CHARITY COMMUNITY SERVICE 500 WELLS BRING HOPE 16563 PARK LANE CIRCLE LOS ANGELES CA 90049 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 WESTERN ENVIRONMENTAL LAW CENTER 1216 LINCOLN ST EUGENE OR 97401 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 900102798 N/A PUBLIC CHARITY COMMUNITY SERVICE 2800 WOMEN'S GUILD CEDARS-SINAI 8700 BEVERLY BLVD 2416 LOS ANGELES CA 90048 N/A PUBLIC CHARITY COMMUNITY SERVICE 2000 159700 0 14 77911 15 661 18 119867 0 198439 0 198439 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 27956 13978 13978 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, INC, THE SUM OF $27,956 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION AND BOOKKEEPING. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES. THE FOUNDATION PAID LOEB & LOEB, A LIMITED LIABILITY COMPANY, THE SUM OF $16,903 FOR VARIOUS SERVICES TO THE FOUNDATION. THESE SERVICES INCLUDED LEGAL AND TRUST ADMINISTRATIVE FUNCTIONS FOR THE FOUNDATION. STANFORD K. RUBIN, A TRUSTEE OF THE FOUNDATION, IS A PARTNER OF LOEB & LOEB, LLP AND AS SUCH RECEIVED COMPENSATION BY LOEB & LOEB, LLP FOR HIS SERVICES. NO COMPENSATION WAS DIRECTLY PAID BY THE FOUNDATION TO ROBERT H. GIVEN OR STANFORD K. RUBIN IN THEIR CAPACITY AS TRUSTEES OR OFFICERS OF THE FOUNDATION. A T & T INC 3.950% 01/15/2025 14633 16015 APPLE INC 3.250% 02/23/2026 24140 26496 BANK OF AMERICA CORP 4.125% 01/22/2024 25187 26907 BERKSHIRE HATHAWAY 3.125% 03/15/2026 23888 26382 BP CAP MKTS AMER 4.742% 03/11/2021 15400 15601 CAPITAL ONE FINL CO 4.750% 07/15/2021 15416 15662 CITIGROUP INC 4.500% 01/14/2022 15380 15768 COCA-COLA CO 3.300% 09/01/2021 25169 25678 CVS HEALTH CORP 4.300% 03/25/2028 14648 16220 GEN MOTORS FINL CO 3.450% 01/14/2022 14592 15286 GENERAL ELEC CAP CORP GLOBAL FIXED 5.300% 02/11/2021 20401 20664 GENERAL ELEC CAP CORP INTERNOTES 5.900% 09/15/2020 8242 8204 GOLDMAN SACHS MTN 4.000% 03/03/2024 24751 26640 JP MORGAN CHASE & CO 3.300% 04/01/2026 23618 26162 MORGAN STANLEY MTN 4.000% 07/23/2025 14789 16182 NORTHROP GRUMMAN 3.250% 08/01/2023 14705 15625 SHELL INTERNATIONAL 3.250% 05/11/2025 24227 26449 SOUTHERN CO 2.950% 07/01/2023 14363 15309 TARGET CORP 3.500% 07/01/2024 10045 10714 TYSON FOODS INC 4.500% 06/15/2022 15314 15846 WELLS FARGO CO MTN 2.600% 07/22/2020 24674 25118 WESTPAC BANKING CORP 4.875% 11/19/2019 25446 25087 ACCENTURE PLC CL A 16025 20581 ADOBE SYSTEMS 8065 33150 ALIBABA GROUP HOLDING LTD 15477 19399 ALPHABET INC CL A 34400 73268 ALPHABET INC CL C 3512 17066 AMAZON.COM INC 19569 17359 AMERICAN WTR WKS CO INC 10500 41244 AMPHENOL CORP 14680 19107 APPLE INC 16623 79061 BANK OF AMERICA CORP 25448 25611 BECTON DICKINSON 20427 20996 BERKSHIRE HATHAWAY INC CL B 28213 34323 BOEING COMPANY 10208 24731 CHARLES RIV LABORATORIES INTL INC 18526 17870 CHEVRON CORP 42757 45068 CHUBB LTD 15741 17758 CINTAS CORP 14284 33512 CISCO SYSTEMS INC 21434 23717 CME GROUP INC 24386 50722 COLGATE PALMOLIVE CO 24222 24993 COMCAST CORP NEW CL A 15898 41924 CONSTELLATION BRANDS INC 26370 29019 COSTCO WHOLESALE CORP 20710 48979 DANAHER CORP 11984 38996 DISNEY WALT COMPANY 26729 36229 EDWARDS LIFESCIENCES CORP 13304 64873 EQUINIX INC REIT 17755 23072 ESSEX PROPERTY TRUST INC REIT 21297 24499 EXXON MOBILE CORP 18906 17653 FACEBOOK INC 10532 28493 HOME DEPOT INC 8364 56381 HONEYWELL INTL INC 25871 42300 INGERSOLL-RAND PLC 14116 20946 JOHNSON & JOHNSON 21720 25229 JP MORGAN CHASE & CO 21190 58845 LINDE PLC 17980 21309 LOCKHEED MARTIN CORP 13428 21453 MAGNA INTERNATIONAL INC 14223 26132 MASTERCARD INC CL A 10698 51598 MCDONALDS CORP 13835 22545 MICROSOFT CORP 21581 82028 NEXTERA ENERGY INC 17554 26794 NORTHROP GRUMMAN CORP 14773 24361 PEPSICO INC 25421 39759 PNC FINANCIAL SERVICES GROUP 17240 23827 PULTE GROUP INC 10866 20870 RAYTHEON CO COM 16152 14714 ROPER TECHNOLOGIES INC 22915 23179 STRYKER CORP 15953 21630 THERMO FISHER CORP 13057 56798 UNION PACIFIC CORP 8590 22677 UNITEDHEALTH GROUP INC 34342 53243 VERIZON COMMUNICATIONS 11742 19013 VISA INC CL A 18737 54011 WALMART INC 31023 37978 ZOETIS INC 14950 29902 0 0 826783 821187 BROOKFIELD GL LISTED RE-Y AT COST 19926 22078 CNR FIXED INCOME OPPORT CL N AT COST 152819 139385 CNR SELECT STRAT FUND AT COST 120000 126278 FIERA CAPITAL EMERGING MKT FUND AT COST 114091 143137 GNMA POOL #439040 AT COST 278 278 ISHARES TR INTL PFD STK ETF AT COST 50380 45240 ISHARES TR S & P US PFD STK INDEX FD AT COST 50287 46912 SPDR PORTFOLIO SHORT TERM TREA AT COST 114599 114827 SPDR S & P BIOTECH ETF AT COST 63538 61000 VANGUARD HIGH DIVIDEND YIELD AT COST 39393 62111 VANGUARD SHORT-TERM GOV BND AT COST 175240 176392 LOEB & LOEB 16903 8452 8451 DUE FROM OFFICER 0 300 300 REGISTRY OF CHARITABLE TRUST 75 0 75 INVESTMENT FEES - CALDWELL 20 20 0 INVESTMENT FEES - CNAM 14420 14420 0 ASPEN PICTURES-ROYALTY 661 661 661 AMORTIZATION COMPUTATION AND OTHER DIFFERENCES WITH BROKER ACCTS 2454 FRANCHISE TAX BOARD 10 0 10 FOREIGN TAXES PAID 176 176 0 IRS 4000 0 0