2020-11-13T13:36:37-06:00 2019-12-31 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2019-01-01 133615533 Rockefeller Philanthropy Advisors Inc % CHRISTOPHER WELCH ROCK 2128124330 6 west 48th street 10th floor NEW YORK NY 10036 CHRISTOPHER WELCH cfo 2128124330 2020-11-12 true Scott Thompsett P00741490 2125990100 69.119.144.65 26377520203185000015 2020-11-13 P 7D14034AF515942D2ABE7F7E27EA16D2649DB046 A87539D75D44546F9E81755E19BD8DC508F41D5E 2019 2021-01-29 14:40:06Z Melissa A Berman 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 433825901 false X WWW.ROCKPA.ORG X 1992 DE HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSISTS INDIVIDUALS, TRUSTS, FOUNDATIONS, & CORPORATIONS IN ACHIEVING THEIR PHILANTHROPIC GOALS. 20 19 280 18 0 0 199971257 344150346 5964767 8237939 6426307 3314955 294620 250706 212656951 355953946 106623645 136504595 0 0 40464352 43421159 187038 5225 694975 54262223 63161779 201537258 243092758 11119693 112861188 329573132 455250599 50743619 57889644 278829513 397360955 X SEE SCHEDULE O false false 203398951 115407627 1048473 SPONSORED PROJECTS - RPA'S SPONSORED PROJECT PROGRAM ENABLES INDIVIDUALS AND GROUPS TO PURSUE A VARIETY OF SPECIALIZED CHARITABLE GRANT-MAKING PROJECTS AND ACTIVITIES CONSISTENT WITH THE GENERAL MISSION OF RPA. RPA PROVIDES ADMINISTRATIVE AND PROGRAMMATIC SUPPORT TO ENABLE FUNDERS TO DEVELOP, LAUNCH AND PROMOTE HIGH-IMPACT PROJECTS AROUND THE GLOBE. FISCAL SPONSORSHIP SUBSTANTIALLY REDUCES THE COSTS TYPICALLY ASSOCIATED WITH DEVELOPING NONPROFIT GOVERNANCE, MANAGEMENT AND OPERATIONAL INFRASTRUCTURE.(CONTINUED ON SCHEDULE O) 21777542 21063468 672674 CHARITABLE FUNDS - RPA SERVES AS A GRANT-MAKING VEHICLE THAT ENABLES A DONOR TO MAKE RECOMMENDATIONS WITH RESPECT TO HIS OR HER PHILANTHROPIC OBJECTIVES. RPA'S CHARITABLE GIVING FUND IS A FLEXIBLE, COST-EFFECTIVE WAY FOR ITS DONORS TO ACHIEVE THEIR CHARITABLE AIMS. IT IS AN OPTIMAL ALTERNATIVE FOR INDIVIDUALS, COUPLES OR FAMILIES SEEKING EXPERT PHILANTHROPIC ADVICE WITHOUT THE EXPENSE AND COMPLEXITY OF FORMING A PRIVATE FOUNDATION. 10333851 33500 6516792 GENERAL FUND/RPA CONSULTING - TO FACILITATE PHILANTHROPY AND TO SUPPORT THE GROWTH OF A VITAL, CREATIVE, NOT-FOR-PROFIT SECTOR. RPA HAS THE SKILL AND EXPERTISE TO ENGAGE CLIENTS AT ALL STAGES OF THE PHILANTHROPIC LIFE CYCLE, FROM CONCEPT AND START-UP TO ONGOING OPERATIONS AND SUCCESSION PLANNING. AS PART OF OUR MISSION OF THOUGHTFUL AND EFFECTIVE PHILANTHROPY, WE SHARE RESEARCH, BEST PRACTICES AND NEW-THINKING THAT ELEVATE THE FIELD OF PHILANTHROPY AND SUPPORT THE SECTOR. 235510344 true true false true false true false false false true true false false false true true false true false true true true true false false false false true true true false false false false false false false false true false false false true true true true false false true 598 0 true 280 true false false false false false false false false false false false false false false false X 20 19 true false false false false false false true true false false true true true true true true true true false AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X X CHRISTOPHER WELCH 2128124330 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 MELISSA A BERMAN President and CEO 35.0 0.0 X X 551862 0 58984 TIMOTHY PERRY SHRIVER Founder, Sponsored Project 35.0 0.0 X 400671 0 40604 Nicholas Hodges Senior Vice President/COO 35.0 0.5 X 377517 0 47616 Andrew George Salkin Snr VP, SPONS PROJ(thru 09/19) 35.0 0.0 X 368535 0 45794 Walter Sweet Executive SVP (as of 01/19) 35.0 0.0 X 365356 0 45215 JONATHAN CHARLES FOX Program Dir, Sponsored PROJECT 35.0 0.0 X 286359 0 47946 Jeffrey A Nesbit Exec. Dir., Sponsored Proj. 35.0 0.0 X 306369 0 26311 PAUL NELSON thru 091 Vice Pres, SPONSORED PROJECT 35.0 0.0 X 293631 0 23353 Yolanda A Arias-Brown VP of HR & CORP. SECRETARY 35.0 0.0 X 238717 0 44246 RENEE pruitt VP & ASST. CORP. SECRETARY 35.0 0.0 X 229245 0 50038 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 35.0 0.0 X 245350 0 32421 Tina Marie Beyers VP & CFO (THRU 09/19) 35.0 0.5 X 195043 0 32397 Chris B Page thru 01 Executive Vice President 35.0 0.0 X 58688 0 2231 Wendy O'Neil Chair 1.0 0.0 X X 0 0 0 Peter C Rockefeller Vice Chair 1.0 0.0 X X 0 0 0 Adam Wolfensohn Treasurer 1.0 0.0 X X 0 0 0 Ana Marie Argilagos board member (as of 01/19) 1.0 0.0 X 0 0 0 Anand Babu board member (as of 01/19) 1.0 0.0 X 0 0 0 Mac Broderick Board Member 1.0 0.0 X 0 0 0 Kyungsun Chung Board Member 1.0 0.0 X 0 0 0 Andrew Dayton Board Member 1.0 0.0 X 0 0 0 Rien van Gendt Board Member 1.0 0.0 X 0 0 0 Cathy Halstead Board Member 1.0 0.0 X 0 0 0 Juanita T James Board Member 1.0 0.0 X 0 0 0 Julia Lopez Board Member 1.0 0.0 X 0 0 0 Michael Quattrone Board Member 1.0 0.0 X 0 0 0 Luther M Ragin Jr Board Member 1.0 0.0 X 0 0 0 Ryan Rockefeller Board Member 1.0 0.0 X 0 0 0 Valerie Rockefeller Board Member 1.0 0.0 X 0 0 0 Theo Spencer Board Member 1.0 0.0 X 0 0 0 Robin Strawbridge Board Member 1.0 0.0 X 0 0 0 Sarah Teacher Board Member 1.0 0.0 X 0 0 0 3917343 0 497156 104 false true false BANKABLE FRONTIER ASSOCIATES LLC 259 ELM STREET SUITE 200 SOMERVILLE MA 02144 CONSULTING 4506453 MODUSBOX INC 505 5TH AVENUE S SUITE 300 SEATTLE WA 98104 CONSULTING 3926286 EDUCATION FIRST CONSULTING LLC PO Box 22871 SEATTLE WA 981220871 Consulting 1308060 Echidna Giving Advisors LLC 915 Battery Street Ste 3 SAN FRANCISCO CA 94111 Consulting 1200000 Alvarez Marsal Corporate Performa 600 Madison Avenue 8th floor NEW YORK NY 10112 CONSULTING 1000710 94 8311335 335839011 6193052 344150346 ADVISORY FEES 523930 6516792 6516792 EDUCATIONAL & OTHER CONTRACT INCOME 900099 1046473 1046473 ASSESSMENT FEES 523920 672674 672674 PRI INTEREST 900099 2000 2000 8237939 2840446 2840446 0 0 218769 218769 0 218769 218769 78196464 150000 77721955 150000 474509 474509 474509 0 0 0 0 0 0 0 0 0 CONTRACTUAL INCOME 900099 15100 15100 MISCELLANEOUS REVENUE 900099 16837 16837 31937 355953946 8253039 3550561 100342069 100342069 119500 119500 36043026 36043026 0 2261778 801183 1146688 313907 0 33955209 31826391 2022007 106811 1695440 1588457 104056 2927 3142500 2748763 359704 34033 2366232 2188130 165517 12585 0 806370 681020 125350 171649 58715 112934 0 5225 5225 321238 321238 409897 400371 9526 660951 571746 37502 51703 456658 359247 97411 3466673 2854848 544416 67409 0 3015159 2360505 582526 72128 4837213 4793691 43522 0 5225999 5112999 113000 4790 3 4787 0 396624 226710 151193 18721 127393 3378 124015 PROGRAM RELATED FEES 41459981 41459981 MEMBERSHIP DUES 427395 323951 103444 GRANTS ASSESSMENT 672674 672674 TEMP HELP/EMPLOYMENT AGENCY 621062 335701 285361 80053 37656 42397 243092758 235510344 6887439 694975 47005048 46637591 51340598 101633299 156379087 229004516 1586162 2959785 0 0 0 0 0 0 0 0 304265 424467 3887932 3032698 1300967 855234 66869158 67762940 4437847 5722767 350000 250000 0 0 0 0 329573132 455250599 9150414 7116413 36163643 46193296 4066690 3419490 0 0 0 0 0 0 0 0 0 0 1362872 1160445 50743619 57889644 X 43046311 45445048 235783202 351915907 278829513 397360955 329573132 455250599 X 112861188 4504416 1165838 X false true X true true true X 205065709 204486774 272311986 199971257 344150346 1225986072 0 0 205065709 204486774 272311986 199971257 344150346 1225986072 362828215 863157857 1576188 895480 973577 2190755 3059215 8695215 0 91640 22185 16007 7811 16837 154480 1234835767 32914786 0.69901 0.68307 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1000000 1000000 1000000 3000000 4500000 12500 970400 288000 1270900 250000 250000 250000 750000 1125000 0 200000 138000 338000 false false false false false true 805000 false false false 805000 schedule c, part ii-b, line 1f Rockefeller Philanthropy Advisors does not engage in any direct lobbying activities; in calendar year 2019, the organization funded 5 Section 501(c)(3) tax-exempt entities that may have used that funding to engage in advocacy and legislative initiatives. 95 19192540 21043965 38141736 true true 1081826 95868 1177694 1195536 -38710 75000 1081826 1053261 142275 1195536 992827 0 60434 0 0 0 1053261 0 1000000 -7173 0 0 0 992827 0.84910 0.15090 false false 1938656 1378995 559661 1949276 1653703 295573 855234 0 ACCRUED PENSION AND POSTRETIREMENT BENEFITS 232031 DEFERRED LIABILITIES 894589 REFUNDABLE SECURITY DEPOSIT 33825 1160445 X 357682672 4504416 -2454452 2049964 355632708 321238 321238 355953946 242716085 1862380 1862380 240853705 321238 1917815 2239053 243092758 Schedule D, Part V RPAs endowment consists of one individual donor-restricted endowment fund established for special charitable projects approved by its Board of Directors. As required by US GAAP, net assets associated with endowment funds, including funds designated by RPAs Board of Directors to function as endowments, are classified and reported based on the existence or absence of donor-imposed restrictions. The primary investment objectives of RPA are to provide funds for charitable projects and the operation of RPA and to maintain and enhance the value of the investment assets. The overall investment goal of RPA, therefore, is to achieve the proper balance between preservation of principal and current support and the need for real growth and future support. SCHEDULE D, PART X, LINE 2 RPA FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. RPA IS EXEMPT FROM FEDERAL INCOME TAX UNDER 501(c)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS EXCLUDED BY THE CODE. RPA HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. RPA DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS FOR THE YEARS ENDING DECEMBER 31, 2019 AND DECEMBER 31, 2018. SCHEDULE d, PART XI, LINE 2D REVENUES ATTRIBUTABLE TO CONSOLIDATED SUBSIDIARY, DROPBOX FOUNDATION ($2,454,452) SCHEDULE D, PART XII, LINE 2D EXPENSES ATTRIBUTABLE TO CONSOLIDATED SUBSIDIARY, DROPBOX FOUNDATION $1,162,380 general grants accrual $700,000 total to schedule d, part xii, line 2d $1,862,380 SCHEDULE D, PART XII, LINE 4B RECOVERIES OF PRIOR YEAR GRANTS $1,917,815 true Europe (Including Iceland and Greenland) Investments 5722767 Central America and the Caribbean Grantmaking 320071 East Asia and the Pacific 1 8 Grantmaking 5021661 Europe (Including Iceland and Greenland) 1 6 Grantmaking 13342868 Middle East and North Africa Grantmaking 8412448 North America 1 2 Grantmaking 2640976 South America Grantmaking 293617 South Asia Grantmaking 4153829 Sub-Saharan Africa Grantmaking 1857556 3 16 3 16 41765793 41765793 Europe (Including Iceland and Greenland) General 6000000 WIRE Middle East and North Africa General 5001232 WIRE Middle East and North Africa General 3300000 WIRE South Asia General 1197600 WIRE South Asia General 1078960 WIRE Europe (Including Iceland and Greenland) General 940829 WIRE Europe (Including Iceland and Greenland) General 911532 WIRE South Asia General 900000 WIRE Sub-Saharan Africa General 837726 WIRE Europe (Including Iceland and Greenland) General 800000 WIRE East Asia and the Pacific General 675000 WIRE Europe (Including Iceland and Greenland) General 538681 WIRE Europe (Including Iceland and Greenland) General 513690 WIRE Europe (Including Iceland and Greenland) General 500000 WIRE East Asia and the Pacific General 425000 WIRE North America General 424243 WIRE East Asia and the Pacific General 405000 WIRE South Asia General 401500 WIRE Europe (Including Iceland and Greenland) General 380000 WIRE North America General 363000 WIRE Europe (Including Iceland and Greenland) General 350000 WIRE Europe (Including Iceland and Greenland) General 330000 WIRE Europe (Including Iceland and Greenland) General 329890 WIRE East Asia and the Pacific 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General 25000 WIRE North America General 25000 WIRE East Asia and the Pacific General 25000 WIRE Europe (Including Iceland and Greenland) General 25000 WIRE North America General 25000 WIRE Central America and the Caribbean General 25000 WIRE South America General 24936 WIRE East Asia and the Pacific General 24800 WIRE North America General 24310 WIRE East Asia and the Pacific General 24224 WIRE Europe (Including Iceland and Greenland) General 24100 WIRE South Asia General 24005 WIRE East Asia and the Pacific General 23724 WIRE Europe (Including Iceland and Greenland) General 23500 WIRE South America General 23100 WIRE East Asia and the Pacific General 20751 WIRE North America General 20000 WIRE Europe (Including Iceland and Greenland) General 20000 WIRE South America General 20000 WIRE East Asia and the Pacific General 20000 WIRE East Asia and the Pacific General 20000 WIRE South Asia General 19914 WIRE North America General 19575 WIRE East Asia and the Pacific General 19000 WIRE East Asia and the Pacific General 16905 WIRE East Asia and the Pacific General 16818 WIRE East Asia and the Pacific General 16403 WIRE East Asia and the Pacific General 15800 WIRE South Asia General 15000 WIRE East Asia and the Pacific General 15000 WIRE East Asia and the Pacific General 13750 WIRE East Asia and the Pacific General 13750 WIRE Middle East and North Africa General 13500 WIRE Europe (Including Iceland and Greenland) General 13000 WIRE Europe (Including Iceland and Greenland) General 12021 WIRE North America General 10000 WIRE North America General 10000 WIRE North America General 10000 WIRE North America General 10000 WIRE East Asia and the Pacific General 10000 WIRE North America General 10000 WIRE North America General 10000 WIRE East Asia and the Pacific General 10000 WIRE East Asia and the Pacific General 10000 WIRE East Asia and the Pacific General 10000 WIRE North America General 10000 WIRE North America General 10000 WIRE South America General 9095 WIRE Europe (Including Iceland and Greenland) General 8730 WIRE Europe (Including Iceland and Greenland) General 5664 WIRE East Asia and the Pacific General 5236 WIRE Europe (Including Iceland and Greenland) General 5027 WIRE North America GENERAL 765000 WIRE North America GENERAL 34930 WIRE North America GENERAL 30000 WIRE North America GENERAL 10000 WIRE North America GENERAL 10000 WIRE North America GENERAL 10000 WIRE North America GENERAL 10000 WIRE North America GENERAL 10000 WIRE North America GENERAL 10000 WIRE East Asia and the Pacific general 75000 wire East Asia and the Pacific general 23830 wire North America general 10000 wire 149 5 false false true false false false Part I, Line 2 ROCKEFELLER PHILANTHROPY ADVISORS INC. HAS A STRONG COMMITMENT TO ACCOUNTABILITY AND SOUND GOVERNANCE, AS EXPRESSED IN ITS BY-LAWS AND BOARD OF DIRECTORS POLICIES AND PROCEDURES. TO REDUCE THE LIKELIHOOD THAT GRANTS RECOMMENDED OR ADMINISTERED BY ROCKEFELLER PHILANTHROPY ADVISORS, INC., WILL BE DIVERTED FOR INAPPROPRIATE PURPOSES, THE ORGANIZATION HAS ADOPTED GENERAL PRINCIPLES, PRACTICES, AND DUE DILIGENCE PROCEDURES THAT INCLUDE COMPLIANCE WITH IRS GUIDELINES AND OTHER INDUSTRY BEST PRACTICES. THIS INCLUDES: 1. ASSESSING CHARITABLE PURPOSE AND INTENT. 2. CONDUCTING AN ANTI-TERRORISM SCREEN. 3. VERIFYING EXEMPT STATUS. 4. COMPLETING A RISK ASSESSMENT AND, IF NECESSARY, A MORE DETAILED REVIEW. 5. CREATION OF WRITTEN AGREEMENTS. 6. MONITORING FOR COMPLIANCE POST-GRANT BASED ON INDIVIDUAL CIRCUMSTANCES FOR BOTH PROGRAM AND FINANCIAL REPORTING. ALL GRANTS ISSUED BY ROCKEFELLER PHILANTHROPY ADVISORS ARE GENERAL SUPPORT GRANTS; TO THE EXTENT ANY ADDITIONAL INFORMATION IS REQUIRED ABOUT A SPECIFIC GRANT, THAT INFORMATION IS AVAILABLE UPON REQUEST. Schedule F, Part IV Rockefeller Philanthropy Advisors invests in domestic and foreign alternative investments that may own an interest in a foreign corporation, passive foreign investment company, or foreign partnership. RPA's investment activities may not reach the thresholds required for filing Form 5471 and Form 926; to the extent that the organization is required to file these forms, they will be attached to the organizations Form 990-T. true New Venture Fund 1201 Connecticut Ave Washington DC 20036 205806345 501(c)(3) 10875000 General Tides Center 1014 Torney Avenue San Francisco CA 94129 943213100 501(c)(3) 6750500 General The Hopewell Fund 1201 Connecticut Ave Washington DC 20036 473681860 501(c)(3) 2800000 General American Civil Liberties Union Foundation 125 Broad Street New York NY 10004 136213516 501(c)(3) 2500500 General Center for Reproductive Rights 199 Water St 22nd Fl New York NY 10038 133669731 501(c)(3) 2305000 General Global Alliance for Incinerator Alteratives 1958 University Avenue Berkeley CA 94704 453543427 501(c)(3) 2122826 General Equal Justice Initiative 122 Commerce Street Montgomery AL 36104 631135091 501(c)(3) 2012500 General Just Leadership USA 1900 Lexington Avenue New York NY 10035 901019268 501(c)(3) 2000000 General Wildlife Conservation Society 2300 Southern Boulevard Bronx NY 10460 131740011 501(c)(3) 1961812 General Rocky Mountain Institute 2490 Junction Place Boulder CO 80301 742244146 501(c)(3) 1850000 General nat'l Latina INst for Reproductive health 273 East 7th Street 1B New York NY 10009 521891734 501(c)(3) 1800000 General Natural Resources Defense Council 1200 New York Ave NW Washington DC 20005 132654926 501(c)(3) 1735100 General National Women's Law Center 11 Dupont Circle NW Washington DC 20036 521213010 501(c)(3) 1600000 General Tides Foundation 1012 Torey Avenue San Francisco CA 94129 510198509 501(c)(3) 1400000 General Lumina Foundation for Education Inc 30 S Meridian St Indianapolis IN 46204 351813228 501(c)(3) 1361508 General World Wildlife Fund Inc 1250 24th Street NW Washington DC 20037 521693387 501(c)(3) 1351800 General The Bridge Fund 2106 Gallows Road Bldg B Vienna VA 22182 912144422 501(c)(3) 1286875 General Woods Hole Oceanographic Institution 569 Woods Hole Road Woods Hole MA 02543 042105850 501(c)(3) 1150668 General nat'l Asian Pacific American Women's forum 1730 Rhode Island Ave Washington DC 20036 364799986 501(c)(3) 1100000 General National Domestic Workers Alliance 243 5th Ave Mailbox 257 New York NY 10016 352420942 501(c)(3) 1100000 General nat'l Black Women's Reproductive agenda 1300 I St NW Ste 400E Washington DC 20005 821672086 501(c)(3) 1000000 General The 19th News 5717 Avenue F Austin TX 78752 842627202 501(c)(3) 1000000 General Vera Institute of Justice 34 35th St STE 4-2A Brooklyn NY 11232 131941627 501(c)(3) 1000000 General AiiM Partners Fund 555 Bryant Street 370 Palo Alto CA 94301 824611903 980000 General Resources Legacy Fund 555 Capitol Mall Sacramento CA 95814 954703838 501(c)(3) 900000 General The Synergos Institute Inc 3 E 54th ST 14th Fl New York NY 10022 133392006 501(c)(3) 860000 General Unitarian Church of All Souls 1157 Lexington Avenue New York NY 10075 131782493 501(c)(3) 750000 General TreePeople 12601 Mulholland Dr Beverly Hills CA 90210 237314838 501(c)(3) 712042 General Arizona State University Foundation PO Box 2260 Tempe AZ 85280 866051042 501(c)(3) 652448 General Global Fishing Watch 1025 Connecticut Ave Washington DC 20036 815461345 501(c)(3) 648203 General RESOLVE Inc 1255 23rd St Ste 275 Washington DC 20037 521841035 501(c)(3) 632700 General The Nature Conservancy 4245 North Fairfax Dr Arlington VA 22203 530242652 501(c)(3) 629128 General Panorama Global 2101 4th Ave Ste 2100 Seattle WA 98121 814204119 501(c)(3) 609334 General Social and Environmental Entrepreneurs 22231 Mulholland Hgwy Calabasas CA 91302 954116679 501(c)(3) 600000 General Forecast Public Artworks 2300 Myrtle Ave Saint Paul MN 55114 411361351 501(c)(3) 580000 General TREC 221 Otero Street Santa Fe NM 87501 911919141 501(c)(3) 563143 General The Trustees of Columbia Univ in NY 622 W 132nd Street New York NY 10027 135598093 501(c)(3) 560473 General Pew Charitable Trusts 901 E Street NW Washington DC 20004 562307147 501(c)(3) 525000 General Forward Justice 400 W Main St STE 203 Durham NC 27701 812450800 501(c)(3) 501000 General Legal Services for Children 1254 Market St San Francisco CA 94102 510169463 501(c)(3) 501000 General Heartland Alliance for Human Needs 208 South LaSalle Street Chicago IL 60604 361877640 501(c)(3) 500000 General Illinois Humanities 125 S Clark St Ste 650 Chicago IL 60603 370971586 501(c)(3) 500000 General Nat'l Family Planning & Reproductive HEALTH 1025 Vermont Ave Washington DC 20005 237323629 501(c)(3) 500000 General URGE Unite for Reproductive & Gender 1317 F St NW Ste 501 Washington DC 20004 521772575 501(c)(3) 500000 General Earth Island Institute Inc 2150 Allston Way STE 460 Berkeley CA 94704 942889684 501(c)(3) 462550 General Campaign for the Fair Sentencing of Youth 1319 F ST NW STE 303 Wasington DC 20004 273761788 501(c)(3) 460000 General Ocean Foundation 1320 19th St NW Washington DC 20036 710863908 501(c)(3) 453565 General Upstream Policy Institute PO Box 1352 Damariscotta ME 04543 432038678 501(c)(3) 432400 General City of Houston - Planning and Dvpt 611 Walker ST 6th FL Houston TX 77002 746001164 115 407950 General African Leaders Malaria Alliance One Rockefeller Plaza New York NY 10020 273861222 501(c)(3) 400000 General Bend the Arc A Jewish Pship for Justice 330 Seventh Ave 19th FL New York NY 10001 521332694 501(c)(3) 400000 General Ilex Foundation 84 Revere Street Boston MA 02114 347089903 501(c)(3) 400000 General New Orleans Abortion Fund PO Box 770141 New Orleans LA 70117 460950114 501(c)(3) 400000 General Teen Health Mississippi 125 S Congress St Jackson MS 39201 822026676 501(c)(3) 400000 General Women With a Vision PO Box 4208 New Orleans LA 70178 721202185 501(c)(3) 400000 General Katal Center for Health Equity & Justice 200 Varick ST STE 201 New York NY 10014 811323278 501(c)(3) 375000 General Nat'l Consortium for Creative Placemaking 1021 Stuyvesant Ave STE 3B Union NJ 07083 474408415 501(c)(3) 330000 General GreenFaith 101 S Third Ave Highland Park NJ 08904 223452273 501(c)(3) 325000 General Sustainable Fisheries Partnership Foundation 4348 Waialae Avenue 692 Honolulu HI 96816 273091938 501(c)(3) 307827 General Civic Arts PO Box 4146 Austin TX 78751 473537151 501(c)(3) 305000 General Climate Resolve 525 S Hewitt St Los Angeles CA 90013 464736278 501(c)(3) 302650 General 350org 20 Jay Street Suite 732 Brooklyn NY 11201 261150699 501(c)(3) 300500 General Capital for Good USA 1536 East Lancaster Avenue Paoli PA 19301 270915757 501(c)(3) 300000 General RECESS 46 Washington Avenue Brooklyn NY 11205 271109399 501(c)(3) 300000 General The Brearley School 610 East 83rd Street New York NY 10028 131623915 501(c)(3) 285000 General Antarctic and Southern Ocean Coalition 1630 Connecticut Ave Washington DC 20009 521287282 501(c)(3) 278000 General Art Students League of New York 215 West 57th St New York NY 10019 131844837 501(c)(3) 250000 General Earthworks 1612 K ST NW STE 808 Washington DC 20006 521557765 501(c)(3) 250000 General Equal Justice Works 1730 M ST NW STE 800 Washington DC 20036 521469738 501(c)(3) 250000 General Paul J Aicher Foundation Inc 75 Charter Oak Avenue Hartford CT 06258 061074292 501(c)(3) 250000 General PIPs Education Fund 115 Broadway 5th Floor New York NY 10006 364900453 501(c)(3) 250000 General Women's Foundation of California 300 Frank Ogawa Plz San Francisco CA 94104 942752421 501(c)(3) 250000 General Bankable Frontier Associates (BFA) 259 Elm ST STE 200 Somerville MA 02144 204108833 242135 General Define American 900 S Shelby ST Louisville KY 40203 464610491 501(c)(3) 230000 General PACE Center for Girls One W Adams St 301 Jacksonville FL 32202 592414492 501(c)(3) 230000 General Community Partners Inc 1000 N Alameda ST Los Angeles CA 90012 954302067 501(c)(3) 225000 General Pulitzer Center on Crisis Reporting 1779 Massachusetts Ave Washington DC 20036 270458242 501(c)(3) 224600 General Environmental Law Alliance 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PO Box 4569 ARCATA CA 95518 680027247 501(c)(3) 100000 GENERAL Louisiana Bucket Brigade 507 D Cherokee Street New Orleans LA 70118 721488935 501(c)(3) 11000 general Tides Advocacy Fund 1014 Torney Avenue San Francisco CA 94129 943153687 501(c)(3) 50000 general Food and Water Watch 1616 P St NW Ste 300 washington DC 20036 320160439 501(C)(3) 25000 general Katal Center for Health Equity & Justice 200 Varick St Ste 201 new york NY 10014 811323278 501(c)(3) 125000 general Rebuild The Dream 436 14th st ste 920 oakland CA 94612 900741275 501(C)(4) 165000 general 538 20 SPONSORED PROJECT GRANTS 16 119500 Part I, Line 2 ROCKEFELLER PHILANTHROPY ADVISORS HAS A STRONG COMMITMENT TO ACCOUNTABILITY AND SOUND GOVERNANCE, AS EXPRESSED IN ITS BY-LAWS AND BOARD OF DIRECTORS POLICIES AND PROCEDURES. TO REDUCE THE LIKELIHOOD THAT GRANTS RECOMMENDED OR ADMINISTERED BY ROCKEFELLER PHILANTHROPY ADVISORS, INC., WILL BE DIVERTED FOR INAPPROPRIATE PURPOSES, THE ORGANIZATION HAS ADOPTED GENERAL PRINCIPLES, PRACTICES, AND DUE DILIGENCE PROCEDURES THAT INCLUDE COMPLIANCE WITH IRS GUIDELINES AND OTHER INDUSTRY BEST PRACTICES AND MORE SPECIFICALLY INCLUDE THE FOLLOWING: 1. ASSESSING CHARITABLE PURPOSE AND INTENT. 2. CONDUCTING AN ANTI-TERRORISM SCREEN. 3. VERIFYING EXEMPT STATUS. 4. COMPLETING A RISK ASSESSMENT AND, IF NECESSARY, A MORE DETAILED REVIEW. 5. CREATION OF WRITTEN AGREEMENTS. 6. MONITORING FOR COMPLIANCE POST-GRANT BASED ON INDIVIDUAL CIRCUMSTANCES FOR BOTH PROGRAM AND FINANCIAL REPORTING. ALL GRANTS ISSUED BY ROCKEFELLER PHILANTHROPY ADVISORS ARE GENERAL SUPPORT GRANTS; TO THE EXTENT ANY ADDITIONAL INFORMATION IS REQUIRED ABOUT A SPECIFIC GRANT, THAT INFORMATION IS AVAILABLE UPON REQUEST. TO THE EXTENT, THAT ROCKEFELLER PHILANTHROPY ADVISORS MAKES GRANTS TO INDIVIDUALS (AS PART OF A SPONSORED PROJECT),it requires grantees to comply with board approved policy on grants to individuals, including: SIGN A GRANT AGREEMENT AND COMMIT TO HAVING QUARTERLY CALLS WITH Rockefeller STAFF TO SHARE UPDATES ON THE STATUS OF THE PROJECT AND PROVIDE INFORMATION TO SUPPORT THE FUNDER'S ENGAGEMENT. IN ADDITION, THE GRANTEES ARE REQUIRED TO COMPLETE YEAR END NARRATIVE AND FINANCIAL REPORTS ON THEIR PROJECT ACTIVITIES, DELIVERABLES, IMPACT AND LEARNING. X X X X true false false false false false false true false MELISSA A BERMAN President and CEO 456862 0 95000 0 0 0 25906 0 33078 0 610846 0 0 0 Walter Sweet Executive SVP (as of 01/19) 326875 0 38481 0 0 0 25200 0 20015 0 410571 0 0 0 Yolanda A Arias-Brownell VP of HR & CORP. SECRETARY 212337 0 26380 0 0 0 21572 0 22674 0 282963 0 0 0 Nicholas Hodges Senior Vice President/COO 333341 0 44176 0 0 0 24681 0 22935 0 425133 0 0 0 Tina Marie Beyers VP & CFO (THRU 09/19) 168233 0 26810 0 0 0 17823 0 14574 0 227440 0 0 0 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 218507 0 26843 0 0 0 20540 0 11881 0 277771 0 0 0 RENEE pruitt VP & ASST. CORP. SECRETARY 202816 0 26429 0 0 0 20963 0 29075 0 279283 0 0 0 Jeffrey A Nesbit Exec. Dir., Sponsored Proj. 306369 0 0 0 0 0 25206 0 1105 0 332680 0 0 0 Andrew George Salkin Snr VP, SPONS PROJ(thru 09/19) 229785 0 0 0 138750 0 20940 0 24854 0 414329 0 0 0 TIMOTHY PERRY SHRIVER Founder, Sponsored Project 400671 0 0 0 0 0 6800 0 33804 0 441275 0 0 0 PAUL NELSON thru 0919 Vice Pres, SPONSORED PROJECT 181131 0 0 0 112500 0 16394 0 6959 0 316984 0 0 0 JONATHAN CHARLES FOX Program Dir, Sponsored PROJECT 286359 0 0 0 0 0 25715 0 22231 0 334305 0 0 0 Part I, Line 4a HIGHEST COMPENSATED EMPLOYEES, ANDREW GEORGE SALKIN AND PAUL NELSON RECEIVED SEVERANCE PAYMENTS IN CALENDAR YEAR 2019. THESE AMOUNTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN B(III). Part I, Line 7 RPA HAS A PERFORMANCE BASED INCENTIVE COMPENSATION PLAN. EMPLOYEES OF RPA CAN EARN INCENTIVE COMPENSATION IF THEY MEET THE CRITERIA OUTLINED IN THEIR WORK PLANS. THESE WORK PLANS ARE REVIEWED AND APPROVED BY EACH EMPLOYEE'S RESPECTIVE SUPERIORS AND RPA'S CEO. THE CEO IS ELIGIBLE TO PARTICIPATE IN THE INCENTIVE COMPENSATION PLAN AS WELL; HOWEVER, MS. BERMAN'S WORK PLAN IS REVIEWED BY THE BOARD OF DIRECTORS AND HER BONUS IS REVIEWED AND APPROVED BY THE BOARD (AND SHE RECUSES HERSELF FROM THOSE DELIBERATIONS). X 35 6193052 FMV false true true PART I, Line 31 ROCKEFELLER PHILANTHROPY ADVISORS RESERVES THE RIGHT TO DECLINE ANY CONTRIBUTION THAT IS UNACCEPTABLE TO THE ORGANIZATION, TO VERIFY THE SOURCE OF ANY NONCASH CONTRIBUTIONS, AND IN THE CASE OF NONMARKETABLE ASSETS, TO REQUIRE AN INDEPENDENT APPRAISAL TO DETERMINE THE FAIR MARKET VALUE OF THE ITEM. PART I, Line 32b THE ORGANIZATION USES JP MORGAN CHASE TO RECEIVE AND SELL DONATED SECURITIES. FORM 990, PART III, LINE 1 ORGANIZATIONS MISSION ROCKEFELLER PHILANTHROPY ADVISORS (RPA) AIMS TO ENCOURAGE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. TO THIS END, RPA DEVELOPS, AND MANAGES CHARITABLE PROGRAMS; CONDUCTS RESEARCH, AUTHORS PUBLICATIONS AND PROVIDES GUIDANCE ON CHARITABLE GIVING AND PHILANTHROPY; AND OFFERS PROGRAMMATIC, ADMINISTRATIVE AND GRANT-MAKING SUPPORT TO DONORS, ASSISTING INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS. CURRENTLY, RPA WORKS WITH more than 650 donors, facilitating approximately $240 million in grants and social investment to more than 60 countries in Africa, Asia-Pacific, the Caribbean, Europe, Latin America and North America. RPA'S BROAD RANGE OF WORK INCLUDES: 1. ADVISING DONORS REGARDING THE ARTICULATION AND IMPLEMENTATION OF CHARITABLE PROGRAMMING; 2. MANAGING A CHARITABLE GIVING FUND TO PROVIDE DONORS WITH A FLEXIBLE, COST-EFFECTIVE WAY TO REACH THEIR CHARITABLE GOALS; 3. PROVIDING FISCAL, ADMINISTRATIVE AND PROGRAMMATIC SUPPORT TO INDIVIDUALS AND GROUPS SEEKING TO PURSUE A VARIETY OF SPECIALIZED CHARITABLE PROGRAMMING CONSISTENT WITH THE GENERAL MISSION OF RPA; AND 4. SERVING AS A THOUGHT-LEADER IN THE PHILANTHROPIC COMMUNITY, AUTHORING PUBLICATIONS AND CONVENING EXPERTS TO DISCUSS CURRENT TOPICS IN PHILANTHROPY AND STRENGTHEN THE SECTOR. FORM 990, PART III, LINE 4a (continued) RPA HAS EXTENSIVE EXPERIENCE INCUBATING START-UP, INNOVATIVE AND COMPLEX PROJECTS IN THE U.S. AND OVERSEAS. RPA CAN: 1. PROVIDE STRONG ACCOUNTING, HR, FINANCE & IT INFRASTRUCTURE. 2. DEVELOP AND MONITOR SOPHISTICATED PROJECT BUDGET AND GRANT REPORTING. 3. OFFER RESEARCH, ANALYSIS, GRANTMAKING AND EVALUATION SERVICES. 4. ADOPT PROJECT GOVERNANCE STRUCTURES THAT ENGAGE EXTERNAL ADVISORS, FUNDERS AND OTHER PRINCIPALS. PART VI, SECTION a - QUESTION 2 FAMILY/BUSINESS RELATIONSHIPS VICE CHAIR, PETER C. ROCKEFELLER, AND BOARD MEMBER, VALERIE ROCKEFELLER HAVE A FAMILY RELATIONSHIP. PART VI, SECTION B - QUESTION 11B PROCESS USED TO REVIEW FORM 990 RPA HIRES AN INDEPENDENT ACCOUNTING FIRM TO PREPARE AND REVIEW THE ORGANIZATION'S FORM 990 BASED ON INFORMATION PROVIDED BY RPA'S ACCOUNTING STAFF. A COPY OF THE FORM 990 IS DISTRIBUTED TO THE ORGANIZATION'S AUDIT COMMITTEE FOR REVIEW PRIOR TO FILING WITH THE IRS. A COPY OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF DIRECTORS ONCE THE AUDIT COMMITTEE HAS APPROVED IT FOR FILING. PART VI, SECTION B - QUESTION 12C MONITORING & ENFORCEMENT: CONFLICT OF INTEREST POLICY THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH they OR THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER. PART VI, SECTION B - QUESTIONS 15A & 15B PROCESS FOR DETERMINING COMPENSATION RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA primarily compares compensation to larger foundations, small to mid-size consulting organizations, and similarly-situated non-profits in the regions in which our offices are located. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS, ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDS AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA. PART VI, SECTION C - QUESTION 19 AVAILABILITY OF DOCUMENTS TO THE PUBLIC THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS. THE FORM 990 IS LIKEWISE PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG. THE ORGANIZATION'S FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC, BUT, IF REQUESTED, WILL BE PROVIDED AT MANAGEMENT'S DISCRETION. FORM 990, PART IX, LINE 24A Program Related Fees Program Related Fees are consulting expenses incurred by the Sponsored Projects. Consulting services include but are not limited to program design and implementation, research, communication, evaluation and organizational development. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS RECOVERIES OF PRIOR YEAR GRANTS $1,917,815 general grants accrual $700,000 PENSION RELATED COSTS ($51,977) TOTAL OTHER CHANGES IN NET ASSETS $1,165,838 ArtPlace America LLC 195 Montague Street 14th Fl Brooklyn NY 11201 464698925 Arts/Culture NY 2590532 19811409 RPA DROPBOX CHARITABLE FOUNDATION 1800 Owens St san francisco CA 94158 814755668 grantmaking DE 12a 501(c)(3) rpa true Rockefeller Philanthropy Advisors Europe 1 PANCRAS SQ KINGS CROSS Ste 705 London UK N1C 4AG Consulting UK RPA C Corp 0 0 1.00000 true false false false false false false false false false false false true false true true false true false false DROPBOX CHARITABLE FOUNDATION l 129500 fmv DROPBOX CHARITABLE FOUNDATION q 404835 fmv