2020-11-13T16:41:06-06:00 2019-12-31 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990PF 2019-01-01 473040686 ARLENE AND MICHAEL ROSEN FOUNDATION ARLE 8668885157 7 W FIGUEROA STREET 3RD FLOOR SANTA BARBARA CA 93101 JASON SATTERFIELD EXECUTIVE DIRECTOR 8668885157 2020-11-12 1 LIZBETH G NEVAREZ P01399868 3108731600 75.82.225.227 2020-11-12 13:28:41 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6A5B9BBBC0C15FAE84D58941C3D029285B6C5672 2019 2021-04-22 16:20:28Z X X 25508346 X 8005165 580651 580651 810418 12834741 810418 9396234 1391069 131784 0 131784 9958 0 9958 5195 0 5195 18350 9175 9175 110674 105569 5105 2611 2447 0 34739 0 34739 12201 0 12201 325512 117191 208157 1199759 783393 1525271 117191 991550 7870963 1273878 35343 38713 341191 1359727 1359727 8838378 19412306 19412306 6122709 4655260 4655260 64936 0 0 0 42340 42340 15367214 25504976 25508346 708 5368 416366 708 421734 X 15366506 25083242 15366506 25083242 15367214 25504976 15366506 7870963 1845773 25083242 0 25083242 PUBLICLY TRADED SECURITIES 12827765 12024323 803442 803442 CAPITAL GAINS DIVIDENDS P 6976 6976 6976 810418 0 977231 16563779 0.058998 779824 9538524 0.081755 441662 5419925 0.081489 21209 1709483 0.012407 236598 5422420 0.043633 0.278282 0.055656 21058935 1172056 12739 1184795 991550 25478 0 25478 0 25478 17134 39000 0 56134 0 30656 30656 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 AMROSENFOUNDATION.ORG JASON SATTERFIELD 8668885157 7 W FIGUEROA STREET 3RD FLOOR SANTA BARBARA CA 93101 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 TOBI TRAVIS 7 W FIGUEROA STREET 3RD FLOOR SANTA BARBARA CA 93101 TRUSTEE 1.00 0 0 0 SEAN HALEEN 7 W FIGUEROA STREET 3RD FLOOR SANTA BARBARA CA 93101 TRUSTEE 1.00 0 0 0 JASON SATTERFIELD 7 W FIGUEROA STREET 3RD FLOOR SANTA BARBARA CA 93101 EXECUTIVE DIRECTOR 40.00 123959 7825 0 NONE 0 JP MORGAN 2029 CENTURY PARK EAST 39TH FLOOR LOS ANGELES CA 90067 INVESTMENT MANAGMENT FEES 105569 0 0 20412501 924788 42340 21379629 0 0 21379629 320694 21058935 1052947 1052947 25478 25478 1027469 0 1027469 0 1027469 991550 0 991550 0 991550 1027469 0 0 112576 357292 163838 633706 991550 0 0 0 991550 0 35919 35919 597787 0 0 0 0 0 0 0 597787 76657 357292 163838 X ALOHA HOUSE PO BOX 791749 PAIA HI 96779 PC TREATMENT AND SOBER LIVING PROGRAMS; FUNDING FOR A NEW COORDINATED SERVICES FACILITY 202526 CARON FOUNDATION PO BOX 150 WERNERSVILLE PA 19565 PC FUNDING FOR THE VETERANS HEALING THROUGH CONNECTION PROGRAM, A PREVENTION PROGRAM 66000 CARON FOUNDATION PO BOX 150 WERNERSVILLE PA 19565 PC FUNDS TO SUPPORT AN EVALUATION OF THE EFFICACY OF THE VHTC PROGRAM 23000 HOMEBASE 870 MARKET STREET SUITE 1228 SAN FRANCISCO CA 94102 PC A KICK-OFF EVENT TO LAUNCH THE SAFE HAVEN CLINIC INITIATIVE IN MENDOCINO COUNTY, CALIFORNIA 20000 HOMEBASE 870 MARKET STREET SUITE 1228 SAN FRANCISCO CA 94102 PC ONGOING SUPPORT FOR THE SAFE HAVEN CLINIC INITIATIVE AS WELL AS A FORMAL PLAN/PROPOSAL FOR THE FIRST SAFE HAVEN CLINIC. 200000 HOMEBASE 870 MARKET STREET SUITE 1228 SAN FRANCISCO CA 94102 PC AN EVENT TO UPDATE THE COMMUNITY ABOUT SAFE HAVEN CLINIC PROGRESS, AS WELL AS AN OPPORTUNITY TO COORDINATE SERVICES AND RESOURCES. 30500 HYPERBARIC HEALTH & WELLNESS FOUNDATION 613 NORTH RIVER STREET HAILEY ID 83333 PC FUNDING FOR HYPERBARIC OXYGEN THERAPY AND PREVENTION SERVICES FOR VETERANS WITH PTSD 116367 PROJECT TURNABOUT 650 18TH STREET PO BOX 116 GRANITE FALLS MN 56241 PC FUNDING FOR TREATMENT FACILITIES 125000 783393 HYPERBARIC HEALTH & WELLNESS FOUNDATION 613 NORTH RIVER STREET HAILEY ID 83333 PC FUNDING FOR HYPERBARIC OXYGEN THERAPY AND PREVENTION SERVICES FOR VETERANS WITH PTSD 116366 MENDOCINO HEALTH ALLIANCE PO BOX 1196 GUALALA CA 95445 PC FUNDING FOR PREVENTION AND TELEMEDICINE PROGRAMS 100000 MEN'S SECOND CHANCE LIVING PO BOX 2398 HAILEY ID 83333 PC FUNDING FOR SOBER LIVING PROGRAMS 100000 MORE THAN MUSCLES (VIA THE REGENTS OF THE UNIVERSITY OF CALIFORNIA) 4510 EXECUTIVE DR SUITE 315 SAN DIEGO CA 92121 PC FUNDING FOR EATING DISORDER PREVENTION RESEARCH 75000 OLAS (VIA EAST BAY SANCTUARY COVENANT) PO BOX 4670 BERKELEY CA 94704 PC FUNDING FOR PREVENTION PROGRAMS FOR LGBT ASYLUM-SEEKERS 25000 416366 14 580651 18 810418 0 1391069 0 1391069 0 0 0 0 0 0 0 0 0 0 X X 1 AGR TRUST CO STAN RUBIN TRUSTEE (LOEB & LOEB) 10100 SANTA MONICA BLVD SUITE 2200 LOS ANGELES CA 90067 8005165 X 1 TOTAL CASH DONATION OF $ 741383 AND TOTAL DONATED STOCKS OF $ 7263782. 8005165 2019-12-31 ACCOUNTING FEES 18350 9175 9175 112000 GOLDMAN SACHS GROUP INC 4.000% 03/03/2024 119261 119261 113000 MORGAN STANLEY 4.0% 07/23/2025 122184 122184 107,000.00 CITIGROUP INC 3.2% 10/21/2026 110904 110904 105000 HSBC HOLDINGS PLC 4.0% 03/30/2022 109382 109382 100,000.00 BK OF AMER CORP 3.5% 04/19/2026 106247 106247 95000 WELLS FARGO & COMPANY 3.069% 01/24/2023 96950 96950 90,000.00 AMERN EXPRESS CO 2.5% 08/01/2022 91030 91030 85000 SHELL INTERNATIONAL FIN 3.250% 05/11/2025 89882 89882 81000 APPLE INC 2.500% 02/09/2025 82428 82428 74000 COMCAST CORP 3.150% 03/01/2026 77507 77507 75000 SUMITOMO MITSUI FINL GRP 3.102% 01/17/2023 76882 76882 70000 SIMON PROPERTY GROUP LP 3.375% 10/01/2024 73665 73665 65000 BB&T CORPORATION MTN 2.850% 10/26/2024 67162 67162 60000 BANK OF MONTREAL MTN 3.3% 02/05/2024 62494 62494 60,000 WESTPAC BNKG CORP 2.85% 05/13/2026 61406 61406 55,000 BP CAP MARKETS AMER 3.224% 04/14/2024 57378 57378 55000 CITIGROUP INC VAR RT 04/24/2025 57201 57201 55,000.00 GEN ELEC CO 4.625% 01/07/2021 56225 56225 55,000.00 ROYAL BK OF CANADA 2.8% 04/29/2022 56108 56108 55000 BANK OF AMERICA CORP 07/21/2023 55884 55884 55,000.00 AMERN HONDA FIN VAR 09/09/2021 55330 55330 50,000.00 WELLS FARGO & CO 3.45% 02/13/2023 51769 51769 50,000.00 JOHN DEERE CAP CORP 2.75% 03/15/2022 50947 50947 45,000 STATE STREET CORP 3.55% 08/18/2025 48350 48350 45,000.00 PNC FINL SERVICES 3.3% 03/08/2022 46215 46215 45,000.00 BK OF NY MELLON CORP VAR RT 05/16/2023 45673 45673 45,000.00 CANADIAN IMPERIAL BK 2.7% 02/02/2021 45409 45409 45000 MEAD JOHNSON NUTRITION C 3.0% 11/15/2020 45393 45393 40000 PFIZER INC 3.45% 03/15/2029 43048 43048 40,000.00 WALMART INC 3.25% 07/08/2029 42871 42871 40,000.00 BOOKING HOLDINGS INC 3.6% 06/01/2026 42660 42660 40,000.00 CATERPILLAR FINL SVC MTN 3.15% 09/07/2021 40876 40876 40000 HOME DEPOT INC 2.125% 09/15/2026 39936 39936 38000 BURLINGTN NORTH SANTA FE 3.000% 03/15/2023 39050 39050 37,000.00 BAKER HUGHES LLC/CO-OBL 2.773% 12/15/2022 37720 37720 35,000.00 COMERICA INC 3.7% 07/31/2023 36841 36841 35000 GILEAD SCIENCES INC 4.4% DEC 01 2021 36512 36512 35,000.00 COOPERATIEVE RABOBANK UA 3.875% 02/08/2022 36437 36437 35000 COMCAST CORP 3.125% 07/15/2022 36081 36081 34000 APPLE INC 3.45% 05/06/2024 36079 36079 35000 AMAZON.COM INC 3.3% 12/05/2021 36004 36004 35,000.00 TRUIST BK VAR RT 08/02/2022 35799 35799 35000 CITIGROUP INC 5 3/8% AUG 09 2020 35713 35713 35,000.00 DIAGEO INVESTMENT CORP 2.875% MAY 11 2022 35691 35691 35000 MUFG AMERICAS HLDGS CORP 3.0% 02/10/2025 35670 35670 35,000.00 VA ELEC & PWR CO 2.95% 01/15/2022 35600 35600 35,000.00 MERCK & CO INC 2.350% 02/10/2022 35355 35355 35000 ORACLE CORP 3.875% 07/15/2020 35338 35338 35,000.00 AVALONBAY COMMUNITIES IN 3.625% 10/01/2020 35280 35280 35,000.00 INTERCONTINENTALEXCHANGE 2.750% 12/01/2020 35236 35236 35,000.00 TWDC ENTERPRISES 18 CORP 2.3% 02/12/2021 35217 35217 35,000.00 SYSCO CORP 2.6% 10/01/2020 35144 35144 35000 LOWE'S COMPANIES INC 4.625% 04/15/2020 35068 35068 33000 MICROSOFT CORP 3.125% 11/03/2025 34902 34902 33,000.00 AIR PRODUCTS & CHEMICALS 3.350% 07/31/2024 34716 34716 35000 COCA-COLA CO/THE 1.875% 10/27/2020 34010 34010 33000 PROCTER & GAMBLE CO/THE 2.3% 02/06/2022 33434 33434 33,000.00 UNITEDHEALTH GROUP INC 2.125% 03/15/2021 33108 33108 32,000.00 RAYTHEON CO 2.5% 12/15/2022 32634 32634 30000 MICROSOFT CORP 3.3% 02/06/2027 32041 32041 30,000 ORIX CORP 3.7% 07/18/2027 31818 31818 30,000.00 BK OF AMER CORP VAR RT 04/23/2027 31684 31684 30,000.00 GOLDMAN SACHS GROUP INC 5.25% 07/27/2021 31477 31477 30000 BANK OF AMERICA CORP VAR RT 01/23/2026 31364 31364 30,000 GULF POWER CO 3.300% 05/30/2027 31226 31226 30,000 ENTERGY LOUISIANA LLC 3.120% 09/01/2027 31099 31099 30,000 UNITEDHEALTH GROUP INC 3.350% 07/15/2022 31059 31059 30,000.00 RLTY INCOME CORP 3.0% 01/15/2027 30952 30952 30,000.00 ERP OPER LP 2.85% 11/01/2026 30758 30758 30,000.00 DUKE ENERGY PROGRESS LLC 2.8% 05/15/2022 30623 30623 30000 MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 30562 30562 30,000 PHILIP MORRIS INTL INC 2.5% 11/02/2022 30428 30428 28,000.00 US BANCORP 3.7% 01/30/2024 29769 29769 30,000 BALTIMORE GAS & ELECTRIC 2.400% 08/15/2026 29754 29754 29,000.00 ONCOR ELEC DELIVERY 2.95% 04/01/2025 29635 29635 28,000.00 MARSH & MCLENNAN COS INC 3.5% 06/03/2024 29392 29392 25,000.00 BP CAP MARKETS AMER 3.119% 05/04/2026 26097 26097 25000 AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 25529 25529 22,000.00 PNC FINL SERVICES 2.6% 07/23/2026 22275 22275 20000 MANULIFE FINANCIAL CORP 4.150% 03/04/2026 21995 21995 20,000 IN MI PWR 3.85% 05/15/2028 21825 21825 20000 METLIFE INC 4.368% 09/15/2023 21673 21673 20,000.00 PUB STORAGE 3.385% 05/01/2029 21220 21220 20,000.00 GOLDMAN SACHS GROUP INC 3.85% 07/08/2024 21136 21136 20000 COMCAST CORP 3.375% 02/15/2025 21089 21089 20,000.00 CHARLES SCHWAB CORP 3.2% 01/25/2028 20989 20989 20,000 TEXAS INSTRUMENTS INC 2.9% 11/03/2027 20917 20917 20,000.00 CON EDISON CO OF NY INC 2.9% 12/01/2026 20560 20560 20,000.00 AFLAC INC 2.875% 10/15/2026 20551 20551 20000 CANADIAN IMPERIAL BANK 2.550% 06/16/2022 20289 20289 20,000.00 ATMOS ENERGY CORP 2.625% 09/15/2029 20163 20163 20,000 NATIONAL RURAL UTIL COOP 2.300% 11/01/2020 20070 20070 20,000.00 PHILIP MORRIS INTL INC 2.125% 05/10/2023 20048 20048 20,000.00 S&P GLOBAL INC 2.5% 12/01/2029 19983 19983 20,000.00 DUKE ENERGY FL LLC 2.5% 12/01/2029 19971 19971 15,000.00 HOME DEPOT INC 3.9% 12/06/2028 16824 16824 15000 REALTY INCOME CORP 3.650% 01/15/2028 16159 16159 15,000.00 INVESCO FIN PLC 4.0% 01/30/2024 15933 15933 15,000 BERKSHIRE HATHAWAY ENERG 3.5% 02/01/2025 15913 15913 15000 SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 15861 15861 15,000 LOWE'S COS INC 3.375% 09/15/2025 15831 15831 15,000 DOMINION GAS HLDGS LLC 3.600% 12/15/2024 15737 15737 15,000.00 CON EDISON CO OF NY INC 3.125% 11/15/2027 15675 15675 15,000 ALLSTATE CORP 3.15% 06/15/2023 15568 15568 15,000.00 WELLS FARGO & CO 3.0% 10/23/2026 15359 15359 15,000 ALTRIA GROUP INC 2.95% 05/02/2023 15313 15313 15,000 PHILIP MORRIS INTL INC 2.375% 08/17/2022 15154 15154 15,000.00 BK OF MONTREAL 06/15/2020 15024 15024 15,000.00 WESTPAC BNKG CORP 2.35% 02/19/2025 15022 15022 15000 INTEL CORP 2.45% 11/15/2029 14936 14936 13,000.00 NORTHERN TRUST CORP 3.950% 10/30/2025 14137 14137 10,000.00 ATLANTIC CITY ELEC 4.0% 10/15/2028 11143 11143 10,000.00 TOTAL CAP INTL SA 3.455% 02/19/2029 10827 10827 10,000.00 TOTAL CAP INTL SA 3.75% 04/10/2024 10702 10702 25000 AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 10673 10673 10,000 PRECISION CASTPARTS CORP 3.25% 06/15/2025 10549 10549 10,000.00 VA ELEC & PWR CO 3.45% 02/15/2024 10473 10473 10,000.00 BP CAP MARKETS PLC 3.245% 05/06/2022 10268 10268 10,000.00 OCCIDENTAL PETRLM COR 4.1% 02/01/2021 10173 10173 10,000 AETNA INC 2.75% 11/15/2022 10158 10158 10,000.00 COMCAST CORP 2.350% 01/15/2027 9980 9980 7,000 COMCAST CORP 3.95% 10/15/2025 7634 7634 65000 GILEAD SCIENCES INC 3.700% 04/01/2024 68884 68884 5,000.00 PRIN FINL GRP 3.7% 05/15/2029 5445 5445 5,000.00 ENTERGY TX INC 4.0% 03/30/2029 5506 5506 5,000.00 NATL RURAL UTIL COOP 3.9% 11/01/2028 5497 5497 5,000.00 PIEDMONT NAT GAS CO 3.5% 06/01/2029 5340 5340 5000 STRYKER CORP 3.5% 03/15/2026 5316 5316 5000 BANK OF NOVA SCOTIA 3.4% 02/11/2024 5235 5235 5,000.00 JOHN DEERE CAP CORP 2.6% 03/07/2024 5111 5111 60000 ORACLE CORP 2.4% 09/15/2023 60963 60963 35,000.00 WASTE MGMT INC 4.75% 06/30/2020 35447 35447 10000 QUALCOMM INC 4.1% 02/01/2021 10173 10173 59222.298 FIDELITY 500 INDEX FD-AI 6634082 6634082 106670.57 VANGUARD TOTAL INTL BND-ADM 2412888 2412888 48933.205 FIDELITY INTL INDX-INST PRM 2102170 2102170 167965.462 SIX CIRCLES U.S. UNCONSTRAINED 1867776 1867776 92883.804 SIX CIRCLES INTERNATIONAL 890756 890756 7,909.00 ISHARES 7-10 YEAR TREASURY B 871730 871730 60448.26 DOUBLELINE TTL RET BND - I 642565 642565 56,197.24 WELLS FARGO SHORT-TERM MUNICIPAL 559163 559163 17656 JPMORGAN BETABUILDERS CANADA ETF 459233 459233 42954.22 SIX CIRCLES ULTRA SHORT DURATION FUND 429113 429113 3,160.00 ISHARES 20+ YEAR TREASURY BO 428117 428117 12,915 JPMORGAN BETABUILDERS JAPAN - ETF 316934 316934 26,440.73 VANGUARD TOTAL BOND MARKET INDEX 292170 292170 1,885.00 ISHARES TIPS BOND ETF 219734 219734 17786.96 PIMCO INCOME FD-INS 214155 214155 1,400.00 VANGUARD INT-TERM CORPORATE 127862 127862 1,306.781 INV OPP DEVELOP MRKTS-R6 59576 59576 115 SHOPIFY INC - CLASS A 45722 45722 202 VISA INC-CLASS A SHARES 37956 37956 209 WEST PHARMACEUTICAL SERVICES 31419 31419 535 TAIWAN SEMICONDUCTOR-SP ADR 31084 31084 486 HDFC BANK LTD-ADR 30798 30798 67 ILLUMINA INC 22227 22227 261 FIRST REPUBLIC BANK/CA 30654 30654 1107 SYMRISE AG-UNSPON ADR 28948 28948 804 PERNOD-RICARD SA-UNSPON ADR 28896 28896 96 COSTCO WHOLESALE CORP 28216 28216 49 MERCADOLIBRE INC 28025 28025 177 CHUBB LTD 27552 27552 142 ECOLAB INC 27405 27405 559 TENCENT HOLDINGS LTD-UNS ADR 26838 26838 491 GRACO INC 25532 25532 178 CROWN CASTLE INTL CORP 25303 25303 601 AIA GROUP LTD-SP ADR 25296 25296 607 ATLAS COPCO AB-SPONS ADR A 24371 24371 159.000 STERIS PLC 24235 24235 93.000 ANSYS INC 23939 23939 30 METTLER-TOLEDO INTERNATIONAL 23798 23798 262 CANADIAN NATL RAILWAY CO 23698 23698 112 STRYKER CORP 23513 23513 118.000 MCDONALD'S CORP 23318 23318 213 AMPHENOL CORP-CL A 23053 23053 496 BOSTON SCIENTIFIC CORP 22429 22429 851 COMPASS GROUP PLC ADR 21488 21488 277 ESSILORLUXOTTICA-UNSPONSORED ADR 21215 21215 133 VERISK ANALYTICS INC 19862 19862 34 SHERWIN-WILLIAMS CO/THE 19840 19840 59.000 NETFLIX INC 19091 19091 57 COOPER COS INC/THE 18314 18314 184.000 INTERCONTINENTAL EXCHANGE IN 17029 17029 295.000 ALCON INC 16688 16688 235.000 CHURCH & DWIGHT CO INC 16530 16530 LEGAL FEES 5195 0 5195 ACCRUED INTEREST 0 42340 42340 INSURANCE 8271 0 8271 MEMBERSHIPS, BOOKS, SUBSCRIPTIONS, REFERENCE 2700 0 2700 WEBSITE 48 0 48 OFFICE EXPENSES 1182 0 1182 UNREALIZED GAIN 1845773 INVESTMENT MANAGEMENT FEES 105569 105569 0 PAYROLL PROCESSING FEES 5105 0 5105 IRS TAXES 4 0 0 FOREIGN TAX WITHHELD 2447 2447 0 FILING FEES 160 0 0