2020-11-12T19:13:17-06:00 2019-12-31 770534410 COMPREHENSIVE FINANCIAL MANAGEMENT 720 University Ave 200 Los Gatos CA 95032 990 2019-01-01 262583379 Humanity United Action HUMA 4154266300 One Letterman Drive Bldg D No D3 San Francisco CA 94129 Kevin Luu CFO 4154266300 2020-11-12 1 Roger V Hansen P00294980 4083583316 50.79.212.98 2020-11-12 19:13:13 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 8192282A0DA05EC08378104E24977D32638A0653 2019 2022-01-07 14:23:13Z Kevin Luu One Letterman Drive Bldg D No D3100 San Francisco CA 94129 845599 0 X www.humanityunitedaction.org X 2008 CA Humanity United Action works directly and with partners to advocate for legislative policies that help transform human exploitation and violent conflict to enduring freedom and peace. 3 2 0 0 0 0 0 845000 0 0 2185 599 0 0 2185 845599 695000 596000 0 0 0 9 0 0 0 221564 266916 916564 862925 -914379 -17326 586279 785664 149725 366436 436554 419228 Humanity United Action works directly and with partners to advocate for legislative policies that help transform human exploitation and violent conflict to enduring freedom and peace. 0 0 829485 596000 Policy Advocacy: We engage governments, civil society, and others to advocate for legislative solutions to prevent and respond to human exploitation and violent conflict around the world. The power of our partnerships allows us to multiply the impact of our investments and of our voices, shifting from a culture of response to one of prevention. 829485 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 3 2 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X Kevin Luu 4154266300 One Letterman Drive Bldg D-3100 San Francisco CA 94129 X X Pamela K Omidyar Chairman 0.25 X X 0 0 0 Matt Deakin Board member 2.00 X 0 0 0 Randy Newcomb Vice-Chair 0.10 X X 0 0 0 Joel Beck-Coon Secretary 2.00 X 0 0 0 Kevin Luu Treasurer 2.00 X 0 0 0 0 0 0 0 0 0 0 0 845000 845000 599 599 845599 0 0 599 330000 330000 266000 266000 9 9 20882 20882 12 12 748 748 General & Admin 135973 123427 12546 Direct Impact 102485 102485 Equipment 6816 6816 862925 829485 33440 0 556279 782831 30000 2833 586279 785664 124725 180436 25000 186000 149725 366436 X 0 0 0 0 436554 419228 436554 419228 586279 785664 -17326 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 855599 10000 10000 845599 0 845599 872925 10000 10000 862925 0 862925 1 South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, 0 0 Grants 160000 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 0 Grants 50000 East Asia and the Pacific 0 0 Grants 56000 0 0 0 0 0 0 266000 0 266000 South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, Labor migration 160000 Wire Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium Supply Chains & Forced Labor 50000 Wire East Asia and the Pacific Peacebuilding 56000 Wire 3 0 0 0 0 0 0 0 Part III Accounting Method: Part I, Line 2 As with Humanity United Action's (HUA) domestic grants, before making a grant to a grantee outside the U.S., HUA performs due diligence, including anti-terrorism checks and a formal "pre-grant inquiry," as defined in the federal tax regulations, when required. In addition, HUA determines whether the proposed grantee is eligible for 501(c)(3) public charity equivalency status that would permit the foreign grantee to be treated as a U.S. public charity for reporting purposes. To demonstrate eligibility for equivalency status, foreign grantees are required to provide extensive documentation related to their foreign tax status, governance and operations. Grantees (U.S. and non-U.S.) are also required to enter into a detailed written grant agreement that governs the use of grant funds and includes financial and narrative reporting requirements, including heightened "expenditure responsibility" restrictions and reporting requirements for those grantees that are not eligible for public charity equivalency status. Grantee reporting under the grant agreement is reviewed and approved by program and grants management staff, and these approvals are documented. The grantee's written reporting under the grant agreement is frequently supplemented by meetings, phone conversations and emails between HUA and grantee staff, as well as site visits by HUA staff to non-U.S. grantees. 1 Freedom Network USA PO Box 7481 Arlington VA 22207 810758952 501(c)(3) 25000 Human rights Centro De Los Derechos Del Migrante Inc 10 East North Avenue 9 Baltimore MD 21202 202588279 501(c)(3) 25000 Human Rights NEO Philanthropy Action Fund Inc 45 West 36th Street New York NY 10018 800444461 501(c)(3) 100000 Labor migration Human Trafficking Legal Center 1030 15TH NW ST Suite 104B Washington DC 20005 461349584 501(c)(3) 30000 Human rights Alliance for Peacebuilding 1800 Massachusetts Ave NW Ste 401 Washington DC 20036 141870482 501(c)(3) 50000 Peacebuilding Mercy Corps 45 SW Ankeny St Portland OR 97204 911148123 501(c)(3) 50000 Peacebuilding Global Witness Foundation 855 El Camino Real Ste 13A-410 Palo Alto CA 94301 943399599 501(c)(3) 25000 Human rights International Labor Rights Forum 1634 I Street NW Suite 1000 Washington DC 20006 521497461 501(c)(3) 25000 Labor rights 8 0 Part I, Line 2: Before making a grant to a grantee in the U.S., Humanity United Action (HUA) performs due diligence, including determining the grantee's U.S. tax status, performing anti-terrorism checks and making a formal "pre-grant inquiry," as defined in the federal tax regulations, when appropriate. Grantees (U.S. and non-U.S.) are also required to enter into a detailed written grant agreement that governs the use of grant funds and includes financial and narrative reporting requirements, which may include heightened "expenditure responsibility" restrictions and reporting requirements for those grantees that are not 501(c)(3) public charities. Grantee reporting under the grant agreement is reviewed and approved by program and grants management staff, and these approvals are documented. The grantee's written reporting under the grant agreement is frequently supplemented by meetings, phone conversations and emails between HUA and grantee staff, and may include site visits by HUA staff to grantees when appropriate. Form 990, Part VI, Section B, line 11b Line 11b Explanation - The process followed for review of the Form 990 is to distribute it prior to the Board of Trustees meeting for independent review by the Board members. At the Board meeting, the Form 990 is presented and any questions that arise are discussed and addressed. Form 990, Part VI, Section B, line 12c Humanity United Action monitors and enforces its conflict of interest policy by annually gathering from the trustees, officers and key employees all potential conflicts of interests and requiring all other employees to proactively disclose any conflicts of interest as they arise. The policy outlines a process by which Humanity United Action evaluates and protects against undue influence by any person who may have a conflict of interest. The policy also outlines a process to be undertaken if there is a potential violation of the policy. Finally, the Board reviews the policy and its administration on a periodic basis. Form 990, Part VI, Section C, line 19 Humanity United Action's governing documents, conflict of interest policy and financial statements are available to the public upon request. Form 990, Part VII, Section A - Cost Sharing Agreement Humanity United Action is party to a Cost Sharing Agreement with Humanity United, a 501(c)(3) private foundation, pursuant to which Humanity United provides certain services, office space and personnel to Humanity United Action on a cost-reimbursement basis. Humanity United is an unrelated organization for purposes of Form 990.