2020-11-12T14:23:30-06:00 2019-12-31 042571780 AAFCPAS INC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990 2019-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4139315221 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 CHAUNCEY COLLINS TREASURER 4139315221 2020-11-10 1 THOMAS F MULDOON P01561688 5083669100 2020-11-10 40.70.31.102 2020-11-10 11:44:08 ES P 1166F2FD08ABF73FAA4779C448B3D4829B6A5C9C 2DDD31951ED2AB8CB25029F66ABAED5153B45454 2019 2021-01-29 14:40:06Z CHAUNCEY COLLINS 25 MAIN STREET STOCKBRIDGE MA 01262 36459192 0 X WWW.AUSTENRIGGS.ORG X 1919 MA THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC HOSPITAL, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS -- TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 19 18 181 18 0 0 563879 477784 19711176 20058919 1547933 11633528 247294 107278 22070282 32277509 0 0 0 0 15133945 15616011 0 0 419968 5526321 5742342 20660266 21358353 1410016 10919156 45276011 59422620 7791583 8398518 37484428 51024102 X THE AUSTEN RIGGS CENTER IS A VITAL THERAPEUTIC COMMUNITY, OPEN PSYCHIATRIC HOSPITAL, AND INSTITUTE FOR EDUCATION AND RESEARCH. OUR MISSION IS TO PROMOTE RESILIENCE AND SELF-DIRECTION IN THOSE WITH COMPLEX PSYCHIATRIC PROBLEMS -- TO HELP PEOPLE TAKE CHARGE OF THEIR LIVES. OUR WORK IS GROUNDED IN THE CONVICTION THAT AN INDIVIDUAL'S PROBLEMS ARE INHERENTLY MEANINGFUL, THAT SUCH PROBLEMS ARE BEST UNDERSTOOD IN A SOCIAL CONTEXT, AND THAT TREATMENT LEADS TO A MORE FULFILLING LIFE WHEN THE SOURCES OF SUFFERING ARE ADDRESSED. 0 0 13957664 20166197 MENTAL HEALTH TREATMENT PROGRAMS,PATIENT CARE - 22,500 PATIENT PROGRAM DAYS. 1518091 RESEARCH AND EDUCATION INITIATIVES RELATED TO THE FOLLOWING TOPICS: CLINCAL SYSTEMS, BIOPSYCHOSOCIAL ADVOCACY, HUMAN DEVELOPMENT, NEURAL MEDIATORS OF PSYCHOTHERAPEUTIC CHANGE, PSYCHODYNAMIC PSYCHOPHARMACOLOGY, AND SUICIDE RESEARCH AND EDUCATION; FELLOWSHIP PROGRAM; SCHOLAR PROGRAM. 15475755 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 165 0 1 181 1 0 0 0 0 0 0 0 0 0 0 0 0 X 19 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X CHAUNCEY COLLINS 4139315221 25 MAIN STREET STOCKBRIDGE MA 01262 ERIC M PLAKUN MD MEDICAL DIRECTOR/CEO 40.00 X X 433748 0 56163 SAMAR HABL MD DIRECTOR OF ADMISSIONS 40.00 X 324144 0 44438 CHAUNCEY T COLLINS TREASURER/CFO/COO 40.00 X 304333 0 46639 DAVID STRAUSS DIRECTOR OF RESEARCH 40.00 X 310680 0 16323 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 40.00 X 242242 0 30023 DAVID MINTZ DIRECTOR OF PSYCHIATRIC EDUCATION 40.00 X 215732 0 44962 JANE TILLMAN PHD DIRECTOR OF THE ERIKSON INSTITUTE 40.00 X 214223 0 27558 MELISSA AGOSTO ASSISTANT TREASURER 40.00 X 87379 0 6396 KATHLEEN YOUNG CLERK 40.00 X 40142 0 28060 LISA A RASKIN PHD BOARD CHAIR 1.00 X X 0 0 0 JOAN GOODRICH VICE CHAIR 1.00 X X 0 0 0 LANSING E CRANE TRUSTEE 1.00 X 0 0 0 ROBERT A DENOBLE TRUSTEE 1.00 X 0 0 0 JEFFREY DIAMOND TRUSTEE 1.00 X 0 0 0 LAURIE J HALL TRUSTEE 1.00 X 0 0 0 DWIGHT JEWSON PHD TRUSTEE 1.00 X 0 0 0 KATHERINE G KENNEDY MD TRUSTEE 1.00 X 0 0 0 KIMBERLYN LEARY PHD TRUSTEE 1.00 X 0 0 0 ANDREW LUSTBADER MD FAAP TRUSTEE 1.00 X 0 0 0 JULIA MOORE MPPM LMHC TRUSTEE 1.00 X 0 0 0 DANIEL KAUFMAN TRUSTEE 1.00 X 0 0 0 JOHN MAYNARD TRUSTEE 1.00 X 0 0 0 ILEENE SMITH TRUSTEE 1.00 X 0 0 0 W MASON SMITH III TRUSTEE (THRU 09/2019) 1.00 X 0 0 0 THOMAS KOHUT TRUSTEE 1.00 X 0 0 0 MING JACK PO TRUSTEE 1.00 X 0 0 0 L HARRY SPENCE TRUSTEE 1.00 X 0 0 0 2172623 0 300562 27 0 1 0 ALLEGRONE CONSTRUCTION CO INC 150 PITTSFIELD ROAD LENOX MA 01240 CONSTRUCTION SERVICES 751645 MAROIS CONSTRUCTION CO INC 262 OLY LYMAN ROAD SOUTH HADLEY MA 01075 CONSTRUCTION SERVICES 750357 SYNAPTIC ADVISORY PARTNERS LLC 15 ADMIRAL COCHRANE DRIVE ANNAPOLIS MD 21401 IT SERVICES 558598 SALESFORCEORG DEPARTMENT 34293 PO BOX 39000 SAN FRANCISCO CA 94139 IT SERVICES 121758 DANIEL SCHAEFFEY 272 EAST 10TH STREET 3RD FLOOR NEW YORK NY 10009 CONSULTING SERVICES 114085 6 477784 477784 PATIENT SERVICE REVENUE 900099 19999833 19999833 NURSERY SCHOOL TUITION 900099 59086 59086 20058919 610591 610591 15204620 4181683 11022937 11022937 11022937 WORKSHOPS AND OTHER PATIENT REVEN 900099 107278 107278 107278 32277509 20166197 0 11633528 1052223 329355 686939 35929 11325554 9019615 2141234 164705 654005 528579 115866 9560 1804754 1405183 374202 25369 779475 592767 174332 12376 112330 112330 75908 75908 103650 103650 588505 218536 362535 7434 113373 85459 27914 1003854 765001 212023 26830 254251 151285 101665 1301 224749 172562 47827 4360 1041234 799459 221575 20200 387983 297893 82563 7527 SUPPLIES 1141800 862297 220109 59394 MEMBERSHIPS AND SUBSCRI 243433 23042 219484 907 STAFF TRAINING 151846 106050 45796 PROFESSIONAL DUES AND L 147355 32693 114662 152071 85979 49930 16162 21358353 15475755 5462630 419968 2205280 1061343 104400 104400 1500214 1415512 71000 61000 253825 313859 40698631 20991135 17343280 19707496 20146781 23318421 3056989 12732347 594242 708242 45276011 59422620 1143855 1892925 155204 116618 5898282 5680733 594242 708242 7791583 8398518 X 28807189 32994009 8677239 18030093 37484428 51024102 45276011 59422620 10919156 2620518 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 21992637 821596 14107662 1925404 34996491 23256898 1592060 -1851323 1004998 21992637 18521330 2446233 3181925 892590 23256898 17012706 1206525 1072629 770530 18521330 15733523 1296222 632961 650000 17012706 0.48780 0.18690 0.32530 0 0 303612 303612 28842488 12862059 15980429 9323272 8129076 1194196 2229259 2229259 19707496 MONEY MARKET FUNDS 12397347 F REAL ESTATE 335000 F 12732347 457(B) PLAN 708242 708242 X 34794377 2620518 2620518 32173859 103650 103650 32277509 21254703 0 21254703 103650 103650 21358353 PART V, LINE 4: BOARD DESIGNATED FUNDS: INVESTMENTS ALLOCATED FOR FUTURE CAPITAL EXPANSION, EDUCATIONAL PROGRAMS AND RESEARCH. PERMANENTLY ENDOWED: RETURNS FROM INVESTMENTS ARE USED FOR PURPOSES SUCH AS PATIENT AID, RESEARCH, EDUCATION AND THE FELLOWSHIP PROGRAM. PART X, LINE 2: THE CENTER ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH ASC TOPIC, INCOME TAXES. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENTS REGARDING A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE CENTER HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS WHICH QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS AT DECEMBER 31, 2019. 1 1 0 0 1 1 1 0 0 603569 22500 581069 0.02720 603569 22500 581069 0.02720 119402 23755 95647 0.00450 500710 500710 0.02340 196931 196931 0.00920 20807 20807 0.00100 837850 23755 814095 0.03810 1441419 46255 1395164 0.06530 1 12029 2526 0 0 X 1 0 1 1 AUSTEN RIGGS CENTER 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 X AUSTEN RIGGS CENTER 1 0 0 1 X X X X X X X X X 19 1 0 0 1 X HTTPS://WWW.AUSTENRIGGS.ORG/COMMUNITY-HEALTH-NEEDS-ASSESSMENT X 1 19 1 HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/AUSTEN-RIGGS-IMPLEMENTATION 0 1 X X X X X 1 1 X X X 1 X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/FEE-REDUCTION-APPLICATION.P X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X X X X 1 X 0 X 0 X 0 0 PART II, COMMUNITY BUILDING ACTIVITIES: THE CENTER HOSTS A VARIETY OF FORUMS AND SEMINARS EACH YEAR THAT ARE AVAILABLE TO THE PSYCHIATRIC COMMUNITY. CENTER STAFF SERVE ON COMMUNITY BOARDS AND COUNCILS THAT PROVIDE SERVICE TO THE LOCAL MENTAL HEALTH ORGANIZATIONS AND SCHOOLS. PART III, LINE 2: PART I, LINE 7, COLUMN (F):THE BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25(A), BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN THIS COLUMN IS 12,029. PART III, LINE 4: ACCOUNTS RECEIVABLE ARE RECORDED AT THE INVOICED AMOUNTS AND DO NOT BEAR INTEREST. THE ALLOWANCE FOR DOUBTFUL ACCOUNTS IS MANAGEMENT'S BEST ESTIMATE OF THE AMOUNT OF PROBABLE CREDIT LOSSES IN ACCOUNTS RECEIVABLE. THE ALLOWANCE IS BASED UPON SPECIFIC IDENTIFICATION OF PROBABLE LOSSES AND AN ESTIMATE OF ADDITIONAL LOSSES BASED ON HISTORICAL EXPERIENCE. ACCOUNT BALANCES ARE CHARGED OFF AGAINST THE ALLOWANCE WHEN IT IS PROBABLE THE RECEIVABLE WILL NOT BE RECOVERED. PART VI, LINE 3: PATIENTS ARE INFORMED DURING THE PRE-ADMISSION SCREENING AND DURING THE ADMISSION PROCESS THAT AN APPLICATION FOR A FEE REDUCTION MAY BE SUBMITTED. PART VI, LINE 4: RIGGS SERVES LOCAL, REGIONAL, AND NATIONAL COMMUNITIES. THESE COMMUNITIES ARE COMPRISED LARGELY OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS (E.G., MULTIPLE CO-MORBID CONDITIONS, SEVERE AND PERSISTENT PSYCHIATRIC SYMPTOMS, AND FUNCTIONAL IMPAIRMENT) AND THE PROFESSIONALS (AND ORGANIZATIONS) WHO SERVE THEM. SERVICE TO THESE COMMUNITIES INCLUDES TREATMENT, EDUCATION AND TRAINING, RESEARCH, AND APPLICATION. MORE SPECIFICALLY: WHILE FEW OF THE CENTER'S PATIENTS COME FROM THE LOCAL COMMUNITY, THE CENTER OFFERS EDUCATION, OUTREACH, AND CONSULTATION TO LOCAL CLINICIANS AND ORGANIZATIONS. AT THE REGIONAL LEVEL, 51% OF THE CENTER'S PATIENT POPULATION IS DRAWN FROM THE NORTHEAST (NEW ENGLAND STATES PLUS NY, PA, AND NJ), AND A ROBUST PROGRAM OF EDUCATION, CONSULTATION, AND OUTREACH IS PROVIDED TO CLINICIANS WHO TREAT PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS IN THE REGION. THE NATIONAL POPULATION OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS, AND THE CLINICIANS WHO TREAT THEM, IS THE BROADEST AND MOST SIGNIFICANT COMMUNITY. THIS ENCOMPASSES THE CENTER'S FULL PATIENT POPULATION AS WELL AS THE POPULATION OF TREATERS SERVED THROUGH EDUCATION, TRAINING, AND RESEARCH EFFORTS. X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 ERIC M PLAKUN MD MEDICAL DIRECTOR/CEO 433748 0 0 0 0 0 28000 0 28163 0 489911 0 0 0 SAMAR HABL MD DIRECTOR OF ADMISSIONS 324144 0 0 0 0 0 16745 0 27693 0 368582 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 304333 0 0 0 0 0 28000 0 18639 0 350972 0 0 0 DAVID STRAUSS DIRECTOR OF RESEARCH 310680 0 0 0 0 0 14000 0 2323 0 327003 0 0 0 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 242242 0 0 0 0 0 19741 0 10282 0 272265 0 0 0 DAVID MINTZ DIRECTOR OF PSYCHIATRIC EDUCATION 215732 0 0 0 0 0 18000 0 26962 0 260694 0 0 0 JANE TILLMAN PHD DIRECTOR OF THE ERIKSON INSTITUTE 214223 0 0 0 0 0 17486 0 10072 0 241781 0 0 0 PART I, LINE 1A THE DISCRETIONARY SPENDING ACCOUNT IS USED FOR BUSINESS PURCHASES THAT ARE SPECIFIC TO THE MEDICAL DIRECTOR THAT DO NOT FALL UNDER OTHER DEPARTMENTAL EXPENSES. PART I, LINE 4B HIGHLY COMPENSATED STAFF CAN MAKE A SALARY CONTRIBUTION TO A 457(B) PLAN AT TIAA CREF A MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 2008-06-05 4000000 EXPANSION & RENOVATIONS 0 0 0 B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 2018-04-01 3500000 EXPANSION & RENOVATIONS 0 0 0 A 1698330 4000000 4000000 2011 0 0 1 1 B 27234 3500000 104231 3395769 2018 0 0 1 1 A 0 0 0 0 1 0 0 B 0 0 0 0 1 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 B 0 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE DIRECTOR OF FINANCE THEN BY THE CFO AND CEO. IT IS ALSO SENT TO THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FINALIZING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY COMPLETING ANNUAL DOCUMENTED DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S MEDICAL DIRECTOR/CHIEF EXECUTIVE OFFICER AND KEY EMPLOYEES IS DONE BY THE BOARD OF TRUSTEES ON A COMPARATIVE SALARY REVIEW BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.