2020-11-12T09:56:21-06:00 2019-12-31 352123203 KSM BUSINESS SERVICES INC PO BOX 40857 INDIANAPOLIS IN 462400857 990PF 2019-01-01 352024586 TRANSFORMATION TRUST INC TRAN 3175802002 PO BOX 80007 INDIANAPOLIS IN 46280 SHEILA KLINK OFFICER 3176843150 2020-10-29 1 CASSE TATE P01271193 3175802000 2020-10-29 64.132.79.18 2020-10-29 17:36:21 ED P FC7F18A00E93B1053CEA511A148F286FD52567AB 0AA9C5F9424A6E263E74B96BABC7E99CD5F0C4B3 2019 2021-04-22 16:20:28Z X 29328673 X X 712428 712428 -54520 2718033 0 280 280 658188 712708 97000 0 48500 30500 0 3050 131906 128755 0 687 687 0 40078 8657 0 908 0 0 301079 138099 51550 1444650 1444650 1745729 138099 1496200 -1087541 574609 119798 92649 92649 2265424 1839482 1839482 283901 0 0 23057906 22797893 27035213 133545 33744 25495 312182 315971 335834 26172756 25079739 29328673 0 0 X 0 0 0 0 26172756 25079739 26172756 25079739 26172756 25079739 26172756 -1087541 0 25085215 5476 25079739 PUBLICLY TRADED SECURITIES P 2233100 2772553 -539453 -539453 CAPITAL GAINS DIVIDENDS P 484933 484933 484933 -54520 0 1276162 29049896 0.043930 1550812 29272321 0.052979 1432627 28832503 0.049688 1566806 30193179 0.051893 1315011 31883525 0.041244 0.239734 0.047947 28587070 1370664 5746 1376410 1496200 X 5746 0 5746 0 5746 39963 0 0 39963 0 34217 34217 0 0 0 0 0 0 0 0 0 0 0 1 1 IN 1 0 0 0 0 1 N/A TRANSFORMATION TRUST 3175802002 PO BOX 80007 INDIANAPOLIS IN 46280 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 SHEILA KLINK PO BOX 80007 INDIANAPOLIS IN 46280 BOARD MEMBER 20.00 75000 0 0 ELIZABETH HAMILTON PO BOX 80007 INDIANAPOLIS IN 46280 BOARD MEMBER 10.00 22000 0 0 PATSY HEARD PO BOX 80007 INDIANAPOLIS IN 46280 BOARD MEMBER 1.00 0 0 0 NONE 0 OXFORD FINANCIAL GROUP 11711 N MERIDIAN STREET CARMEL IN 46032 INVESTMENT ADVISORY 108429 0 0 28850168 172238 0 29022406 0 0 29022406 435336 28587070 1429354 1429354 5746 5746 1423608 0 1423608 0 1423608 1496200 0 1496200 5746 1490454 1423608 1332437 0 0 1496200 1332437 0 0 163763 0 0 0 0 0 0 0 0 1259845 0 0 0 X BIG BROTHERS BIG SISTERS 1433 N MERIDIAN ST INDIANAPOLIS IN 46202 N/A PC MENTORING MORE YOUTH IN CENTRAL INDIANA 30000 CENTER FOR ECOLITERACY 2510 ALLSTON WASY SUITE 270 BERKELEY CA 94704 N/A PC CALIFORNIA FOOD FOR CALIFORNIA KIDS 2019 STATEWIDE CONFERENCE 15000 CHEF ANN FOUNDATION 5445 CONESTOGA CT 150 BOULDER CO 80301 N/A PC GENERAL OPERATIONS 50000 DRESS FOR SUCCESS INDIANAPOLIS INC 820 N MERIDIAN STREET INDIANAPOLIS IN 46204 N/A PC GENERAL OPERATIONS 30000 GANNA WALSKA LOTUSLAND FOUNDATION 695 ASHLEY ROD SANTA BARBARA CA 931081059 N/A PC GENERAL OPERATIONS 75000 GIVE BACK YOGA FOUNDATION 900 BASELINE ROAD 13B BOULDER CO 80302 N/A PC Y12SR URBAN OUTREACH PROJECT 25000 GIVE TO GIVE FOUNDATION 351 E 78TH ST NEW YORK NY 10075 N/A PC ADVANCED WEEK LONG WORKSHOPS W/DR. JOE DISPENZA 50000 INDIANA SYMPHONY SOCIETY INC 32 E WASHINGTON ST STE 600 INDIANAPOLIS IN 46204 N/A PC METROPOLITAN YOUTH ORCHESTRA - BUILDING HUMAN POTENTIAL 175000 INDIANAPOLIS ART CENTER 820 E 67TH ST INDIANAPOLIS IN 46220 N/A PC INDIANAPOLIS ART CENTER OUTREACH PROGRAMS 20000 INSTITUTE OF HEARTMATH 14700 WEST PARK AVE BOULDER CREEK CA 95006 N/A PC THE GROUP COHERENCE MOBILE PLATFORM PROJECT 107650 LIFE CHIROPRACTIC COLLEGE WEST 25001 INDUSTRIAL BLVD HAYWARD CA 94545 N/A PC ANATOMY DEPARTMENT IMPROVEMENT CAMPAIGN 50000 P S ARTS 67-1 CENTER DRIVE WEST SUITE 550 LOS ANGELES CA 90045 N/A PC INSIDE OUT COMMUNITY ARTS 50000 PLANNED PARENTHOOD OF INDIANA INC DBA PLANNED PARENTHOOD OF INDIANA AND KEN 200 S MERIDIAN ST SUITE 400 INDIANAPOLIS IN 46225 N/A PC GENERAL OPERATIONS 50000 POSITIVE ACTION COMMUNITY THEATRE (PACT) 2061 VILLAGE PARK WAY 227 ENCINITAS CA 92024 N/A PC PERFORMING ARTS FOR AUTISM 9000 RED ALERT ROBOTICS PARENT ORGANIZATION 704 S SR 135 SUITE D BOX 236 GREENWOOD IN 461436501 N/A PC GENERAL ROBOT OPERATIONS FUNDING 5000 SCIENCE AND NONDUALITY 15251 GOLD RIDGE RD SEBASTOPOL CA 95472 N/A PC WEBSITE TEAM AND DEVELOPMENT, MARKETING AND SPEAKERS BUDGET 153000 SIERRA HARVEST 313 RAILROAD AVE SUITE 201 NEVADA CITY CA 95959 N/A PC GENERAL OPERATIONS 150000 SOLIYA 261 MADISON AVENUE 9TH FLOOR NEW YORK NY 10016 N/A PC GENERAL OPERATIONS 150000 SUMMIT HEALTH FOUNDATION 3857 BIRCH STREET STE 605 NEWPORT BEACH CA 92660 N/A PC EFFECTS OF MEDITATION ON MOLECULAR BIOLOGY 100000 THE FRIENDSHIP CLUB 200 LITTON DR SUITE 308 GRASS VALLEY CA 95945 N/A PC GENERAL OPERATIONS 150000 1444650 0 14 712428 525990 280 14 18 -54520 280 657908 0 658188 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 30500 0 3050 FORM 990-PF, PART VII-B, LINES 1A(3) AND 1B PART VII-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE BOTH SHEILA KLINK AND ELIZABETH HAMILTON PROVIDE "SERVICES" TO THE ORGANIZATION BY SERVING ON ITS BOARD. THEY RECEIVE FAIR COMPENSATION FOR THEIR SERVICES FOR EVALUATION AND MAKING GRANTS AND ARE THEREFORE DISQUALIFIED PERSONS. LINE 1B IS ANSWERED "NO" BECAUSE THESE SERVICES ARE EXCEPTED BY THE REGULATIONS UNDER SECTION 49491. WILLIAMS COS INC (WMB ) 31605 23459 SEARS HLDGS CORP BOND 2139 2036 COHEN & STEERS GL INFRASTRUCTURE (CSUIX) 495370 874899 DODGE & COX INCOME 6755092 6830846 ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD) 253763 562161 IVA WORLDWIDE FUND CL I (IVWIX ) 3268944 3498057 JENSEN PORTFOLIO CLASS I (JENIX ) 575096 1632212 JPMORGAN CORE BOND SELECT SHARES (WOBDX) 5354500 5586046 PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) 1344878 1510327 PAX WORLD GLOBAL GREEN FUND (PGINX) 1166649 1972114 TWEEDY BROWNE GLOBAL VALUE FUND 409250 425635 VANGUARD 500 INDEX ADMIRAL 600000 940802 ALPHABET INC CAP STK CL A (GOOGL) 2362 10715 ALPHABET INC CAP STK CL C (GOOG) 2349 10696 ASSOCIATED CAP GROUP INC CL A (AC) 48657 57977 BROOKFIELD ASSET MANAGEMENT INC LTD VTG SHS NPV CL A (BAM) 5002 13699 CBOE HOLDINGS INC COM USD0.01 (CBOE) 4493 24000 CIVEO CORP CDS COM NPV (CVEO) 105307 49362 CLARKSON ORD GBP0.25 ISIN (CKNHF) 69414 80428 CME GROUP INC COM CL A (CME) 33915 47571 DREAM UNLIMITED CORP COM CL A SUB VTG (DRUNF) 46360 34574 FRANCO NEVADA CORP COM (FNV) 64021 92867 GAMCO INVESTORS INC COM (GBL) 11245 8400 GMO INTERNET INC NPV ISIN (GMOYF) 12012 14720 HOWARD HUGHES CORP COM (HHC) 45079 132379 ICAHN ENTERPRISES LP DESPOSTITARY UNIT (IEP ) 29327 33825 LIBERTY MEDIA CORP DELAWARE COM A (LSXMA) 10400 49065 LIBERTY MEDIA CORP DELAWARE COM C (LSXMK) 13807 74087 LIBERTY MEDIA CORP DELAWARE COM C (BATRK) 1486 5997 LIBERTY MEDIA CORP DELAWARE COM A (BATRA) 932 2995 LIBERTY MEDIA CORP DELAWARE COM SER C 3735 23304 MADISON SQUARE GARDEN CO NEW CL A (MSG) 6510 13827 MSG NETWORK INC CL A (MSGN) 2296 2453 TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES (TPL ) 41468 267958 URBANA CORP COM CL A NON-VTG 11985 8722 WENDYS COMPANY (THE) COM USD0.10 (WEN ) 7920 39001 TORTOISE MLP & PIPELINE FD INSTL 757059 693296 CACI INTL INC CL A 107500 144744 DFA GLOBAL REAL ESTATE SEC (DFGEX) 540600 612842 GMO RESOURCES SERIES FUND CL PA (GREPX) 540700 594272 COOKPAD INC NPV (CPADF) 17597 21611 ALLEGHANY CORP COM USD1 (Y) 8855 11194 BOLSAS Y MERCADOS EXPANOLES SA ADR (BOLYY) 8865 13025 PRAIRIESKY RTY LTD COM (PREKF) 11318 10641 WABTEC CORP COM (WAB) 1775 1867 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS (VGSH) AT COST 253971 254209 WHEATON PRECIOUS METALS CORP COM (WPM) AT COST 52376 78243 XBT PROVIDER AB BITCOIN TRACKER CTF AT COST 9624 3382 COST/BASIS ADJUSTMENT 5476 BANK FEES 530 0 0 OTHER LOSS FROM K-1'S 378 0 0 UBIT FROM K1S 280 280 280 INVESTMENT FEES 129442 128755 0 OTHER CONTRACT SERVICES 2464 0 0 FOREIGN TAXES ON INVESTMENTS 8657 8657 0 EXCISE TAXES 24000 0 0 PAYROLL TAXES 7421 0 0