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A LOAN MADE BY ARC TO PROVIDE FINANCING TO BUILD OR IMPROVE CHARTER SCHOOLS, HEALTH CARE FACILITIES, SUPPORTIVE HOUSING AND CHILDCARE FACILITIES, AND TO INCREASE ACCESS TO QUALITY EDUCATION, SOCIAL SERVICES AND HOUSING FOR LOW-INCOME RESIDENTS OF THE GREATER CHICAGO AREA. 10000000 SELF-HELP VENTURES FUND - A LOAN MADE BY ARC TO EXPAND BORROWER'S PRESENCE IN CHICAGO BY MAKING COMMERCIAL LOANS, NOT OTHERWISE AVAILABLE, TO MINORITY ENTREPRENEURS, SMALL BUSINESSES AND NONPROFIT ORGANIZATIONS LOCATED IN THE MARKETS SERVED BY SELF-HELP FEDERAL CREDIT UNION ("SHFCU"), THEREBY BENEFITING LOW-AND MODERATE-INCOME RESIDENTS AND BUSINESSES IN CHICAGO'S UNDER-SERVED AFRICAN-AMERICAN AND LATINO COMMUNITIES. 5000000 14595422 29595422 116694570 1308814830 5305648445 6731157845 0 0 6731157845 100967368 6630190477 331509524 331509524 5231827 5231827 326277697 16500683 342778380 0 342778380 341033341 29595422 3433565 374062328 5231827 368830501 342778380 8730353 0 0 374062328 8730353 0 0 342778380 22553595 0 0 22553595 0 0 0 0 0 0 0 22553595 22553595 MACARTHUR FOUNDATION - 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HARTSEL RANCH CORPORATION DOES NOT HAVE EMPLOYEES. FOUNDATION EMPLOYEES PERFORM ACCOUNTING AND OTHER SERVICES FOR HARTSEL RANCH CORPORATION. SERVICES PROVIDED BY FOUNDATION EMPLOYEES TO HARTSEL RANCH CORPORATION ARE PROVIDED WITHOUT CHARGE. ALL COMPENSATION AND BENEFITS ARE PAYABLE BY THE FOUNDATION. 1c 0 MACARTHUR HOLDING A INC QUESTION 1C MACARTHUR HOLDING A, INC., IS A MACARTHUR FOUNDATION TITLE-HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). MACARTHUR HOLDING A, INC., DOES NOT HAVE EMPLOYEES. FOUNDATION EMPLOYEES PERFORM ACCOUNTING AND OTHER SERVICES FOR MACARTHUR HOLDING A, INC. SERVICES PROVIDED BY FOUNDATION EMPLOYEES TO MACARTHUR HOLDING A, INC. ARE PROVIDED WITHOUT CHARGE. ALL COMPENSATION AND BENEFITS ARE PAYABLE BY THE FOUNDATION. 1a(1) 1539 MACARTHUR HOLDING B INC QUESTION 1A(1) MACARTHUR HOLDING B, INC., IS A MACARTHUR FOUNDATION TITLE-HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). THE "AMOUNT INVOLVED" REFLECTS THE CHANGE IN THE INTERCOMPANY RECEIVABLE/PAYABLE ACCOUNT, REFLECTED ON THE BOOKS OF THE ENTITY FOR 2019, WHICH INCLUDES CASH TRANSFERRED TO AND FROM MACARTHUR HOLDING B, INC. 1c 0 MACARTHUR HOLDING B INC QUESTION 1C MACARTHUR HOLDING B, INC., IS A MACARTHUR FOUNDATION TITLE-HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2). MACARTHUR HOLDING B, INC., DOES NOT HAVE EMPLOYEES. FOUNDATION EMPLOYEES PERFORM ACCOUNTING AND OTHER SERVICES FOR MACARTHUR HOLDING B, INC. SERVICES PROVIDED BY FOUNDATION EMPLOYEES TO MACARTHUR HOLDING B, INC. ARE PROVIDED WITHOUT CHARGE. ALL COMPENSATION AND BENEFITS ARE PAYABLE BY THE FOUNDATION. 1 HARTSEL RANCH CORPORATION 501(C)(2) TITLE-HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2)- SEE STATEMENT 30. MACARTHUR HOLDING A INC 501(C)(2) TITLE-HOLDING COMPANY EXEMPT PURSUANT TO IRC SECTION 501(C)(2)- SEE STATEMENT 30. 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DIFFERENCES IN THE AMOUNTS PAID TO DIRECTORS REFLECT MEETINGS ATTENDED OR ADDITIONAL IMPUTED INCOME. THE AVERAGE HOURS FOR DIRECTORS IS BASED UPON FOUR BOARD MEETINGS, RELATED COMMITTEE MEETINGS, TRAVEL AND PREPARATION TIME. IN ADDITION, THE DIRECTORS ARE FREQUENTLY CONSULTED BETWEEN MEETINGS, ASKED TO REVIEW AND COMMENT ON PREPARED REPORTS AND PAPERS, MAKE ON-SITE VISITS TO NATIONAL AND INTERNATIONAL GRANTEES RELATED TO GRANT MAKING AREAS OF THE FOUNDATION, AND ASSIST ON OTHER FOUNDATION RELATED MATTERS. BROKEN DOWN ON A WEEKLY BASIS, THE AVERAGE TIME IS ROUGHLY 4 TO 5 HOURS PER WEEK PER DIRECTOR. SUSAN E MANSKE SUSAN E. MANSKE IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $715,983 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $548,058 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $120,594 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. JOSHUA J MINTZ THE AMOUNT REPORTED IN COMPENSATION INCLUDES $65,205 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. JULIA M STASCH THE AMOUNT REPORTED IN COMPENSATION INCLUDES A BONUS PAYMENT OF $305,918, BASED ON PERFORMANCE AS DETERMINED BY THE BOARD OF DIRECTORS, AND $61,084 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. THE AMOUNT REPORTED IN CONTRIBUTIONS TO THE EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $260,000 OF DEFERRED COMPENSATION EARNED UNDER A DEFERRED COMPENSATION AGREEMENT AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. DIRECTORS & OFFICERS AFFILIATED ENTITIES THE MACARTHUR FOUNDATION FILES A CONSOLIDATED FORM 990-PF THAT INCLUDES HARTSEL RANCH CORPORATION, MACARTHUR HOLDING A, INC., AND MACARTHUR HOLDING B, INC. THE 990-PF ALSO INCLUDES ARC CHICAGO, LLC ("ARC"), A SOLE MEMBER LIMITED LIABILITY COMPANY CREATED IN 2016 BY THE FOUNDATION. THE FOUNDATION IS THE SOLE MEMBER OF ARC AND ARC IS THEREFORE A DISREGARDED ENTITY FOR TAX PURPOSES. JOSHUA MINTZ IS PRESIDENT AND DIRECTOR, KENNETH JONES IS TREASURER AND DIRECTOR, AND EMILY FRIEDMAN IS SECRETARY AND DIRECTOR OF HARTSEL RANCH CORPORATION, MACARTHUR HOLDING A, INC., AND MACARTHUR HOLDING B, INC. THE DIRECTORS AND OFFICERS OF THESE ENTITIES SPEND THE AMOUNT OF TIME NECESSARY TO TRANSACT THE ACTIVITIES OF THE AFFILIATED ENTITIES. THEY DO NOT RECEIVE ADDITIONAL COMPENSATION FOR THEIR SERVICES IN EXCESS OF WHAT THEY ARE OTHERWISE PAID BY THE FOUNDATION FOR THEIR SERVICES TO THE FOUNDATION.JOSHUA MINTZ, DEBRA SCHWARTZ, TRINITA LOGUE AND JAMES CASSELBERRY ARE MEMBERS OF THE BOARD OF MANAGERS OF ARC BUILDING 998232 435027 0.000000000000 43728 43728 IMPROVEMENTS 3286651 1174207 0.000000000000 121374 121374 FURNITURE, FIXTURES & EQUIPMENT 462486 175587 0.000000000000 64592 64592 COMPUTER SOFTWARE 23891 3708 0.000000000000 8238 8238 COMPUTER EQUIPMENT 155710 28485 0.000000000000 39072 39072 CHICAGO CONDOMINIUM 766427 266904 0.000000000000 17840 0 LAND - MARQUETTE 96900 0.000000000000 0 0 BUILDING - MARQUETTE 7117842 2993803 0.000000000000 247790 0 IMPROVEMENTS 17389265 5352533 0.000000000000 745584 0 FURNITURE, FIXTURES & EQUIPMENT 3416152 984749 0.000000000000 448571 0 COMPUTER SOFTWARE 101852 15808 0.000000000000 35118 0 COMPUTER EQUIPMENT 953045 137019 0.000000000000 189515 0 JONATHAN LEIGHT JONATHAN LEIGHT IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $342,530 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $255,966 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $23,960 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. MARK FRANKE MARK FRANKE IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $352,499 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $266,112 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $23,762 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. DAVID GREENWALD DAVID GREENWALD IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $327,638 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $245,900 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $19,887 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. ERIC VAANG ERIC VAANG IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $325,018 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $242,883 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $18,670 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. CAIXIA ZIEGLER CAIXIA ZIEGLER IS A PARTICIPANT IN AN INCENTIVE COMPENSATION PLAN FOR INVESTMENT PROFESSIONALS THAT LINKS A PORTION OF COMPENSATION TO THE PERFORMANCE OF THE FOUNDATION'S INVESTMENT PORTFOLIO. THE AMOUNT REPORTED IN COMPENSATION INCLUDES $227,830 OF PAYMENTS MADE UNDER THE PLAN AND THE AMOUNT REPORTED IN CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS AND DEFERRED COMPENSATION INCLUDES $227,830 OF UNVESTED COMPENSATION EARNED UNDER THE PLAN AND SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE.THE AMOUNT REPORTED IN COMPENSATION ALSO INCLUDES $21,358 PAID IN LIEU OF CONTRIBUTIONS TO THE FOUNDATION'S RETIREMENT PLAN. 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2019, 2020 THE ATLANTIC MONTHLY GROUP LLC 600 NEW HAMPSHIRE AVE NW WASHINGTON DC 20037 2018-09-28 650000 IN SUPPORT OF COVERAGE OF CRIMINAL JUSTICE REFORM AS PART OF THE PRESENCE OF JUSTICE PROJECT AND TO INCLUDE IN ITS REPORTING A FOCUS ON REDUCING THE MISUSE AND OVERUSE OF JAILS. 1148278 2019, 2020 THE FIELD FOUNDATION OF ILLINOIS INC 200 S WACKER DRIVE 3860 CHICAGO IL 60606 2019-04-19 2000000 IN SUPPORT OF A NEW MEDIA AND STORYTELLING PROGRAM. 82398 2019 THE FIELD FOUNDATION OF ILLINOIS INC 200 S WACKER DRIVE 3860 CHICAGO IL 60606 2018-12-07 1350000 IN SUPPORT OF A LEADERSHIP AWARD PROGRAM. 101371 2019 THE IMPACT SOCIETY 1350 AVENUE OF THE AMERICAS SUITE 2900 NEW YORK NY 10019 2017-10-06 200000 TO STUDY THE IMPACT INVESTMENT INTERESTS AND ACTIVITIES OF FAMILY OFFICES IN ORDER TO IDENTIFY OPPORTUNITIES TO STIMULATE AND SUPPORT MORE CAPITAL DEPLOYMENT. 160681 2018, 2019, 2020 THE RICHARD H DRIEHAUS FOUNDATION 737 N MICHIGAN AVENUE SUITE 2000 CHICAGO IL 60611 2018-03-30 4895581 IN 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DRIEHAUS FOUNDATION. 4874648 2019, 2020 TIGER EYE SOCIAL FOUNDATION A8 MADIS RESIDENCY NO 5 KINGS LOOP OFF BLOHUM STREET DZORWULU ACCRA GREATER ACCRA GH 2017-02-24 700000 TO STRENGTHEN INVESTIGATIVE AND DATA-DRIVEN JOURNALISM AS TOOLS FOR REDUCING CORRUPTION AND ENHANCING ACCOUNTABILITY. 694675 2018, 2019, 2020 URBAN PARTNERSHIP BANK 7054 S JEFFERY BLVD CHICAGO IL 60649 2015-07-02 36856 TO SUPPORT THE CREATION OF REFINANCE MORTGAGE PRODUCTS TO ASSIST HOMEOWNERS IN CHICAGO AT RISK OF LOSING THEIR HOMES TO FORECLOSURE. 0 2018* VISHNU LAW GROUP 111E1ST398 SANGKAT BOEUNG KENG KANG1 KHAN CHAMKAMON PHNOM PENH PHNUM PENH CB 2018-02-16 200000 IN SUPPORT OF IMPROVING ENVIRONMENTAL GOVERNANCE AND CONSERVATION OF NATURAL RESOURCES IN CAMBODIA. 200000 2019, 2020 VISHNU LAW GROUP 111E1ST398 SANGKAT BOEUNG KENG KANG1 KHAN CHAMKAMON PHNOM PENH PHNUM PENH CB 2018-02-16 200000 IN SUPPORT OF IMPROVING ENVIRONMENTAL GOVERNANCE AND CONSERVATION OF NATURAL RESOURCES IN CAMBODIA. 200000 2019, 2020 WADATA COMMUNICATION NIG LTD PRESTIGE RADIO HOUSE PLOT 105 MURTALA NYAKO STREET MINNA NIGER NI 2018-11-09 680000 FOR STRENGTHENING INVESTIGATIVE AND DATA-DRIVEN JOURNALISM IN LOCAL LANGUAGES AT THE COMMUNITY LEVEL AS TOOLS FOR REDUCING CORRUPTION AND ENHANCING ACCOUNTABILITY. 123950 2019 WAR ON THE ROCKS MEDIA LLC 611 PENNSYLVANIA AVE SE 319 WASHINGTON DC 20003 2019-08-16 40000 IN SUPPORT OF A PODCAST AND ENGAGEMENT ON NUCLEAR ISSUES. 0 2020 WOLE SOYINKA CENTRE FOR INVESTIGATIVE JOURNALISM 18A ABIODUN SOBAJO STREET OFF LATEEF JAKANDE ROAD AGIDINGBI LAGOS LAGOS NI 2017-03-10 300000 TO STRENGTHEN INVESTIGATIVE AND DATA-DRIVEN JOURNALISM AS TOOLS FOR REDUCING CORRUPTION AND ENHANCING ACCOUNTABILITY. 300000 2018, 2019, 2020 WOMEN'S HEALTH AND ACTION RESEARCH CENTRE KM 11 LAGOS-BENIN EXPRESS WAY IGUE-IHEYA QUARTERPO BOX 10231 UGBO BENIN CITY EDO NI 30001 2017-04-07 250000 IN SUPPORT OF STRENGTHENING IMPLEMENTATION OF THE MATERNAL AND PERINATAL DEATH SURVEILLANCE AND REVIEW IN LAGOS, EDO, AND NIGER STATES. 209366 2017, 2018, 2020 WOMEN'S RIGHTS ADVANCEMENT AND PROTECTION ALTERNATIVE (WRAPA) NO 19 MONROVIA STREET OFF AMINU CRESCENT ABUJA FEDERAL CAPITAL T NI 2016-08-25 225000 TO STRENGTHEN ACCESS TO JUSTICE AND PROTECTION FOR WOMEN WITHIN ISLAMIC FAMILY LAW IN NORTH WESTERN NIGERIA. 225000 2019, 2018, 2017, 2020 WONKWANG UNIVERSITY INDUSTRY-ACADEMIC COOPERATION FOUNDATION 460 IKSANDAERO IKSAN CHOLLA-BUKTO KS 54538 2019-10-11 162132 IN SUPPORT OF A PROJECT TO CHALLENGE PYROPROCESSING IN SOUTH KOREA. 0 WONKWANG UNIVERSITY INDUSTRY-ACADEMIC COOPERATION FOUNDATION 460 IKSANDAERO IKSAN CHOLLA-BUKTO KS 54538 2018-03-14 446000 IN SUPPORT OF A PROJECT ON COMMERCIAL REPROCESSING IN NORTH EAST ASIA. 186367 2018, 2019 WORLD WIDE FUND FOR NATURE WWF SOUTH PACIFIC PROGRAMME 4 MAAFU STREET THE DOMAIN PRIVATE MAIL BAG SUVA CENTRAL FJ 2008-03-03 350000 TO ENHANCE THE ABILITY OF LOCALLY-MANAGED MARINE AREAS IN FIJI AND THE SOLOMON ISLANDS. 278494 2009, 2010, 2012, 2011, 2013*, 2016* YAYASAN PENGELOLAAN LOKAL KAWASAN LAUT INDONESIA JALAN RAYA BOSNIK NO 1 BIAK PAPUA-NEW GUINEA ID 98117 2018-09-28 175000 IN SUPPORT OF EXPANDING AND IMPROVING COMMUNITY MANAGEMENT OF MARINE RESOURCES IN EASTERN INDONESIA. 71550 2019, 2020 YOUTHS INITIATIVE FOR ADVOCACY GROWTH AND ADVANCEMENT 35 SO WILLIAMS CRESCENT FLAT 1 ANTHONY ENAHORO STREET UTAKO ABUJA FEDERAL CAPITAL T NI 2017-07-14 340000 TO PROMOTE YOUTH INVOLVEMENT IN ANTI-CORRUPTION AND ACCOUNTABILITY IN NIGERIA. 277627 2020, 2019, 2018 EXPENDITURE RESPONSIBILITY STATEMENTS PAGE 6, PART VII-B, LINE 5(C) IT IS THE FOUNDATION'S POLICY THAT NO FURTHER PAYMENTS WILL BE MADE TO ANY GRANTEE UNTIL ALL OUTSTANDING REPORTS ARE RECEIVED. THE FOUNDATION HAS DETERMINED THAT FOR THOSE GRANTEES NO LONGER IN EXISTENCE AND WHO HAVE NOT PROVIDED TIMELY REPORTS, FURTHER ACTION WITH RESPECT TO THE GRANTS WOULD BE FUTILE. IN OTHER CASES, THE FOUNDATION HAS MADE REASONABLE EFFORTS TO NOTIFY THE GRANTEES THAT THEY ARE IN VIOLATION OF THEIR GRANT AGREEMENTS AND THAT GRANT FUNDS ARE REQUIRED TO BE RETURNED TO THE FOUNDATION. IN THOSE CASES, THE FOUNDATION HAS ALSO MADE REASONABLE ADDITIONAL INQUIRIES WITH RESPECT TO RETURN OF THE GRANT FUNDS AND HAS BEEN UNABLE AS OF YET TO SECURE SUCH RETURN. THE FOUNDATION HAS DETERMINED THAT LEGAL ACTION WITH RESPECT TO THESE GRANT FUNDS WOULD IN ALL PROBABILITY NOT RESULT IN THE SATISFACTION OF EXECUTION ON A JUDGMENT, AND THAT THE EXPENSE OF LEGAL ACTION WOULD NOT BE JUSTIFIED BY THE LIKELY RESULTS.FOR EACH GRANTEE WITH DELINQUENT REPORTS, EXPENDITURE RESPONSIBILITY STATEMENTS ARE INCLUDED IN THE FOUNDATION'S FORM 990-PF FOR THE YEAR OF EACH INITIAL GRANT PAYMENT THROUGH THE LAST YEAR IN WHICH ANY REPORT IS RECEIVED AND THREE SUBSEQUENT YEARS. THEREAFTER, SUCH GRANTEES ARE NOLONGER LISTED ON THE FORM 990-PF BUT FURTHER PAYMENTS WILL NOT BE MADETO SUCH GRANTEES. THE FOLLOWING GRANTEES HAVE BEEN LISTED IN THE 990-PF FOR THE PERIOD DESCRIBED HEREIN AND WILL BE ADDED TO THOSE NO LONGER INCLUDED IN THE 990-PF:COMMITTEE FOR CIVIL RIGHTSJURIXKIVULINI TRUSTMOSCOW SCHOOL OF CIVIC EDUCATIONNATIONAL RESEARCH UNIVERSITY HIGHER SCHOOL OF ECONOMICSRUSSIAN UNION OF JOURNALISTSSALAK TELESYSTEMSWWF FOR NATURE MADAGASCAR AND WEST INDIAN OCEAN PROGRAMME OFFICEDEFINITIONS OF TERMS USED IN THE EXPENDITURE RESPONSIBILITY STATEMENTS:GRANT AMOUNT: TOTAL PAYMENTS MADE ON THE GRANT TO THE GRANTEE THROUGH THE END OF THE REPORTING DATE OF THE FORM 990-PF.DATE OF GRANT: THE DATE OF THE INITIAL GRANT PAYMENT.VERIFICATION DATE: THE DATE OF ANY INDEPENDENT VERIFICATION OF A GRANT REPORT. THE FIELD IS BLANK IF NO VERIFICATION WAS PERFORMED.DATES OF REPORTS BY GRANTEE: THE DATES THE REPORTS ARE RECEIVED BY THE FOUNDATION. THERE IS AN ASTERISK BY THE DATE IF A REPORT HAS BEEN RECEIVED BUT NOT YET APPROVED BY THE FOUNDATION. AN EXPENDITURE RESPONSIBILITY STATEMENT FOR A GRANT CONTINUES TO BE INCLUDED UNTIL ALL REPORTS HAVE BEEN APPROVED BY THE FOUNDATION, SUBJECT TO THE STATEMENT ABOVE AS TO GRANTEES WITH DELINQUENT REPORTS. AFFILIATION SCHEDULE FEDERAL FORM 990-PF PERIOD ENDED DECEMBER 31, 2019 SUBSTITUTED FEDERAL FORM 851COMMON PARENT CORPORATION:JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION140 SOUTH DEARBORN STREET, SUITE 1200, CHICAGO, IL 60603-5285EMPLOYER IDENTIFICATION NUMBER 23-7093598PART I - OVERPAYMENT CREDITS, ESTIMATED TAX PAYMENTS AND TAX DEPOSITSCOMMON PARENT CORPORATION, EIN 23-7093598PORTION OF OVERPAYMENT CREDITS AND ESTIMATED TAX PAYMENT -- $12,968,135HARTSEL RANCH CORPORATION EIN-59-1010067MACARTHUR HOLDING A, INC. EIN-36-3884255MACARTHUR HOLDING B, INC. EIN-36-3950409 TOTAL TAX $12,968,135PART II - PRINCIPAL BUSINESS ACTIVITY - TITLE-HOLDING COMPANY, VOTING STOCK INFORMATION, ETC.COMMON PARENT CORPORATION, JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION, PBA CODE 813000SUBSIDIARY CORPORATION: HARTSEL RANCH CORPORATION, PBA CODE 531390, NO NONDIVIDEND DISTRIBUTIONS, 15 SHARES, 100% OF VOTING POWER, 100% OF VALUE OWNED BY COMMON PARENT CORP, JOHN D. AND CATHERINE T. MACARTHUR FOUNDATION. SECTION 1.263(A)-1(F) DE MINIMIS SAFE HARBOR ELECTION TANGIBLE PERSONAL PROPERTY JOHN D. AND CATHERINE T. MACARTHUR FOUNDATIONEIN: 23-7093598HARTSEL RANCH CORPORATIONEIN: 59-1010067MACARTHUR HOLDING A, INC.EIN: 36-3884255MACARTHUR HOLDING B, INC.EIN: 36-3950409FOR THE TAXABLE YEAR BEGINNING JANUARY 1, 2019, THE ABOVE-LISTED TAXPAYERS HEREBY MAKE THE DE MINIMUS SAFE HARBOR ELECTION UNDER TREASURY REGULATION SECTION 1.263(A)-1(F). SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990-PF, PART IX-A, LINE 1 IN ADDITION TO MAKING GRANTS, THE FOUNDATION ENGAGES IN A VARIETY OF OTHER CHARITABLE ACTIVITIES USING DIFFERENT TOOLS, STRATEGIES AND APPROACHES TO ACHIEVE ITS PHILANTHROPIC MISSION. THESE TOOLS, ACTIVITIES AND STRATEGIES INCLUDE: CONTRACTS, IMPACT INVESTMENTS, CONVENING MEETINGS AND CONFERENCES WITH A VARIETY OF PARTICIPANTS, COMMUNICATING WHAT IT AND ITS GRANTEES HAVE LEARNED THROUGH EVALUATIONS AND ASSESSMENTS AND OTHER RESEARCH, PROVIDING ADVICE TO OTHER DONORS AND CHARITABLE ORGANIZATIONS, ORGANIZING A PRO BONO LEGAL NETWORK TO PROVIDE FREE LEGAL SERVICES TO ITS GRANTEES AND SERVING ON THE BOARDS, ADVISORY COMMITTEES OR TASK FORCES OF OTHER CHARITABLE ORGANIZATIONS TO ADVANCE THEIR MISSION.FOR EXAMPLE, IN AREAS SUCH AS ITS SAFETY AND JUSTICE CHALLENGE IN ITS CRIMINAL JUSTICE PROGRAM, ITS PROGRAM REGARDING CHARITABLE WORK IN NIGERIA KNOWN AS ON NIGERIA, THE NUCLEAR CHALLENGES PROGRAM, ITS PROGRAM WORK IN CHICAGO, AND JOURNALISM AND MEDIA, THE FOUNDATION CONVENES MEETINGS FOR ITS GRANTEES AND OTHERS IN THE FIELD TO SHARE KNOWLEDGE AND RESEARCH ON WHAT IT AND ITS GRANTEES HAVE LEARNED.THROUGH ITS MACARTHUR ADVISORY SERVICES INITIATIVE, THE FOUNDATION PROVIDES COUNSEL AND ADVICE, FREE OF CHARGE, TO OTHER DONORS REGARDING A WIDE VARIETY OF ISSUES TO HELP THESE DONORS BE MORE EFFECTIVE IN ACCOMPLISHING THEIR CHARITABLE PURPOSES. MACARTHUR STAFF ALSO SERVE ON THE BOARDS, ADVISORY COMMITTEES AND TASK FORCES OF A HOST OF CHARITABLE ORGANIZATIONS TO FURTHER CHARITABLE PURPOSES. REPRESENTATIVE ORGANIZATIONS INCLUDE: FOUNDATION FINANCIAL OFFICERS GROUP, THE TECHNICAL ASSISTANCE GROUP, AND LIMITED NUMBER OF GRANTEES SUCH AS ASIAN AMERICANS IN PHILANTHROPY, HISPANICS IN PHILANTHROPY, COMMUNICATIONS NETWORK, AND CHICAGO AFRICAN AMERICANS IN PHILANTHROPY.IN ADDITION, BASED ON ITS EXPERIENCE AND LEARNINGS ARISING FROM ITS 100&CHANGE INITIATIVE, THE FOUNDATION HELPED CREATE AND LAUNCH A SEPARATE 501(C)(3) ORGANIZATION CALLED LEVER FOR CHANGE. LEVER SERVES AS A TWO-SIDED PLATFORM THAT HELPS CONNECT DONORS TO HIGH-IMPACT PHILANTHROPIC OPPORTUNITIES THROUGH CUSTOMIZED, SPONSORED CHARITABLE AWARD PROCESSES. DONORS SPONSOR CHARITABLE AWARDS AND RECEIVE CUSTOMIZED SUPPORT, RANGING FROM COMPETITION DESIGN TO SOURCING, VETTING, AND DUE DILIGENCE, AS WELL AS POST-AWARD GRANT MANAGEMENT. BEYOND SERVING AS A PLATFORM FOR DONORS TO IDENTIFY IMPACTFUL PHILANTHROPIC OPPORTUNITIES, LEVER FOR CHANGE SERVES AS A LABORATORY FOR DEVELOPING LOW-COST APPROACHES TO CAPACITY ENABLING BY TESTING NEW METHODS WITH A LARGE POOL OF APPLICANTS. IN ACCORDANCE WITH A SERVICES AGREEMENT BETWEEN LEVER FOR CHANGE AND THE FOUNDATION, STAFF OF MACARTHUR PROVIDE VARIOUS SERVICES TO LEVER FOR CHANGE. THE FOUNDATION IS THE SOLE MEMBER OF LEVER FOR CHANGE.FOUNDATION STAFF ALSO REGULARLY SPEAK AT CONFERENCES AND PUBLISH PAPERS ON A WIDE RANGE OF ISSUES IMPORTANT TO THE FIELD OF PHILANTHROPY AND TO SHARE THEIR KNOWLEDGE IN AREAS OF IMPACT INVESTING, LEGAL ISSUES, CRIMINAL JUSTICE, AND MANY OF THE OTHER AREAS IN WHICH THE FOUNDATION WORKS.THE FOUNDATION ALSO MAKES AVAILABLE ITS CONFERENCE FACILITIES AT 140 S. DEARBORN FOR USE BY OTHER NOT-FOR-PROFIT ORGANIZATIONS FOR MEETINGS, SEMINARS AND OTHER ACTIVITIES THAT FURTHER THEIR CHARITABLE PURPOSES.IN DETERMINING THE COST OF THE CUMULATIVE DIRECT CHARITABLE ACTIVITIES AS DESCRIBED ABOVE, THE FOUNDATION HAS REASONABLY ALLOCATED A PERCENTAGE OF ITS DIRECT PROGRAM EXPENSES. THE AMOUNTS RECEIVED FROM LEVER FOR CHANGE PURSUANT TO THE MANAGEMENT SERVICES AGREEMENT ARE REPORTED ON PART I, LINE 11. THE COSTS OF THESE ACTIVITIES CONSTITUTE CHARITABLE NON-GRANT EXPENDITURES RELATED TO THE FOUNDATION'S EXEMPT PURPOSE AND ARE REPORTED IN PART I. GRANTS AND CONTRIBUTIONS FORM 990-PF, PART XV, SUPPLEMENTARY INFORMATION IN LIGHT OF INCREASED CONCERNS REGARDING PRIVACY RIGHTS AND THE PROTECTION OF PERSONALLY IDENTIFIABLE INFORMATION THAT THE FOUNDATION MAY HAVE IN ITS POSSESSION, THE FOUNDATION DOES NOT LIST PERSONAL ADDRESSES FOR THE RECIPIENTS OF ITS MACARTHUR FELLOWS AWARDS OR OTHER INDIVIDUAL GRANTS. THE FOUNDATION INSTEAD USES ITS BUSINESS ADDRESS FOR THE LISTING OF THE RECIPIENT ADDRESS.THE FOUNDATION MAINTAINS THE PERSONAL ADDRESSES OF ALL RECIPIENTS OF INDIVIDUAL GRANTS AND WILL MAKE THE INFORMATION AVAILABLE TO THE IRS OR OTHER REGULATORY AGENCIES UPON REQUEST. ATRIUM IX 0% DUE 02-28-2047 344432 344432 MADISON PK FDG XII FLTG RT 0% DUE 07-20-2026 242957 242957 PVPTL THL CR WIND RIV 2017-3 CLO LTD SER 17-3A CL E VAR 10-15-2030 993957 993957 PVTPL ALLEGRO CLO VIII LTD SER 18-2A CLSE FLTG 07-15-2031 558568 558568 PVTPL ANCHORAGE CAP CLO 11 LTD SER 19-11A CLS E VAR RT 07-22-2032 1293049 1293049 PVTPL ATLAS SR SECD LN FD VIII LTD SR SECD 17-8A CL E FLTG RT 01-16-2030 959859 959859 PVTPL ATRIUM CDO CORP SR 14A CL E FLTG 08-23-2030 660069 660069 PVTPL BAIN CAP CR CLO 2019-4 LTD SR SECD NT CL E FLTG 01-23-2033 503415 503415 PVTPL BAIN CAP CR CLO SR 19-2A CL E FLTG 10-17-2032 857283 857283 PVTPL BLUEMOUNTAIN CLO SER 19-24A CL E FLTG 04-20-2031 703380 703380 PVTPL BLUEMOUNTAIN FUJI US CLO II LTD SRSECD CL D 3C7 FLTG 10-20-2030 BEO 814310 814310 PVTPL CARLYLE US CLO 2017-3 LTD JR SECD DEFRBL 08-02-2017 VAR RT 07-20-2029 472095 472095 PVTPL CARLYLE US CLO 2017-4 LTD VAR RT DUE 01-15-2030 BEO 949685 949685 PVTPL CIFC FDG SER 18-2A CL D FLTG 04-20-2031 959365 959365 PVTPL CIFC FUNDING LTD SER 15-4A CL DR FLTG 10-20-2027 518286 518286 PVTPL CIFC FUNDING LTD SER 18-1A CL SUB VAR RT 04-18-2031 540668 540668 PVTPL DDRYDEN SENIOR CL E FLTG RATE 07-15-2030 1076537 1076537 PVTPL DRYDEN LN FD SR 13-28A CL B2LR VAR RT 8-15-30 986651 986651 PVTPL HILLMARK FDG LTD SUB NT 3C7 0 DUE 05-21-2021 BEO 1819 1819 PVTPL HPS LN MGMT 15-2019 LTD SWE 15A-19CLS E VAR RT 07-22-2032 753738 753738 PVTPL KKR CLO LTD SR 18 CL E FLTG DUE 07-18-2030 BEO 1235749 1235749 PVTPL LCM 30 LTD FLTG RT SER 30A CL E 04-20-2031 BEO 711260 711260 PVTPL LCM XIII LTD INC NT 3C7 FLT VAR RT DUE 01-19-2023 BEO 299208 299208 PVTPL MADISON PK FDG XXVI LTD SR 17-26A CL F-R FLTG RT 07-29-2030 795684 795684 PVTPL MAGNETITE XV LTD SER-15-15A CL-ER FLTG 07-25-2031 BEO 692063 692063 PVTPL NEUBERGER BERMAN LN ADVISERS CLO 25 LTD 3C7 VAR RT DUE 10-18-2029 BEO 954329 954329 PVTPL NEUBERGER BERMAN LN ADVISERS CLO 32 LTD SR SECD NT CL E 144A VAR RT 1495141 1495141 PVTPL NEWARK BSL CLO 2 LTD NT CL D VAR RT DUE 07-25-2030 981475 981475 PVTPL OCP CLO LTD SR SR 17-13A CL D FLTG RT 07-15-2030 1508587 1508587 PVTPL OHA CR PARTNERS LTD SER 12-7A CLS ER FLTG RT 11-20-2027 1194482 1194482 PVTPL OHA CR PARTNERS X LTD SUB NT 144A 3C7 VAR RT DUE 12-12-2030 BEO 368004 368004 PVTPL OHA CR PARTNERS XIII LTD JR SECD SER 16-13A CL E 144A FLTG 01-21-2030 645352 645352 PVTPL OHA CR PARTNERS XIII LTD SUB NT 144A 3C7 VAR RT DUE 01-21-2030 BEO 146187 146187 PVTPL OHA CR PARTNERS XIV LTD SUB NT 144A 3C7 VAR RT DUE 01-21-2030 BEO 914365 914365 PVTPL REGATTA X FDG LTD SER 17-3A CL E FLTG RATE DUE 01-17-2031 471093 471093 PVTPL SOUND PT CLO LTD SER 17-4A CL D FLTG RT 01-20-2031 909379 909379 PVTPL SOUND PT CLO XVI LTD SECD DEFERRABLE NT JR CL E FLTG 07-25-2030 896500 896500 PVTPL STEELE CREEK CLO SER 2018-1A CL E FLTG 04-15-2031 BEO 862844 862844 PVTPL TCI-FLATIRON CLO LTD SER 17-1A CL E 11-17-2030 735347 735347 PVTPL TCI-SYMPHONY CLO SER 17-1A CL E FLTG RT DUE 07-15-2030 1246171 1246171 PVTPL VOYA CLO 2019-4 LTD SER 19-4A CLS E VAR RT DUE 01-15-2033 BEO 704770 704770 PVTPLMADISON PK FDG XVIII LTD SER 2015-18A CL E-R FLTG 10-21-2030 497248 497248 VALE S.A. VAR DEB PERP BRL0.01 '6' 12864 12864 WELLFLEET CLO 2018-1 LTD JR SECD DEFERRABLE NT CL E 144A 07-17-2031 BEO 548039 548039 ADR NOAH HLDGS LTD SPONSORED ADS 172570 172570 AQR ABSOLUTE RETURN OFFSHORE FUND 34773748 34773748 AQR STYLE PREMIA FUND, L.P. 27919236 27919236 ASHOKA OFFSHORE FUND 90438 90438 BIL LTD 69119918 69119918 BLACKSTONE DISTRESSED SECURITIES OFFSHORE FUND LTD. 27284 27284 BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. 32176251 32176251 BRIDGEWATER PURE ALPHA FUND II, LTD. 206108540 206108540 CAPEVIEW STRATEGIC FUND 51800138 51800138 CAPSTONE VOL. OFFSHORE, LTD. 68652485 68652485 CHAPELGATE CREDIT OPPORTUNITY FUND LIMITED 67138426 67138426 CITADEL KENSINGTON GLOBAL STRAT FUND LTD. 99209769 99209769 CLEARANCE RE EQUITY FUND 48523925 48523925 CROWDSTRIKE HLDGS INC CL A CL A 1272383 1272383 DATADOG INC COM USD0.00001 CL A 456722 456722 DROPBOX INC CL A CL A 510417 510417 ELASTIC N V COM USD0.01 2150514 2150514 ELEMENT CAPITAL FEEDER FUND LIMITED 90691397 90691397 ENCOMPASS CAPITAL FUND OFFSHORE LTD. 65273338 65273338 EPL1 UNIT TRUST 61822805 61822805 EVENTBRITE INC COM CL A 47581 47581 FIELD STREET OFFSHORE FUND, LTD. 63159422 63159422 GAOLING FEEDER, LTD. 128092540 128092540 GOLDENTREE CREDIT OPPORTUNITIES, LTD. 38765339 38765339 GOLDENTREE OFFSHORE FUND II, LTD. 345617 345617 GRATICULE ASIA MACRO FUND LTD. 27930992 27930992 GUARDANT HEALTH INC COM 1967800 1967800 HOLOCENE ADVISORS OFFSHORE FUND LTD. 74113619 74113619 HUTENSKY CAPITAL REIT I, LP 964688 964688 INFINITY Q VOLATILITY ALPHA FUND, LTD. 35610185 35610185 KINTBURY EQUITY FUND 26019925 26019925 KUVARI FOCUS FUND LIMITED 60800935 60800935 LIBERTY HARBOR NATURAL RESOURCES FUND OFFSHORE, L.P. 33400 33400 LSV U.S. LARGE CAP LONG / SHORT FUND, LP 36972150 36972150 MEITUAN DIANPING 665903 665903 MF INVESTMENT APPRECIATION, LTD. 49956750 49956750 MILLENNIUM INTERNATIONAL, LTD. 218835607 218835607 MONGODB INC CL A CL A 988786 988786 NAPIER PARK EUROPEAN CREDIT GLOBAL FEEDER LTD 33604501 33604501 NATERA INC COM 398519 398519 OI SA PRF NPV 28 28 OKTA INC CL A CL A 1594760 1594760 ORCHARD LANDMARK LIMITED 41517105 41517105 OZ OVERSEAS FUND, LTD. 74568 74568 PAGERDUTY INC COM 109559 109559 PINTEREST INC CL A CL A 1176314 1176314 PVTPL ALM XVI LTD PFD 144A 430249 430249 RADCLIFFE BDC DEBT FUND 42448291 42448291 RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND 96799688 96799688 REDFIN CORP COM 953118 953118 SAND GROVE OPPORTUNITIES FUND LTD. 79998750 79998750 SANDSTONE CAPITAL INDIA OFFSHORE FUND LIMITED 274303 274303 SCHF USTE, L.P. 193915157 193915157 SCHONFELD FUNDAMENTAL EQUITY OFFSHORE FUND LTD. 82978025 82978025 SCHONFELD STRATEGIC PARTNERS EQUITY OFFSHORE FUND LTD. 20000000 20000000 SECURE PROPERTY DEVELOPMENT & INVESTMENTLTD (AISI) 61031 61031 SELWOOD AM CREDIT FUND LIMITED 74991803 74991803 SGAM/4D GLOBAL ENERGY DEVELOP. CAPITAL FD II PLC 2094129 2094129 SKI TIME SQUARE LIMITED 51587847 51587847 SLACK TECHNOLOGIES INC CL A COM CL A COM 331827 331827 SPOTIFY TECHNOLOGY S A COM EUR0.025 537483 537483 SQUARE INC CL A CL A 110606 110606 THE CHILDREN'S INVESTMENT FUND 100464632 100464632 THS KINGSWAY- FRONTIER 807024 807024 TOPWATER PARTNERS FUND 64279410 64279410 TOR ASIA CREDIT FUND 48453750 48453750 TWILIO INC CL A CL A 2833707 2833707 TWIN TREE CAPITAL OFFSHORE PARTNERS, L.P. 51868205 51868205 TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN FUND, LTD. 100636687 100636687 TWO SIGMA RISK PREMIUM ENHANCED, LTD. 57134479 57134479 TWO SIGMA SPECTRUM CAYMAN FUND, LTD. 84265673 84265673 VARADERO INTERNATIONAL, LTD. 31553627 31553627 VIOMI TECHNOLOGY CO LTD SPON ADS EACH REPR 3 ORD SHS 40538 40538 VR GLOBAL OFFSHORE FUND LTD. 47473123 47473123 WATERFRONT CP OFFSHORE 62267427 62267427 WINTON FUTURES FUND LTD. 67198332 67198332 ZOOM VIDEO COMMUNICATIONS INC CL A CL A 1258060 1258060 ZP OFFSHORE ENERGY FUND LTD. 31264055 31264055 ZP OFFSHORE UTILITY FUND LTD. 32851608 32851608 ZUORA INC CL A COM CL A COM 495374 495374 BUILDING 998232 478755 519477 519477 IMPROVEMENTS 3286651 1295581 1991070 1991070 FURNITURE, FIXTURES & EQUIPMENT 462486 240179 222307 222307 COMPUTER SOFTWARE 23891 11946 11945 11945 COMPUTER EQUIPMENT 155710 67557 88153 88153 22C CAPITAL I, L.P. FMV 3075726 3075726 83NORTH FXV LIMITED PARTNERSHIP FMV 1580752 1580752 83NORTH III LIMITED PARTNERSHIP FMV 13599545 13599545 83NORTH III OPPORTUNITY LIMITED PARTNERSHIP FMV 2340900 2340900 83NORTH IV LIMITED PARTNERSHIP FMV 6269555 6269555 ABRIS CEE MID-MARKET FUND, L.P. FMV 935632 935632 ACADIAN ALL COUNTRY WORLD EX US LONG-SHORT FUND FMV 38325758 38325758 ADELIS EQUITY PARTNERS FUND II, AB FMV 5878264 5878264 ADVENT LATIN AMERICAN PRIVATE EQUITY FUND IV-F, LP FMV 1986843 1986843 AETOS CAPITAL ASIA T.E. II, LTD. FMV 912616 912616 AG EUROPE REALTY HOLDINGS, L.P. FMV 12028929 12028929 AG REALTY FUND IX, L.P. FMV 15066662 15066662 AG REALTY FUND VI, L.P. FMV 192983 192983 AG REALTY FUND VII (TE), L.P. FMV 610163 610163 AG REALTY FUND VIII, L.P. FMV 1394314 1394314 AMERICAN INDUSTRIAL PARTNERS CAPITAL FUND II, LP FMV 71496 71496 APAX EUROPE VI - A, L.P. FMV 2204342 2204342 ARC ENERGY FUND 5 UNITED STATES L.P. FMV 4066978 4066978 ARC ENERGY FUND 7 UNITED STATES L.P. FMV 10272101 10272101 ARC ENERGY FUND 8 FMV 10265461 10265461 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 2 L.P. FMV 1469306 1469306 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 3 L.P. FMV 560970 560970 ASHMORE GLOBAL SPECIAL SITUATIONS FUND 4 L.P. FMV 140649 140649 ASREF (AMERICAN SOUTH REAL ESTATE FUND) FMV 1698946 1698946 AUDAX PRIVATE EQUITY FUND II, L.P. FMV 115966 115966 AUDAX PRIVATE EQUITY FUND III, L.P. FMV 1074275 1074275 AUDAX PRIVATE EQUITY FUND IV, L.P. FMV 3524383 3524383 AUDAX PRIVATE EQUITY FUND VI-A, L.P. FMV 1545797 1545797 AUDAX PRIVATE EQUITY V, L.P. FMV 10469883 10469883 AUGUST CAPITAL III, L.P. FMV 719525 719525 AUGUST CAPITAL IV, L.P. FMV 1583524 1583524 BALMORAL SPECIAL SITUATIONS FUND II L.P. FMV 2840273 2840273 BALMORAL SPECIAL SITUATIONS FUND III L.P. FMV 5497640 5497640 BARING VOSTOK PRIVATE EQUITY FUND IV FMV 5529277 5529277 BARING VOSTOK PRIVATE EQUITY FUND V FMV 12902622 12902622 BERTRAM GROWTH CAPITAL I, L.P. FMV 2314157 2314157 BERTRAM GROWTH CAPITAL II, L.P. FMV 631459 631459 BESSEMER VENTURE PARTNERS VII INSTITUTIONAL L.P. FMV 13389768 13389768 BESSEMER VENTURE PARTNERS VIII INSTITUTIONAL L.P. FMV 11206489 11206489 BLACKROCK MULTI-ALTERNATIVE OPPORTUNITIES FUND (B), L.P. FMV 7390820 7390820 BLUE WATER ENERGY FUND II, L.P. FMV 5103358 5103358 BLUE WATERENERGY FUND I-A, L.P. FMV 17732085 17732085 BPG - BERWIND PROPERTY GROUP INVESTMENT PTN V, LP FMV 859 859 BPG - BERWIND PROPERTY GROUP INVESTMENT PTN VI, LP FMV 788000 788000 BRICKMAN REAL ESTATE FUND I, L.P. FMV 49200 49200 BRICKMAN REAL ESTATE FUND III, L.P. FMV 25298 25298 BRIDGEPOINT EUROPE II "G", L.P. FMV 16321 16321 BRUCKMANN, ROSSER, SHERRILL & CO. II, LP FMV 1502407 1502407 CAMCOR ENERGY FUND VI-C LP FMV 257965 257965 CAMCOR ENERGY FUND VII-B LP FMV 3856838 3856838 CATALYST FUND LIMITED PARTNERSHIP II FMV 41680331 41680331 CATALYST FUND LIMITED PARTNERSHIP II PARALLEL FMV 6723777 6723777 CATALYST FUND LIMITED PARTNERSHIP III FMV 3133594 3133594 CATALYST FUND LIMITED PARTNERSHIP IV FMV 2722806 2722806 CATALYST FUND LIMITED PARTNERSHIP V FMV 7570195 7570195 CB HEALTHCARE FUND II, LP FMV 62239 62239 CDH CHINA FUND III FEEDER, L.P. FMV 658350 658350 CDH SUPPLEMENTARY FUND III FEEDER, L.P. FMV 19518 19518 CDH VENTURE PARTNERS II, L.P. FMV 7825720 7825720 CDH VENTURE PARTNERS, L.P. FMV 1478099 1478099 CENTERBRIDGE CAPITAL PARTNERS III, L.P. FMV 11758010 11758010 CENTERBRIDGE CAPITAL PARTNERS, L.P. FMV 2642774 2642774 CENTERBRIDGE CREDIT PARTNERS TE, L.P. FMV 4555590 4555590 CHANNEL MEDICAL PARTNERS, LP FMV 573035 573035 CHEYNE EUROPEAN STRATEGIC VALUE CREDIT FUND SCS SICAV-SIF FMV 8421535 8421535 CHICAGO GROWTH PARTNERS II, LP FMV 519867 519867 CHICAGO GROWTH PARTNERS, LP FMV 365073 365073 CHINA CAR PARKS INVESTMENT FUND FMV 11476617 11476617 CHRYSCAPITAL MANAGEMENT COMPANY VI, LLC FMV 4903174 4903174 CIC MEZZANINE INVESTORS, L.L.C. FMV 304781 304781 CLOUD APPS CAPITAL PARTNERS II, L.P. FMV 2542853 2542853 CLOUD APPS CAPITAL PARTNERS, L.P. FMV 5595853 5595853 COMMONFUND CAPITAL INTERNATIONAL PTNS IV, LP FMV 340341 340341 COMMONFUND CAPITAL INTERNATIONAL PTNS V, LP FMV 1241840 1241840 COMMONFUND CAPITAL INTERNATIONAL PTNS VI, LP FMV 2245281 2245281 COMMONFUND CAPITAL NEW LEADERS II, LP FMV 381626 381626 CRIMSON ASIA CAPITAL LTD, L.P. FMV 323465 323465 CROSSCUT 4, L.P. FMV 5306472 5306472 DELPHI VENTURES VI, L.P. FMV 881863 881863 DELPHI VENTURES VII, L.P. FMV 451957 451957 DELPHI VENTURES VIII, L.P. FMV 7782863 7782863 DL3 REALTY ADVISORS, LLC FMV 2000000 2000000 ECLIPSE FUND III, L.P. FMV 2680038 2680038 EMERGENCE CAPITAL PARTNERS V, L.P. FMV 1484823 1484823 ENCAP ENERGY CAPITAL FUND IX, L.P. FMV 7709223 7709223 ENCAP ENERGY CAPITAL FUND V, L.P. FMV 207251 207251 ENCAP ENERGY CAPITAL FUND VI, L.P. FMV 395831 395831 ENCAP ENERGY CAPITAL FUND VII-B, L.P. FMV 2311002 2311002 ENCAP ENERGY CAPITAL FUND VIII CO-INVESTORS B, L.P FMV 1449108 1449108 ENCAP ENERGY CAPITAL FUND VIII-B, L.P. FMV 3213447 3213447 ENCAP ENERGY CAPITAL FUND X, L.P. FMV 17746670 17746670 ENCAP ENERGY CAPITAL FUND XI, L.P. FMV 4704012 4704012 ENCAP FLATROCK MIDSTREAM FUND II, L.P. FMV 1735361 1735361 ENCAP FLATROCK MIDSTREAM FUND III, L.P. FMV 12589999 12589999 ENCAP FLATROCK MIDSTREAM FUND IV, L.P. FMV 5661639 5661639 ENCOURAGE SOLAR FINANCE FMV 2908177 2908177 ENDLESS FUND IV, L.P. FMV 10469859 10469859 ENDOWMENT VENTURE PARTNERS V, LP FMV 448672 448672 ENERGY & MINERALS GROUP FUND II, L.P. FMV 13541464 13541464 ENERVEST ENERGY INSTITUTIONAL FUND IX & NPI, L.P. FMV 1110240 1110240 ENERVEST ENERGY INSTITUTIONAL FUND X-B, L.P. FMV 37619 37619 ENERVEST ENERGY INSTITUTIONAL FUND XI-B, L.P. FMV 207968 207968 ENR PARTNERS II LP FMV 7342107 7342107 ENR PARTNERS LP FMV 13262211 13262211 EXCEL MEDICAL FUND, L.P. FMV 489467 489467 FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. FMV 3772852 3772852 FCP REALTY FUND IV, L.P. FMV 3180861 3180861 FELIX CAPITAL FUND II LP FMV 6263497 6263497 FIRST RESERVE FUND XI, L.P. FMV 1248867 1248867 FIVE MILE CAPITAL PARTNERS II LP FMV 449519 449519 FIVE MILE CAPITAL STRUCTURED INCOME FUND LP FMV 2620855 2620855 FLEXPOINT FUND II, L.P. FMV 3631869 3631869 FLEXPOINT FUND III, L.P. FMV 8137955 8137955 FLEXPOINT SPECIAL ASSET FUND, L.P. FMV 1601970 1601970 FORTRESS CREDIT OPPORTUNITIES FUND (B), L.P. FMV 4234367 4234367 FORTRESS CREDIT OPPORTUNITIES FUND II (B), L.P. FMV 1479949 1479949 FORTRESS CREDIT OPPORTUNITIES FUND III (B), L.P. FMV 6613004 6613004 FORTRESS CREDIT OPPORTUNITIES FUND IV (B), L.P. FMV 20353162 20353162 FOUNDATION CAPITAL III, L.P. FMV 15882 15882 FOUNDATION CAPITAL IV, L.P. FMV 412620 412620 FOUNDATION CAPITAL LEADERSHIP FUND, L.P. FMV 16704 16704 FOUNDATION CAPITAL V, L.P. FMV 7148035 7148035 FOUNDATION CAPITAL VI, L.P. FMV 1871083 1871083 FPA APARTMENT OPPORTUNITY FUND VII-A, L.P. FMV 773796 773796 FRAZIER HEALTHCARE IV, L.P. FMV 188331 188331 FRAZIER HEALTHCARE V, L.P. FMV 1649846 1649846 FRAZIER HEALTHCARE VI, L.P. FMV 2051859 2051859 FRAZIER LIFE SCIENCES IX, L.P. FMV 12630600 12630600 FRAZIER LIFE SCIENCES VIII, L.P. FMV 7889979 7889979 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS II, L.P. FMV 1405019 1405019 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS III, L.P. FMV 7857643 7857643 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS IV, L.P. FMV 13098336 13098336 FRIEDMAN, FLEISCHER & LOWE CAPITAL PARTNERS, L.P. FMV 38325 38325 GABRIEL VENTURE PARTNERS II, LP FMV 264889 264889 GGV CAPITAL VI PLUS, L.P. FMV 1390717 1390717 GGV CAPITAL VI, L.P. FMV 7277088 7277088 GGV CAPITAL VII PLUS L.P. FMV 520602 520602 GGV CAPITAL VII, L.P. FMV 2105073 2105073 GGV DISCOVERY I, L.P. FMV 6060680 6060680 GGV DISCOVERY II, L.P. FMV 1651706 1651706 GKC CREDIT OPPORTUNTITIES FUND LP FMV 3885882 3885882 GLENDON GOF II FEEDER A, L.P. FMV 2621903 2621903 GLOBAL EMERGING MARKETS FORESTRY PARTNERS, L.P. FMV 91032 91032 GOF FEEDER A, LP FMV 21160540 21160540 GOLDEN GATE CAPITAL INVESTMENT ANNEX FUND II, L.P. FMV 68412 68412 GOLDEN GATE CAPITAL INVESTMENT FUND II A, L.P. FMV 35933 35933 GOLDEN GATE CAPITAL INVESTMENT FUND II, L.P. FMV 358004 358004 GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. FMV 43556929 43556929 GOLDENTREE DISTRESSED DEBT FUND (CAYMAN) LP FMV 7921845 7921845 GOLDENTREE DISTRESSED FUND 2014 (CAYMAN) LP FMV 11742898 11742898 GREENFIELD ACQUISITION PARTNERS II, LP FMV 11701 11701 GREYLOCK ISRAEL II LIMITED PARTNERSHIP FMV 3944317 3944317 GREYLOCK ISRAEL LIMITED PARTNERSHIP FMV 8057170 8057170 GREYLOCK XI LIMITED PARTNERSHIP FMV 1018509 1018509 GREYLOCK XII LIMITED PARTNERSHIP FMV 7063657 7063657 GREYLOCK XIII LIMITED PARTNERSHIP FMV 13824233 13824233 GREYLOCK XIV LIMITED PARTNERSHIP FMV 16420129 16420129 GREYLOCK XV LIMITED PARTNERSHIP FMV 7375167 7375167 GTCR FUND IX / A, L.P. FMV 42030 42030 GTCR FUND VIII, L.P. FMV 93586 93586 GTCR FUND XI, L.P. FMV 10343489 10343489 GTCR FUND XII/B, L.P. FMV 4891380 4891380 GTIS BRAZIL FUND II (CAYMAN), LP FMV 2829979 2829979 H.I.G. BRAZIL & LATIN AMERICA PARTNERS, L.P. FMV 4466556 4466556 HARBOURVEST INTERNATIONAL PE PTNS III - PTN FD, LP FMV 39969 39969 HELLMAN & FRIEDMAN CAPITAL PTNS VI, L.P. FMV 766600 766600 HEMISFERIO SUL INVESTIMENTOS FUND IV, L.P. FMV 1225885 1225885 HILLHOUSE FUND II, L.P. FMV 14786850 14786850 HILLHOUSE FUND III FEEDER, L.P. FMV 10597896 10597896 HILLHOUSE FUND IV FEEDER, L.P. FMV 3936421 3936421 HOUSATONIC EQUITY INVESTORS IV, L.P. FMV 2770621 2770621 HOUSATONIC EQUITY INVESTORS V, L.P. FMV 4358790 4358790 HSI HIGH YIELD CREDIT I, L.P. FMV 138448 138448 HSI SPECIAL OPPORTUNITIES II, L.P. FMV 991960 991960 ICE_CDX MSNYUS33 12/20/2024 BUY CDX.EM.32 991201351 FMV 3992916 3992916 ICE_CDX MSNYUS33 12/20/2024 SELL CDX.NA.HY.33 991204033 FMV 37839156 37839156 ICE_CDX MSNYUS33 12/20/2024 SELL CDX.NA.IG.33 991201898 FMV 6303744 6303744 INDEX VENTURES GROWTH I (JERSEY), L.P. FMV 25657456 25657456 INDEX VENTURES GROWTH II (JERSEY), L.P. FMV 2671592 2671592 INDEX VENTURES GROWTH III, L.P. FMV 11544100 11544100 INDEX VENTURES GROWTH IV (JERSEY), L.P. FMV 3385759 3385759 INDEX VENTURES III (DELAWARE), L.P. FMV 3692260 3692260 INDEX VENTURES IV (JERSEY), L.P. FMV 1557265 1557265 INDEX VENTURES IX (JERSEY), L.P. FMV 4083401 4083401 INDEX VENTURES V (JERSEY), L.P. FMV 1024104 1024104 INDEX VENTURES VII (JERSEY), L.P. FMV 8225724 8225724 INDEX VENTURES VIII, L.P. FMV 6815425 6815425 INDUSTRIAL GROWTH PARTNERS IV, L.P. FMV 3186402 3186402 INDUSTRIAL GROWTH PARTNERS V, L.P. FMV 7687186 7687186 INFLEXION BUYOUT FUND IV, L.P. FMV 7979985 7979985 INFLEXION BUYOUT FUND V, L.P. FMV 1577246 1577246 INFLEXION ENTERPRISE FUND IV, L.P. FMV 4516682 4516682 INFLEXION ENTERPRISE FUND V, L.P. FMV 31626 31626 INFLEXION PARTNERSHIP CAPITAL FUND I, L.P. FMV 4408273 4408273 INFLEXION PARTNERSHIP CAPITAL FUND II, L.P. FMV 672704 672704 INFLEXION SUPPLEMENTAL FUND IV, L.P. FMV 4921683 4921683 INFLEXION SUPPLEMENTAL FUND V (NO.1) LIMITED PARTNERSHIP FMV 153764 153764 INSIGHT VENTURE PARTNERS VI, L.P. FMV 275837 275837 ISHARES DJ US REAL ESTATE INDX PUT OPTION W/STK $55.00 PER SH 17-JAN-2020 FMV 19425 19425 JENSEN RUSSIAN REAL ESTATE FUND II, L.P. FMV 831180 831180 KEROGEN ENERGY FUND B, L.P. FMV 7294124 7294124 KEROGEN ENERGY FUND C, L.P. FMV 331030 331030 KEROGEN ENERGY FUND II B, L.P. FMV 16499562 16499562 KPCB CHINA FUND, L.P. FMV 3113952 3113952 LASALLE ASIA OPPORTUNITY INVESTORS II L.P. FMV 283753 283753 LUBERT ADLER REAL ESTATE FUND III, L.P. FMV 7460 7460 MADISON DEARBORN CAPITAL PTNS IV, L.P. FMV 419173 419173 MADISON DEARBORN CAPITAL PTNS V-A, L.P. FMV 222796 222796 MALACHITE CAPITAL PARTNERS LP FMV 65613222 65613222 MAP 2003, L.P. FMV 7978966 7978966 MAP 2004, L.P. FMV 7143965 7143965 MAP 2012, L.P. FMV 7079245 7079245 MAP 2015, L.P. FMV 13170515 13170515 MARLIN EQUITY II, L.P. FMV 4072118 4072118 MARLIN EQUITY IV, L.P. FMV 3827384 3827384 MARLIN EQUITY V, L.P. FMV 5239686 5239686 MARLIN EQUITY, L.P. FMV 1500235 1500235 MARLIN EUROPE HERITAGE FUND, L.P. FMV 7507216 7507216 MARLIN HERITAGE II, L.P. FMV 4145628 4145628 MARLIN HERITAGE, L.P. FMV 4897160 4897160 MARQUETTE BUILDING FMV 32295148 32295148 MATRIX CHINA IV, L.P. FMV 6010307 6010307 MATRIX PARTNERS CHINA V, L.P. FMV 3994591 3994591 MATRIX PARTNERS INDIA III, LLC FMV 1189398 1189398 MATRIX PARTNERS IX, L.P. FMV 8351155 8351155 MATRIX PARTNERS VII, L.P. FMV 174170 174170 MATRIX PARTNERS VIII, L.P. FMV 1358040 1358040 MATRIX PARTNERS X, L.P. FMV 7822840 7822840 MATRIX PARTNERS XI, L.P. FMV 1524881 1524881 MAVERON EQUITY PARTNERS III, L.P. FMV 1760561 1760561 MAVERON EQUITY PARTNERS IV, L.P. FMV 2805882 2805882 MAVERON EQUITY PARTNERS V, L.P. FMV 11568446 11568446 MAVERON EQUITY PARTNERS VI, L.P. FMV 6578942 6578942 MAVERON EQUITY PARTNERS VII, L.P. FMV 530500 530500 MCP PRIVATE CAPITAL FUND III SCSP FMV 12858900 12858900 MDH FUND I, LP FMV 6010874 6010874 MERCED PARTNERS IV, L.P. FMV 11744884 11744884 MERIT ENERGY PARTNERS - D II, LLP FMV 607600 607600 MHR INSTITUTIONAL PARTNERS II - A, L.P. FMV 15300998 15300998 MHR INSTITUTIONAL PARTNERS III, L.P. FMV 9176422 9176422 MHRM, L.P. FMV 8324756 8324756 MITHRIL II, L.P. FMV 2244994 2244994 MOHR DAVIDOW VENTURES VI, LP FMV 1588451 1588451 MOHR DAVIDOW VENTURES VII, LP FMV 662849 662849 MOHR DAVIDOW VENTURES VIII, LP FMV 1256133 1256133 MOSAIC VENTURES I LP FMV 5761965 5761965 MOSAIC VENTURES II, L.P. FMV 75797 75797 MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) II, L.P. FMV 2584423 2584423 NAPIER PARK EUROPE LOAN MANAGEMENT DESIGNATED ACTIVITY CO. SERIES II NOTES FMV 18952441 18952441 NAPIER PARK EUROPE LOAN MANAGEMENT DESIGNATED ACTIVITY CO. SERIES III NOTES FMV 1514287 1514287 NATURAL GAS PARTNERS IX, L.P. FMV 525701 525701 NEUBERGER BERMAN PRINCIPAL STRATEGIES FMV 64600844 64600844 NGP MIDSTREAM & RESOURCES, L.P. FMV 1661756 1661756 NGP NATURAL RESOURCES X, L.P. FMV 2211153 2211153 NGP NATURAL RESOURCES XI, L.P. FMV 12355682 12355682 NIAM NORDIC INVESTMENT FUND V, L.P. FMV 1477667 1477667 NIAM NORDIC INVESTMENT FUND VI, L.P. FMV 16681446 16681446 NIAM NORDIC VII KB FMV 137603 137603 NINETEEN77 CAPITAL SOLUTIONS FEEDER LP FMV 15707516 15707516 NORTHERN LIGHT PARTNERS V, L.P. FMV 5151693 5151693 NORTHERN LIGHT VENTURE FUND II, L.P. FMV 12980122 12980122 NORTHERN LIGHT VENTURE FUND III, L.P. FMV 6670410 6670410 NORTHERN LIGHT VENTURE FUND IV, L.P. FMV 9416602 9416602 NORTHERN LIGHT VENTURE FUND, L.P. FMV 7307493 7307493 NUMERIC EMERGING MARKETS ALPHA FUND LP FMV 54114638 54114638 OF III INVESTORS LIMITED PARTNERSHIP FMV 1218197 1218197 OHA EUROPEAN STRATEGIC CREDIT FUND (OFFSHORE), L.P FMV 1809888 1809888 OLD IRONSIDES ENERGY FUND III-A, L.P. FMV 3750699 3750699 ORION EUROPEAN REAL ESTATE FUND IV FMV 2771491 2771491 ORION FUND II INVESTORS, L.P. FMV 9624 9624 PAG ASIA SPECIAL SITUATIONS II FEEDER FUND L.P. FMV 11728727 11728727 PAG SPECIAL SITUATIONS III FEEDER FUND L.P. FMV 3390748 3390748 PARTHENON INVESTORS II, L.P. FMV 105401 105401 PARTHENON INVESTORS III, L.P. FMV 4942771 4942771 PARTHENON INVESTORS IV, L.P. FMV 6828585 6828585 PHOENIX ASIA REAL ESTATE INVESTMENTS V(A), L.P. FMV 8742628 8742628 POST CAPITAL EQUITY PARTNERS III, L.P. FMV 5269489 5269489 PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND III, LP FMV 2967315 2967315 PROQUEST INVESTMENTS III, L.P. FMV 1230461 1230461 PROQUEST INVESTMENTS IV, L.P. FMV 1380341 1380341 PROSPERITAS REAL ESTATE PARTNERS II, L.P. FMV 4946879 4946879 PROSPERITAS REAL ESTATE PARTNERS III, L.P. FMV 13143 13143 QUANTUM ENERGY PARTNERS VII CO-INVESTMENT FUND, LP FMV 516713 516713 QUANTUM ENERGY PARTNERS VII, LP FMV 6670911 6670911 REALTY ASSOCIATES FUND VIII CORPORATION, LP FMV 9229 9229 REALTY FINANCIAL PARTNERS V, LP FMV 22644 22644 RED FORT INDIA REAL ESTATE II, LLC FMV 1207758 1207758 RESOURCE CAPITAL FUND IV L.P. FMV 3754331 3754331 RESOURCE CAPITAL FUND V L.P. FMV 204034 204034 RESOURCE CAPITAL FUND VI L.P. FMV 10063405 10063405 RESOURCE LAND FUND III, LLC FMV 4541536 4541536 RIDGEWOOD ENERGY BLUEWATER OIL FUND II, LLC FMV 6142356 6142356 RIDGEWOOD ENERGY GULF OF MEXICO OIL & GAS FUND, L.P. FMV 11634735 11634735 RIDGEWOOD ENERGY OIL & GAS FUND II, L.P. FMV 9800472 9800472 RIDGEWOOD ENERGY OIL & GAS FUND III, L.P. FMV 8857013 8857013 ROCKWOOD CAPITAL REAL ESTATE PARTNERS FUND VI, LP FMV 81200 81200 SAIF PARTNERS III L.P. FMV 29454300 29454300 SB ASIA INVESTMENT FUND II L.P. FMV 4329527 4329527 SCHF CIF, L.P. 2018-A SERIES FMV 1803837 1803837 SCHF CIF, L.P. 2019-A SERIES FMV 3555330 3555330 SCHF CIF, L.P. CIF 2014-A FMV 4008345 4008345 SCHF CIF, L.P. CIF 2017-A SERIES FMV 8231232 8231232 SCHF CIF, LP 2016-A SERIES FMV 4576301 4576301 SCM DFW LAKES SIDECAR, LLC FMV 995339 995339 SDC DIGITAL INFRASTRUCTURE OPPORTUNITY FUND I, L.P. FMV 6472099 6472099 SEACREST ENERGY PARTNERS II LP FMV 4974775 4974775 SEQUOIA CAPITAL CHINA GROWTH 2010 FUND, L.P. FMV 2352760 2352760 SEQUOIA CAPITAL CHINA GROWTH FUND I, L.P. FMV 11704369 11704369 SEQUOIA CAPITAL CHINA GROWTH FUND III, L.P. FMV 29024246 29024246 SEQUOIA CAPITAL CHINA GROWTH IV FUND, L.P. FMV 18739502 18739502 SEQUOIA CAPITAL CHINA GROWTH V FUND, L.P. FMV 8494091 8494091 SEQUOIA CAPITAL CHINA I, L.P. FMV 11295904 11295904 SEQUOIA CAPITAL CHINA II, L.P. FMV 14451241 14451241 SEQUOIA CAPITAL CHINA SEED FUND I, L.P. FMV 423063 423063 SEQUOIA CAPITAL CHINA VENTURE 2010, L.P. FMV 2374764 2374764 SEQUOIA CAPITAL CHINA VENTURE FUND IV, L.P. FMV 3409804 3409804 SEQUOIA CAPITAL CHINA VENTURE FUND V, L.P. FMV 4799889 4799889 SEQUOIA CAPITAL CHINA VENTURE VI, L.P. FMV 4412389 4412389 SEQUOIA CAPITAL CHINA VENTURE VII, L.P. FMV 3256382 3256382 SEQUOIA CAPITAL GLOBAL GROWTH FUND III, L.P. FMV 2514359 2514359 SEQUOIA CAPITAL GLOBAL GROWTH FUND, L.P. FMV 8516715 8516715 SEQUOIA CAPITAL GLOBAL GROWTH II, L.P. FMV 22323960 22323960 SEQUOIA CAPITAL GROWTH FUND III, L.P. FMV 1866100 1866100 SEQUOIA CAPITAL HERITAGE FUND 2015 CO-INVESTMENT FUND FMV 5747189 5747189 SEQUOIA CAPITAL INDIA GROWTH FUND I, L.P. FMV 1908744 1908744 SEQUOIA CAPITAL INDIA GROWTH FUND II, L.P. FMV 8936937 8936937 SEQUOIA CAPITAL INDIA III, LTD. FMV 2938728 2938728 SEQUOIA CAPITAL INDIA IV, LTD. FMV 17039248 17039248 SEQUOIA CAPITAL INDIA SEED FUND I, LTD. FMV 444054 444054 SEQUOIA CAPITAL INDIA V, LTD. FMV 10454751 10454751 SEQUOIA CAPITAL INDIA VI LTD. FMV 5086908 5086908 SEQUOIA CAPITAL U.S. GROWTH FUND IV, L.P. FMV 14102423 14102423 SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. FMV 6774749 6774749 SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. FMV 9302388 9302388 SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. FMV 12535433 12535433 SEQUOIA CAPITAL U.S. GROWTH FUND VIII, L.P. FMV 6534112 6534112 SEQUOIA CAPITAL U.S. SCOUT SEED FUND III, L.P. FMV 652446 652446 SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. FMV 9102258 9102258 SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. FMV 16900113 16900113 SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. FMV 5323905 5323905 SEQUOIA CAPITAL U.S. VENTURE FUND XVI, L.P. FMV 1419956 1419956 SEQUOIA CAPITAL XII, L.P. FMV 20471830 20471830 SHORELINE CHINA VALUE II, L.P. FMV 11222051 11222051 SHORELINE CHINA VALUE III, L.P. FMV 6574482 6574482 SHORELINE III CO-INVESTMENT, L.P. FMV 1795024 1795024 SIERRA VENTURES IX, L.P. FMV 763740 763740 SIERRA VENTURES VIII -A, L.P. FMV 7724 7724 SIGNAL CREDIT OPPORTUNITIES FUND L.P. FMV 14561872 14561872 SIRIS PARTNERS IV, L.P. FMV 5368773 5368773 SK CAPITAL PARTNERS IV, L.P. FMV 11060224 11060224 SK CAPITAL PARTNERS V-A, L.P. FMV 4158214 4158214 SOVEREIGN CAPITAL I 'B' FMV 37146 37146 SOVEREIGN CAPITAL LIMITED PARTNERSHIP II FMV 10198 10198 SPECTRUM EQUITY VIII-A, L.P. FMV 9382696 9382696 SSC VI, L.P. FMV 1754697 1754697 STAR ASIA JAPAN SPECIAL SITUATIONS FUND IV, L.P. FMV 1591410 1591410 STAR ASIA JAPAN SPECIAL SITUATIONS III, L.P. FMV 1235748 1235748 TCI REAL ESTATE PARTNERS FUND II LP FMV 39482714 39482714 TCI REAL ESTATE PARTNERS FUND III LP FMV 9160874 9160874 TENNENBAUM OPPORTUNITIES FUND V, LLC FMV 1690772 1690772 TENNENBAUM SPECIAL VALUE OPPORTUNITIES FUND, LLC FMV 471107 471107 TENOR INTERNATIONAL & COMMERCIAL ARBITRATION OFFSHORE FUND II, L.P. FMV 4849683 4849683 THE ENERGY & MINERALS GROUP FUND III, LP FMV 9373352 9373352 THE FIFTH CINVEN FUND US (NO.5) LP FMV 2449706 2449706 THE SIXTH CINVEN FUND LP FMV 7313109 7313109 THE THIRD CINVEN FUND US (NO.5) LP FMV 113090 113090 THIRD ROCK VENTURES, L.P. FMV 3414926 3414926 TIMBERVEST PARTNERS II, L.P. FMV 1196411 1196411 TOTAL RTN USD 1M/ 08-31-2020 21933806 FMV 137331 137331 TOTAL RTN USD 1M/ BARCUS33 08-31-2020 21933805 FMV 156981 156981 TOTAL RTN USD 1M/ BARCUS33 08-31-2020 EDR3318190EU FMV 3388497 3388497 TOTAL RTN USD 1M/ GSILGB2X 01-31-2020 SDB3040279852 FMV 592158 592158 TOTAL RTN USD 1M/ GSILGB2X 11-30-2020 SDB3050128842 FMV 351801 351801 TOTALRTN EUR 3M 31/03/2020 EA10236GUL FMV 1279337 1279337 TOTALRTN USD 10-30-2020 EA10700GUL FMV 376069 376069 TOTALRTN USD 10-30-2020 EA10701GUL FMV 4385838 4385838 TOTALRTN USD 1M 03-31-2020 EA10231GUL FMV 969134 969134 TOTALRTN USD 1M 03-31-2020 EA10247GUL FMV 425563 425563 TOTALRTN USD 1M 05-29-2020 EA10359GUL FMV 898181 898181 TOTALRTN USD 1M 05-29-2020 EA10384GUL FMV 158193 158193 TOTALRTN USD 1M 08-04-2020 EA10505GUL FMV 756084 756084 TOTALRTN USD 1M 11-30-2020 EA10744GUL FMV 3560171 3560171 TOTALRTN USD 1M 11-30-2020 EA10745GUL FMV 304028 304028 TOTALRTN USD 1M BARCGB22 01-31-2020 21819958 FMV 7562198 7562198 TOTALRTN USD 1M BARCGB22 02-28-2020 21834740 FMV 8344730 8344730 TOTALRTN USD 1M BARCGB22 03-31-2020 21850749 FMV 2211913 2211913 TOTALRTN USD 1M BARCUS33 05-29-2020 21877572 FMV 621065 621065 TOTALRTN USD 1M BARCUS33 08-04-2020 EDR03142159EU FMV 2503684 2503684 TOTALRTN USD 1M CHASUS33 03-31-2020 12462274 FMV 791066 791066 TOTALRTN USD 1M CHASUS33 05-29-2020 114593865 FMV 9361735 9361735 TOTALRTN USD 1M GSILGB2X 02-28-2020 SDB3041235691 FMV 373451 373451 TOTALRTN USD 1M GSILGB2X 02-28-2020 SDB3041239516 FMV 1535101 1535101 TOTALRTN USD 1M GSILGB2X 03-31-2020 SDB3042055871 FMV 1074096 1074096 TOTALRTN USD 1M GSILGB2X 05-29-2020 SDB3044140848 FMV 711874 711874 TOTALRTN USD 1M GSILGB2X 06-30-2020 SDB3045170404 FMV 1804461 1804461 TOTALRTN USD 1M GSILGB2X 06-30-2020 SDB3045170717 FMV 710980 710980 TOTALRTN USD 1M GSILGB2X 06-30-2020 SDB3045240053 FMV 1147489 1147489 TOTALRTN USD 1M GSILGB2X 11-30-2020 991228875 FMV 1580321 1580321 TOTALRTN USD CHASUS33 09-30-2020 12678065 FMV 4823583 4823583 TOTALRTN USD CHASUS33 10-30-2020 991217621 FMV 7163919 7163919 TOTALRTN USD DEUTUS33 06-02-2021 1021710744-4 FMV 503980 503980 TOTALRTN USD GSILGB2X 08-31-2020 SDB3047294954 FMV 637129 637129 TOTALRTN USD GSILGB2X 10-30-2020 991217712 FMV 77436 77436 TOTALRTN USD GSILGB2X 10-30-2020 SDB3049238943 FMV 1513564 1513564 TOTALRTN USD/1M 08-31-2020 EA394MAC FMV 1097856 1097856 TRIDENT CAPITAL FUND V, L.P. FMV 81074 81074 TRIDENT CAPITAL FUND VI, L.P. FMV 4327910 4327910 TRIVE CAPITAL FUND III LP FMV 3006377 3006377 TWIN HAVEN SPECIAL OPPORTUNITIES FUND IV, L.P. FMV 4918473 4918473 UNICORN PARTNERS FUND I, L.P. FMV 6962464 6962464 UNICORN PARTNERS FUND II, L.P. FMV 2941906 2941906 UNICORN PARTNERS FUND III, L.P. FMV 259607 259607 UNUSUAL VENTURES FUND I, L.P. FMV 5677998 5677998 UNUSUAL VENTURES FUND II, L.P. FMV 692181 692181 VECTOR CAPITAL III, L.P. FMV 10914 10914 VECTOR CAPITAL IV, L.P. FMV 4814163 4814163 VENROCK ASSOCIATES III, L.P. FMV 712199 712199 VENROCK ASSOCIATES IV, L.P. FMV 2614717 2614717 VENTURE LENDING AND LEASING IV, LLC FMV 190900 190900 VENTURE LENDING AND LEASING V, LLC FMV 1116750 1116750 VIP I A L.P. FMV 5244993 5244993 VIP II A L.P. FMV 15008924 15008924 VIP III L.P. FMV 8419834 8419834 WALTON STREET REAL ESTATE FUND III, L.P. FMV 56108 56108 WALTON STREET REAL ESTATE FUND IV, L.P. FMV 74089 74089 WELSH, CARSON, ANDERSON & STOWE IV, L.P. FMV 976461 976461 WELSH, CARSON, ANDERSON & STOWE X, L.P. FMV 135 135 WILLIAM BLAIR CAPITAL PARTNERS VII, Q.P. LP FMV 75358 75358 WILLIAM E. SIMON & SONS REALTY PARTNERS, L.P. FMV 916293 916293 WLR RECOVERY FUND III, L.P. FMV 1477736 1477736 CHICAGO CONDOMINIUM 766427 284744 481683 LAND - MARQUETTE 96900 0 96900 BUILDING - MARQUETTE 7117842 3241593 3876249 IMPROVEMENTS 17389265 6098117 11291148 FURNITURE, FIXTURES & EQUIPMENT 3416152 1433320 1982832 COMPUTER SOFTWARE 101852 50926 50926 COMPUTER EQUIPMENT 953045 326534 626511 INVESTMENT RELATED 184670 148532 0 PROGRAM RELATED 201529 0 173467 GENERAL LEGAL 104683 0 92821 CALVERT IMPACT CAPITAL NONE 50000000 46217170 2016-06 2032-09 QUARTERLY 3.520000000000 NONE IMPACT INVESTMENTS TO BENEFIT LOW-INCOME CHICAGO COMMUNITIES. NONE AUDAX PRIVATE EQUITY FUND VI-A, L.P. -60816 0 0 FIVE POINT ENERGY FUND III LP 0 -135232 -135232 JOHNSON PUBLISHING COMPANY PHOTO ARCHIVES 0 5000000 5000000 KHP FUND V, L.P. 0 -341288 -341288 KKR REVOLVING CREDIT FEEDER II L.P. -1367415 -2666311 -2666311 KKR REVOLVING CREDIT PARTNERS L.P. -1653584 -964849 -964849 OPTIONS -11732889 0 0 PROGRAM RELATED INVESTMENTS 133887441 150319402 150319402 RECEIVABLES FROM PARTNERSHIP SALES 55142826 0 0 SIRIS PARTNERS IV, L.P. -66308 0 0 TOTAL RETURN SWAPS -139169790 -9359545 -9359545 COMMUNICATIONS 464687 40244 408025 INFORMATION TECHNOLOGY 2168296 684273 1212918 INSURANCE 238066 26541 211525 OTHER EXPENSES 631613 17575 541139 OUTSIDE SERVICES 458511 43257 408742 POSTAGE AND DELIVERY 48397 4626 40980 PROFESSIONAL DUES 394353 6384 387969 SUPPLIES 180349 28675 146608 CURRENT FEDERAL & STATE TAX PROVISIONS -2069419 0 0 INCOME FROM PROGRAM-RELATED INVESTMENTS 2576038 2576038 2576038 ROYALTY INCOME 510898 510898 510898 OTHER INVESTMENT PORTFOLIO INCOME 229962670 223810003 229962670 SERVICES AGREEMENT, LEVER FOR CHANGE 1779852 1779852 1779852 CHANGE IN UNREALIZED GAIN / LOSS 449497157 ACCRUED POST-RETIREMENT BENEFITS 40148295 48522350 FEDERAL AND STATE TAXES ON INVESTMENT INCOME - DEFERRED PAYABLE 10503835 13458380 SECURITY DEPOSITS - MARQUETTE 347273 321834 INVESTMENT RESEARCH SERVICES 384090 384090 0 PROFESSIONAL SERVICES - OTHER CONSULTANTS 2233751 238563 1992594 PROFESSIONAL SERVICES - INFORMATION TECHNOLOGY 2121317 317986 1788907 PROFESSIONAL SERVICES - PROGRAM EVALUATION 6684690 0 6532292 PROFESSIONAL SERVICES - PROGRAM SUPPORT 5263697 0 5270096 REAL ESTATE TAXES 29031 0 29031 AFFORDABLE CARE ACT TAXES 1281 192 1089 LSV US LARGE CAP LONGSHORT FUND LP 155 NORTH WACKER DRIVE SUITE 4600 CHICAGO IL 60606 208263056 DISTRIBUTIONS OF INCOME AND CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 0 NEUBERGER BERMAN PRINCIPAL STRATEGIES OFFSHORE FUND LP UGLAND HOUSE SOUTH CHURCH ST GRAND CAYMAN CJ KY1-1104 981305029 DISTRIBUTIONS OF INCOME AND CAPITAL FROM OUR PASSIVE INVESTMENT IN THIS ENTITY. 0 21413866