2020-11-10T05:48:32-06:00 2019-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2019-01-01 320020119 ASTS FOUNDATION ASTS 7034147870 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 KIMBERLY A GIFFORD MBA INTERIM EXECUTIVE DIRECTOR 7034147870 2020-11-09 1 AARON M FOX P01365820 2022274000 2020-11-09 144.121.95.190 2020-11-09 21:53:52 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2270870E5AC7EBBD0B361335193D8AAA5AB6242B 2019 2021-01-29 14:40:06Z KIMBERLY A GIFFORD MBA 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 18193177 0 X WWW.ASTS.ORG/ABOUT-ASTS/ASTS-FOUNDATION X 2002 VA PROMOTED PHILANTHROPY IN THE FIELD OF TRANSPLANT SURGERY. 12 12 9 60 0 0 520133 495033 0 0 1173969 698066 0 1024 1694102 1194123 577000 448601 0 0 77452 68827 0 0 59979 212182 149560 866634 666988 827468 527135 17979136 20350607 242500 207500 17736636 20143107 THE MISSION OF THE ASTS FOUNDATION IS TO PROMOTE PHILANTHROPY IN THE FIELD OF TRANSPLANT SURGERY. FUNDS GENERATED WILL BE USED TO PROVIDE SUPPORT FOR ASTS SPONSORED INITIATIVES SUCH AS EDUCATION, FELLOWSHIPS AND OTHER TRAINING, AND RESEARCH. 0 0 484440 448601 THE FOUNDATION, THROUGH STRATEGIC PARTNERSHIPS, PROVIDES FUNDING FOR RESEARCH GRANTS DESIGNED TO ADVANCE THE FIELD OF ORGAN TRANSPLANTATION. RESEARCH GRANTS ARE AVAILABLE TO THE SOCIETY'S MEMBERS AND THEIR TRAINEES THROUGHOUT THE UNITED STATES AND CANADA. SINCE THE PROGRAM'S INCEPTION, OVER 200 PEOPLE HAVE RECEIVED MORE THAN $10M IN RESEARCH GRANT FUNDING. IN 2019, THE ASTS FOUNDATION AWARDED $448K IN GRANT FUNDING TO 14 RECIPIENTS. 484440 1 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 15 0 1 9 1 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK CA CO AZ DE FL GA IL KS KY ME CT OR VA OK PA RI TN UT TX WA WV WI MA MD MN MI MS MO NJ NM NY NC ND OH SC X LAUREL KULIKOSKY 7034147870 1401 SOUTH CLARK STREET NO 1120 ARLINGTON VA 22202 LAUREL KULIKOSKY DEPUTY DIRECTOR 2.00 38.00 X 947 144772 10267 DANIEL D GARRETT CAE EXECUTIVE DIR. - AS OF 06/2019 2.00 38.00 X 3927 137316 12298 KIMBERLY A GIFFORD MBA - EXEC DIR - UNTIL 06/19; PROG MGR, NLDAC 2.00 38.00 X 7894 124341 9661 JOHN P ROBERTS MD CHAIR 0.50 X X 0 0 0 GINNY L BUMGARDNER MD PHD VICE CHAIR 0.50 X X 0 0 0 WILLIAM C CHAPMAN MD TREASURER 0.50 0.50 X X 0 0 0 A OSAMA GABER MD FACS SECRETARY 0.50 0.50 X X 0 0 0 MARWAN S ABOULJOUD MD CPE DIRECTOR 0.50 1.00 X 0 0 0 RONALD W BUSUTTIL MD PHD DIRECTOR 0.50 X X 0 0 0 MATTHEW COOPER MD DIRECTOR 0.50 0.50 X X 0 0 0 WENDY J GRANT MD DIRECTOR - UNTIL 06/2019 0.50 0.50 X 0 0 0 JULIE K HEIMBACH MD DIRECTOR 0.50 0.50 X 0 0 0 LLOYD E RATNER MD MPH DIRECTOR 0.50 5.00 X 0 0 0 DIXON B KAUFMAN MD PHD DIRECTOR - UNTIL 06/2019 1.00 5.00 X 0 0 0 GORAN B KLINTMALM MD PHD DIRECTOR 0.50 X 0 0 0 THOMAS G PETERS MD DIRECTOR 0.50 X 0 0 0 ALAN I REED MD MBA DIRECTOR 0.50 0.50 X 0 0 0 12768 406429 32226 0 0 1 0 0 261138 88895 145000 495033 562387 562387 17134733 16999054 135679 135679 135679 MISCELLANEOUS INCOME 900099 1024 1024 1024 1194123 0 0 699090 448601 448601 12740 893 8409 3438 44839 17255 12564 15020 2418 860 762 796 4746 1655 1536 1555 4084 1303 1468 1313 25 25 13819 13694 125 51332 51332 14108 3571 2986 7551 5829 871 3092 1866 12522 5245 6273 1004 5918 1889 2127 1902 11856 266 11209 381 19179 1444 4700 13035 1152 368 414 370 641 204 231 206 STATE FILINGS 11220 198 11022 DUES AND SUBSCRIPTIONS 1201 15 791 395 TAXES 758 758 666988 484440 122569 59979 1268112 973246 206050 307500 4262 3748 16434634 17300887 1765226 66078 0 17979136 20350607 242500 142500 0 65000 242500 207500 X 16888058 19217076 848578 926031 17736636 20143107 17979136 20350607 527135 1879336 0 X 0 1 X 1 0 X X 1 ASTS 133048373 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 HEDGE FUNDS 1765226 C 1765226 DUE TO ASTS 65000 65000 X PART X, LINE 2: THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND THEREFORE DID NOT IDENTIFY ANY MATERIAL UNCERTAIN TAX POSITIONS. 1 PRESIDENTIAL STUDENT MENTORSHIP GRANT 6 21000 JONATHAN FRYER RESIDENT SCIENTIST 3 120000 COLLABORATIVE SCIENTIST GRANT 2 100000 FELLOWSHIP IN TRANSPORTATION GRANT 1 85000 FACULTY DEVELOPMENT GRANT 1 100000 PIONEER AWARD 1 2166 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY THE FOUNDATION'S LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS AND MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION AND ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS $10,000 AND GREATER, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE FDN. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE PAID AS A SINGLE PAYMENT. 0 0 0 0 0 0 0 1 0 LAUREL KULIKOSKY DEPUTY DIRECTOR 894 136675 53 8097 0 0 46 6984 21 3216 1014 154972 0 0 DANIEL D GARRETT CAE EXECUTIVE DIR. - AS OF 06/2019 3927 137316 0 0 0 0 160 5590 182 6366 4269 149272 0 0 PART I, LINE 3 THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. THE SOCIETY'S COMPENSATION COMMITTEE CONSISTING OF OFFICERS OF THE EXECUTIVE COMMITTEE CONDUCTS AN ANNUAL REVIEW WITH INPUT FROM COMMITTEE CHAIRS AND COUNCIL MEMBERS. THE SOCIETY'S COMPENSATION COMMITTEE ANALYZES RELEVANT BENCHMARK DATA, REVIEWS THE EVALUATIONS AND MAKES RECOMMENDATIONS TO THE SOCIETY'S COUNCIL/BOARD FOR LEVEL OF COMPENSATION. PART I, LINE 7 KIMBERLY GIFFORD RECEIVED A BONUS WHICH WAS AWARDED AT THE CONCLUSION OF HER TENURE AS THE ORGANIZATION'S EXECUTIVE DIRECTOR/CEO AND BASED ON AN EVALUATION OF HER PERFORMANCE. LAUREL KULIKOSKY RECEIVED ADDITIONAL COMPENSATION FOR EXPANDED EFFORTS AND RESPONSIBILITY DURING THE EXECUTIVE DIRECTOR/CEO TRANSITION. FORM 990, PART VI, SECTION A, LINE 7A THE AFFILIATED ORGANIZATION, THE SOCIETY, HAS MEMBERS THAT ELECT THE GOVERNING BODY WHICH SERVES BOTH THE SOCIETY AND THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND UPON SUBMISSION OF THE DRAFT, IS REVIEWED BY THE SECRETARY/TREASURER AND EXECUTIVE DIRECTOR. THE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING WITH THE INTERNAL REVENUE SERVICE. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE ACCURATE, UP TO DATE INFORMATION, EACH BOARD MEMBER REVIEWS HIS OR HER DISCLOSURE STATEMENT DURING FACE-TO-FACE MEETINGS AND UPDATES AS NECESSARY BETWEEN MEETINGS. EACH BOARD MEMBER CLEARLY DESCRIBES HIS OR HER INTEREST IN EACH SUCH ISSUE, SUBJECT, PERSON OR ENTITY ON THIS FORM AND RETURN TO THE FOUNDATION'S EXECUTIVE DIRECTOR. THE INFORMATION ON THIS FORM IS REVIEWED BY THE PRESIDENT AND EXECUTIVE DIRECTOR, AND SHARED WITH THE BOARD OF DIRECTORS IF RELEVANT TO THE DISCUSSION AT HAND. THE BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE BOARD OF DIRECTORS MAY REQUIRE THAT THE FOUDATION'S MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY SO THE BOARD OF DIRECTORS MAY WEIGH THE BOARD MEMBERS FURTHER PARTICIPATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. AMERICAN SOCIETY OF TRANSPLANT SURGEONS 1401 SOUTH CLARK STREET SUITE 1120 ARLINGTON VA 22202 133048373 PROMOTE EDUCATION, TRAINING & RESEARCH IN ORGAN & CELLULAR TRANSPLANTATION. OR 501(C)(3) LINE 7 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0