2020-11-03T11:52:04-06:00 2019-12-31 390859910 BAKER TILLY US LLP PO BOX 7398 MADISON WI 537077398 990PF 2019-01-01 416487728 CARITAS FOUNDATION CARI 6082573501 PO BOX 1150 MADISON WI 537011150 FREDERICK P SCHWARTZ PRESIDENT 6082573501 2020-09-29 1 BRIGID ELLIOTT-BOGER CPA P00089494 6082496622 2020-09-29 X 71.86.166.179 2020-09-29 09:52:24 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7B929D470FAB8027D85E41882740AD1C7455F91E 2019 2021-04-22 16:20:28Z X 10601574 X 1003703 247565 241674 62704 2542226 838086 1313972 1079760 28000 0 28000 35000 35000 0 4718 4718 0 67718 39718 28000 420000 420000 487718 39718 448000 826254 1040042 441156 1278223 1278223 0 1217021 1240110 3807905 3575324 5148840 3315342 2314887 2365619 450000 450000 568782 8014403 8835455 10601574 0 0 X 0 0 0 0 8014403 8835455 8014403 8835455 8014403 8835455 8014403 826254 7849 8848506 13051 8835455 PUBLICLY TRADED SECURITIES - ST P 405063 399237 5826 5826 PUBLICLY TRADED SECURITIES - LT P 1139281 1076582 62699 62699 PUBLICLY TRADED SECURITIES - LT D 995854 228321 767533 767533 CAPITAL GAINS DIVIDENDS P 2028 2028 2028 838086 0 348050 9200682 0.037829 343298 7222215 0.047534 351777 6812423 0.051638 303200 7039466 0.043071 353971 7240098 0.048890 0.228962 0.045792 9308578 426258 10400 436658 448000 X 10400 0 10400 0 10400 8822 13000 0 21822 0 11422 11422 0 0 0 0 0 0 0 0 0 0 0 1 1 WI 1 0 0 0 0 1 N/A HAMANG PATEL 6082832278 1 S PINCKNEY STREET STE 700 MADISON WI 537034257 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FREDERICK P SCHWARTZ PO BOX 1150 MADISON WI 537011150 PRESIDENT, DIRECTOR 1.00 0 0 0 DEBORAH A SCHWARTZ PO BOX 1150 MADISON WI 537011150 VICE-PRESIDENT, DIRECTOR 1.00 0 0 0 HAMANG B PATEL 1 S PINCKNEY ST STE 700 MADISON WI 537034257 EXEC. DIRECTOR, SECRETARY, 5.00 24000 0 0 SARAH A KUEMMEL PO BOX 1150 MADISON WI 537011150 DIRECTOR 1.00 1000 0 0 KATHERINE T SCHWARTZ PO BOX 1150 MADISON WI 537011150 DIRECTOR 1.00 1000 0 0 JOSEPH M SCHWARTZ PO BOX 1150 MADISON WI 537011150 DIRECTOR 1.00 1000 0 0 DAVID KRUGER PO BOX 1150 MADISON WI 537011150 DIRECTOR 1.00 1000 0 0 NONE 0 NONE 0 0 9178599 271734 0 9450333 0 0 9450333 141755 9308578 465429 465429 10400 10400 455029 0 455029 0 455029 448000 0 448000 10400 437600 455029 411572 0 0 448000 411572 0 0 36428 0 0 0 0 0 0 0 0 418601 0 0 0 X ACCESS COMMUNITY HEALTH CENTERS 2901 WEST BELTLINE HIGHWAY SUITE 120 MADISON WI 53713 NOT APPLICABLE PC HEALTHCARE SUPPORT 100000 BIG BROTHERS AND BIG SISTERS OF DANE COUNTY INC 2059 ATWOOD AVENUE 4TH FLOOR MADISON WI 53704 NOT APPLICABLE PC SOCIAL SERVICE SUPPORT 30000 DISTRICT COUNCIL OF MADISON INC SOCIETY OF ST VINCENT DE PAUL 2033 FISH HATCHERY ROAD MADISON WI 53713 NOT APPLICABLE PC SOCIAL SERVICE SUPPORT 50000 EDGEWOOD COLLEGE 1000 EDGEWOOD COLLEGE DRIVE MADISON WI 53711 NOT APPLICABLE PC WELLNESS CENTER, 1 OF 5 50000 LITERACY NETWORK INC 701 DANE STREET MADISON WI 53713 NOT APPLICABLE PC CITIZENSHIP PROGRAM 40000 ONE CITY SCHOOLS INC 2012 FISHER STREET MADISON WI 53713 NOT APPLICABLE PC EDUCATION SUPPORT 50000 SECOND HARVEST FOODBANK OF SOUTHERN WISCONSIN INC 2802 DAIRY DRIVE MADISON WI 53718 NOT APPLICABLE PC COMMUNITY SUPPORT 100000 420000 EDGEWOOD COLLEGE 1000 EDGEWOOD COLLEGE DRIVE MADISON WI 53711 NOT APPLICABLE PC WELLNESS CENTER, 2-5 OF 5 200000 200000 14 247565 18 62704 0 310269 0 310269 0 0 0 0 0 0 0 0 0 0 X X 1 FREDERICK P AND DEBORAH A SCHWARTZ PO BOX 1150 MADISON WI 537011150 1003703 X X 1 ADBE-50 16540 2019-12-27 1 AMD-550 25399 2019-12-27 1 GOOGL-48 64970 2019-12-27 1 AMZN-20 37396 2019-12-27 1 APH-40 4322 2019-12-27 1 ANTM-20 6128 2019-12-27 1 AAPL-357 103459 2019-12-27 1 AMAT-280 17128 2019-12-27 1 ADSK-120 22246 2019-12-27 1 BAC-2 71 2019-12-27 1 BSX-311 14063 2019-12-27 1 AVGO-10 3165 2019-12-27 1 CHTR-38 18380 2019-12-27 1 CSCO-1 48 2019-12-27 1 DXCM-50 10906 2019-12-27 1 DOV-9 1039 2019-12-27 1 EW-40 9384 2019-12-27 1 EA-60 6506 2019-12-27 1 FB-20 4162 2019-12-27 1 HUM-40 14840 2019-12-27 1 INTU-60 16024 2019-12-27 1 JPM-331 46055 2019-12-27 1 LHX-26 5244 2019-12-27 1 LRCX-50 14685 2019-12-27 1 LW-53 4562 2019-12-27 1 LDOS-65 6385 2019-12-27 1 LMT-80 31488 2019-12-27 1 MA-290 87214 2019-12-27 1 MCHP-40 4219 2019-12-27 1 MU-200 10806 2019-12-27 1 MSFT-782 124307 2019-12-27 1 MCO-40 9572 2019-12-27 1 NFLX-70 23036 2019-12-27 1 OKE-80 6057 2019-12-27 1 PYPL-172 18817 2019-12-27 1 PRSP-38 1028 2019-12-27 1 RTN-100 22096 2019-12-27 1 ROST-120 13795 2019-12-27 1 SPGI-40 10972 2019-12-27 1 CRM-99 16333 2019-12-27 1 SWKS-40 4892 2019-12-27 1 SYK-220 46321 2019-12-27 1 TXN-100 12857 2019-12-27 1 UNP-80 14513 2019-12-27 1 V-314 59468 2019-12-27 1 DIS-33 4810 2019-12-27 1 ZTS-60 7995 2019-12-27 BDA 47470 47472 CITIGROUP 2.65% 49944 50512 NATIONAL RURAL UTIL COOP 2.3% 49899 50370 BANK OF NOVA SCOTIA 2.5% 99903 101764 XILINX, INC. 3.0% 50184 51077 SANOFI-AVENTIS 4.0% 50882 51864 APPLE INC. 2.85% 50313 50989 NETAP, INC. 3.375% 49780 50909 KLA-TENCOR CORP 4.125% 50532 52053 THE KROGER CO. 2.95% 49984 51054 AMAZON.COM INC 3.3% 49938 51569 UNITED TECHNOLOGIES CORP 3.1% 50442 51431 TOYOTA MOTOR CREDIT CORP 2.7% 49972 51660 AFLAC INCORPORATED 3.625% 51739 52695 TRANSCANADA PIPELINES LIMITED 3.75% 77195 79626 TORONTO-DOMINION BANK 3.25% 49936 52855 INTERPUBLIC GROUP COS 4.2% 52007 54279 EL PASO PIPELINE PARTNERS 4.3% 51526 53799 COSTCO WHOLESALE CORP 2.75% 50274 51936 OCCIDENTAL PETROLEUM CORP 2.9% 49935 51393 NORTHROP GRUMMAN CORP 2.93% 74408 78353 LOCKHEED MARTIN CORP 2.9% 49822 52489 EASTMAN CHEMICAL COMPANY 3.8% 51519 53309 CVS HEALTH CORP 3.0% 49945 51579 COCA-COLA COMPANY 2.25% 48881 50712 KFW 2.75% 74814 76102 IADB 2.5% 125000 129381 EATON VANCE INCOME FUND OF BOSTON 758643 764387 BDA 8825 8825 AIR 5653 5773 ALG 3904 6278 ALGT 6615 7658 ABCB 5712 7044 AMSF 4237 6273 ATRC 5900 6339 BCPC 3275 5618 CMD 2745 4963 CTLT 6408 11260 CATY 6998 8067 CENT 3448 2703 CENTA 6378 5784 CHDN 3771 6613 CHUY 2704 2488 CNS 1857 5648 CMP 4557 4145 DRQ 3326 2580 ENTG 4698 7864 EXLS 3706 5001 FIVE 2102 7672 GBCI 4110 7588 GMED 6390 13837 LOPE 2916 10058 HTLC 3374 4631 HELE 2576 4495 HLIO 3571 3976 HLIO 4838 5131 HUBS 2987 8718 ICFI 4808 7891 ICUI 1138 5614 IDA 4086 5874 JBT 4114 4844 LHCG 5523 7715 LAD 5269 8820 MTSI 4817 3990 MTDR 8645 6631 EBSB 3543 3469 MINI 4834 5307 NEW 4045 7167 OLLI 4815 5029 OXM 3885 4148 PPBI 7067 5543 PATK 5808 5872 PCTY 6045 9666 PFGC 6616 11737 POL 7481 7658 POWI 1037 3462 PRAA 3285 3993 PRIM 6363 5575 PFPT 3474 5165 ROLL 3053 8709 ROG 4366 4740 SBCF 5152 5472 SLGN 4233 6838 SLAB 4194 6959 SITE 3549 5892 SKY 5318 6403 SF 3673 6368 SYNH 7643 10408 TXRH 3713 8448 UBSI 4224 3901 UFPI 2693 7871 ECOL 3706 6370 VCYT 4632 4607 VRTU 6384 6981 WDFC 601 3495 WBS 4502 6403 WWW 2783 4738 WPX 2814 3504 NHI 3128 5364 PEB 2895 2991 QTX 7056 7495 RHP 5135 5254 STAG 5393 7288 GLOB 2502 3181 NOVT 5383 5483 RBA 4510 8590 WMGI 3996 4877 SPY 1663163 2765650 VNQ 217433 283566 BTMKX 536857 567208 HEFA 114990 131825 SSKEX 178243 244994 RWX 269516 265052 BDA 9937 9937 LULU 8501 8803 MTDR 7115 9519 RMD 9647 14257 A C N 8863 16214 ADDYY 4917 9922 AAGIY 10455 16839 ALC 10859 10579 AMADY 9702 10296 ASML 8867 15093 ATLKY 10618 11654 CP 9511 16603 CHYHY 2833 5885 CB 8467 12982 CMPGY 8717 12469 CSLLY 7365 20257 DSDVY 7338 17243 ESLOY 11509 13491 EXPGY 9486 18865 GBERY 5967 8807 HDB 6121 13815 ICLR 2781 7234 LVMUY 6422 16552 NSRGY 9651 14391 PDRDY 9137 10091 SHOP 5862 17493 SNN 9017 9566 STE 6740 8993 TSM 5459 18345 TCEHY 4976 15184 WMMVY 6772 8336 1140348 1160824 76673 79286 HUM AT COST 0 22 SYK AT COST 0 126 HEDGE FUND OPPORTUNITIES AT COST 450000 568634 TIMING DIFFERENCES ON DIVIDENDS - RECEIVED IN 2020 13051 REALIZED CAPITAL LOSS ADJUSTMENT ON DONATED STOCK RECEIVED/SOLD 7849 GOLDMAN SACHS - MGMT FEES 34776 34776 0 GOLDMAN SACHS - MISC INVESTMENT EXPENSES 224 224 0 GOLDMAN SACHS - FOREIGN TAX EXPENSE 4718 4718 0