2020-11-03T08:40:28-06:00 2019-12-31 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990PF 2019-01-01 823691183 Doris Duke Charitable Foundation INC % EILEEN OBERLANDER DORI 9082433619 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 EDWARD P HENRY president & ceo 9082433619 2020-11-02 true SCOTT THOMPSETT P00741490 2125990100 2020-11-03 24.90.15.8 26377520203085000003 2020-11-03 P A87539D75D44546F9E81755E19BD8DC508F41D5E 979609585EDF7A80B261DC170E7F22891F321D40 2019 2021-04-22 16:20:28Z X 1930470080 X 327238 66124 66124 12227398 21933601 100595169 528836958 64940600 133479 10693177 0 113349408 97633502 0 250000 325000 108732 0 0 117634 7127431 7010654 0 0 1914577 0 0 0 18982 0 0 18982 9668872 15376432 0 9754921 19088594 22387086 0 10216537 87016731 92502509 106105325 22387086 0 102719046 7244083 75246416 0 5310418 3292362 3292362 81841664 23948460 23948460 3223361 3958250 3958250 378483 790395 790395 43626546 54254622 54254622 37341125 90242876 90242876 1588989278 1731499457 1731499457 12462495 22483658 22483658 1773173370 1930470080 1930470080 1575790 3187930 64328305 53688307 18709889 17711119 84613984 74587356 X 1688559386 1855882724 1688559386 1855882724 1773173370 1930470080 1688559386 7244083 160079255 1855882724 1855882724 SEE ATTACHMENT 22 64940600 64940600 false 106498161 1820032461 0.058514 93534870 1775422397 0.052683 91788644 1674009429 0.054832 91743150 1768665149 0.051871 88040166 1754808008 0.050171 0.268071 0.053614 1798647656 96432695 752464 97185159 122470246 X 752464 752464 752464 750000 1500000 2250000 1497536 1497536 false false false 0 0 0 false false true true false true true CA NY true false false false false true WWW.DDCF.ORG EILEEN OBERLANDER 9082433619 1112 DUKES PARKWAY WEST HILLSBOROUGH NJ 08844 false false false false true false false false false false false false false false false false true false false true false false false false Edward P Henry 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 CEO/President 26.0 0 0 0 Peter Simmons 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 COO/Treasurer 14.0 0 0 0 Erica Dziedzic 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 Secretary/Counsel 11.0 0 0 0 Peter A Nadosky 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 Chairperson (Thru 06/2019) 1.5 0 0 0 Anthony S Fauci 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 Vice Chairperson 2.5 0 0 0 William Wright 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 Dir./Chairperson (As of 07/19) 2.5 50000 0 0 Angela Mwanza 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.5 50000 0 0 VISHAKHA N DESAI 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.0 50000 0 0 MARIE LYNN MIRANDA 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.0 25000 0 0 CLIVE GILLINSON 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.0 0 0 0 NANNERL O KEOHANE 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.0 50000 0 0 AFSANEH BESCHLOSS 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.5 0 0 0 MARY SCHMIDT CAMPBELL 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR 2.0 50000 0 0 CATHERINE MARRON 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR (AS OF 10/2019) 1.5 0 0 0 JOHN TALTY 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 DIRECTOR (AS OF 10/2019) 1.5 0 0 0 Kathy Halbreich 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 trustee 0.0 50000 0 0 0 THE NORTHERN TRUST COMPANY 50 LASALLE STREET CHICAGO IL 60675 INVESTMENT MGMT FEES 642906 OBERWEIS ASSET MANAGEMENT 333 WARRENVILLE RD LISLE IL 60532 INVESTMENT MGMT FEES 489646 SILCHESTER INTERNATIONAL 780 THIRD AVENUE 42ND FLOOR NEW YORK NY 10017 INVESTMENT MGMT FEES 395198 WESTWOOD GLOBAL IVNESTMENTS LLC ONE FINANCIAL CENTER SUITE 1620 BOSTON MA 02111 INVESTMENT MGMT FEES 281153 CAPITAL GUARDIAN TRUST CO PO BOX 659518 SAN ANTONIO TX 78625 INVESTMENT MGMT FEES 209951 7 SEE ATTACHMENTS 19 & 20 1625742 SOCIAL FINANCE-DDCF PARTNERED WITH SOCIAL FINANCE, INC. TO PROMOTE STABILITY FOR FAMILIES AND TO REDUCE OUT-OF-HOME PLACEMENTS FOR CHILDREN IMPACTED BY PARENTAL SUBSTANCE ABUSE 385200 ENVIRONMENT/CONSERVATION-DDCF PARTNERED WITH THE NATURE CONSERVANCY TO PROTECT CLIMATE-RESILIENT LANDSCAPES IN CENTRAL APPALACHIA. 19366000 19751200 1767809508 58228721 0 1826038229 0 1826038229 27390573 1798647656 89932383 89932383 752464 752464 89179919 711056 89890975 89890975 102719046 19751200 0 0 0 122470246 752464 121717782 89890975 0 2017 2016 2015 0 1801249 5208206 9444900 6654654 16554590 39663599 122470246 0 89890975 32579271 72242870 0 0 0 0 1801249 70441621 5208206 9444900 6654654 16554590 32579271 NONE NONE Doris Duke Charitable Fdn Inc 650 Fifth Ave 19th Fl new york NY 10019 9082433619 See Attachment 21 for more information See Attachment 21 for more information See Attachment 21 for more information SEE ATTACHMENT 17 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 GENERAL SUPPORT 92502509 92502509 SEE ATTACHMENT 18 650 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10019 GENERAL SUPPORT 24564677 24564677 14 66124 14 12227398 525990 1714820 18 100795046 PROGRAM-RELATED INVESTMENT INCOME 01 133417 MISCELLANEOUS INCOME 01 62 PORTFOLIO LOSS FROM INVESTMENTS IN LPS 525990 -1914697 0 -199877 113222047 0 113022170 false false false false false false false false false false X X 1 THE JOSEPHINE R SIMPSON FAMILY TRU C/O BANK OF AMERICA 1 TOWN CENTER BOCA RATON FL 33486 327238 X Kathy Halbreich *Board of trustees Member Kathy Halbreich left the board as of June 30, 2018, and received a payout of $50,000 in January 2019 for her service in 2018. Transition Statement - Federal form 990-PF Transition Statement - Federal form 990-PF Doris duke charitable foundation ("Trust"), Federal EIN#13-7043679 was recognized by the Internal Revenue Service as a Section 501(c)(3) private non-operating foundation. The Foundation's board of directors elected to dissolve the Trust and transfer all of its assets to a successor Section 501(c)(3) private foundation, the Doris Duke Charitable Foundation Inc ("Corporation"), Federal EIN#82-3691183, effective January 2, 2019. The same board of directors and officers, who governed the Trust, are now governing the corporation. Thus, nothing changed in the transition other than the legal structure of the entity, a conversion from a Trust to a corporation. Pursuant to revenue ruling 78-387, the corporation succeeds to the tax attributes of the trust, including its existing net operating losses and $39,663,599 in excess distributions carryover which is reflected in Part XIII Line 3f. FIXED INCOME INVESTMENTS LESS FIXED INCOME INVESTMENT ALLOCATED TO DORIS DUKE FOUNDATION 90242876 90242876 EQUITY INVESTMENTS 54254622 54254622 MULTI-STRATEGY ALTERNATIVES 262275971 262275971 PRIVATE EQUITY INVESTMENTS 402885522 402885522 DISTRESSED/HIGH YIELD 108073226 108073226 FUND OF FUNDS 37148462 37148462 BUYOUTS/GROWTH NON-MARKETABLE 97462118 97462118 VENTURE CAPITAL 358790710 358790710 DISTRESSED NON-MARKETABLE ALT 5257025 5257025 SPECIAL SITUATIONS 10628329 10628329 REAL ASSETS 80453105 80453105 COMMINGLED INVESTMENTS 368524989 368524989 GUNDERSON DETTMER STOUGH VILLENEUVE FRANKLIN & HACHIGIAN LLP 1613 0 0 1613 KIRKLAND & ELLIS LLP 2500 0 0 5715 SIMPSON THACHER & BARTLETT LLP 7168 0 0 15666 GOODWIN PROCTER LLP 5897 0 0 5897 NEW ENTERPRISES ASSOCIATES INC 9738 0 0 9738 PROSKAUER ROSE LLP 23035 0 0 23035 AKIN GUMP STRAUSS HAUER & FELD LLP 5620 0 0 5620 EFG WEALTH SOLUTIONS 2517 0 0 2517 5AM VENTURE MANAGEMENT LLC 1820 0 0 1820 ENERGY SPECTRUM PARTNERS VII LLP 4125 0 0 4125 K&L GATES LLP 34858 0 0 34858 DENHAM CAPITAL MANAGEMENT LP 5629 0 0 5629 MAYFIELD FUND LLC 4212 0 0 1401 DUE FROM BROKER 9059846 125426 125426 PROGRAM RELATED INVESTMENTS - SOCIAL FINANCE 888736 1273935 1273935 PROGRAM RELATED INVESTMENTS - ENVIRONMENTAL 634000 19366000 19366000 INVESTMENT RECEIVABLES 715388 553772 553772 COLLECTIBLES 354950 354950 354950 DUE FROM DORIS DUKE FOUNDATION FOR ISLAMIC ART 24034 24034 24034 DUE FROM DORIS DUKE MANAGEMENT FOUNDATION 783309 783309 783309 DUE FROM DORIS DUKE FOUNDATION 2232 2232 2232 WIRE TRANSFER FEES (GRANTS) 11896 0 0 11896 PROGRAMMATIC & ADMINISTRATIVE EXPENSES INCURRED BY DDCF (BUT PAID BY A RELATED PARTY DDMF) 9570887 0 0 9657487 INSURANCE 80007 0 0 80378 FILING FEES 1545 0 0 1545 MISCELLANEOUS OFFICE EXPENSES 3615 0 0 3615 PENALTIES 922 0 0 0 FLOW-THROUGH EXPENSES FROM INVESTMENTS IN LIMITED PARTNERSHIPS 0 15376432 0 0 Ordinary Income from Investments in Passive Investment Companies 0 1065057 0 Program-Related Investment Income 133417 133417 Flow through Income from Investments in Limited Partnerships 0 7579944 0 Addback Investment Loss Reported as Unrelated Business Loss on 990-T 0 1914697 0 Miscellaneous Income 62 62 0 NET UNREALIZED GAIN ON SECURITIES 159344366 CHANGE IN VALUE OF BENEFICIAL INTEREST 0 IN TRUSTS HELD BY OTHERS 734889 DUE TO DORIS DUKE MANAGEMENT FOUNDATION 7206665 7468396 DUE TO DUKE FARMS FOUNDATION 156960 156960 DEFERRED FEDERAL & STATE EXCISE TAXES 11341087 10084487 SECURITIES LENDING PAYABLE 5177 1276 CUSTODY FEES 568491 568491 0 0 MANAGERS BASE FEES 1767325 1767325 0 0 INVESTMENT ADVISORY FEES 525388 525388 0 0 OTHER INVESTMENT EXPENSES NET 0 0 OF INVESTMENT MGMT FEES ALLOCATED TO DDF (ON ITS HOLDINGS) 4030802 4030802 0 0 SECURITIES LENDING EXPENSE 26443 26443 0 0 INVESTMENT DATABASE ACCESS FEE LESS ALLOCATED INVESTMENT FEES REPORTED ON 990T 208982 92205 0 0 CURRENT & DEFERRED FEDERAL EXCISE TAX AND INCOME TAX PROVISION 1914577 0 0 0