2020-11-02T22:14:58-06:00 2020-06-30 420714325 RSM US LLP 9801 WASHINGTONIAN BLVD STE 500 GAITHERSBURG MD 20878 990 2019-07-01 911956621 TRUTH INITIATIVE FOUNDATION TRUT 2024545555 900 G STREET NW NO 4TH FL WASHINGTON DC 20001 ANTHONY T O'TOOLE EVP/CFIO 2024545555 2020-10-30 1 WILLIAM E TURCO CPA P00369217 3012963600 2020-10-30 66.98.98.89 2020-10-30 07:58:22 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 00BFBB601F26E6691F3C42FDB75EEBE807206D5E 2019 2021-01-29 14:40:06Z TRUTH INITIATIVE ROBIN KOVAL 900 G STREET NW NO 4TH FL WASHINGTON DC 20001 288102287 0 X TRUTHINITIATIVE.ORG X 1999 DE TRUTH INITIATIVE'S MISSION IS TO ACHIEVE A CULTURE WHERE YOUNG PEOPLE REJECT SMOKING, VAPING, AND NICOTINE. 11 11 201 293 0 -479914 3145333 3179561 98428 232217 95216637 54291853 276089 2354 98736487 57705985 2144501 2037585 0 0 22953469 24824676 0 0 3645 79882119 82433372 104980089 109295633 -6243602 -51589648 922385220 853605796 81914566 81757560 840470654 771848236 X TRUTH INITIATIVE'S MISSION IS TO ACHIEVE A CULTURE WHERE YOUNG PEOPLE REJECT SMOKING, VAPING, AND NICOTINE. THE PURPOSES FOR WHICH THE FOUNDATION IS FORMED ARE TO SUPPORT (1) THE STUDY OF AND PROGRAMS TO REDUCE YOUTH TOBACCO PRODUCT USAGE AND YOUTH SUBSTANCE (CONTINUED ON SCHEDULE O)ABUSE IN THE STATES AND (2) THE STUDY OF AND EDUCATIONAL PROGRAMS TO PREVENT DISEASES ASSOCIATED WITH THE USE OF TOBACCO PRODUCTS IN THE STATES. 0 0 67676828 314542 YOUTH AND YOUNG ADULT PUBLIC EDUCATION:TRUTH INITIATIVE'S PUBLIC HEALTH EDUCATION CAMPAIGN TRUTH HAS BEEN A LEADING DRIVER IN REDUCING YOUTH AND YOUNG ADULT TOBACCO USE FOR TWO DECADES. THE CURRENT ITERATION OF THE CAMPAIGN, WHICH WAS RELAUNCHED IN 2014, HAS BEEN SHOWN TO BE A SUBSTANTIAL FACTOR IN RECENT DECLINES IN YOUTH TOBACCO USE. IT HAS BEEN PROVEN TO BE BOTH COST SAVING AND COST EFFECTIVE. WE HAVE SHOWN THROUGH MONITORING A LONGITUDINAL COHORT OF OVER 10,000 YOUTH AND YOUNG ADULTS THAT, OVER THE LIFE OF THE CAMPAIGN, TRUTH HAS BEEN INSTRUMENTAL IN MILLIONS OF YOUTH AND YOUNG ADULTS MAKING THE DECISION TO NOT TAKE UP CIGARETTE SMOKING. WE CONTINUE AS A STRONG PRESENCE WITH OUR AUDIENCE WITH OVER 70% RECOGNITION OF OUR MESSAGING IN FY2019. IN 2018, WE EXPANDED TRUTH'S MESSAGING TO TAKE ON THE NATIONAL OPIOID ABUSE EPIDEMIC. OUR MESSAGING FOCUSES ON YOUTH AND YOUNG ADULT PREVENTION AND EDUCATION. 9190711 662013 RESEARCH POLICY AND PRACTICE:TRUTH INITIATIVE IS A LEADER IN TOBACCO CONTROL RESEARCH AND POLICY WITH A STRONG TEAM OF RESEARCH SCIENTISTS IN OUR SCHROEDER INSTITUTE FOR TOBACCO RESEARCH AND POLICY STUDIES AND A DEDICATED TEAM OF POLICY PROFESSIONALS WHO PARTICIPATE IN THE ONGOING DISCUSSION AROUND THE BEST APPROACHES FOR REDUCING TOBACCO RELATED DEATH AND DISEASE. SCHROEDER INSTITUTE SCIENTISTS PRODUCE PEER-REVIEWED PAPERS ON ISSUES RELATED TO TOBACCO CONTROL, SPEAK AT NATIONAL AND LOCAL CONFERENCES, AND ALONG WITH OUR POLICY TEAM CREATE A SUITE OF RESOURCES AND GUIDANCE ON ISSUES FROM E-CIGARETTES TO TOBACCO INDUSTRY MARKETING TACTICS FOR USE BY TOBACCO CONTROL PROFESSIONALS AT BOTH THE LOCAL AND NATIONAL LEVEL. OUR POLICY TEAM REGULARLY WEIGHS IN ON FEDERAL REGULATORY APPROACHES TO TOBACCO CONTROL VIA FORMAL COMMENTS AND LETTERS TO FDA AND OTHER FEDERAL AGENCIES. 6795437 1061030 COMMUNITY AND YOUTH ENGAGEMENTTRUTH INITIATIVE ACTIVELY RECRUITS AND SUPPORTS YOUTH WHO ARE LOOKING TO HAVE INFLUENCE ON TOBACCO CONTROL ISSUES THROUGH A VARIETY OF DIFFERENT PROGRAMS. THIS INCLUDES TRAINING OF YOUTH LEADERS ON THE HIGH SCHOOL LEVEL, A YOUTH FELLOWSHIP PROGRAM FOR COLLEGE-AGED INDIVIDUALS INTERESTED IN TOBACCO CONTROL AND OUR ON-GOING GRANT PROGRAM TO HELP COLLEGES AND UNIVERSITIES INSTITUTE TOBACCO-FREE CAMPUS POLICIES. WE ALSO WORK WITH OTHER NON-PROFIT ORGANIZATIONS, PARTICULARLY THOSE SERVING POPULATIONS DISPROPORTIONATELY IMPACTED BY TOBACCO, TO ENGAGE THEIR MEMBERSHIP ON ISSUES RELATED TO TOBACCO CONTROL. 6645680 232217 TOBACCO CESSATION INNOVATIONS:TRUTH INITIATIVE'S INNOVATIONS CENTER IS A GROUP OF LEADING SCIENTISTS AND DIGITAL DESIGNERS WORKING TO BUILD SCALABLE AND SUSTAINABLE DIGITAL SOLUTIONS FOR SMOKERS LOOKING TO QUIT. THROUGH OUR PUBLIC PROGRAM BECOMEANEX AND OUR ENTERPRISE PRODUCT THEEXPROGRAM, HUNDREDS OF THOUSANDS OF SMOKERS HAVE JOINED A NETWORK OF STEP-BY-STEP GUIDANCE, COACHING RESOURCES AND COMMUNITY SUPPORT THAT HAS BEEN SHOWN THROUGH RIGOROUS EVALUATION TO BE HIGHLY EFFECTIVE IN HELPING SMOKERS TO QUIT. THIS GROUP HAS ALSO DEVELOPED THIS IS QUITTING, A FIRST OF ITS KIND TEXT SUPPORT PROGRAM FOR YOUTH AND YOUNG ADULTS LOOKING TO QUIT VAPING. THE INNOVATIONS GROUP ALSO IS A LEADING CENTER OF RESEARCHING INNOVATIVE APPROACHES TO QUITTING SMOKING AND HAS MADE SUBSTANTIAL CONTRIBUTIONS TO THE ACADEMIC LITERATURE AND REAL-WORLD DEPLOYMENT OF DIGITAL CESSATION TOOLS. 6645680 232217 90308656 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 X 180 0 1 201 1 1 0 1 EG TW 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR CA FL GA HI IL KS KY MA MD MI MS MN NC NJ NH NM NY OK OR PA RI SC TN UT VA WI WV X X ANTHONY T O'TOOLE EVPCFIO 2024545555 900 G STREET NW NO 4TH FL WASHINGTON DC 20001 HON MIKE MOORE CHAIR SINCE 05/2017 6.00 X X 0 0 0 NANCY BROWN VICE CHAIR SINCE 12/2017 5.00 X X 0 0 0 HON DOUG PETERSON TREASURER SINCE 05/2017 6.00 X X 0 0 0 MARY T BASSETT MD MPH DIRECTOR 5.00 X 0 0 0 GEORGES C BENJAMIN MD DIRECTOR 5.00 X 0 0 0 HON HERB CONAWAY MD DIRECTOR 5.00 X 0 0 0 HON JAMES DUNNIGAN DIRECTOR 5.00 X 0 0 0 HON GARY R HERBERT DIRECTOR THRU 09/30/2019 5.00 X 0 0 0 HON MIKE DEWINE DIRECTOR 5.00 X 0 0 0 STEVE OYER DIRECTOR 5.00 X 0 0 0 HON GINA RAIMONDO DIRECTOR 5.00 X 0 0 0 HON JOSH STEIN DIRECTOR 5.00 X 0 0 0 ROBIN KOVAL PRESIDENT & CEO 37.50 X 740620 0 152246 ANTHONY T O'TOOLE EVP/CFIO 37.50 X 519976 0 164157 ROBERT FALK GEN. COUNSEL/CORP. SECRETARY 37.50 X 294890 0 86863 M DAVID DOBBINS COO 38.00 X 394655 0 121698 ERIC ASCHE CHIEF MKTG & STRATEGY OFFICER 38.00 X 400659 0 105998 DONNA VALLONE CHIEF RESEARCH OFFICER 38.00 X 408373 0 99946 PATRICIA KENNEY CHIEF COMMUNICATIONS OFFICER 38.00 X 293946 0 93748 AMANDA GRAHAM CHIEF OF INNOVATIONS & RESEARCH INVESTIGATOR 38.00 X 289013 0 61813 ANNA SPRIGGS CHIEF OF HUMAN RESOURCES & ADMIN 38.00 X 279355 0 77424 AMY TAYLOR CHIEF COMMUNITY & YOUTH ENGAGEMENT 38.00 X 267957 0 79639 3889444 0 1043532 57 0 1 0 TARGETCAST LLC (DBA ASSEMBLY) 711 THIRD AVE 2ND FLOOR NEW YORK NY 10017 MARKETING 35005113 MDC CORPORATE (US) INC (DBA 72ANDSUNNY 745 FIFTH AVE 19TH FL NEW YORK NY 10151 MARKETING 6066213 IPSOS PUBLIC AFFAIRS LLC 301 MERRITT 7 NORWALK CT 06851 RESEARCH 1819301 HAYMAKET INDUSTRIES LLC 4126 W JEFFERSON BLVD LOS ANGELES CA 90016 MARKETING 1699543 BEACONFIRE CONSULTING INC 2300 CLARENDON BLVD ARLINGTON VA 22201 MARKETING 1093089 29 602324 2577237 3179561 SALE OF EX SERVICES 900099 148662 148662 CONTRACT SERVICE REV 900099 83555 83555 232217 16177827 16177827 924 924 268506000 4328 230396302 0 38109698 4328 38114026 38114026 OTHER INCOME 900099 1430 1430 1430 57705985 232217 0 54294207 X 2026585 2026585 11000 11000 2930297 1019433 1910864 15480038 11848447 3631591 2207981 1743827 464154 2938852 2077198 861654 1267508 877375 390133 173396 10492 162904 224403 224403 4057312 4057312 66401774 65864139 537635 215860 204903 10957 296020 130707 165313 1193512 1025763 167749 2816805 2816805 1328733 1218439 110294 849547 797279 52268 1921394 1921394 1752515 968431 784084 367438 80393 287045 EMPLOYEE MORALE 269963 52271 217692 SURVEY INCENTIVES 223491 223491 INCOME TAX EXPENSE 138215 138215 HEALTH & WELLNESS 14560 14560 188434 128483 56306 3645 109295633 90308656 18983332 3645 500 500 122089560 120697288 246851 176441 105663 186940 7918 6922 1621144 902256 12316851 8518037 5054035 3798814 289946483 292767414 502365785 434711628 947281 357593 922385220 853605796 10264174 9541253 82485 196200 71567907 72020107 81914566 81757560 X 840470654 771848236 840470654 771848236 922385220 853605796 X -51589648 -17005852 -26918 X 0 1 X 1 0 X 2638469 3203950 2624532 3145333 3179561 14791845 2638469 3203950 2624532 3145333 3179561 14791845 650909 14140936 17709010 18593421 20353559 17045526 16178751 89880267 1037 190 49162 18512 1430 70331 104742443 368371 0.13500 0.12860 X SEE SCHEDULE O SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2015 AMOUNT: $ 1,037. 2016 AMOUNT: $ 190. 2017 AMOUNT: $ 49,162. 2018 AMOUNT: $ 18,512. 2019 AMOUNT: $ 1,430. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4377081 1858887 2518194 1642505 1485740 156765 6297265 5173410 1123855 3798814 COMMINGLED/COMMON TRUST FUNDS 154860437 F HEDGE FUNDS 66407397 F PRIVATE EQUITY FUNDS 213443794 F 434711628 DEFERRED COMPENSATION 916002 DEFERRED RENT 4096093 LINE OF CREDIT 63500000 REFUNDABLE ADVANCES 3508012 72020107 X 36642821 -17005852 -17005852 53648673 4057312 4057312 57705985 105265236 26915 26915 105238321 4057312 4057312 109295633 PART X, LINE 2: TRUTH INITIATIVE IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER INTERNAL REVENUE CODE (IRC) SECTION 501(C)(3). IN ADDITION, TRUTH INITIATIVE HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME WHICH IS NOT RELATED TO ITS EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. TRUTH INITIATIVE FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, TRUTH INITIATIVE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST, PENALTIES ON INCOME TAXES AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED TRUTH INITIATIVE'S TAX POSITIONS AND CONCLUDED THAT TRUTH INITIATIVE HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE GUIDANCE FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET LOSS ON INTEREST RATE SWAP AGREEMENT 26,915. EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 4498031 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 13322725 NORTH AMERICA 0 0 INVESTMENTS 665549 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 4498031 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 13322725 NORTH AMERICA 0 0 INVESTMENTS 665549 0 0 0 0 0 0 36972610 0 36972610 1 0 0 0 1 0 PART III ACCOUNTING METHOD: 1 AMERICAN NON-SMOKERS RIGHTS FOUNDATION 2530 SAN PABLO AVENUE STE J BERKELEY CA 94702 942922136 501(C)(3) 177406 STRATEGIC ALLIANCE GRANTS CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW SUITE 1200 WASHINGTON DC 20005 521969967 501(C)(3) 717127 STRATEGIC ALLIANCE GRANTS BREATHE CALIFORNIA OF SACRAMENTO-EMIGRANT TRAILS 909 12TH STREET SACRAMENTO CA 95814 941641240 501(C)(3) 50508 STRATEGIC ALLIANCE GRANTS GIRL SCOUTS COUNCIL OF THE NATION'S CAPITAL 4301 CONNECTICUT AVE NW SUITE M-2 WASHINGTON DC 20008 540732966 501(C)(3) 102726 STRATEGIC ALLIANCE GRANTS YOUNG INVINCIBLES 1725 DESALES STREET NW STE715 WASHINGTON DC 20036 462214021 501(C)(3) 46428 STRATEGIC ALLIANCE GRANTS UNIVERSITY OF CALIFORNIA SAN FRANCISCO 919 IRVING ST SUITE 104 UCSF BOX 0939 SAN FRANCISCO CA 941430939 946036493 501(C)(3) 98146 STRATEGIC ALLIANCE GRANTS PROGRESSIVE AGRICULTURE FOUNDATION 4 OFFICE PARK CIRCLE STE 201 BIRMINGHAM AL 35223 631166618 501(C)(3) 10000 STRATEGIC ALLIANCE GRANTS TOBACCO FREE PORTFOLIOS FOUNDATION 155 EAST 44TH ST 6TH FLOOR STE34 NEW YORK NY 10017 843103450 501(C)(3) 99997 STRATEGIC ALLIANCE GRANTS PARENTS AGAINST VAPING E-CIGARETTES 105 WEST 86TH STREET APT360 NEW YORK NY 10024 832367563 501(C)(4) 25755 STRATEGIC ALLIANCE GRANTS BROWN UNIVERSITY 1 PROSPECT STREET PROVIDENCE RI 02912 050258809 501(C)(3) 68571 FEDERAL SUBAWARDS THE GEORGE WASHINGTON UNIVERSITY 2121 I STREET NW SUITE 601 WASHINGTON DC 20052 530196584 501(C)(3) 27318 FEDERAL SUBAWARDS UNIVERSITY OF OKLAHOMA 865 RESEARCH PKWY SUITE 530 OKLAHOMA CITY OK 73104 731563627 501(C)(3) 51530 FEDERAL SUBAWARDS FORT SCOTT COMMUNITY COLLEGE 2108 S HORTON STREET FORT SCOTT KS 66701 480723448 501(C)(3) 9246 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS MERCY COLLEGE 555 BROADWAY DOBBS FERRY NY 10522 131967321 501(C)(3) 14278 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS ONONDAGA COMMUNITY COLLEGE 4585 WEST SENECA TURNPIKE SYRACUSE NY 13215 160973001 501(C)(3) 12007 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS HOUSTON COMMUNITY COLLEGE SYSTEM 3100 MAIN STREET HOUSTON TX 77002 741709152 501(C)(3) 25000 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS BAY PATH UNIVERSITY 588 LONGMEADOW STREET LONGMEADOW MA 01106 042103865 501(C)(3) 6474 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS COLUMBIA BASIN COLLEGE 2600 N 20TH AVENUE PASCO WA 99301 910824589 501(C)(3) 8742 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS LAWSON STATE COMMUNITY COLLEGE 3060 WILSON ROAD SW BIRMINGHAM AL 35221 630641064 501(C)(3) 5256 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS MILLS COLLEGE 5000 MACARTHUR BLVD OAKLAND CA 94613 941156566 501(C)(3) 6593 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS SAN JUAN COLLEGE 4601 COLLEGE BLVD FARMINGTON NM 87402 850295969 501(C)(3) 10761 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS UNIVERSITY OF WEST ALABAMA UWA STATION 2 LIVINGSTON AL 35470 636001100 501(C)(3) 5003 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS DOMINICAN COLLEGE 470 WESTERN HIGHWAY ORANGEBURG NY 10962 131967322 501(C)(3) 8302 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS HERKIMER COUNTY COMMUNITY COLLEGE 100 RESERVOIR ROAD HERKIMER NY 13350 160919625 501(C)(3) 7475 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS LOS ANGELES VALLEY COLLEGE FOUNDATION 5800 FULTON AVENUE VALLEY GLEN CA 91401 237349231 501(C)(3) 7958 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS SOUTH TEXAS COLLEGE 3201 W PECAN BLVD MCALLEN TX 78501 742683499 501(C)(3) 6316 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS ORANGE COAST COLLEGE FOUNDATION 2701 FAIRVIEW ROAD COSTA MESA CA 92626 330071349 501(C)(3) 6328 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS RANCHO SANTIAGO COMMUNITY COLLEGE DISTRICT 2323 N BROADWAY SUITE 404-1 SANTA ANA CA 92706 952696799 501(C)(3) 7752 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS SULLIVAN COUNTY COMM 112 COLLEGE ROAD LOCH SHELDRAKE NY 12759 146025111 501(C)(3) 7720 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS STATE BOARD FOR COMMUNITY COLLEGES & OCCUPATIONAL EDUCATION 5900 S SANTA FE DRIVE LITTLETON CO 80160 383721881 501(C)(3) 13154 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS BRENAU UNIVERSITY 500 WASHINGTON STREET GAINESVILLE GA 30501 580566143 501(C)(3) 14470 COMMUNITY COLLEGE & HBCU INITIATIVE GRANTS THE VOICES PROJECT 2211 E WASHINGTON BLVD STE23 PASADENA CA 91104 830895051 501(C)(3) 57863 OPIOIDS GRANT INITIATIVE KNOXVILLE LEADERSHIP FOUNDATION 318 N GAY STREET STE210 KNOXVILLE TN 37917 621574495 501(C)(3) 18000 OPIOIDS GRANT INITIATIVE YOUNG PEOPLE IN RECOVERY 1415 PARK AVENUE WEST STEB123 DENVER CO 80205 464109067 501(C)(3) 55675 OPIOIDS GRANT INITIATIVE METRO DRUG COALITION INC 4930 LYONS VIEW PIKE KNOXVILLE TN 37919 581704454 501(C)(3) 9337 OPIOIDS GRANT INITIATIVE INDIANA STATE MUSEUM FOUNDATION INC 650 W WASHINGTON STREET INDIANAPOLIS IL 46204 356202818 501(C)(3) 5700 OPIOIDS GRANT INITIATIVE NATIONAL NETWORK PUBLIC HEALTH INSTITUTES 1100 POYDRAS ST STE 950 NEW ORLEANS LA 70163 721505359 501(C)(3) 50000 SPONSOR - NATIONAL CONF. ON TOBACCO 08/19 HMP ACQUISITION HOLDINGS LLC DBA NACCME LLC 104 WINDSOR CENTER DRIVE SUITE 200 EAST WINDSOR NJ 08520 203237337 LLC 25000 SPONSOR - 2020 RX SUMMIT SOCIETY FOR RESEARCH ON NICOTINE & TOBACCO 2424 AMERICAN LANE MADISON WI 53704 521906424 C-CORP 15000 SPONSOR - HEALTH DISPARITIES TRAVEL SCHOLARSHIP HER CAMPUS MEDIA LLC 401 PARK DRIVE SUITE 807 BOSTON MA 02215 270982655 LLC 15000 SPONSOR - GRADUATION 2020 HUMAN RIGHTS CAMPAIGN INC 1640 RHODE ISLAND AVE NW WASHINGTON DC 20036 521243457 501(C)(3) 10000 SPONSOR - TIME TO THRIVE CONF. 2/14-16 NEW YORK WOMEN IN COMMUNICATIONS FOUNDATION 355 LEXINGTON AVE FLOOR 15 NEW YORK NY 10017 134111956 S-CORP 6000 SPONSOR- 2020 MATRIX AWARD 5/18/20 37 6 SCHOLARSHIP 4 11000 PART I, LINE 2: EACH GRANT CONTRACT IS EXECUTED BY THE GRANTS DEPARTMENT AND MONITORED BY A TRUTH INITIATIVE ASSIGNED PROGRAM OFFICER (PO) UNTIL CLOSED. MONITORING CONSISTS OF PERIODIC COMMUNICATION BETWEEN THE PO AND THE GRANTEE, AS WELL AS TECHNICAL ASSISTANCE AND SITE VISITS AS NEEDED. PO'S ARE ALSO RESPONSIBLE FOR ENSURING THAT THE REPORTING OF GRANT EXPENDITURES AND DELIVERABLES MEET COMPLIANCE STANDARDS SET BY TRUTH INITIATIVE. EACH GRANT CONTRACT HAS A SCHEDULE OF REPORTING REQUIREMENTS. GRANTEES ARE REQUIRED TO SUBMIT EXPENSE REPORTS WHICH ARE REVIEWED BY THE PO FOR CONSISTENCY WITH THE APPROVED BUDGET AND/OR CERTIFY GRANT EXPENDITURES IN ACCORDANCE WITH THE APPROVED BUDGET. THE NARRATIVE REPORTING REQUIREMENTS ON THE DELIVERABLE ACTIVITIES VARIES ACCORDING TO THE GRANTEE AND FUNDING INITIATIVE. MINIMALLY, ALL GRANTEES ARE REQUIRED TO SUBMIT A FINAL REPORT ON PROGRAM ACTIVITIES. FEDERAL SUBAWARD GRANTS ARE EXECUTED AND MONITORED BY TRUTH INITIATIVE'S SPONSORED GRANTS DEPARTMENT IN ACCORDANCE WITH THE REQUIREMENTS CONTAINED WITHIN THE UNIFORM GUIDANCE TITLE 2 PART 200 OF THE CODE OF FEDERAL REGULATIONS (2 CFR 200). TRUTH INITIATIVE STAFF PERFORM A RISK ASSESSMENT OF EACH SUBRECIPIENT EVALUATING INTERNAL CONTROLS, ORGANIZATION HISTORY AND STRUCTURE, LATEST FINANCIAL STATEMENTS AND GOVERNMENT AUDITS PRIOR TO ANY GRANT AWARD. INVOICES SUBMITTED FOR PAYMENT ARE EVALUATED FOR COST ALLOWABILITY AND PROGRAMMATIC PROGRESS BY BOTH SPONSORED GRANTS STAFF AND THE PRINCIPAL INVESTIGATOR. SUBRECIPIENTS ALSO SUBMIT PROGRAM PROGRESS REPORTS, THE DETAILS OF WHICH ARE INCLUDED IN TRUTH INITIATIVE'S REPORTING TO PRIME NIH SPONSORS. X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 ROBIN KOVAL PRESIDENT & CEO 637019 0 56000 0 47601 0 132000 0 26955 0 899575 0 0 0 ANTHONY T O'TOOLE EVP/CFIO 440480 0 51500 0 27996 0 122000 0 50810 0 692786 0 0 0 ROBERT FALK GEN. COUNSEL/CORP. SECRETARY 261019 0 11000 0 22871 0 77000 0 14694 0 386584 0 0 0 M DAVID DOBBINS COO 349266 0 41544 0 3845 0 92000 0 37436 0 524091 0 0 0 ERIC ASCHE CHIEF MKTG & STRATEGY OFFICER 355840 0 42000 0 2819 0 79000 0 35624 0 515283 0 0 0 DONNA VALLONE CHIEF RESEARCH OFFICER 349735 0 22494 0 36144 0 77000 0 33380 0 518753 0 0 0 PATRICIA KENNEY CHIEF COMMUNICATIONS OFFICER 259691 0 31163 0 3092 0 66750 0 35473 0 396169 0 0 0 AMANDA GRAHAM CHIEF OF INNOVATIONS & RESEARCH INVE 261109 0 26300 0 1604 0 51950 0 16980 0 357943 0 0 0 ANNA SPRIGGS CHIEF OF HUMAN RESOURCES & ADMIN 247941 0 29612 0 1802 0 54500 0 33154 0 367009 0 0 0 AMY TAYLOR CHIEF COMMUNITY & YOUTH ENGAGEMENT 238993 0 27720 0 1244 0 52641 0 34744 0 355342 0 0 0 PART I, LINE 1A CHIEF MARKETING OFFICER, ERIC ASCHE, RECEIVED REIMBURSEMENT FOR COMPANION TRAVEL FOR A CANCELLED TRIP DUE TO THE SCHEDULING OF AN UNEXPECTED BUSINESS MEETING. THE ORGANIZATION PAID EXECUTIVE DISABILITY INSURANCE, INCLUDING GROSS UP, TO ROBIN KOVAL IN THE AMOUNT OF $11,404 AND THESE WERE TREATED AS TAXABLE INCOME. THE ORGANIZATION HAS A HEALTH CLUB/CLASS BENEFIT WHICH IS OFFERED TO ALL EMPLOYEES. THIS BENEFIT IS TREATED AS TAXABLE INCOME TO THE RECIPIENT. SIX OF THE EMPLOYEES LISTED IN SCHEDULE J RECEIVED THIS BENEFIT. PART I, LINE 4B EMPLOYEES LISTED BELOW PARTICIPATE IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. EMPLOYER CONTRIBUTION DURING THE CALENDAR YEAR 2019 ARE AS FOLLOWS: ROBIN KOVAL - $90,000 ANTHONY T. O'TOOLE - $80,000 ROBERT FALK - $35,000 M. DAVID DOBBINS - $50,000 ERIC ASCHE - $37,000 DONNA VALLONE - $35,000 PATRICIA KENNEY - $25,000 AMANDA GRAHAM - $12,500 ANNA SPRIGGS - $12,500 AMY TAYLOR - $12,500 PART I, LINE 7 ALL BONUS AMOUNTS REPORTED ON SCHEDULE J, PAGE 2, PART II, ARE PERFORMANCE BASED. FORM 990, PART V, LINE 3B TRUTH INITIATIVE FOUNDATION IS AWAITING ADDITIONAL INFORMATION IN ORDER TO TIMELY FILE A COMPLETE AND ACCURATE FORM 990-T BY THE EXTENDED DEADLINE OF MAY 15, 2021. THE AMOUNT SHOWN AS NET UNRELATED BUSINESS TAXABLE INCOME ON LINE 7B OF PAGE 1 OF THE FORM 990 IS AN ESTIMATE BASED ON AVAILABLE INFORMATION. FORM 990, PART VI, SECTION A, LINE 7A THE NATIONAL GOVERNORS ASSOCIATION, NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, AND NATIONAL COUNCIL OF STATE LEGISLATURES EACH HAVE THE AUTHORITY TO APPOINT TWO CLASS A DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B PURSUANT TO BOARD RESOLUTION, THE BOARD OBSERVES THE FOLLOWING PROCEDURES IN THE FOLLOWING ORDER: FIRST, THE AUDIT COMMITTEE REVIEWS AND APPROVES THE DRAFT FORM 990; SECOND, THE APPROVED FORM 990 IS ELECTRONICALLY ROUTED TO ALL BOARD MEMBERS; THIRD, THE FORM IS FILED WITH THE IRS AND POSTED TO THE FOUNDATION'S WEB SITE. FORM 990, PART VI, SECTION B, LINE 12C TRUTH INITIATIVE REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY BY: REQUIRING ANNUAL REVIEW OF POLICY AND WRITTEN DISCLOSURES BY ALL DIRECTORS, SENIOR STAFF AND RESEARCH INVESTIGATORS WHICH ARE COLLECTED AND REVIEWED BY THE GENERAL COUNSEL; REQUIRING UPDATED FILINGS AS NECESSARY BY DIRECTORS AND COVERED STAFF; REQUIRING CONTEMPORANEOUS DISCLOSURES OF ALL CONFLICTS AND POTENTIAL CONFLICTS NOT DISCLOSED IN THE ANNUAL FILINGS, BY ALL DIRECTORS AND STAFF; REQUIRING ALL RESEARCH INVESTIGATORS WHO PARTICIPATE IN NIH-FUNDED RESEARCH TO COMPLY WITH NIH'S FINANCIAL CONFLICT OF INTEREST (FCOI) REGULATION AND TO ANNUALLY COMPLETE THE NIH TUTORIAL ON CONFLICTS OF INTEREST; AND PLACING ADMINISTRATIVE RESPONSIBILITY FOR TRAINING AND COMPLIANCE WITH THE GENERAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE CEO AND TOP MANAGEMENT INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARATIVE DATA AND CONTEMPORANEOUS SUBSTANTIATION. THE BOARD REGULARLY RETAINS AN INDEPENDENT CONSULTING FIRM TO EVALUATE THE COMPENSATION OF THE CEO AND TOP MANAGEMENT AGAINST THE COMPETITIVE MARKET, INCLUDING COMPARABLE POSITIONS AMONG SIMILARLY SITUATED ORGANIZATIONS AS WELL AS BROADER, RELEVANT MARKET SURVEYS. BASED ON THAT ANALYSIS AND PERFORMANCE ASSESSMENTS AND THE REVIEW AND RECOMMENDATION OF THE BOARD'S EXECUTIVE COMMITTEE, THE FULL BOARD SETS THE CEO'S COMPENSATION, APPROVES OR AMENDS THE CEO'S RECOMMENDATION FOR THE COMPENSATION OF THE CFIO, AND REVIEWS OR AMENDS THE CEO'S RECOMMENDATION FOR THE COMPENSATION OF THE COO, GC, CHIEF MARKETING OFFICER, AND CHIEF RESEARCH OFFICER. THE CEO MAKES COMPENSATION DECISIONS FOR OTHER SENIOR LEVEL EMPLOYEES, UPON RECOMMENDATION OF THEIR EXPERTISE CENTER LEADER. FORM 990, PART VI, SECTION C, LINE 19 TRUTH INITIATIVE'S FINANCIAL STATEMENTS ARE AVAILABLE ON ITS CORPORATE WEBSITE, WWW.TRUTHINITIATIVE.ORG. ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G TELEPHONE & WIRELESS SERVICES: PROGRAM SERVICE EXPENSES 179,607. MANAGEMENT AND GENERAL EXPENSES 193,322. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 372,929. TEMPORARY SERVICES: PROGRAM SERVICE EXPENSES 5,936. MANAGEMENT AND GENERAL EXPENSES 18,371. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 24,307. HONORARIUM: PROGRAM SERVICE EXPENSES 1,500. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,500. CONSULTING: PROGRAM SERVICE EXPENSES 346,328. MANAGEMENT AND GENERAL EXPENSES 122,581. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 468,909. CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 65,310,066. MANAGEMENT AND GENERAL EXPENSES 203,361. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 65,513,427. NRT - CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 17,455. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 17,455. FULFILLMENT SERVICES: PROGRAM SERVICE EXPENSES 3,036. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,036. REFERRAL FEES: PROGRAM SERVICE EXPENSES 211. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 211. FORM 990, PART XI, LINE 9: UNREALIZED GAIN (LOSS) ON SWAPS -26,915. VARIANCE -3. 2019 FORM 990, SCHEDULE A - PART IV FACTS AND CIRCUMSTANCES ANALYSIS TRUTH INITIATIVE FOUNDATION D/B/A TRUTH INITIATIVE (TRUTH INITIATIVE) QUALIFIES AS A PUBLICLY SUPPORTED ORGANIZATION UNDER ALL OF THE FACTS AND CIRCUMSTANCES BECAUSE (A) IT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM GOVERNMENT UNITS, FROM DIRECT OR INDIRECT CONTRIBUTIONS FROM THE GENERAL PUBLIC, OR FROM A COMBINATION OF THESE SOURCES, UNDER THE STANDARDS SET FORTH IN REG. 1.170A-9(F)(3)(I) AND (II); AND (B) IT IS IN THE NATURE OF A PUBLICLY SUPPORTED ORGANIZATION TAKING INTO ACCOUNT THE FACTORS SET FORTH IN REG. 1.170-A-9(F)(3)(III) THROUGH (VII). A. TEN PERCENT SUPPORT LIMITATION. TRUTH INITIATIVE NORMALLY RECEIVES AT LEAST 10 PERCENT OF ITS TOTAL SUPPORT FROM PUBLIC SOURCES. AS SET FORTH IN SCHEDULE A, PART II, THE ORGANIZATION'S PUBLIC SUPPORT FOR TAXABLE YEARS 2015 - 2019 WAS 13.50%. ATTRACTION OF PUBLIC SUPPORT. TRUTH INITIATIVE MAINTAINS A CONTINUOUS AND BONA FIDE PROGRAM DESIGNED TO ATTRACT PUBLIC SUPPORT. THE TOTAL AMOUNT OF PUBLIC SUPPORT RAISED BY THE ORGANIZATION IN TAXABLE YEARS 2015-2019 AS A RESULT OF THESE EFFORTS WAS $14.1 MILLION. EXAMPLES OF EFFORTS TO ATTRACT PUBLIC SUPPORT DURING THE FIVE-YEAR TESTING PERIOD INCLUDE THE FOLLOWING: FEDERAL GOVERNMENT GRANTS AND CONTRACTS. TRUTH INITIATIVE MAINTAINS A BONA FIDE, CONTINUOUS AND SUCCESSFUL PROGRAM TO ATTRACT NEW AND ADDITIONAL FEDERAL GOVERNMENTAL SUPPORT. AS PART OF THIS PROGRAM, THE ORGANIZATION HAS DEDICATED STAFF IN BOTH ITS SCHROEDER RESEARCH INSTITUTE, INNOVATIONS, AND FINANCE DEPARTMENT TO ASSIST WITH APPLICATIONS FOR FEDERAL SUPPORT AND TO MANAGE GRANTS AND CONTRACTS THAT ARE AWARDED. FROM TAX YEAR 2015 THROUGH 2019, TRUTH INITIATIVE SUBMITTED 80 APPLICATIONS FOR FEDERAL GRANTS AND CONTRACTS. IN 2019 ALONE, WE SUBMITTED 10 APPLICATIONS FOR NATIONAL INSTITUTES OF HEALTH FUNDED GRANTS TO SUPPORT OUR RESEARCH AND RELATED ACTIVITIES. ALL OF THESE APPLICATIONS WERE CONSISTENT WITH TRUTH INITIATIVE'S CHARITABLE PURPOSE OF MITIGATING THE TOLL OF DEATH AND DISEASE CAUSED BY THE TOBACCO EPIDEMIC. OVER THE FIVE-YEAR PERIOD, TRUTH INITIATIVE WAS AWARDED 16 FEDERAL GRANTS AND CONTRACTS FOR A TOTAL AMOUNT AWARDED OF $18,443,283. OTHER GRANTS. DURING THE FIVE-YEAR TESTING PERIOD, TRUTH INITIATIVE ALSO SUBMITTED FUNDING PROPOSALS TO A NUMBER OF OTHER ENTITIES. THE ORGANIZATION RECEIVED 13 AWARDS FOR A TOTAL AMOUNT AWARDED OF $6,960,933. IN THE CURRENT TAXABLE YEAR THIS INCLUDED SUPPORT FROM CVS HEALTH FOUNDATION, CENTER FOR ENVIRONMENTAL HEALTH, AND EAST BAY COMMUNITY FOUNDATION. B. PERCENTAGE OF FINANCIAL SUPPORT. TRUTH INITIATIVE WAS ESTABLISHED IN 1999 PURSUANT TO THE TERMS OF THE MASTER SETTLEMENT AGREEMENT NEGOTIATED BY THE ATTORNEYS GENERAL OF 46 STATES, THE DISTRICT OF COLUMBIA AND FIVE U.S. TERRITORIES IN SETTLEMENT OF CIVIL ACTIONS FILED AGAINST THE MAJOR U.S. TOBACCO COMPANIES FOR DAMAGES DUE TO THE HARMFUL EFFECTS OF TOBACCO. THE STATES REQUESTED THAT A PORTION OF THE FUNDS THEY RECEIVED FROM THE TOBACCO INDUSTRY BE USED TO ESTABLISH AND FUND AN ORGANIZATION PRIMARILY DEDICATED TO STUDYING AND PROVIDING PUBLIC EDUCATION ABOUT THE IMPACT OF TOBACCO IN ORDER TO REDUCE ITS USE AND ASSOCIATED DEATH AND DISEASE. THE ORGANIZATION ALSO RECEIVED FUNDING FROM A SIMILAR SETTLEMENT AGREEMENT ENTERED INTO BETWEEN THE STATES AND THE SMOKELESS TOBACCO COMPANIES. EARLY ON TRUTH INITIATIVE'S BOARD OF DIRECTORS VOTED TO ALLOCATE A SIGNIFICANT PORTION OF THE SETTLEMENT FUNDS RECEIVED FROM 1999 2003 FOR LONG-TERM INVESTMENTS (RESERVE FUND), WHICH OPERATES LIKE A QUASI-ENDOWMENT TO SUPPORT FUTURE CHARITABLE AND EDUCATIONAL ACTIVITIES IN THE YEARS AFTER THE SETTLEMENT PAYMENTS WOULD CEASE. THE ORGANIZATION'S LONG-TERM INVESTMENTS (RESERVE FUND) AT JUNE 30, 2020 WAS $712 MILLION. UNDER THE TERMS OF THE SETTLEMENT AGREEMENTS, THE LAST OF THE NORMALLY SCHEDULED PAYMENTS WERE RECEIVED DURING ITS 2007 TAXABLE YEAR (ENDING JUNE 30, 2008). SINCE THAT TIME, BECAUSE OF THE CESSATION OF THE SETTLEMENT PAYMENTS, TRUTH INITIATIVE HAS RECEIVED AN INCREASINGLY HIGH PERCENTAGE OF ITS TOTAL SUPPORT FROM INVESTMENT INCOME ON ITS LONG-TERM INVESTMENTS (RESERVE FUND) AND ITS PUBLIC SUPPORT PERCENTAGE HAS DECLINED SUBSTANTIALLY SO THAT BEGINNING WITH THE 2012 TAXABLE YEAR THE ORGANIZATION FOR THE FIRST TIME NO LONGER QUALIFIED UNDER THE 33 1/3 PERCENT OF SUPPORT TEST DURING THE FIVE-YEAR TESTING PERIOD. HOWEVER, WERE IT NOT FOR THE LARGE AMOUNT OF GROSS INVESTMENT INCOME GENERATED BY THE RESERVE FUND, THE ORGANIZATION'S PUBLIC SUPPORT OF $14.1 MILLION WOULD EASILY ALLOW IT TO QUALIFY AS A PUBLICLY SUPPORTED ORGANIZATION. AS SET FORTH IN REG. 1.170A-9(F)(3)(III), THE FACT THAT TRUTH INITIATIVE'S PUBLIC SUPPORT PERCENTAGE IS LOW BECAUSE A HIGH PERCENTAGE OF ITS TOTAL SUPPORT COMES FROM INVESTMENT INCOME ON ITS LONG-TERM INVESTMENTS (RESERVE FUND) IS EVIDENCE OF ORGANIZATIONAL COMPLIANCE WITH THE FACTS AND CIRCUMSTANCES TEST. REPRESENTATIVE GOVERNING BODY. TRUTH INITIATIVE HAS A GOVERNING BODY WHICH REPRESENTS THE BROAD INTERESTS OF THE PUBLIC, OTHER THAN THE PERSONAL OR PRIVATE INTERESTS OF A LIMITED NUMBER OF DONORS. UNDER THE ORGANIZATION'S BYLAWS, THE ELEVEN-PERSON BOARD OF DIRECTORS CONSISTS OF TWO DIRECTORS APPOINTED BY EACH OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, THE NATIONAL GOVERNORS ASSOCIATION, AND THE NATIONAL CONFERENCE OF STATE LEGISLATURES FROM AMONG THEIR MEMBERS. AS OF THE END OF THE REPORTING YEAR, THESE DIRECTORS (CLASS A DIRECTORS) INCLUDED THE GOVERNORS OF OHIO AND RHODE ISLAND, THE ATTORNEYS GENERAL OF NORTH CAROLINA AND NEBRASKA, A STATE REPRESENTATIVE FROM UTAH AND A STATE ASSEMBLYMAN FROM NEW JERSEY. THE CLASS A DIRECTORS ELECT BY MAJORITY VOTE THE REMAINING FIVE DIRECTORS, THE CLASS B DIRECTORS. THE BYLAWS PROVIDE THAT ONE OF THE CLASS B DIRECTORS SHALL HAVE EXPERTISE IN PUBLIC HEALTH ISSUES AND FOUR DIRECTORS SHALL HAVE EXPERTISE IN MEDICAL, CHILD PSYCHOLOGY, OR PUBLIC HEALTH DISCIPLINES. AS OF THE END OF THE REPORTING YEAR, CLASS B DIRECTORS INCLUDED THE EXECUTIVE DIRECTOR OF THE AMERICAN PUBLIC HEALTH ASSOCIATION, THE CHIEF EXECUTIVE OFFICER OF THE AMERICAN HEART ASSOCIATION, A FORMER STATE ATTORNEY GENERAL WHO HAS BEEN A NATIONAL LEADER ON TOBACCO ISSUES. RECENT FORMER CLASS B DIRECTORS INCLUDE THE PRESIDENT OF THE SOUTHERN CALIFORNIA REGION, KAISER FOUNDATION HEALTH PLAN AND HOSPITALS, THE THEN-ASSOCIATE DEAN FOR PUBLIC HEALTH PRACTICE AT THE HARVARD SCHOOL OF PUBLIC HEALTH, A FORMER PRESIDENT OF THE AMERICAN MEDICAL ASSOCIATION, AN IMMEDIATE PAST PRESIDENT OF THE AMERICAN CANCER SOCIETY, AND A DISTINGUISHED PROFESSOR OF HEALTH AND HEALTH CARE AT THE DEPARTMENT OF MEDICINE OF THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO. THERE ARE ALSO TWO YOUTH LIAISONS TO THE BOARD OF DIRECTORS WHO MAY CAST NON-BINDING ADVISORY VOTES. 2019 FORM 990, SCHEDULE A - PART IV FACTS AND CIRCUMSTANCES ANALYSIS (CONT) AVAILABILITY OF PUBLIC FACILITIES AND SERVICES; PUBLIC PARTICIPATION IN PROGRAMS. TRUTH INITIATIVE PROVIDES FACILITIES AND SERVICES DIRECTLY FOR THE BENEFIT OF THE GENERAL PUBLIC ON A CONTINUING BASIS. THE ORGANIZATION'S TRUTH CAMPAIGN, BEGUN IN 2000, IS THE LARGEST NATIONAL YOUTH SMOKING PREVENTION CAMPAIGN EVER UNDERTAKEN IN THIS COUNTRY; ITS AWARD-WINNING ADVERTISEMENTS, GRASS ROOTS TOURS AND APPEARANCES, SOCIAL MEDIA AND OTHER ON-LINE MEDIA COMMUNICATIONS HAVE PROVIDED THE FACTS TO MILLIONS OF TEENS ABOUT TOBACCO USE AND INDUSTRY MARKETING TACTICS AND HAS BEEN CREDITED WITH A SIGNIFICANT DECLINE IN YOUTH SMOKING RATES. IN THE SUMMER OF 2014, TRUTH INITIATIVE LAUNCHED A REDESIGNED AND UPDATED VERSION OF THE TRUTH CAMPAIGN ACROSS MULTIPLE, NATIONAL MEDIA PLATFORMS INCLUDING TELEVISION, SOCIAL MEDIA, ON-LINE AS WELL AS A GRASS ROOTS COMPONENT. THE ORGANIZATION COMMITTED TO SUPPORTING THE CAMPAIGN WITH A SUBSTANTIAL INVESTMENT OF $200 MILLION OVER THREE YEARS THROUGH ITS 2016 TAX YEAR AND HAS RENEWED A SUBSTANTIAL FUNDING COMMITMENT FOR THE CAMPAIGN FOR TAX YEARS BEYOND THAT INCLUDING TAX YEARS 2017 AND 2018. THE CAMPAIGN IS REACHING MILLIONS OF YOUTH AND AFFECTING THEIR ATTITUDES ABOUT TOBACCO AND THEIR INTENTIONS TO SMOKE. IN 2008, TRUTH INITIATIVE AND A COALITION OF PUBLIC HEALTH GROUPS AND STATE PUBLIC HEALTH DEPARTMENTS BEGAN BECOME AN EX, AN INNOVATIVE SMOKING CESSATION CAMPAIGN AND WEBSITE FOR ADULT SMOKERS WHO ARE READY TO QUIT BUT NEED HELP. THE WEBSITE INCLUDES A COMMUNITY WHERE, AT NO CHARGE, SMOKERS CAN PROVIDE AND RECEIVE SUPPORT AS WELL AS A COMPANION TEXT MESSAGING PROGRAM TO OFFER TAILORED CESSATION RESOURCES. THE SITE PROTOCOL WAS DEVELOPED IN CONJUNCTION WITH THE MAYO CLINIC AND MAYO CLINIC STAFF PROVIDE CLINICAL SUPPORT IN THE FORM OF ONLINE INTERACTION WITH THE COMMUNITY. WE CONTINUE TO SUPPORT THE BECOMEANEX.ORG WEB SITE AND THE EX COMMUNITY THROUGH EARNED MEDIA AND PAID ONLINE ADVERTISING. BEGINNING IN 2016, WE HAVE BEGUN AN EFFORT TO PROVIDE EX AS A SMOKING CESSATION SOLUTION FOR EMPLOYERS, HEALTH PLANS AND OTHER PAYORS. THIS HAS INCLUDED A SUBSTANTIAL OVERHAUL OF THE TECHNICAL CAPABILITIES OF THE SITE, WHICH IS STILL PROVIDED FREE OF CHARGE TO THE GENERAL PUBLIC. OUR HOPE IS THIS WILL PROVIDE A STREAM OF MISSION RELATED REVENUE TO SUPPORT AND SUSTAIN EX AND OTHER TRUTH INITIATIVE PROGRAMMING. DURING THIS YEAR, FEE REVENUE FROM THIS SERVICE WAS $148,662. IN 2019, TRUTH INITIATIVE DEVELOPED THIS IS QUITTING, A FIRST OF ITS KIND YOUTH VAPING CESSATION PROGRAM. SINCE ITS INCEPTION, MORE THAN 200,000 YOUTH AND YOUNG ADULTS HAVE SIGNED UP FOR THE SERVICE. IT IS CURRENTLY BEING EVALUATED BY A RIGOROUS RANDOMIZED CONTROL TRIAL. THE PROGRAM GENERATED $167,012 IN REVENUE THIS YEAR, PRIMARILY THROUGH SUPPORT CONTRACTS WITH STATES AND LOCAL TOBACCO CONTROL ENTITIES. IN TAX YEAR 2014, AND CONTINUING THROUGH TAX YEAR 2018, TRUTH INITIATIVE INITIATED A PROGRAM IN WHICH IT PROVIDES GRANTS AND TECHNICAL ASSISTANCE TO COMMUNITY COLLEGES AND HISTORICALLY BLACK COLLEGES AND UNIVERSITIES (HBCU'S) TO SUPPORT THE ESTABLISHMENT OF TOBACCO-FREE POLICIES AT THESE INSTITUTIONS WHICH SERVE LARGE NUMBERS OF YOUNG ADULTS FROM LOW-INCOME AND MINORITY COMMUNITIES. IN FIVE YEARS OF THIS PROGRAM, THROUGH TAX YEAR 2018, TRUTH INITIATIVE HAS AWARDED MORE THAN $1.3 MILLION IN GRANTS TO COMMUNITY COLLEGES AND HBCU'S. TRUTH INITIATIVE'S YOUTH ACTIVISM PROGRAMS ALSO REACH OUT TO TEENS AND YOUNG ADULTS TO EDUCATE THEM ABOUT THE DANGERS OF TOBACCO AND HELP THEM BECOME CHANGE AGENTS IN THEIR COMMUNITIES. DURING TAX YEARS 2016 THROUGH 2018, THIS PROGRAM WAS SUPPORTED BY $2.3 MILLION IN GRANT FUNDING PROVIDED BY THE CVS FOUNDATION. IN TAX YEAR 2018, WE DIRECTLY REACHED OVER 725,000 TEENS AND YOUNG ADULTS AND, THROUGH OUR COMMUNITY LEADERS, TRUTH COLLEGE LEADERS, TRAINING TEAM, AND TRUTH AMBASSADORS PROVIDED TRAINING AND TECHNICAL ASSISTANCE TO OVER 150 YOUTH LEADERS IN CONNECTION WITH PLANNING AND EXECUTING SCHOOL AND COMMUNITY-BASED PROJECTS TO HIGHLIGHT THE TOLL OF TOBACCO AND RECRUIT THEIR PEERS. TRUTH INITIATIVE ALSO SUPPORTS AND CONDUCTS RESEARCH ON THE CAUSES OF TOBACCO ADDICTION AND METHODS FOR PREVENTING TOBACCO USE, PARTICULARLY AMONG YOUNG PEOPLE. TRUTH REGULARLY PUBLISHES SCHOLARLY STUDIES TO HELP DISSEMINATE THE RESULTS OF THIS RESEARCH THROUGHOUT THE PUBLIC HEALTH AND BROADER SCIENTIFIC COMMUNITIES. FIFTY ARTICLES WERE PUBLISHED IN BETWEEN JULY 2019 JUNE 2020. THESE MANUSCRIPTS WERE PUBLISHED IN VARIOUS JOURNALS INCLUDING JAMA NETWORK OPEN, SUBSTANCE USE & MISUSE, PREVENTIVE MEDICINE, TOBACCO CONTROL, NICOTINE AND TOBACCO RESEARCH, HEALTH PROMOTION PRACTICE, JAMA PEDIATRICS, ADDICTIVE BEHAVIORS, PREVENTATIVE MEDICINE REPORTS, TOBACCO INDUCED DISEASES, PLOS ONE, INTERNATIONAL JOURNAL OF ENVIRONMENTAL RESEARCH AND PUBLIC HEALTH, TOBACCO REGULATORY SCIENCE, DRUG AND ALCOHOL DEPENDENCE, AMERICAN JOURNAL OF HEALTH PROMOTION, SOCIAL MEDIA AND SOCIETY, JOURNAL OF PUBLIC HEALTH MANAGEMENT AND PRACTICE, AND AMERICAN JOURNAL OF PUBLIC HEALTH. M STREET HOLDINGS LLC 2030 M STREET NW WASHINGTON DC 20036 911956621 PROPERTY RENTAL/MGMT. DE 0 0 TRUTH INITIATIVE FOUNDATION