2020-09-22T11:59:36-05:00 2019-12-31 141442607 BST & CO CPAS LLP 26 COMPUTER DRIVE WEST ALBANY NY 12205 990 2019-01-01 141401413 TRUDEAU INSTITUTE INC TRUD 5188913080 154 ALGONQUIN AVE SARANAC LAKE NY 12983 WILLIAM CHAPIN CAO AND SECRETARY TREASURER 5188913080 2020-08-20 1 MARK GORCZYCA P01781464 5184596700 2020-08-20 24.213.242.82 2020-08-20 12:24:25 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 07D88615F0CCC24826BDDC359B95211E145BF10C 2019 2021-01-29 14:40:06Z ATSUO KUKI 154 ALGONQUIN AVE SARANAC LAKE NY 12983 13646009 0 X WWW.TRUDEAUINSTITUTE.ORG X 1889 NY TO UNDERSTAND THE BODY'S IMMUNE SYSTEM BY CONDUCTING EXPERIMENTAL STUDIES AT THE FRONTIERS OF KNOWLEDGE. THAT UNDERSTANDING IS VITAL TO PROGRESS IN STRENGTHENING OUR BODIES' ABILITY TO FIGHT LIFE-THREATENING INFECTIONS, INFLAMMATORY DISEASES, AND CANCER. DISCOVERIES ABOUT THE INTRICATE WORKINGS OF THE IMMUNE SYSTEM APPLY NOT TO JUST A SINGLE DISEASE BUT TO A VAST ARRAY OF HUMAN AFFLICTIONS, THE LIST OF DISEASES CRITICALLY INVOLVING THE IMMUNE SYSTEM IS EXTENSIVE - TUBERCULOSIS, INFLUENZA, COVID-19, ARTHRITIS, ASTHMA, SEPSIS, COLITIS, MULTIPLE SCLEROSIS, CANCER, ZIKA, AND MALARIA, AMONG MANY OTHERS. PROGRESS TOWARD FIGHTING THESE DISEASES AND FINDING CURES FOR THEM REQUIRES AN IN-DEPTH UNDERSTANDING OF THE WORKINGS OF THE IMMUNE SYSTEM. SCIENTISTS AT THE TRUDEAU INSTITUTE FOCUS EXCLUSIVELY ON UNDERSTANDING THE ROLES OF THE IMMUNE SYSTEM IN HEALTH AND DISEASE. 16 15 67 15 0 0 7068897 6148646 493298 915966 739038 928154 30040 70951 8331273 8063717 0 0 0 0 4338933 4786258 0 0 282526 3992895 3981653 8331828 8767911 -555 -704194 37078089 36605912 1790214 555945 35287875 36049967 X TRUDEAU INSTITUTE'S MISSION IS TO UNDERSTAND THE BODY'S IMMUNE SYSTEM BY CONDUCTING EXPERIMENTAL STUDIES AT THE FRONTIERS OF KNOWLEDGE. THAT UNDERSTANDING IS VITAL TO PROGRESS IN STRENGTHENING OUR BODIES' ABILITY TO FIGHT LIFE-THREATENING INFECTIONS, IMFLAMMATORY DISEASES, AND CANCER. DISCOVERIES ABOUT THE INTRICATE WORKINGS OF THE IMMUNE SYSTEM APPLY NOT TO JUST A SINGLE DISEASE BUT TO A VAST ARRAY OF HUMAN AFFLICTIONS. THE LIST OF DISEASES CRITICALLY INVOLVING THE IMMUNE SYSTEM IS EXTENSIVE: TUBERCULOSIS, INFLUENZA, COVID-19, ARTHRITIS, ASTHMA, SEPSIS, COLITIS, MULTIPLE SCLEROSIS, CANCER, ZIKA, AND MALARIA, AMONG MANY OTHERS. PROGRESS TOWARD FIGHTING THESE DISEASES AND FINDING CURES FOR THEM REQUIRES AN IN-DEPTH UNDERSTANDING OF THE WORKINGS OF THE IMMUNE SYSTEM. SCIENTISTS AT THE TRUDEAU INSTITUTE FOCUS EXCLUSIVELY ON UNDERSTANDING THE ROLES OF THE IMMUNE SYSTEM IN HEALTH AND DISEASE. 0 0 7055523 915966 THE TRUDEAU INSTITUTE IS A WORLD-RENOWNED LEADER IN THE EFFORT TO BETTER UNDERSTAND THE IMMUNE SYSTEM FOR THE PURPOSE OF PREVENTING AND TREATING HUMAN DISEASES. OUR EXPERTISE AND ENTHUSIASM FOR MODELING INFECTION, IMMUNITY, VACCINATION, INFLAMMATION, AND SEPSIS HAVE LED TO MANY PIONEERING DISCOVERIES. MOUSE MODELS CURRENTLY STUDIED AT THE INSTITUTE INCLUDE INFLUENZA, PARAINFLUENZA, INFLUENZA-ASSOCIATED BACTERIAL PNEUMONIA, BACTERIAL SEPSIS, PNEUMONIC PLAGUE, TUBERCULOSIS, TOXOPLASMOSIS, ZIKA AND CHRONIC HERPESVIRUS INFECTION. THE TRUDEAU INSTITUTE CONTINUED ITS RESEARCH IN THE AREAS OF IMMUNOLOGY AND INFECTIOUS DISEASE, SUPPORTED BY GRANTS FROM THE NATIONAL INSTITUTE OF HEALTH, NEW YORK STATE, AND THROUGH SUBCONTRACTS WITH VARIOUS UNIVERSITIES AND FOUNDATIONS. THE TRUDEAU RESEARCH STAFF PUBLISHED FIVE (5) ARTICLES IN FIVE (5) LEADING SCIENTIFIC JOURNALS. 7055523 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 11 0 1 67 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X WILLIAM CHAPIN CAO AND SEC TREAS 5188913080 154 ALGONQUIN AVE SARANAC LAKE NY 12983 ATSUO KUKI PHD PRESIDENT, DIRECTOR, AND TRUSTEE 38.00 X X 399000 0 33484 MARCENE SONNEBORN CHAIR(1/1-8/3) 2.00 X X 0 0 0 DOROTHY FEDERMAN MD VICE-CHAIR(1/1-8/2) CHAIR(8/3-12/31) 10.00 X X 0 0 0 KONRAD KIP TESTWUIDE VICE-CHAIR(8/3-12/31) 2.00 X X 0 0 0 BENJAMIN BREWSTER TRUSTEE 1.00 X 0 0 0 COURTNEY BURKE TRUSTEE 1.00 X 0 0 0 VINCENT A FISCHETTI PHD TRUSTEE 1.00 X 0 0 0 JAMES C FRAUENTHAL PHD TRUSTEE 1.00 X 0 0 0 RAYMOND N JOHNSON PHD TRUSTEE 1.00 X 0 0 0 DANIEL LEFF TRUSTEE 1.00 X 0 0 0 AIRLIE CAMERON LENNON MDMPH TRUSTEE 1.00 X 0 0 0 JULIE NORTH TRUSTEE 1.00 X 0 0 0 MICHAEL J PARKER MD TRUSTEE 1.00 X 0 0 0 BRIAN A POLLOK PHD TRUSTEE 1.00 X 0 0 0 TIELMAN T VAN VLECK PHD TRUSTEE 1.00 X 0 0 0 YI XUE TRUSTEE 1.00 X 0 0 0 WILLIAM CHAPIN CAO AND SECRETARY TREASURER 38.00 X 161042 0 30811 WILLIAM REILEY PRINCIPAL INVESTIGATOR 38.00 X 138630 0 9693 MARCY BLACKMAN PRINCIPAL INVESTIGATOR 38.00 X 160439 0 32212 IN-JEONG KIM PRINCIPAL INVESTIGATOR 38.00 X 113300 0 15682 PERRIN BABCOCK PRINCIPAL INVESTIGATOR 38.00 X 138000 0 29234 1110411 0 151116 6 0 1 0 MARK A MARCHIONNI 10 COURT ST PO BOX 173 ARLINGTON MA 02476 SCIENTIFIC CONSULTATION 194370 1 3468 5545438 599740 17912 6148646 CONTRACT RESEARCH 541700 827160 827160 ACADEMIC RESEARCH 541700 88806 88806 915966 417773 417773 31973 31973 113764 97147 16617 16617 16617 5995526 5485145 510381 510381 510381 REFUND OF PRIOR YEAR OVERPAYMENTS 900099 20535 20535 MISCELLANEOUS REVENUE 900099 1826 1826 22361 8063717 938327 0 976744 624337 624337 3168692 2650202 338070 180420 197117 136840 49452 10825 503644 375345 101460 26839 292468 221389 57167 13912 22635 22635 57935 57935 480 480 25000 25000 690378 602627 53002 34749 791068 778123 10373 2572 616938 593492 20378 3068 84798 56788 24635 3375 47593 46032 1357 204 1404609 1358491 40083 6035 122591 118566 3498 527 REPAIRS & MAINTENANCE 117628 117628 8767911 7055523 1429862 282526 984592 532205 375931 18194 6221396 6233829 14497 1377 87853 89352 175599 203253 44407758 29231471 16364993 15176287 10940906 13421663 1912322 929752 37078089 36605912 494242 275945 920972 205000 375000 75000 1790214 555945 X 27512418 28782161 7775457 7267806 35287875 36049967 37078089 36605912 -704194 1466286 0 X 0 1 X 1 1 1 X 9776483 8152114 7535155 7068897 6148646 38681295 9776483 8152114 7535155 7068897 6148646 38681295 38681295 448469 441982 507028 610011 563510 2571000 75875 15281 6433 51334 22361 171284 41423579 2680390 0.93380 0.94200 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2015 AMOUNT: $ 4,539. 2016 AMOUNT: $ 15,281. 2017 AMOUNT: $ 6,433. 2018 AMOUNT: $ 51,334. 2019 AMOUNT: $ 22,361. EDUCATION SERVICES - CLARKSON UNIVERSITY - 2015 AMOUNT: $ 71,336. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 480 480 0 PART II-B, LINE 1: TRUDEAU INSTITUTE IS A MEMBER OF THE ASSOCIATION OF INDEPENDENT RESEARCH INSTITUTES (AIRI), WHICH IS A NATIONWIDE ASSOCIATION OF APPROXIMATELY 76 INDEPENDENT, NOT-FOR-PROFIT RESEARCH INSTITUTES. FIFTEEN PERCENT OF THE ANNUAL MEMBERSHIP DUES ARE APPLIED TO AIRI LOBBYING EXPENSES. AIRI'S POLITICAL EFFORTS CONTINUE TO ADDRESS ISSUES RELATED TO CONGRESSIONAL DECISIONS IN REGARD TO FUNDING OF THE NATIONAL INSTITUTE OF HEALTH. 0 11775457 893172 1405823 11262806 13505713 -693061 1037195 11775457 9900944 1467689 11368633 9298894 5193 596857 9900944 9350009 -51115 9298894 0.35500 0.55200 0.09300 1 0 132063 132063 31301647 17289428 14012219 440200 414812 25388 12533848 11527231 1006617 15176287 X 9602150 1466286 1466286 8135864 25000 -97147 -72147 8063717 8840058 97147 97147 8742911 25000 25000 8767911 PART V, LINE 4: THE TRUDEAU INSTITUTE ENDOWMENT CONSISTS OF THREE FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, WHICH CONTINUES TO SUPPORT THE MAIN OBJECTIVE AND MISSION OF CONDUCTING BIOMEDICAL RESEARCH. THE TERM ENDOWMENT ARE THOSE ASSETS NOT SUBJECT TO DONOR-IMPOSED STIPULATIONS, WHICH MAY BE DESIGNATED FOR SPECIFIC PURPOSE BY ELECTION OF THE BOARD OF TRUSTEES. THE BOARD DESIGNATED (QUASI) ENDOWMENT PROVIDES EARNED INCOME IN SUPPORT OF THE INSTITUTE DIRECTOR. INCOME EARNED IN EXCESS OF THE STATED PURPOSE IS AVAILABLE FOR GENERAL OPERATIONS. THE PERMANENTLY RESTRICTED ENDOWMENT IS TO BE MAINTAINED IN PERPETUITY TO GENERATE INCOME FOR THE INSTITUTES OPERATIONAL NEEDS. PART X, LINE 2: THE INSTITUTE FILES FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITION'S TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE INSTITUTE'S TAX POSITIONS AND CONCLUDED THAT THE INSTITUTE HAD TAKEN NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN ITS FINANCIAL STATEMENTS AS OF DECEMBER 31, 2019 AND 2018. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -97,147. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 97,147. X X X X 0 0 0 0 0 0 0 0 0 ATSUO KUKI PHD PRESIDENT, DIRECTOR, AND TRUSTEE 399000 0 0 0 0 0 16800 0 16684 0 432484 0 0 0 WILLIAM CHAPIN CAO AND SECRETARY TREASURER 161042 0 0 0 0 0 9663 0 21148 0 191853 0 0 0 MARCY BLACKMAN PRINCIPAL INVESTIGATOR 160439 0 0 0 0 0 9626 0 22586 0 192651 0 0 0 PERRIN BABCOCK PRINCIPAL INVESTIGATOR 138000 0 0 0 0 0 8280 0 20954 0 167234 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B UPON REVIEW OF THE IRS FORM 990 BY THE PRESIDENT AND DIRECTOR , THE CHIEF ADMINISTRATIVE OFFICER AND CONTROLLER, AND THE AUDIT COMMITTEE, THE FORM 990 IS THEN FORWARDED TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND OFFICIALLY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE OFFICERS, DIRECTORS, AND MEMBERS OF THE BOARD OF TRUSTEES RECEIVE A COPY OF THE TRUDEAU INSTITUTE CONFLICT OF INTEREST POLICY. EACH PERSON IS REQUIRED TO SUBMIT A SIGNED CERTIFICATION THAT THEY WILL READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE POLICY. IF THERE IS A DISCLOSURE, THE BOARD OF TRUSTEES WILL ASCERTAIN THE VALIDITY OF THE POTENTIAL CONFLICT AND FOLLOW POLICY FOR COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER IS REVIEWED ANNUALLY AGAINST THE AIRI INSTITUTE ANNUAL SALARY SURVEY TO MAKE SURE SALARIES ARE IN LINE. THE PROCESS INCLUDES THE USE OF COMPARABLE COMPENSATION FOR THE SAME POSITION IN SIMILAR ORGANIZATIONS, WITH REVIEW AND APPROVAL BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE PROCESS FOR DETERMINING COMPENSATION FOR ALL OFFICERS IS COMPLETED ANNUALLY. DETERMINATION IS BASED UPON BENCHMARK DATA FROM SIMILAR ORGANIZATIONS AND REQUIRES REVIEW AND APPROVAL BY THE DIRECTOR AND THE BOARD OF TRUSTEES COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 TRUDEAU INSTITUTE PROVIDES THE PUBLIC DIRECT ACCESS TO THE MOST RECENT AUDITED FINANCIAL STATEMENTS AND FORM 990 THROUGH THE ORGANIZATION'S WEBSITE. THE FINANCIAL STATEMENTS ARE ALSO PROVIDED TO ALL REGUALTORY AGENCIES, THE FEDERAL AND STATE GOVERNMENTS AND UPON REQUEST FROM VARIOUS INTERESTED PARTIES. FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND INSTITUTE POLICIES ARE IN THE CARE OF THE TREASURER AND SECRETARY AND ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 TRUDEAU INSTITUTE PROVIDES THE PUBLIC DIRECT ACCESS TO THE MOST RECENT AUDITED FINANCIAL STATEMENTS THROUGH THE ORGANIZATION'S WEBSITE. THE FINANCIAL STATEMENTS ARE ALSO PROVIDED TO ALL REGULATORY AGENCIES, THE FEDERAL AND STATE GOVERNMENTS AND UPON REQUEST FROM VARIOUS INTERESTED PARTIES. FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND INSTITUTE POLICIES ARE IN THE CARE OF THE TREASURER AND SECRETARY AND ARE MADE AVAILABLE UPON REQUEST.