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27599 566001393 115 93936 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF NOTRE DAME 940 GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 307548 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF OKLAHOMA - NORMAN CAMPUS 731 ELM STREET NORMAN OK 73019 736017987 115 67905 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET 5TH FLOOR FRANKLIN BLDG PHILADELPHIA PA 19104 231352685 501(C)(3) 75358 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF PITTSBURGH 3520 FIFTH AVENUE PITTSBURGH PA 15213 250965591 115 54578 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF ROCHESTER 601 ELMWOOD AVENUE ROCHESTER NY 14642 160743209 501(C)(3) 73402 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF SOUTH CAROLINA RESEARCH FOUNDATION 915 BULL ST OSBOURNE ADMIN BLDG 202 COLUMBIA SC 29208 570967350 501(C)(3) 133123 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TEXAS AT AUSTIN 110 INNER CAMPUS DRIVE AUSTIN TX 78712 746000203 115 880200 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF THE VIRGIN ISLANDS ST THOMAS CAMPUS 2 JOHN BREWERS BAY BAY ST THOMAS VI 00802 660432514 115 13016 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF TOLEDO 2801 W BANCROFT TOLEDO OH 43606 346401483 115 237214 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE SALT LAKE CITY UT 84112 876000525 115 31137 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF VIRGINIA 1001 N EMMET STREET CHARLOTTESVILLE VA 22903 546001796 115 238101 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVENUE NE SEATTLE WA 98195 916001537 115 535015 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WISCONSIN - MADISON 21 N PARK STREET MADISON WI 53715 396006492 115 608298 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UNIVERSITY OF WISCONSIN - MILWAUKEE CHAPMAN HALL 202 MILWAUKEE WI 53201 391805963 115 14394 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE UTAH VALLEY UNIVERSITY 800 WEST UNIVERSITY PARKWAY OREM UT 84058 870280648 115 31487 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VILLANOVA UNIVERSITY 800 LANCASTER AVENUE VILLANOVA PA 19085 231352688 501(C)(3) 57715 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE VIRGINIA TECH VIRGINIA TECH BLACKSBURG VA 24061 546001805 115 203845 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WASHINGTON STATE UNIVERSITY PO BOX 641060 LIGHTY 280 ATTN DAN NORDQUIST PULLMAN WA 99164 916001089 115 16868 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WAYNE STATE UNIVERSITY 5057 WOODWARD 13TH FLOOR DETROIT MI 48202 386028429 115 42038 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WELLESLEY COLLEGE OFFICE OF SPONSORED RESEARCH 106 CENTRAL STREET WELLESLEY MA 02481 042103637 501(C)(3) 20994 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WESLEYAN UNIVERSITY 237 HIGH STREET MIDDLETOWN CT 06459 060646959 501(C)(3) 71261 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE WIYN CONSORTIUM INC PO BOX 26732 TUCSON AZ 85726 860669456 501(C)(3) 1852500 SCIENTIFIC RESEARCH AND DEVELOPMENT FOR THE WIYN 3.5 METER TELESCOPE FACILITY YALE UNIVERSITY 105 WALL STREET NEW HAVEN CT 06511 060646973 501(C)(3) 229625 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE YOUNGSTOWN STATE UNIVERSITY ONE UNIVERSITY PLAZA YOUNGSTOWN OH 44555 341011998 115 20046 SCIENTIFIC RESEARCH ON DATA FROM HUBBLE SPACE TELESCOPE 134 2 PART I, LINE 2: AURA MONITORS THE USE OF GRANT FUNDS IN ACCORDANCE WITH THE UNIFORM GUIDANCE SUBRECIPIENT MONITORING AND MANAGEMENT TO ENSURE ACCEPTABLE PERFORMANCE IS ACHIEVED. X 0 0 X X X X 0 0 0 0 0 0 0 1 0 CHARLES MOUNTAIN PRESIDENT/DIRECTOR 472916 0 10000 0 95978 0 27500 0 31344 0 637738 0 0 0 DEBORAH L JOHNSON CHIEF FINANCIAL OFFICER UNTIL 3/2019 253146 0 0 0 0 0 25260 0 0 0 278406 0 0 0 HEIDI HAMMEL VP FOR SCIENCE 282026 0 0 0 0 0 27500 0 28694 0 338220 0 0 0 VALEN SCHNADER VP FOR OPERATIONS & CHIEF OF STAFF 297450 0 0 0 0 0 27500 0 23832 0 348782 0 0 0 DANA LEHR VP PROGRAMS 245048 0 0 0 0 0 24907 0 13844 0 283799 0 0 0 KENNETH SEMBACH STSCI DIRECTOR 346741 0 0 0 0 0 27500 0 22332 0 396573 0 0 0 NANCY LEVENSON STSCI DEPUTY DIRECTOR 240570 0 0 0 0 0 24358 0 22507 0 287435 0 0 0 GERARD KRISS STSCI ASSOC. DIRECTOR, INSTRUMENTS 224337 0 0 0 0 0 22817 0 29959 0 277113 0 0 0 MASSIMO STIAVELLI STSCI MISSION HEAD, JWST 206330 0 0 0 0 0 21031 0 28694 0 256055 0 0 0 THOMAS BROWN STSCI MISSION HEAD, HST 203681 0 2000 0 0 0 20656 0 4374 0 230711 0 0 0 ALESSANDRA ALOISI STSCI MISSION HEAD, SCIENCE MISSION 176405 0 0 0 0 0 17691 0 500 0 194596 0 0 0 DAVID LISKA STSCI ASSOC. DIRECTOR, ENG. & TECH. 213254 0 2000 0 0 0 21426 0 11116 0 247796 0 0 0 DAVID SILVA NOAO DIRECTOR - UNTIL 1/2019 249490 0 5000 0 1032 0 25500 0 18190 0 299212 0 0 0 VALENTIN PILLET NSO DIRECTOR 237873 0 0 0 13726 0 25167 0 24870 0 301636 0 0 0 THOMAS RIMMELE NSO - ASSOC. DIRECTOR - DKIST 200328 0 1100 0 846 0 21389 0 24632 0 248295 0 0 0 VICTOR KRABBENDAM PROJECT MGR - VR CONSTRUCTION 227222 0 0 0 982 0 24180 0 24708 0 277092 0 0 0 DONALD HOUGH STSCI ASSOC. DIRECTOR, ADMIN. 231057 0 0 0 0 0 23579 0 29959 0 284595 0 0 0 PAUL F JEFFERS IT&C EXECUTIVE MANAGER 149864 0 13739 0 83845 0 15511 0 15730 0 278689 0 0 0 WILLIAM J O'MULLANE PROJECT MGR - VR CONSTRUCTION 223523 0 50 0 46565 0 22482 0 8554 0 301174 0 0 0 HEATHER K MARSHALL IT&C GROUP MANAGER 155276 0 10713 0 84269 0 15603 0 5050 0 270911 0 0 0 SIMON CRAIG SR. SYSTEMS ENGINEER - NSO 257993 0 5043 0 606 0 16923 0 8593 0 289158 0 0 0 PART I, LINE 1A IN 2018, MATT MOUNTAIN WAS PROVIDED $2,945 FOR DUES TO THE COSMOS CLUB, WHICH IS USED BY HIM FOR BUSINESS MEETINGS DIRECTLY INVOLVING THE PROGRAMMATIC ACTIVITIES OF AURA. PART I, LINE 7 AURA PROVIDED BONUSES BASED ON INDIVIDUAL PERFORMANCE, RETENTION, MERIT, AND ADDITIONAL DUTIES. FORM 990, PART VI, SECTION A, LINE 6 THE BYLAWS OF THE ORGANIZATION PROVIDE FOR A BODY OF MEMBER REPRESENTATIVES THAT PERFORM AN ANNUAL REVIEW OF THE ACTIVITIES OF THE ORGANIZATION AND OTHER ISSUES DEEMED WORTHY OF CONSIDERATION IN THE MANAGEMENT AND GOVERNANCE OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBER REPRESENTATIVES ELECT THE CHAIR AND MEMBERS OF THE BOARD OF THE DIRECTORS ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS MAKE UP THE AUDIT COMMITTEE WHICH ARE GIVEN RESPONSIBILITY FOR THE SELECTION OF EXTERNAL AUDITORS. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED AND APPROVED BY AURA MANAGEMENT AND THE AURA AUDIT COMMITTEE. ONCE REVIEWED/APPROVED, COPIES ARE PROVIDED TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST (COI) POLICY IS MONITORED AND ENFORCED BY THE HUMAN RESOURCE (HR) OFFICE AND THROUGH AURA'S INTERNAL CONTROLS TO ENSURE THAT THE ORGANIZATION AND ITS EMPLOYEES ARE IN COMPLIANCE WITH THE COI POLICY. ANNUALLY, THE HR OFFICE COLLECTS COMPLETED COI DISCLOSURE STATEMENTS FROM EMPLOYEES. ALSO, BOARD MEMBERS ARE RESPONSIBLE TO BE ALERT OF ANY COI. IF ONE IS TO EXIST, THE BOARD MEMBER IS EITHER TO DISCLOSE THE INTEREST IN FULL TO THE OTHER MEMBER OF THE BOARD OR COMMITTEE OR BE RECUSED FROM DELIBERATION OR VOTES OF THE BOARD OR COMMITTEE ON THE MATTER OF POTENTIAL CONFLICT. IN EITHER CASE, THE MINUTES OF THE BOARD OR COMMITTEE SHALL RECORD THE EXERCISE OF EITHER OPTION AND THE RESPONSE OF THE BOARD COMMITTEE TO THAT MATTER. FORM 990, PART VI, SECTION B, LINE 15 AURA'S COMPENSATION POLICY SETS STANDARDS AND PROCEDURES MONITORED AND ENFORCED BY THE HUMAN RESOURCE (HR) DEPARTMENT. THE HR DEPARTMENT PERFORMS A COMPARABILITY DATA ANALYSIS RELATED TO THE PRESIDENT'S, VICE PRESIDENTS' (VPS), CENTER DIRECTORS', AND CENTER KEY EMPLOYEES' COMPENSATION USING VARIOUS TOOLS AND EXTERNAL RESOURCES. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR THE PRESIDENT IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR THE DIRECTORS AND VPS IS REVIEWED AND APPROVED BY THE PRESIDENT. THE ORIGINAL COMPENSATION DURING THE HIRING PROCESS FOR CENTER KEY EMPLOYEES IS DETERMINED BY THE RESPECTIVE CENTER DIRECTOR. ANNUALLY, MERIT INCREASES FOR THE PRESIDENT, DIRECTORS, AND CENTER KEY EMPLOYEES ARE REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS AND THE VPS COMPENSATION IS REVIEWED AND APPROVED BY THE PRESIDENT. AURA'S HR DEPARTMENT RETAINS THE DOCUMENTATION OF THE COMPENSATION APPROVAL BY THE BOARD OF DIRECTORS. THE LAST YEAR THIS PROCESS TOOK PLACE FOR THE PRESIDENT, VICE PRESIDENTS, CENTER DIRECTORS, AND FOR CENTER KEY EMPLOYEES WAS DURING FY2019. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G RESEARCH AND DEVELOPMENT PROGRAM SERVICES EXPENSES: PROGRAM SERVICE EXPENSES 93,526,929. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 93,526,929. MANAGEMENT AND GENERAL EXPENSES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,785,227. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,785,227. FORM 990, PART XI, LINE 9: POSTRETIREMENT CHANGES -10,178,933. FOREIGN CURRENCY TRANSLATION LOSS -550,733. ROUNDING 482. AURA RETIREE HEALTH BENEFIT TRUST 1331 PENNSYLVANIA AVE NW 1475 WASHINGTON DC 20004 526775182 TO PROVIDE POST-RETIREMENT HEALTH BENEFITS DC 501(C)(9) AURA 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0