2020-08-14T16:29:55-05:00 2019-09-30 450250958 EIDE BAILLY LLP 7001 E BELLEVIEW AVE STE 700 DENVER CO 80237 990 2018-10-01 204510571 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC NATI 7207464844 1685 38TH ST SUITE 100 NO 100 BOULDER CO 80301 KEVIN AMERY SECRETARY 7207464844 2020-08-14 1 KYLE FRITCH CPA P01313374 9702238825 2020-08-14 65.155.204.218 2020-08-14 12:54:34 MD P 0D8FA862322811F9A0BBF3318134ADFB96389756 2143C02D8A8F64E843D51BCD6A0974C812D6520F 2018 2020-09-23 17:36:50Z BATTELLE ECOLOGY INC KEVIN AMERY 1685 38TH ST SUITE 100 NO 100 BOULDER CO 80301 2726950 0 X WWW.NEONINC.ORG X 2005 VA PROVIDING INFRASTRUCTURE ENABLING RESEARCH, DISCOVERY, & EDUCATION ABOUT ECOLOGICAL CHANGE. 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THE ORGANIZATION IS ANNUALLY REQUIRED TO FILE A RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) WITH THE IRS. IN ADDITION, BATTELLE ECOLOGY, INC. IS SUBJECT TO INCOME TAX ON NET INCOME THAT IS DERIVED FROM BUSINESS ACTIVITIES THAT ARE UNRELATED TO ITS EXEMPT PURPOSE. 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SCHEDULE J, PART II, COLUMN C: SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS THEREBY INCREASING OR DECREASING THE AMOUNTS. PROJECT EQUIPMENT AND LEASEHOLD IMPROVEMENTS 2018-10-01 138894421 NET BOOK VALUE 530206152 NATIONAL SCIENCE FOUNDATION 2415 EISENHOWER AVENUE ALEXANDRIA VA 22314 SECTION 115 0 0 0 0 SCHEDULE N, PART II, LINE 1: THE TRANSACTION REPORTED ON SCHEDULE N, PART II, LINE 1 RELATES TO ASSETS OF WHICH THE NATIONAL SCIENCE FOUNDATION HAD BENEFICIAL TITLE TO THAT BECAME GOVERNMENT HELD PROPERTY DURING NEON'S REPORTING PERIOD. FORM 990, PART III, LINE 3 ON APRIL 8, 2016 BATTELLE MEMORIAL INSTITUTE (BATTELLE), A RELATED TAX-EXEMPT ORGANIZATION, ACQUIRED CONTROL OVER THE NATIONAL ECOLOGICAL OBSERVATORY NETWORK, INC. (NEON) BY BECOMING ITS SOLE MEMBER. BATTELLE WAS AWARDED A COOPERATIVE AGREEMENT BY THE NATIONAL SCIENCE FOUNDATION (NSF) FOR THE TRANSITION AND COMPLETION OF THE CONSTRUCTION AND INITIAL OPERATIONS OF THE NEON PROJECT. EFFECTIVE OCTOBER 1, 2018 ALL STAFF OF NEON TERMINATED EMPLOYMENT AND BECAME EMPLOYEES OF BATTELLE, THE SUCCESSOR CONTRACTOR. FORM 990, PART VI, SECTION A, LINE 6 BATTELLE MEMORIAL INSTITUTE, A RELATED NON-PROFIT ORGANIZATION, IS THE SOLE MEMBER OF NATIONAL ECOLOGICAL OBSERVATORY NETWORK, INC. FORM 990, PART VI, SECTION A, LINE 7A BATTELLE MEMORIAL INSTITUTE, THE SOLE MEMBER OF NATIONAL ECOLOGICAL OBSERVATORY NETWORK, INC., HAS THE RIGHT TO ELECT DIRECTORS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B AFTER THE FORM 990 IS PREPARED, THE INTERNAL TAX DEPARTMENT REVIEWS THE RETURN AND PROVIDES ANY CHANGES TO THE SECRETARY FOR FINAL REVIEW. THE SECRETARY PERFORMS A FINAL REVIEW AND APPROVES THE RETURN BEFORE SIGNING AND FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES AND BOARD OF DIRECTOR MEMBERS ARE COVERED BY THE CONFLICT OF INTEREST POLICY. BOARD MEMBERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. ALL EMPLOYEES ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT UPON INITIAL HIRE. ANY CONFLICTS OF INTEREST DISCOVERED OR REPORTED ARE ESCALATED TO NATIONAL ECOLOGICAL OBSERVATORY NETWORK, INC.'S CEO AND MAY RESULT IN TERMINATION OR RECUSAL OF CERTAIN INDIVIDUALS, AS APPROPRIATE. FAILURE TO ADEQUATELY REPORT ANY CONFLICT OF INTEREST MAY ALSO RESULT IN DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION. FOR THE CURRENT TAX YEAR NO CONFLICT OF INTEREST SITUATIONS HAVE BEEN REPORTED OR DISCOVERED. FORM 990, PART VI, SECTION B, LINE 15 THE MOST RELEVANT OUTSIDE COMPENSATION DATA AVAILABLE (DEFINED BY THE INDUSTRIES AND REGIONS IN WHICH WE COMPETE FOR QUALIFIED APPLICANTS, INCLUDING DATA FROM SIMILARLY SITUATED ORGANIZATIONS) TO GUIDE COMPENSATION STRATEGIES, SALARY RANGES AND TO GUIDE INDIVIDUAL SALARY OFFERS. SUCH MARKET COMPENSATION DATA WAS UTILIZED TO FORM THE COMPENSATION ARRANGEMENTS FOR TOP OFFICERS PRIOR TO EXTENDING OFFERS OF EMPLOYMENT. MARKET COMPENSATION DATA IS REVIEWED ANNUALLY TO ASSURE THAT COMPENSATION LEVELS ARE APPROPRIATE. CONTEMPORANEOUS MARKET COMPENSATION DATA IS RETAINED FOR THE KEY OFFICER POSITIONS (CEO AND CFO) ON AN ANNUAL BASIS. A COMPENSATION TEAM REVIEWS AND ANALYZES MARKET DATA AND TRENDS TO SET AND ADJUST OFFICER SALARIES ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PARTICIPANT SUPPORT COSTS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,083. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,083. OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 19,720. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 19,720. PAYROLL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 5,092. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,092. FORM 990, PART XI, LINE 9: EQUITY TRANSFER FROM RELATED ORGANIZATION 363,096. TRANSFER OF NEON PROJECT ASSETS TO NATIONAL SCIENCE FOUNDATION -138,894,421. BATTELLE MEMORIAL INSTITUTE 505 KING AVE COLUMBUS OH 43201 314379427 UTILIZATION OF SCIENCE AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND OH 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1