2020-07-15T14:12:10-05:00 2019-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2018-07-01 237013149 PHOENIX HOUSE FOUNDATION INC PHOE 7182226649 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 MARK G WHITE PRESIDENT 7182226649 2020-07-15 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2020-07-15 24.146.222.31 2020-07-15 10:14:02 ED P 86324AA6648A884C06306129ED8808CB1BD1A3DC F7BBFA6259344C32E569AC7E54D1F40DDD1EEA94 2018 2021-01-29 14:40:06Z MARK G WHITE 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 1811657 0 X WWW.PHOENIXHOUSE.ORG X 1968 NY WE ARE PASSIONATE ABOUT HEALING INDIVIDUALS, FAMILIES AND COMMUNITIES CHALLENGED BY SUBSTANCE USE DISORDERS AND RELATED MENTAL HEALTH CONDITIONS. 3 3 65 3 0 0 369166 85134 0 0 674391 372381 3096109 1038744 4139666 1496259 0 0 0 0 8171012 1830746 0 0 0 1885069 2533724 10056081 4364470 -5916415 -2868211 73823867 16723850 46405677 781580 27418190 15942270 WE ARE PASSIONATE ABOUT HEALING INDIVIDUALS, FAMILIES AND COMMUNITIES CHALLENGED BY SUBSTANCE USE DISORDERS AND RELATED MENTAL HEALTH CONDITIONS. 0 0 1598057 PHOENIX HOUSE FOUNDATION PROVIDES ADMINISTRATIVE SERVICES TO ITS OPERATING AFFILIATES IN TEN STATES. THESE SERVICES ENABLE PHOENIX HOUSE FOUNDATION TOGETHER WITH ITS AFFILIATES TO ACHIEVE ITS MISSION RESULTS BY OPERATING APPROXIMATELY 114 TREATMENT PROGRAMS ACROSS TEN STATES PLUS THE DISTRICT OF COLUMBIA, SERVING MORE THAN 13,000 MEN, WOMEN, AND ADOLESCENTS, SAFEGUARDING YOUTH, STRENGTHENING FAMILIES AND ENABLING THOSE TRAPPED IN DEPENDENCY TO CONFRONT ADDICTION AND TO ACHIEVE AND SUSTAIN RECOVERY. THESE EXPENSES ARE ASSOCIATED WITH SUPPORT SERVICES FOR TREATMENT, HEALTHCARE, EDUCATIONAL AND RESEARCH ACTIVITIES. PHOENIX HOUSE FOUNDATION PROVIDED THESE ADMINISTRATIVE SERVICES UNTIL THE 3/31 DISSOLUTION OF THE SOLE MEMBER. 1 0 0 1 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 24 0 1 65 1 0 0 0 0 0 0 0 0 0 0 0 0 X 3 3 0 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NY X MARK G WHITE - PRESIDENT 7182226649 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 ROBERT HOWE DIRECTOR 1.00 X 0 0 0 TOM JASPER CHAIR 1.00 X X 0 0 0 WILLIAM RIFKIN DIRECTOR 1.00 X 0 0 0 ANN D BRAY PRESIDENT & CEO (OUTGOING) 40.00 X 233837 0 0 BENJAMON NORDSTROM PRESIDENT & CEO 40.00 X 350360 0 0 HEDI B GOLDSTEIN GENERAL COUNSEL 40.00 X 309046 0 35315 CLY FOWKES PROGRAM DIRECTOR 40.00 X 128482 0 8526 COLEEN MCGRATH EXECUTIVE 40.00 X 137385 0 8429 ELENA STURMAN SENIOR EXECUTIVE 40.00 X 319585 0 17728 LOUIS FORTE BENEFITS DIRECTOR 40.00 X 119588 0 22589 MORRIS CHOMSKI ACCOUNTANT III 40.00 X 125886 0 9286 1724169 0 101873 8 0 1 0 BDO LLP 770 KENNMORE SE SUITE 300 GRAND RAPIDS MI 49546 ACCOUNTING SERVICES 2417486 GRANT THORTON LLP 33570 TREASURY CENTER CHICAGO IL 606943500 ACCOUNTING SERVICES 501605 CYRUSONE LLC 3581 SOLUTIONS CENTER CHICAGO IL 60677 IT SERVICES 252156 CHARLES M TRUNZ III 39 MATINECOCK FARMS RD GLEN COVE NY 11542 CONSULTING SERVICES 231959 4 85134 85134 134662 134662 861457 0 861457 861457 861457 553117 315398 237719 237719 237719 ASSET AMORTIZATION RECOVER 91209 91209 INSURANCE CLAIM RECOVER 86028 86028 MISCELLANEOUS REVENUE 50 50 177287 1496259 177287 0 1233838 1041595 1041595 526960 526960 34420 34420 143918 143918 83853 83853 132037 132037 317700 317700 17950 17950 44383 44383 263184 263184 46913 46913 100197 100197 2672 2672 121864 121864 28114 28114 30249 30249 9783 9783 1193361 1193361 39215 39215 EQUIPMENT LEASES 162484 162484 SUPPORT SERVICES 7974 7974 REPAIRS AND MAINTENANCE 7312 7312 OTHER EXPENSES 7132 7132 1200 1200 4364470 0 4364470 0 12022039 1093457 100000 15910 370000 531631 522118 2439934 214000 22123007 18054996 5603483 4068011 4810700 4968545 48300170 5487719 73823867 16723850 5669666 139543 536840 36011 40000000 105197 700000 0 46405677 781580 X 22501167 11731442 1400285 694090 3516738 3516738 27418190 15942270 73823867 16723850 X -2868211 78394 5510684 -14196787 X X 0 0 0 X 2087516 1169171 1296733 369166 85314 5007900 2087516 1169171 1296733 369166 85314 5007900 5007900 916687 836916 252794 2445824 1233838 5686059 2573034 1736307 1010531 704515 147287 6171674 16865633 0.29690 0.36120 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: COST RECOVERY FROM AFFILIATES CHARGE BACK - 2014 AMOUNT: $ 786,886. 2015 AMOUNT: $ 293,135. 2016 AMOUNT: $ 91,293. 2017 AMOUNT: $ 46,007. PRIVATE INSURANCE COST RECOVERY - 2014 AMOUNT: $ 961,096. 2015 AMOUNT: $ 137,748. 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. GROSS INCOME FROM FUNDRAISING - 2014 AMOUNT: $ 183,875. 2015 AMOUNT: $ 155,407. 2016 AMOUNT: $ 142,453. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 0. COMMUNICATION COST RECOVERY - 2014 AMOUNT: $ 641,177. 2015 AMOUNT: $ 1,150,017. 2016 AMOUNT: $ 776,785. 2017 AMOUNT: $ 658,508. OTHER INCOME - 2014 AMOUNT: $ 0. 2015 AMOUNT: $ 0. 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 50. ASSET AMORTIZATION RECOVERY - 2018 AMOUNT: $ 61,209. INSURANCE CLAIM RECOVERY - 2018 AMOUNT: $ 86,028. 0 17950 17950 4346520 4364470 368224 92056 0 0 1000000 1000000 1000000 368224 3368224 5052336 63505 29105 24000 17950 134560 250000 250000 250000 92056 842056 1263084 0 0 0 0 0 3851000 158016 214000 3795016 3811939 303231 263820 3851350 4047878 587348 823287 3811939 3837368 2421363 -147658 2063195 4047878 4257545 -157777 262400 3837368 0.92680 0.07330 0 0 160603 160603 0 21962404 17894393 4068011 4068011 DUE FORM RELATED PARTY 5487719 5487719 X X X X X 1 0 0 0 0 0 0 0 0 ANN D BRAY PRESIDENT & CEO (OUTGOING) 80801 0 0 0 153036 0 0 0 0 0 233837 0 0 0 BENJAMON NORDSTROM PRESIDENT & CEO 350000 0 0 0 360 0 0 0 0 0 350360 0 0 0 HEDI B GOLDSTEIN GENERAL COUNSEL 307709 0 0 0 1337 0 0 0 35315 0 344361 0 0 0 ELENA STURMAN SENIOR EXECUTIVE 319128 0 0 0 457 0 0 0 17728 0 337313 0 0 0 PART I, LINE 3 PHOENIX HOUSE, THE PARENT ORGANIZATION OF PHOENIX HOUSE FOUNDATION, INC. ESTABLISHES THE COMPENSATION OF PHOENIX HOUSE FOUNDATION, LNC'S CEO/EXECUTIVE DIRECTOR. THE METHODS USED TO ESTABLISH COMPETITION OF THE CEO/ EXECUTIVE DIRECTOR INCLUDES BUT ARE NOT LIMITED TO USING A COMPENSATION COMMITTEE, AN INDEPENDENT COMPENSATION CONSULTANT, FORM 990'S OF OTHER ORGANIZATIONS' COMPENSATION, COMPENSATION SURVEYS OR STUDIES, AND APPROVAL BY THE BOARD OR THE COMPENSATION COMMITTEE OF THE PARENT ORGANIZATION. PART I, LINE 4A ANN D BRAY AND MORRIS CHOMSKI RECEIVED SEVERANCE PAYMENTS OF $152,500 AND $43,378 RESPECTIVELY. PART II COLUMN B(III) AMOUNTS IN THIS COLUMN FOR ANN D BRAY, PRESIDENT AND CEO, AND MORRIS CHOMSKI, ACCOUNTANT III, INCLUDE SEVERANCE PAYMENTS. SEVERANCE FOR ANN D BRAY AMOUNTS TO $152,500 AND PAYMENTS TO MORRIS CHOMSKI AMOUNTS TO $43,378. FORM 990, PART VI, SECTION A, LINE 4 DURING THE YEAR THE ORGANIZATION UPDATED ITS BYLAWS TO INDICATE THAT IT WOULD NO LONGER HAVE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED BY THE CORPORATE CONTROLLER, CHIEF FINANCIAL OFFICER, AND GENERAL COUNSEL. THE COMPLETED RETURN IS DISTRIBUTED TO THE ORGANIZATION'S BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS ALL OFFICERS AND DIRECTORS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE. THE BOARD OF DIRECTORS (OR COMMITTEE THEREOF) DIRECTLY REVIEWS ALL TRANSACTIONS PRESENTING ANY POTENTIAL CONFLICT OF INTEREST, OR THE APPEARANCE THEREOF, AND ENFORCES THE POLICY BY APPROVING SUCH TRANSACTIONS ONLY IF THEY DO NOT PRESENT A CONFLICT OR ARE INDEPENDENTLY DETERMINED TO BE FAIR, REASONABLE, AND IN THE BEST INTERESTS OF THE ORGANIZATION. ANY DIRECTOR OR OFFICER WITH AN INTEREST IN THE TRANSACTION AT ISSUE MAY NOT PARTICIPATE IN OR ATTEMPT TO INFLUENCE THE BOARD'S (OR COMMITTEE'S) DELIBERATIONS OR DECISION. PRIOR TO ENTERING INTO SUCH A TRANSACTION, THE BOARD (OR COMMITTEE) ALSO CONSIDERS ALTERNATIVE TRANSACTIONS TO THE EXTENT AVAILABLE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE PRESIDENT IS BENCHMARKED BY A CONSULTANT AND REVIEWED (WITHOUT PARTICIPATION BY THE PERSON COMPENSATED FOR REASONABLENESS BY THE ORGANIZATION'S BOARD(OR COMMITTEE THEREOF) OR BY THE BOARD (OR COMMITTEE THEREOF) OF THE ORGANIZATION'S SOLE MEMBER, AND RECORDED IN MINUTES. THE COMPENSATION OF OFFICERS IS BENCHMARKED BY A CONSULTANT AND REVIEWED (WITHOUT PARTICIPATION BY THE PERSON COMPENSATED) FOR REASONABLENESS BY THE ORGANIZATION'S BOARD (OR COMMITTEE THEREOF) OR BY THE BOARD (OR COMMITTEE THEREOF) OF THE ORGANIZATION'S SOLE MEMBER, AND RECORDED IN MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION INCLUDES ITS FINANCIAL RESULTS IN THE PHOENIX HOUSE AND AFFILIATES CONSOLIDATED FINANCIAL STATEMENTS WHICH ARE MADE AVAILABLE TO THE PUBLIC. OTHER CORPORATE DOCUMENTS ARE AVAILABLE ONLY AT THE DISCRETION OF MANAGEMENT UNLESS REQUIRED BY LAW. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL TRUST 214,000. DEBT FORGIVENESS -14,410,787. FORM 990, PART XII: THE AUDIT FOR THE OGANIZATION HAS NOT BEEN FINALIZED. THE RETURN WILL BE AMENDED ONCE IT IS COMPLETED. FORM 990: THIS FORM 990 WAS PREPARED USING THE BEST AVAILABLE INFORMATION PRIOR TO THE AUDIT OF THE ORGANIZATION. SHOULD ANY INFORMATION BE FOUND TO BE INACCURATE THE ORGANIZATION WILL PROMPTLY FILE AN AMENDED RETURN ONCE THE AUDIT IS COMPLETED. PHOENIX RIVERWALK LLC 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 822005918 REAL ESTATE HOLDING NY PHOENIX HOUSE FOUNDATION PHOENIX HOUSE PARKSIDE LLC 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 823949479 REAL ESTATE HOLDING NY PHOENIX HOUSE FOUNDATION PHOENIX HOUSES OF LONG ISLAND INC PO BOX 3001 BRENTWOOD NY 11717 112307925 SUBSTANCE ABUSE TREATMENT NY 501(C)(3) LINE 7 PHNY 0 PHOENIX HOUSES OF NEW YORK INC PO BOX 3001 BRENTWOOD NY 11717 133020608 SUBSTANCE ABUSE TREATMENT NY 501(C)(3) LINE 7 PHOENIX HOUSE 0 PHOENIX HOUSE ORANGE COUNTY INC 11600 ELDRIDGE AVE LAKE VIEW TERRACE CA 91342 222268070 SUBSTANCE ABUSE TREATMENT CA 501(C)(3) LINE 7 PHC 0 PHOENIX HOUSE SAN DIEGO INC 11600 ELDRIDGE AVE LAKE VIEW TERRACE CA 91342 954092861 SUBSTANCE ABUSE TREATMENT CA 501(C)(3) LINE 7 PHC 0 PHOENIX HOUSES OF LOS ANGELES INC 11600 ELDRIDGE AVE LAKE VIEW TERRACE CA 91342 237084897 SUBSTANCE ABUSE TREATMENT CA 501(C)(3) LINE 7 PHC 0 PHOENIX HOUSES OF CALIFORNIA INC 11600 ELDRIDGE AVE LAKE VIEW TERRACE CA 91342 943015376 SUBSTANCE ABUSE TREATMENT CA 501(C)(3) LINE 7 PHOENIX HOUSE 0 PHOENIX HOUSES OF NEW ENGLAND INC 99 WAYLAND AVE PROVIDENCE RI 029064313 050315625 SUBSTANCE ABUSE TREATMENT RI 501(C)(3) LINE 7 PHOENIX HOUSE 0 PHOENIX HOUSES OF TEXAS INC 2351 W NORTHWEST HWY DALLAS TX 75220 133810073 SUBSTANCE ABUSE TREATMENT TX 501(C)(3) LINE 7 PHOENIX HOUSE 0 PHOENIX PROGRAMS OF FLORIDA INC 510 VONDERBURG DR BRANDON FL 03351 593172948 SUBSTANCE ABUSE TREATMENT FL 501(C)(3) LINE 7 PHOENIX HOUSE 0 PHOENIX HOUSES OF THE MID-ATLANTIC INC 200 NOTH GLEBE RD ARLINGTON VA 22203 540805530 SUBSTANCE ABUSE TREATMENT VA 501(C)(3) LINE 7 PHOENIX HOUSE 0 PHOENIX HOUSE MID-ATLANTIC PROPERTY MANAGEMENT 200 NOTH GLEBE RD ARLINGTON VA 22203 541835296 SUBSTANCE ABUSE TREATMENT VA 501(C)(3) LINE 12C, III-FI PHMA 0 PHOENIX HOUSE 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 812902832 SUBSTANCE ABUSE TREATMENT NY 501(C)(3) LINE 10 N/A 0 CENTER ON ADDICTION AND THE FAMILY INC 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 133132463 SUBSTANCE ABUSE TREATMENT NY 501(C)(3) LINE 7 PHF 0 THE AMERICAN COUNCIL FOR DRUG EDUCATION 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 132904583 SUBSTANCE ABUSE TREATMENT NY 501(C)(3) LINE 7 PHF 0 PHOENIX HOUSES OF NEW JERSEY INC 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 237409564 SUBSTANCE ABUSE TREATMENT NY 501(C)(3) LINE 7 PHF 0 1 1 0 1 1 0 0 0 0 1 0 1 0 1 1 1 1 1 1 SCHEDULE R, PART II, COLUMN (A): AS OF THE 3/31/19 THE ORGANIZATION ENDED ITS AFFILIATION WITH THE CLOSELY ALLIED PHOENIX HOUSE ENTITIES AFTER THE DISSOLUTION OF PHOENIX HOUSE, THE PARENT AND SOLE MEMBER.