2020-07-14T15:38:26-05:00 2019-06-30 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA NEW YORK NY 10004 990 2018-07-01 202905531 NEW YORK STEM CELL FOUNDATION INC NEWY 2123657428 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 SUSAN L SOLOMON CEO 2123657428 2020-07-13 1 JAMES J REILLY P00183769 2126617777 72.76.158.64 2020-07-13 15:04:14 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 FAE4C1A623C502B7361EBA1C34997577FDE6F9F4 2018 2020-09-23 17:36:50Z SUSAN L SOLOMON 619 WEST 54TH STREET 3RD FL NEW YORK NY 10019 41526563 0 X WWW.NYSCF.ORG X 2005 NY SEE SCHEDULE O.TO ADVANCE THE MOST CUTTING-EDGE STEM CELL RESEARCH IN THE WORLD, TO SUPPORT STEM CELL SCIENTISTS, AND TO EDUCATE THE PUBLIC. 13 12 111 12 0 0 37464798 36843837 0 0 26020 64836 511299 3227282 38002117 40135955 9930285 9232248 0 0 8914846 10245628 0 0 1286749 10246888 11027265 29092019 30505141 8910098 9630814 71398151 82378860 19388153 20953938 52009998 61424922 X SEE SCHEDULE O. 0 0 27802116 9232248 SEE SCHEDULE O. 27802116 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 37 0 1 111 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 13 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA NY X NEW YORK STEM CELL FOUNDATION 2123657428 619 WEST 54TH STREET 3RD FLOOR NEW YORK NY 10019 SUSAN L SOLOMON CEO & DIRECTOR 40.00 X X 656764 0 36846 ROY GERONEMUS MD CHAIRMAN & DIRECTOR 3.00 X X 0 0 0 MARGO ALEXANDER TREASURER & DIRECTOR 3.00 X X 0 0 0 ANITA VOLZ WIEN DIRECTOR 3.00 X 0 0 0 KAREN E BURKE MD PHD DIRECTOR 3.00 X 0 0 0 STEPHEN ROSS DIRECTOR 3.00 X 0 0 0 STEPHEN SCHERR DIRECTOR 3.00 X 0 0 0 PAUL GOLDBERGER DIRECTOR 3.00 X 0 0 0 RICHARD J MASSEY PHD DIRECTOR 3.00 X 0 0 0 MARILYN G BRESLOW DIRECTOR 3.00 X 0 0 0 PEGGY BRIM BEWKES DIRECTOR 3.00 X 0 0 0 GEORGE LAZARUS MD DIRECTOR 3.00 X 0 0 0 PAUL MEISTER DIRECTOR 3.00 X 0 0 0 JEFFREY WALLERSTEIN CHIEF FINANCIAL & OPERATING OFFICER 40.00 X 406916 0 50438 ELIZABETH SCHWARZBACH CHIEF BUSINESS OFFICER 40.00 X 305881 0 22474 SCOTT NOGGLE SENIOR VP, RESEARCH 40.00 X 233212 0 50687 MELISSA NIRENBERG CHIEF MEDICAL OFFICER 40.00 X 251544 0 29303 FREDERICK MONSMA SENIOR VP, SCIENTIFIC OPER 40.00 X 254254 0 24087 DANIEL PAULL VICE PRESIDENT, STEM CELL TECHNOLOGIES PLATFORM 40.00 X 238307 0 33286 2346878 0 247121 39 0 1 0 DLA PIPER LLP PO BOX 64029 BALTIMORE MD 21264 LEGAL 451731 LISA STROVINK CO NYSCF 619 WEST 54TH STREET NEW YORK NY 10019 CONSULTANT 218878 BRITTON BUSINESS COMPUTING 302 A WEST 12TH STREET 335 NEW YORK NY 10014 IT CONSULTANT 158094 3 1306822 670818 34866197 1180344 36843837 60045 60045 3053520 3053520 1180344 1175553 4791 4791 4791 215055 1306822 215055 0 OTHER 900099 173762 173762 173762 40135955 0 0 3292118 8332248 8332248 900000 900000 1192902 660570 334673 197659 7253638 6532734 312051 408853 302703 265696 15258 21749 898830 768139 48817 81874 597555 507266 43023 47266 558006 497889 60117 20522 20522 403293 264972 55220 83101 421455 292195 103604 25656 171406 158502 7966 4938 2947014 2655026 140776 151212 51219 45555 3613 2051 734489 675375 14832 44282 449386 396145 32764 20477 1971620 1759909 132598 79113 136410 115271 13577 7562 LABORATORY EXPENSES 2768598 2768598 PRINTING & VIDEO PRODUC 146783 82652 351 63780 DUES & SUBSCRIPTIONS 77130 56712 9296 11122 COMMUNICATIONS 23741 23506 235 146193 43156 67218 35819 30505141 27802116 1416276 1286749 1000 1000 5679463 6961454 40126087 48851898 263129 380024 37579556 11544956 25008206 26034600 320266 149884 71398151 82378860 1751739 2367056 1775398 1616134 307660 173650 9833333 10050695 5720023 6746403 19388153 20953938 X 9804228 10527800 42205770 50897122 52009998 61424922 71398151 82378860 X 9630814 -215890 X X 0 1 X 1 0 X 29111440 39517807 17320264 37464798 36843837 160258146 29111440 39517807 17320264 37464798 36843837 160258146 83819379 76438767 4660 12245 24270 537319 3113565 3692059 12969 173762 186731 164136936 0.46570 0.49270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25762288 3046974 22715314 11817268 8497982 3319286 26034600 CAPITAL LEASE PAYABLE 401908 DEFERRED RENT & LEASE INCENTIVE 6298555 SECURITY DEPOSIT 45940 6746403 X 39930279 10214 10214 39920065 215890 215890 40135955 30515355 10214 10214 30505141 0 30505141 PART X, LINE 2: NYSCF IS SUBJECT TO THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S (THE "FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, RELATING TO ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. BECAUSE OF NYSCF'S GENERAL TAX-EXEMPT STATUS, THE ADOPTION OF ASC TOPIC 740-10-05 HAS NOT HAD, AND IS NOT EXPECTED TO HAVE, A MATERIAL IMPACT ON NYSCF'S FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: INTEREST RATE SWAP 215,890. 1 EUROPE GRANTMAKING GRANTS 900000 0 0 0 0 0 0 900000 0 900000 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTS 300000 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANTS 300000 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) GRANTS 300000 WIRE 0 0 0 0 0 0 PART I, LINE 2: NYSCF WILL CONTACT BOTH THE INDIVIDUAL AND THE INSTITUTION IN WHICH THE GRANT/FELLOWSHIP WILL BE HELD. IN ACCEPTING THE FUNDS, THE GRANTEE/FELLOW MUST AGREE TO THE TERMS AND CONDITIONS SET FORTH BY NYSCF AND ACKNOWLEDGE THAT WHILE NYSCF IS PROVIDING SUPPORT FOR THIS PROJECT, SOLE RESPONSIBILITY FOR THE SUPERVISION, DIRECTION AND CONTROL OF THE CONDUCT OF THE PROJECT LIES WITH THE GRANTEE/FELLOW. THE GRANTEE/FELLOW IS ALSO RESPONSIBLE FOR TRANSMITTING A COPY OF THE NOTIFICATION FROM NYSCF TO THEIR FACULTY SPONSOR AND HOST INSTITUTION FOR SIGNATURES. IF THE GRANT OR FELLOWSHIP IS TERMINATED PREMATURELY FOR ANY REASON OR IF THE FELLOW WISHES TO AMEND THE PROJECT, NYSCF MUST BE NOTIFIED IMMEDIATELY. 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IN ACCEPTING THE FUNDS, THE GRANTEE/FELLOW MUST AGREE TO THE TERMS AND CONDITIONS SET FORTH BY NYSCF AND ACKNOWLEDGE THAT WHILE NYSCF IS PROVIDING SUPPORT FOR THIS PROJECT, SOLE RESPONSIBILITY FOR THE SUPERVISION, DIRECTION AND CONTROL OF THE CONDUCT OF THE PROJECT LIES WITH THE GRANTEE/FELLOW. THE GRANTEE/FELLOW IS ALSO RESPONSIBLE FOR TRANSMITTING A COPY OF THE NOTIFICATION FROM NYSCF TO THEIR FACULTY SPONSOR AND HOST INSTITUTION FOR SIGNATURES. IF THE GRANT OR FELLOWSHIP IS TERMINATED PREMATURELY FOR ANY REASON OR IF THE FELLOW WISHES TO AMEND THE PROJECT, NYSCF MUST BE NOTIFIED IMMEDIATELY. X X X X X X 0 0 0 0 0 0 0 0 0 SUSAN L SOLOMON CEO & DIRECTOR 656764 0 0 0 0 0 13750 0 23096 0 693610 0 0 0 JEFFREY WALLERSTEIN CHIEF FINANCIAL & OPERATING OFFICER 406916 0 0 0 0 0 13750 0 36688 0 457354 0 0 0 ELIZABETH SCHWARZBACH CHIEF BUSINESS OFFICER 305881 0 0 0 0 0 11156 0 11318 0 328355 0 0 0 SCOTT NOGGLE SENIOR VP, RESEARCH 233212 0 0 0 0 0 12207 0 38480 0 283899 0 0 0 MELISSA NIRENBERG CHIEF MEDICAL OFFICER 251544 0 0 0 0 0 12816 0 16487 0 280847 0 0 0 FREDERICK MONSMA SENIOR VP, SCIENTIFIC OPER 254254 0 0 0 0 0 12687 0 11400 0 278341 0 0 0 DANIEL PAULL VICE PRESIDENT, STEM CELL TECHNOLOGI 238307 0 0 0 0 0 12538 0 20748 0 271593 0 0 0 X 4 1180344 FMV 0 1 0 PART III - LINE 1 THE NEW YORK STEM CELL FOUNDATION ("NYSCF") IS A NOT-FOR-PROFIT ORGANIZATION THAT WAS INCORPORATED IN THE STATE OF NEW YORK ON MAY 19, 2005. NYSCF'S MISSION IS TO ACCELERATE CURES FOR THE MAJOR DISEASES OF OUR TIME THROUGH STEM CELL RESEARCH. NYSCF PROGRAMS INCLUDE: 1) NYSCF RESEARCH - SUPPORTING AND ENABLING THE UNRESTRICTED PURSUIT OF THE MOST ADVANCED STEM CELL RESEARCH, BOTH IN OUR OWN LABORATORY AND THROUGH COLLABORATIONS WITH MAJOR MEDICAL RESEARCH INSTITUTIONS; 2) NYSCF FELLOWSHIP AND INNOVATOR PROGRAMS - SUPPORTING AND TRAINING THE NEXT GENERATION OF SCIENTISTS, BOTH AT THE POST-DOCTORAL LEVEL AS FELLOWS, AND AS INVESTIGATORS PURSUING INNOVATIVE WORK THAT TRANSLATES RESEARCH INTO CURES; 3) NYSCF CONFERENCE AND SYMPOSIA - CONVENING THE PRE-EMINENT ANNUAL TRANSLATIONAL STEM CELL RESEARCH CONFERENCE AND AN ON-GOING SERIES OF PROGRAMS FOR SCIENTISTS, POLICYMAKERS AND THE PUBLIC; 4) NYSCF-ROBERTSON PRIZE - HONORING THE MOST SIGNIFICANT ACHIEVEMENT IN STEM CELL RESEARCH EACH YEAR. PART III - LINE 4A NYSCF RESEARCH - SUPPORTING AND ENABLING THE UNRESTRICTED PURSUIT OF THE MOST ADVANCED STEM CELL RESEARCH, BOTH IN OUR OWN LABORATORY AND THROUGH COLLABORATIONS WITH MAJOR MEDICAL RESEARCH INSTITUTIONS. NYSCF FELLOWSHIP AND INNOVATOR PROGRAMS - SUPPORTING AND TRAINING THE NEXT GENERATION OF SCIENTISTS, BOTH AT THE POST-DOCTORAL LEVEL AS FELLOWS, AND AS INVESTIGATORS PURSUING INNOVATIVE WORK THAT TRANSLATES RESEARCH INTO CURES. NYSCF CONFERENCE AND SYMPOSIA - CONVENING THE PRE-EMINENT ANNUAL TRANSLATIONAL STEM CELL RESEARCH CONFERENCE AND AN ON-GOING SERIES OF PROGRAMS FOR SCIENTISTS, POLICYMAKERS AND THE PUBLIC. NYSCF-ROBERTSON PRIZE - HONORING THE MOST SIGNIFICANT ACHIEVEMENT IN STEM CELL RESEARCH EACH YEAR. FORM 990, PART VI, SECTION A, LINE 2 SUSAN L. SOLOMON, CEO & DIRECTOR IS MARRIED TO PAUL GOLDBERGER, DIRECTOR JEFF WALLERSTEIN, CHIEF FINANCIAL & OPERATING OFFICER IS THE BROTHER-IN-LAW OF STEPHEN SCHERR, DIRECTOR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE AND DISTRIBUTED TO THE ENTIRE BOARD OF DIRECTORS FOR THEIR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY FOR REVIEW AND SIGNATURE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY REVIEWING COMPARABLE ORGANIZATIONS' FORM 990, ENGAGING AN INDEPENDENT COMPENSATION CONSULTANT TO PREPARE AN ANALYSIS AND REPORT ABOUT THE CEO AND OTHER KEY EMPLOYEE'S COMPENSATION. THESE MATERIALS ARE PRESENTED TO THE ORGANIZATION'S COMPENSATION COMMITTEE, WHICH REPORTS TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 NYSCF MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP -215,890. FORM 990. PART XII, LINE 2C. THE PROCESS HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. 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