2020-07-09T12:11:04-05:00 2019-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2018-07-01 237080568 AMERICAN SOCIETY OF HEMATOLOGY INC AMER 2027760544 2021 L STREET NW NO 900 WASHINGTON DC 20036 MARTHA LIGGETT EXECUTIVE DIRECTOR 2027760544 2020-07-09 1 RICHARD J LOCASTRO CPA P00288314 3019519090 75.103.231.202 2020-07-09 13:10:58 ED P 8A04992F9AA5330EDB38CCF362EE047B41C21F8B 0F5B552EC05A2334C44C0D6588D3D4B1DB8DEF54 2018 2020-09-23 17:36:50Z MARTHA LIGGETT 2021 L STREET NW NO 900 WASHINGTON DC 20036 108126758 0 X WWW.HEMATOLOGY.ORG X 1958 DC SEE PART III, LINE 1. 13 12 136 450 6695588 4646049 12895284 11589430 61057345 70412467 2899252 2614981 -338372 -275112 76513509 84341766 10232953 10708161 0 0 16948561 17476568 0 0 408988 42928096 48053361 70109610 76238090 6403899 8103676 241713882 256937906 79531633 82486304 162182249 174451602 X THE WORLD'S LARGEST PROFESSIONAL ORGANIZATION OF BLOOD SPECIALISTS, ASH AIMS TO FURTHER THE UNDERSTANDING, DIAGNOSIS, TREATMENT, AND PREVENTION OF DISORDERS AFFECTING THE BLOOD, BONE MARROW, AND THE IMMUNOLOGIC, HAEMOSTATIC AND VASCULAR SYSTEMS, BY PROMOTING RESEARCH, CLINICAL CARE, EDUCATION, TRAINING, AND ADVOCACY IN HEMATOLOGY. 0 0 19283465 401067 46497452 ANNUAL MEETING: PROVIDED A FORUM FOR THE DISCUSSION OF CRITICAL ISSUES IN HEMATOLOGY VIA EDUCATIONAL AND SCIENTIFIC SESSIONS, PLENARY SYMPOSIA, AND ABSTRACT PRESENTATIONS. SUPPORTED TRAINEES AND THOSE FROM DEVELOPING COUNTRIES WHO HAVE SUBMITTED ABSTRACTS FOR PRESENTATION. 18279449 602598 2999245 PROJECTS AND MEMBER SERVICES: HELD TO BENEFIT OUR MEMBERS, OR THE HEMATOLOGY COMMUNITY AT-LARGE. EXAMPLES ARE: SMALL REGIONAL MEETINGS THAT HIGHLIGHT INFORMATION PRESENTED AT OUR ANNUAL MEETING, A DATABASE OF IMAGES THAT OUR MEMBERS CAN USE WHEN PRESENTING THEIR SCIENCE, AND OUR MONTHLY NEWSLETTER. 10505931 8979870 AWARDS: PROVIDED TO SUPPORT HEMATOLOGISTS IN ALL STAGES OF THEIR CAREERS AND TO HONOR THOSE WHO HAVE HELPED ADVANCE THE FIELD OF HEMATOLOGY. 9452948 713626 19826865 JOURNAL: PROVIDED AN INTERNATIONAL FORUM FOR THE PUBLICATION OF ORIGINAL ARTICLES DESCRIBING LABORATORY AND CLINICAL INVESTIGATIONS ENCOMPASSED IN THE FIELD OF HEMATOLOGY. 1383354 LLC (FACILITY) 4147634 11000 SMALL MEETINGS 403797 1088904 CLINICAL NEWS 15387733 724626 20915769 63456578 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 1 404 0 1 136 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 12 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 AL AK AR CA FL GA HI IL KS KY ME MD MA MI MN MS ND NH NJ NM NY NC NV OH OK OR PA RI SC TN UT VA WA WI WV CT X TIFFANY AKE 2027760544 2021 L STREET NW SUITE 900 WASHINGTON DC 20036 X ROY L SILVERSTEIN SEE SCH O PRES-ELECT; THEN PRES (TRANS 1/1/19) 2.00 1.00 X X 6750 0 0 ALEXIS THOMPSON SEE SCH O PRESIDENT (UNTIL 12/31/18) 2.00 1.00 X X 16000 0 0 STEPHANIE J LEE V.P.; THEN PRES-ELECT (TRANS 1/1/19) 2.00 1.00 X X 0 0 0 MARTIN S TALLMAN SEE SCH O COUNCILLOR; THEN V.P. (TRANS 1/1/19) 2.00 1.00 X X 5000 0 0 ROBERT A BRODSKY SEE SCH O SECRETARY 2.00 1.00 X X 14500 0 0 SUSAN B SHURIN SEE SCH O TREASURER (UNTIL 12/31/18) 2.00 1.00 X X 13500 0 0 MARK CROWTHER TREASURER (FROM 1/1/19) 2.00 1.00 X X 0 0 0 JANE N WINTER COUNCILLOR 2.00 1.00 X 0 0 0 STEVEN L ALLEN COUNCILLOR 2.00 1.00 X 0 0 0 CYNTHIA E DUNBAR COUNCILLOR 2.00 1.00 X 0 0 0 MARY C DINAUER COUNCILLOR (UNTIL 12/31/18) 2.00 1.00 X 0 0 0 JOHN C BYRD SEE SCH O COUNCILLOR 2.00 1.00 X 3750 0 0 TERRY GERNSHEIMER COUNCILLOR (UNTIL 12/31/18) 2.00 1.00 X 0 0 0 AGNES LEE COUNCILLOR 2.00 1.00 X 0 0 0 JOSEPH MIKHAEL SEE SCH O COUNCILLOR 2.00 1.00 X 3000 0 0 ARNOLD GANSER COUNCILLOR (FROM 1/1/19) 2.00 1.00 X 0 0 0 BELINDA AVALOS COUNCILLOR (FROM 1/1/19) 2.00 1.00 X 0 0 0 MARTHA LIGGETT EXECUTIVE DIRECTOR 59.00 1.00 X 605336 0 67928 MATTHEW GERTZOG DEPUTY EXECUTIVE DIRECTOR 35.00 0.00 X 461981 0 47292 NINA HOFFMAN CHIEF PUBLICATIONS OFFICER 35.00 0.00 X 309126 0 55080 ROBERT PLOVNICK CHIEF MEDICAL QUALITY OFFICER 35.00 0.00 X 326012 0 51198 KARINA FERNANDEZ CHIEF INFORMATION OFFICER 35.00 0.00 X 326408 0 55706 CHARLES CLAYTON CHIEF PROF. DEV. & DIVERSITY OFFICER 35.00 0.00 X 303301 0 39359 WILLIAM REED CHIEF EVENT STRATEGY OFFICER 35.00 0.00 X 321677 0 39589 2716341 0 356152 46 0 1 0 FREEMAN AUDIO VISUAL INC PO BOX 650519 DALLAS TX 75265 ANNUAL MEETING A.V. 4748049 DARTMOUTH JOURNAL SERVICES PO BOX 419817 BOSTON MA 02284 JOURNAL PRINTING 2132144 J SPARGO & ASSOCIATES 111212 WAPLES MILL ROAD SUITE 104 FAIRFAX VA 22030 ANNUAL MEETING CONSULTANTS 2091280 FREEMAN PO BOX 650036 DALLAS TX 75265 ASH MEETINGS DECORATOR 1740901 GEEKHIVE 28 CHURCH STREET SUITE 2A WARWICK NY 10990 IT CONSULTING 1651828 46 2812405 44600 8732425 11589430 ANNUAL MEETING 900099 46497452 46497452 BLOOD JOURNAL 900099 13549104 13549104 ADVERTISING 541800 6277762 244694 6033068 PROJECTS 900099 2856150 2856150 CLINICAL NEWS 541800 1088904 1088904 143095 143095 70412467 2689008 2689008 201600 201600 1388496 1978855 -590359 -590359 -569479 -20880 21681853 21755880 -74027 -74027 -74027 137286 44600 50257 87029 87029 MISCELLANEOUS 900099 26618 26618 26618 84341766 63147400 6695588 2909348 8908900 8908900 1799261 1799261 1164090 573556 536849 53685 12431740 8740273 3526430 165037 1323011 922092 381909 19010 1715961 1187340 502721 25900 841766 578048 250378 13340 677681 324554 353127 79562 79562 185836 185836 147226 147226 6527276 3743525 2730442 53309 2189761 2189096 665 2327974 2201256 118271 8447 2889290 2101331 787959 -65574 -633962 521023 47365 2821081 1988440 832641 19751904 18837521 912725 1658 1414372 1414372 1400811 1311675 79591 9545 176780 149155 26219 1406 PUBLICATIONS 3761376 3757017 2910 1449 UBI TAX 1631848 1556791 75057 STAFF DEVELOPMENT 514686 353439 153090 8157 DUES & SUBSCRIPTIONS 215017 113240 101762 15 1406454 1153822 252632 76238090 63456578 12372524 408988 18792666 5420787 385 508 2849889 1865594 4140641 4839665 3513836 1849485 72705357 16298497 56705288 56406860 126718795 156388211 28026563 24190349 965819 5976447 241713882 256937906 5596744 8903645 8110430 7592512 16160526 17854579 33767245 33734383 15889102 14393599 7586 7586 79531633 82486304 X 149803213 163394824 5015023 3692765 7364013 7364013 162182249 174451602 241713882 256937906 8103676 4165677 0 X 0 1 X 1 0 X 5055694 5938578 8856468 12895284 11589430 44335454 44645080 46812698 49533695 54499108 63147400 258637981 49700774 52751276 58390163 67394392 74736830 302973435 33253 17915 36574 76336 57829 221907 2724286 3083562 5994017 5239682 8701078 25742625 2757539 3101477 6030591 5316018 8758907 25964532 277008903 5100564 4785663 3403959 2858145 3069988 19218319 5100564 4785663 3403959 2858145 3069988 19218319 2239082 3051943 2500964 3676028 4646049 16114066 5287 10859 -5817 74401 26618 111348 57045707 60599741 64289269 74002966 82479485 338417168 0.81850 0.82580 0.05680 0.06230 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11943 245332 257275 73783566 74040841 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 190070 219015 278864 257275 945224 250000 250000 250000 250000 1000000 1500000 7035 6419 8991 11943 34388 8554929 375838 323382 8607385 8210270 578396 233737 8554929 7457742 887719 135191 8210270 7694972 -202730 34500 7457742 7864826 -139511 30343 7694972 0.00000 0.85550 0.14450 0 0 12458802 12458802 53941338 12041436 41899902 2392766 2158649 234117 3912451 2098412 1814039 56406860 COMMINGLED UNITIZED POOLS 18837190 F HEDGE FUND - WEATHERLOW OFFSHORE FUND I LTD 4986662 F UNALLOCATED INSURANCE CONTRACTS 366497 F 24190349 TENANT SECURITY DEPOSIT 7586 7586 X 90399329 4165677 1988855 6154532 84244797 147226 -50257 96969 84341766 82264107 6122986 6122986 76141121 147226 -50257 96969 76238090 PART V, LINE 4: THE ENDOWMENT FUNDS SUPPORT THE FOLLOWING PROGRAMS, AS SPECIFIED BY DONORS: ASH SCHOLAR AWARDS, THE CLINICAL RESEARCH TRAINING INSTITUTE, THE GIBSON AWARD, THE LEVY AWARD, AND THE COULTER AWARD. PART X, LINE 2: FOR THE YEARS ENDED JUNE 30, 2019 AND 2018, THE SOCIETY HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE INCLUDED AS EXPENSE ON THE AUDIT AND NETTED 1,978,855. AGAINST REVENUE ON FORM 990, PART VIII, LINE 6C. ASH REGISTRY REVENUE, INCLUDED IN THE CONSOLIDATED 10,000. AUDIT REPORT AND EXCLUDED FROM ASH, INC. FORM 990 REPORTING. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES REPORTED AS EXPENSE ON THE AUDIT -50,257. AND NETTED AGAINST REVENUE ON FORM 990, PART VIII, LINE 8C. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE INCLUDED AS EXPENSE ON THE AUDIT AND NETTED 1,978,855. AGAINST REVENUE ON FORM 990, PART VIII, LINE 6C. ASH REGISTRY REXPENSES, INCLUDED IN THE CONSOLIDATED 4,144,131. AUDIT REPORT AND EXCLUDED FROM ASH, INC. FORM 990 REPORTING. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES REPORTED AS EXPENSE ON THE AUDIT -50,257. AND NETTED AGAINST REVENUE ON FORM 990, PART VIII, LINE 8C. 1 CENTRAL AMERICAN AND THE CARIBBEAN 0 0 BOOK VALUE OF INVESTMENTS IN THE REGION 4986662 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES HIGHLIGHTS OF ASH-ASIA MEETING 747588 SOUTH AMERICA 0 0 PROGRAM SERVICES HIGHLIGHTS OF ASH-LATIN AMERICA MEETING 505260 EUROPE 0 0 PROGRAM SERVICES HIGHLIGHTS OF ASH-MEDITERRANEAN MEETING 394770 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 348000 EUROPE 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 679500 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 144226 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 171000 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 335585 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 17850 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 31320 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 71780 0 0 0 0 0 0 7977006 456535 8433541 ABSTRACT ACHIEVEMENT AWARD EAST ASIA AND THE PACIFIC 69 43500 CHECK ABSTRACT ACHIEVEMENT AWARD EUROPE 147 82500 CHECK ABSTRACT ACHIEVEMENT AWARD SOUTH AMERICA 24 12000 CHECK ABSTRACT ACHIEVEMENT AWARD NORTH AMERICA 36 18000 CHECK COULTER AWARD EUROPE 1 9500 CHECK GLOBAL RESEARCH AWARD SUB-SAHARAN AFRICA 3 317310 CHECK GLOBAL RESEARCH AWARD EUROPE 3 587500 CHECK GLOBAL RESEARCH AWARD EAST ASIA AND THE PACIFIC 3 300000 CHECK GLOBAL RESEARCH AWARD SOUTH AMERICA 1 103526 CHECK PHYSICIAN-SCIENTIST CAREER DEV AWD NORTH AMERICA 1 42000 CHECK SCHOLAR AWARD NORTH AMERICA 1 100000 CHECK MINORITY MEDICAL STUDENT AWARD PROGRAM NORTH AMERICA 3 11000 CHECK LATIN AMERICAN TRAINING PROGRAM SOUTH AMERICA 6 28700 WIRE LATIN AMERICAN TRAINING PROGRAM CENTRAL AMERICA AND THE CARIBBEAN 3 17850 WIRE VISITING TRAINEE PROGRAM EAST ASIA AND THE PACIFIC 1 4500 WIRE VISITING TRAINEE PROGRAM MIDDLE EAST AND NORTH AFRICA 5 31320 WIRE VISITING TRAINEE PROGRAM SOUTH ASIA 12 71780 WIRE VISITING TRAINEE PROGRAM SUB-SAHARAN AFRICA 3 18275 WIRE 0 0 0 0 0 0 PART I, LINE 2: THE AMERICAN SOCIETY OF HEMATOLOGY (ASH) HAS MANY AWARD PROGRAMS THAT ARE AVAILABLE TO INDIVIDUALS OUTSIDE THE UNITED STATES, AND AS A RESULT, OUR PROCEDURES TO MONITOR GRANTS OUTSIDE THE U.S. VARY BY THE GRANT PROGRAM. IN GENERAL, PARTICIPANTS MUST COMPLETE A FIRST YEAR EVALUATION FORM AND AWARD COMPLETION EVALUATION FORM THAT PROVIDES THE SOCIETY WITH UPDATES ON PARTICIPANTS' PROGRESS DURING THE AWARD PERIOD. IN ADDITION TO THE EVALUATIONS, PARTICIPANTS ARE ALSO REQUIRED TO SUBMIT A FINAL RESEARCH SUMMARY REPORT AND A FINAL FINANCIAL REPORT, ON INSTITUTION LETTERHEAD, DETAILING HOW THE FUNDS WERE USED. THE FINAL PROGRESS REPORT AND FINANCIAL REPORT MUST BE SUBMITTED WITHIN 60 DAYS AFTER THE COMPLETION OF THE PROJECT. ANY UNUSED FUNDS MUST BE RETURNED TO ASH AT THE TIME THE FINANCIAL REPORT IS SUBMITTED. PARTICIPANTS AND THEIR INSTITUTIONS ARE MADE AWARE OF ASH'S REGULATIONS AT THE TIME THE AWARD IS ACCEPTED. FOR THOSE THAT DO NOT COMPLY WITH THE RULES, ASH RESERVES THE RIGHT TO WITHHOLD REMAINING FUNDS AND/OR TEMPORARILY SUSPEND THE INSTITUTION FROM RECEIVING OTHER GRANTS THE SOCIETY OFFERS UNTIL THE INSTITUTION IS IN GOOD STANDING. WALK/RUN 181886 44600 137286 50257 181886 44600 137286 50257 50257 87029 1 ABSTRACT ACHIEVEMENT AWARDS 348 196500 BRIDGE GRANTS 24 2820000 SCHOLAR AWARD 28 3600000 PHYSICIAN SCIENTIST CAREER DEVELOPMENT AWARD 4 168000 HONORIFIC AWARD 6 28400 MARY RHODES GIBSON AWARD 1 6000 AMOS MEDICAL FACULTY DEVELOPMENT PROGRAM AWARD 1 420000 HONORS AWARD 100 220000 RESEARCH TRAINING AWARD 16 1120000 MINORITY MEDICAL STUDENT AWARD PROGRAM 60 255000 MINORITY RESIDENT HEMATOLOGY AWARD PROGRAM 14 45000 MINORITY GRADUATE STUDENT ABSTRACT ACHIEVEMENT AWARD 10 15000 BEUTLER AWARD 2 15000 PART I, LINE 2: IN GENERAL, GRANTEES MUST COMPLETE A FIRST YEAR EVALUATION FORM AND AN AWARD COMPLETION EVALUATION FORM THAT PROVIDES THE SOCIETY WITH UPDATES ON PARTICIPANTS' PROGRESS DURING THE AWARD PERIOD. IN ADDITION TO THE EVALUATIONS, PARTICIPANTS ARE ALSO REQUIRED TO SUBMIT A FINAL RESEARCH SUMMARY REPORT AND A FINAL FINANCIAL REPORT, ON INSTITUTION LETTERHEAD, DETAILING HOW THE FUNDS WERE USED. THE FINAL PROGRESS REPORT AND FINANCIAL REPORT MUST BE SUBMITTED WITHIN 60 DAYS AFTER THE COMPLETION OF THE PROJECT. ANY UNUSED FUNDS MUST BE RETURNED TO ASH AT THE TIME THAT THE FINANCIAL REPORT IS SUBMITTED. GRANTEES AND THEIR INSTITUTIONS ARE MADE AWARE OF ASH'S REGULATIONS AT THE TIME THE AWARD IS ACCEPTED. FOR THOSE THAT DO NOT COMPLY WITH THE RULES, ASH RESERVES THE RIGHT TO WITHHOLD THE REMAINING FUNDS AND/OR TEMPORARILY SUSPEND THE GRANTEE FROM RECEIVING OTHER GRANTS THE SOCIETY OFFERS UNTIL THE GRANTEE IS IN GOOD STANDING. X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 MARTHA LIGGETT EXECUTIVE DIRECTOR 543976 0 61360 0 0 0 46495 0 21433 0 673264 0 0 0 MATTHEW GERTZOG DEPUTY EXECUTIVE DIRECTOR 427778 0 34203 0 0 0 27500 0 19792 0 509273 0 0 0 NINA HOFFMAN CHIEF PUBLICATIONS OFFICER 309126 0 0 0 0 0 27493 0 27587 0 364206 0 0 0 ROBERT PLOVNICK CHIEF MEDICAL QUALITY OFFICER 306012 0 20000 0 0 0 27500 0 23698 0 377210 0 0 0 KARINA FERNANDEZ CHIEF INFORMATION OFFICER 326408 0 0 0 0 0 27497 0 28209 0 382114 0 0 0 CHARLES CLAYTON CHIEF PROF. DEV. & DIVERSITY OFFICER 303301 0 0 0 0 0 27500 0 11859 0 342660 0 0 0 WILLIAM REED CHIEF EVENT STRATEGY OFFICER 301677 0 20000 0 0 0 27500 0 12089 0 361266 0 0 0 PART I, LINE 1A THE ORGANIZATION'S BENEFIT PACKAGE INCLUDES PROVISIONS FOR HEALTH CLUB DUES AND A WELLNESS PLAN FOR ALL EMPLOYEES UP TO $750 PER EMPLOYEE AND CALENDAR YEAR. ASH PROVIDES GROSS-UP STIPENDS TO OFFICERS ALONG WITH THE EDITORS OF ITS BLOOD JOURNAL. PART I, LINE 7 BONUS COMPENSATION HAS BEEN REFLECTED IN PART II, COLUMN (B)(II). A DISTRICT OF COLUMBIA 536001131 25483VJS4 2012-05-02 33969725 TO REFINANCE THE EXISTING BOND ISSUED TO PURCHASE LAND AND A BUILDING. 0 0 0 A 235342 33969725 2009 1 0 1 1 A 0 0 1 1 0 0.00000 0.00000 0 0 1 A 0 0 1 0 0 0 0 0 1 A 1 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 119400 SEE PART V 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 381991 SEE PART V 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 1410197 SEE PART V 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 352380 SEE PART V 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 235935 SEE PART V 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 260356 SEE PART V 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIB 1693930 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $7,000. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED AM EXHIBIT SPACE FOR $119,400, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS.(A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $7,750. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $381,991, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS.(A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $6,000. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $1,410,197, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS.(A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $7,750. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $352,380, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS.(A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $20,150. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING FOR $235,935, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS.(A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $9,300. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PARTICIPATED IN A MEETING AND PURCHASED EXHIBIT SPACE FOR $260,356, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAID TO PARTICIPATE IN THESE EVENTS.(A) NAME OF PERSON: SUBSTANTIAL CONTRIBUTOR(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SUBSTANTIAL CONTRIBUTOR(D) DESCRIPTION OF TRANSACTION: "SUBSTANTIAL CONTRIBUTOR" SPONSORED MEETING BAGS FOR DISTRIBUTION OF MATERIALS TO MEETING ATTENDEES IN THE AMOUNT OF $131,500. THIS SPONSORSHIP AMOUNT IS REPORTED AS A CONTRIBUTION ON SCHEDULE B, WHICH MAKES THE COMPANY "AN INTERESTED PERSON" FOR SCHEDULE L REPORTING PURPOSES. IN ADDITION TO THE MEETING BAG SPONSORSHIP, THIS COMPANY PURCHASED SUBSCRIPTIONS AND ADVERTISING FOR $1,693,930, WHICH IS WITHIN THE SAME PRICE RANGE THAT ALL OTHER COMPANIES PAY. FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN SOCIETY OF HEMATOLOGY HAS INDIVIDUAL MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE AMERICAN SOCIETY OF HEMATOLOGY HAS AN INDIVIDUAL MEMBERSHIP THAT HAS THE AUTHORITY TO ELECT THE MEMBERS OF THE EXECUTIVE COMMITTEE OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE AMERICAN SOCIETY OF HEMATOLOGY'S MEMBERSHIP HAS THE RIGHT TO VOTE ON CHANGES TO ITS BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED FIRST BY THE DIRECTOR OF FINANCE, AND THEN BY THE EXECUTIVE DIRECTOR. IT WAS THEN SENT TO THE ENTIRE BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C AMERICAN SOCIETY OF HEMATOLOGY'S CONFLICT OF INTEREST POLICY QUESTIONNAIRE IS FILLED OUT ELECTRONICALLY BY ALL BOARD MEMBERS AND EMPLOYEES. BEFORE EACH BOARD OR COMMITTEE MEETING A MEMBER IS PUT IN CHARGE OF REVIEWING ALL CONFLICT OF INTEREST STATEMENTS FOR THE MEMBERS ATTENDING. FURTHERMORE, MEMBERS ARE ASKED TO DISCLOSE ANY CHANGES BEFORE EVERY MEETING. WHEN AN ASH MEMBER HAS A CONFLICT, S/HE WILL NOT: 1. TAKE ANY ACTION ON BEHALF OF ASH CONCERNING THE SUBJECT IN CONFLICT OR ANY ISSUE RELEVANT TO THE SUBJECT IN CONFLICT; 2. PARTICIPATE IN DISCUSSIONS ON THE SUBJECT WITHOUT FULL DISCLOSURE; 3. PARTICIPATE IN DECISION-MAKING DISCUSSIONS OR CAST A VOTE; 4. IMPLY THAT HE/SHE IS ACTING ON BEHALF OF ASH WHEN DISCUSSING THE RELEVANT SUBJECT WITH THIRD PARTIES; OR 5. FAIL TO CLARIFY WITH THIRD PARTIES WITH WHOM HE/SHE DEALS ON THE RELEVANT SUBJECT THAT HE/SHE IS NOT ACTING ON BEHALF OF ASH. FORM 990, PART VI, SECTION B, LINE 15A TO ATTRACT AND RETAIN STELLAR TALENT IN THIS TOP EXECUTIVE POSITION, ASH PERIODICALLY ASSESSES MARKET SALARY TRENDS FOR THIS ROLE. THIS INCLUDES A COMPREHENSIVE MARKET SALARY REVIEW CONDUCTED BY NONPROFIT HR SOLUTIONS (NPHRS) AND ASSOCIATION STRATEGIES, INC. EVERY THREE YEARS. THIS BENCHMARKING INCLUDES AN ASSESSMENT OF SALARIES AND BENEFITS OF OTHER NON-PROFIT MEDICAL ASSOCIATION CHIEF EXECUTIVES WITH COMPARABLE BUDGET, STAFF SIZE, AND MISSION. WITH THE RESULTS OF THIS DATA, ASH CONSIDERS THE PERFORMANCE OF THE EXECUTIVE DIRECTOR, AND SETS A SALARY ALIGNED AT LEAST WITH THE MEAN OF THE MARKET. EXECUTIVE COMPENSATION FOR THE EXECUTIVE DIRECTOR IS ESTABLISHED BY CONTRACT BETWEEN THE BOARD OF DIRECTORS AND THE EXECUTIVE DIRECTOR WHICH IS TYPICALLY RENEGOTIATED EVERY THREE YEARS. EXECUTIVE COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DETERMINED BY THE BOARD OF DIRECTORS AND CONFIRMED IN A FULLY EXECUTED CONTRACT SIGNED BY THE PRESIDENT AND THE EXECUTIVE DIRECTOR. THE LAST SALARY REVIEW WAS DONE IN JANUARY 2018. THE COMPENSATION FOR THE OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION IS REVIEWED BY AN OUTSIDE HR GROUP AND APPROVED BY THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS LOCATED ON THE ORGANIZATION'S WEBSITE. PART VII, SECTION A - COMPENSATION OF BOARD MEMBERS: BOARD MEMBERS MAY RECEIVE COMPENSATION RELATED TO SPEAKING ENGAGEMENTS OR WRITING ARTICLES FOR THE SOCIETY. FORM 990, PART IV, QUESTION 28C: IN 2018, ASH HAD BUSINESS TRANSACTIONS WITH ENTITIES THAT MEET THE IRS DEFINITION OF AN INTERESTED PERSON (SUBSTANTIAL CONTRIBUTOR) AS SPECIFIED IN THE FORM 990, SCHEDULE L, PART IV INSTRUCTIONS. THEREFORE, IN ACCORDANCE WITH THE IRS INSTRUCTIONS, ASH IS FILING A SCHEDULE L TO REPORT BUSINESS TRANSACTIONS WITH INTERESTED PARTIES. PART IV, QUESTION 28 DOES NOT INCLUDE TRANSACTIONS INVOLVING INTERESTED PERSONS AS DEFINED IN SCHEDULE L. ALTHOUGH QUESTION 28 DOES NOT INCLUDE "INTERESTED PERSONS", ASH HAS ANSWERED "YES" TO QUESTION 28C TO NOTE THE FILING OF SCHEDULE L. ASH DID NOT HAVE A 2018 BUSINESS TRANSACTION WITH ANY ENTITY OF WHICH A CURRENT OR FORMER OFFICER, DIRECTOR, TRUSTEE, OR KEY EMPLOYEE (OR A FAMILY MEMBER THEREOF) WAS AN OFFICER, DIRECTOR, TRUSTEE, OR DIRECT OR INDIRECT OWNER. ASH 2021 L LLC 2021 L STREET NW NO 900 WASHINGTON DC 20036 263243051 TO OWN ASH'S PRINCIPAL PROPERTY DC 1385478 70827547 N/A ASH REGISTRY INC 2021 L STREET NW NO 900 WASHINGTON DC 20036 824218205 TO FOSTER COLLABORATIVE PARTNERSHIPS TO ACCELERATE PROGRESS IN HEMATOLOGY DC 501(C)(3) LINE 12B, II ASH 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 ASH REGISTRY INC D 5290440 ACTUAL AMOUNT