2020-07-01T14:40:32-05:00 2019-08-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2018-09-01 410684657 NORTHWESTERN HEALTH SCIENCES UNIVERSITY NORT 9528884777 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 JAKKI EDWARDS CHIEF FINANCIAL OFFICER 9528884777 2020-06-30 1 LARRY ADAMS P01314654 6123764500 2020-06-30 67.137.57.251 2020-06-30 14:16:50 CD P 3E2BB42D0F6BDD0D6290097EBAA362A2911B321E BA838E0DBCBAA7CAAE0C9EFA9D0B0445DB4BBA38 2018 2020-09-23 17:36:50Z DR DEBORAH J BUSHWAY 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 35341062 0 X WWW.NWHEALTH.EDU X 1942 MN PREPARE PROFESSIONALS AND LEADERS TO BECOME CONTRIBUTORS TO THE ADVANCEMENT OF HEALTH CARE. 12 11 519 12 0 0 804164 2119285 24870053 26075048 1774419 976314 1043089 757797 28491725 29928444 1851467 1894317 0 0 16884817 17725025 0 0 466525 8518059 8949377 27254343 28568719 1237382 1359725 36177273 36656456 13454989 13084502 22722284 23571954 X NORTHWESTERN HEALTH SCIENCES UNIVERSITY PREPARES AND SERVES THE NEXT GENERATION OF PROFESSIONALS AND LEADERS TO BECOME VITAL CONTRIBUTORS TO THE DELIVERY AND ADVANCEMENT OF HEALTH CARE. OUR MISSION IS ACCOMPLISHED THROUGH EDUCATIONAL EXCELLENCE, INNOVATIVE RESEARCH, EVIDENCE-INFORMED PATIENT-CENTERED CARE, PUBLIC HEALTH ADVOCACY AND COLLABORATIVE COMMUNITY ENGAGEMENT. 0 0 19339238 1894317 24371286 CORE PROGRAM - THE UNIVERSITY'S ACCREDITED CHIROPRACTIC, ACUPUNCTURE & CHINESE MEDICINE, MASSAGE THERAPY, NUTRITION AND UNDERGRADUATE PROGRAMS PROVIDE INSTRUCTION AND CLINICAL EXPERIENCE TO STUDENTS, LEADING TO A DEGREE AND/OR PROFESSIONAL CERTIFICATE.FALL 2018 ENROLLMENT PER PROGRAM (NUMBER OF STUDENTS):CHIROPRACTIC - 605; ACUPUNCTURE AND CHINESE MEDICINE - 96; MASSAGE THERAPY - 63; NUTRITION - 20 UNDERGRADUATE - 185. 2181047 0 1498196 CLINICAL - THE CLINICS PROVIDE CHIROPRACTIC, ACUPUNCTURE, MASSAGE THERAPY AND PHYSICAL THERAPY TREATMENTS TO STUDENTS, EMPLOYEES AND THE PUBLIC. STUDENTS OBTAIN EXPERIENCE THROUGH CLINICAL SERVICE. THE UNIVERSITY ALSO PROVIDES THESE SERVICES AT SEVERAL COMMUNITY CLINICS.NUMBER OF STUDENTS IN THE ON-SITE CLINICS - 793NUMBER OF PATIENT VISITS - 34,160 823352 0 581680 AUXILIARY - THE BOOKSTORE'S PRIMARY PURPOSE IS TO PROVIDE EDUCATIONAL MATERIALS FOR STUDENTS, BUT IS OPEN TO THE GENERAL PUBLIC AS WELL. 478849 0 205566 WORKSITE WELLNESS - CONSISTENT WITH ITS MISSION TO PROMOTE HEALTH AND WELLNESS IN THE COMMUNITY AND TO SUPPORT THE PROFESSIONS FOR WHICH IT TRAINS STUDENTS, THE UNIVERSITY BEGAN A PROGRAM OF WORKSITE WELLNESS SERVICES IN SEPTEMBER 2015. UNDER THAT PROGRAM, THE UNIVERSITY CONTRACTED WITH AN UNRELATED CORPORATION TO PROVIDE WORKSITE CHIROPRACTIC AND WELLNESS SERVICES TO THE CORPORATION'S EMPLOYEES AT THREE OF ITS MANUFACTURING FACILITIES. 478849 0 205566 22822486 1 1 0 1 0 0 0 0 0 1 1 0 1 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 144 0 519 1 0 0 0 0 0 0 0 0 0 0 0 0 X 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MN X JAKKI EDWARDS 9528855465 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 CHRISTOPHER D JO CHAIR 2.00 X X 0 0 0 TODD GINKEL VICE CHAIR 2.00 X X 0 0 0 N WALTER GRAFF SECRETARY 2.00 X X 0 0 0 THOMAS HEANEY TRUSTEE 2.00 X 0 0 0 KEITH M JOHNSON TRUSTEE 2.00 X 0 0 0 MOLLY J MAGNANI TRUSTEE 2.00 X 0 0 0 BONNIE MYHERS TRUSTEE 2.00 X 0 0 0 DAVID E PETERSON TRUSTEE 2.00 X 0 0 0 DAVID TAYLOR TRUSTEE 2.00 X 0 0 0 TAMARA TAYLOR TRUSTEE 2.00 X 0 0 0 BRENT WILDE TRUSTEE 2.00 X 0 0 0 DEBORAH BUSHWAY PRESIDENT 40.00 X X 276756 0 45468 JACQUELINE EDWARDS CFO AND TREASURER 40.00 X 156074 0 14057 BRENDAN BANNIGAN VP OF DEVELOPMENT 40.00 X 149445 0 27214 MARY GALE VICE PRESIDENT OF HR 40.00 X 149531 0 30097 DALE HEALEY DEAN 40.00 X 152427 0 14951 CHAD JOHNSON DIRECTOR OF IT 40.00 X 157414 0 34575 MICHAEL TENNISON VP OF CLINIC DEVELOPMENT 40.00 X 239690 0 32147 1281337 0 198509 7 0 1 0 CREATIS INC 201 IRVING AVE N MINNEAPOLIS MN 55405 CONTRACT EMPLOYEE 174865 TRECK SOLUTIONS LLC 6501 WATERMAN AVE HOPKINS MN 55343 CONTRACT EMPLOYEE 172030 ORBIT MEDIA STUDIOS INC 4043 N RAVENSWOOD AVE 316 CHICAGO IL 60613 WEBSITE DEVELOPMENT 165600 KELLY SERVICES INC 200 S 6TH ST MINNEAPOLIS MN 55405 STAFFING AGENCY 160478 BITUMINOUS ROADWAYS INC 1520 COMMRTVR DR SAINT PAUL MN 55120 CONTRACTOR FOR PARKING LOT 145985 5 131356 1987929 2119285 TUITION AND FEES 611600 24371286 24371286 CLINICAL LAB FEES 621300 1498196 1498196 WELLNESS SERVICES 621300 205566 205566 26075048 386432 386432 4967613 4377731 589882 589882 589882 1616567 1034887 581680 581680 MISCELLANEOUS REVENUE 900099 176117 176117 176117 29928444 26656728 0 1152431 1284202 1284202 610115 610115 1531108 555713 823372 152023 12729934 11096276 1619653 14005 382388 308430 70197 3761 2011784 1722266 267821 21697 1069811 862020 196045 11746 78487 78487 153634 153634 42000 42000 67872 67872 1240301 530306 595499 114496 781369 170674 601891 8804 1205499 1037270 148849 19380 1255672 1047787 184421 23464 153659 153659 1390728 1173460 200843 16425 280403 204972 55657 19774 329850 219144 72287 38419 588 588 1151758 971824 166331 13603 244028 5000 239028 DUES AND MEMBERSHIPS 83137 21226 61211 700 CLINIC PATIENT EXPENSES 82384 82384 ALLOCATION OF INDIRECTS 0 435655 -441753 6098 408008 288103 117775 2130 28568719 22822486 5279708 466525 766235 187824 1804075 2319784 22500 1501391 353747 217368 508208 589532 563386 354890 28582973 13084276 15297764 15498697 12064917 12043027 93063 96137 4703378 3847806 36177273 36656456 1995927 1970717 12738 281211 186716 5536675 5113346 5641176 5800985 13454989 13084502 X 19524124 19870783 1313725 1415237 1884435 2285934 22722284 23571954 36177273 36656456 1359725 -510055 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 42000 42000 0 PART II-B, LINE 1: THE UNIVERSITY'S LEGISLATIVE ADVOCACY, THROUGH THE CENTER FOR HEALTHCARE INNOVATION AND POLICY, IS FOCUSED PRIMARILY ON ISSUES RELATED TO SCOPE-OF-PRACTICE, PROFESSIONAL LICENSURE, HEALTH CARE REFORM, INSURANCE REIMBURSEMENT AND PATIENT ACCESS TO HEALTH CARE SERVICES. WE ALSO WORK CLOSELY WITH OTHER HEALTH CARE ORGANIZATIONS WHO HAVE SIMILAR INTERESTS. 0 0 7801477 401499 190118 77464 8315630 7395548 500 519613 114184 7801477 6952623 496764 53839 7395548 1484248 5100746 441062 60928 12505 6952623 1458162 67086 41000 1484248 0.59000 0.24000 0.17000 0 0 840861 840861 22486267 10219123 12267144 325234 117220 208014 4139074 2747933 1391141 791537 791537 15498697 STUDENT LOANS 3847806 F 3847806 FEDERAL CAPITAL CONTRIBUTION - PERKINS 5618200 ASSET RETIREMENT OBLIGATION 182785 5800985 X 28437266 -510055 -1894317 -2404372 30841638 67872 -981066 -913194 29928444 27637232 1030702 1030702 26606530 67872 1894317 1962189 28568719 PART V, LINE 4: THE ENDOWMENT IS USED TO FUND VARIOUS SCHOLARSHIPS, PROGRAMS AND ENDOWED CHAIRS. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) AND IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY IS ALSO EXEMPT FROM MINNESOTA TAXES UNDER MINNESOTA STATUTE CHAPTER 290.05. TAX EXEMPT ORGANIZATIONS ARE SUBJECT TO FEDERAL AND MINNESOTA TAXES ON UNRELATED BUSINESS INCOME. THE UNIVERSITY FOLLOWS A POLICY THAT CLARIFIED THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS. THE POLICY PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. THE APPLICATION OF THIS POLICY HAD NO IMPACT ON THE UNIVERSITY'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID AND SCHOLARSHIPS -1,894,317. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -1,034,887. NON-OPERATING ACTIVITY 49,636. CHANGE IN VALUE OF DEFERRED GIFTS 4,185. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,034,887. CHANGE IN VALUE OF DEFERRED GIFTS -4,185. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID AND SCHOLARSHIPS 1,894,317. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NONDISCRIMINATORY POLICY IS PUBLISHED ON THE WEBSITE AND IN THE STUDENT HANDBOOK. THE EMPLOYEE POLICY CAN BE FOUND ONLINE IN THE HR CONNECTION. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY'S STUDENTS RECEIVE FEDERAL FUNDING INCLUDING PELL GRANTS, STAFFORD LOANS AND FEDERAL AND STATE G.I. BILL FUNDS. THE UNIVERSITY ALSO ADMINISTERS CAMPUS-BASED FEDERAL FINANCIAL AID PROGRAMS, INCLUDING PERKINS LOANS, SEOG GRANTS AND THE FEDERAL WORK STUDY PROGRAM. 0 NORTH AMERICA 0 0 PROGRAM SERVICES GRANTS FOR TUITION 600115 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES GRANTS FOR TUITION 7000 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES GRANTS FOR TUITION 2000 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES GRANTS FOR TUITION 1000 0 0 0 0 0 0 610115 0 610115 INSTITUTIONAL AID NORTH AMERICA 65 600115 STUDENT ACCOUNT 0 N/A N/A INSTITUTIONAL AID EAST ASIA AND THE PACIFIC 3 7000 STUDENT ACCOUNT 0 N/A N/A INSTITUTIONAL AID RUSSIA AND NEIGHBORING STATES 1 2000 STUDENT ACCOUNT 0 N/A N/A INSTITUTIONAL AID SUB-SAHARAN AFRICA 1 1000 STUDENT ACCOUNT 0 N/A N/A 0 0 0 0 0 0 PART I, LINE 2: STUDENT FINANCIAL AID IS PROCESSED UNDER INDIVIDUAL GRANT FUNDS WITHIN OUR ACCOUNTING SYSTEM, AND THE STUDENT FINANCIAL AID IS ALSO PROCESSED UNDER EACH INDIVIDUAL STUDENT ACCOUNT. THIS APPROACH TO RECORD FINANCIAL AID BY FUND AND BY STUDENT ACCOUNT, PROVIDES A DETAILED RECORD OF HOW THE FUNDS ARE SPENT ACCORDING TO DONOR AND GOVERNMENTAL REQUIREMENTS. THE FINANCIAL AID OFFICE MONITORS STUDENT ACCOUNT ACTIVITY TO VERIFY THE STUDENT'S ENROLLMENT AND USE OF THE FUNDS ACCORDING TO THE GRANT REQUIREMENTS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. 1 SCHOLARSHIPS AND TUITION DISCOUNTS 594 1268974 0 N/A N/A SEOG FUNDS 22 15228 0 N/A N/A PART I, LINE 2: THE ADMISSIONS DEPT. ORIGINATES MERIT AWARDS AND DISCOVERY DAY DISCOUNTS FOR NEW STUDENTS, AND THE OFFICE OF DIVERSITY AWARDS THE DIVERSITY SCHOLARSHIPS. FINANCIAL AID WORKS WITH A SCHOLARSHIP COMM. TO EVALUATE APPLICATIONS AND SELECT RECIPIENTS FOR OTHER INSTITUTIONAL SCHOLARSHIPS. NOTICES OF AVAILABLE INSTITUTIONAL SCHOLARSHIPS ARE POSTED OUTSIDE THE FINANCIAL AID OFFICE AS WELL AS VARIOUS INTERNAL PUBLICATIONS AND ON THE UNIVERSITY WEBSITE. RECORDS ARE MAINT. IN THE FINANCIAL AID OFFICE, AND ALL AWARDS AND DISCOUNTS ARE POSTED TO STUDENT ACCOUNTS THROUGH FINANCIAL AID. X X X X X 1 1 0 0 0 0 0 0 0 DEBORAH BUSHWAY PRESIDENT 264700 0 0 0 12056 0 29203 0 16265 0 322224 0 0 0 JACQUELINE EDWARDS CFO AND TREASURER 139348 0 0 0 16726 0 0 0 14057 0 170131 0 0 0 BRENDAN BANNIGAN VP OF DEVELOPMENT 141889 0 0 0 7556 0 0 0 27214 0 176659 0 0 0 MARY GALE VICE PRESIDENT OF HR 144813 0 0 0 4718 0 7104 0 22993 0 179628 0 0 0 DALE HEALEY DEAN 133171 0 0 0 19256 0 5925 0 9026 0 167378 0 0 0 CHAD JOHNSON DIRECTOR OF IT 148545 0 0 0 8869 0 7332 0 27243 0 191989 0 0 0 MICHAEL TENNISON VP OF CLINIC DEVELOPMENT 211105 0 0 0 28585 0 4765 0 27382 0 271837 0 0 0 PART I, LINES 4A-B DEBORAH BUSHWAY PARTICIPATED IN A 457(F) SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN - $18,000 CHAD JOHNSON - SEVERANCE PAYMENT - $74,279 FORM 990, PART VI, SECTION A, LINE 1 THE CHAIR OF THE BOARD SHALL BE THE CHAIR OF THE EXECUTIVE COMMITTEE. THE VICE CHAIR OF THE BOARD, THE SECRETARY, AND THE CHAIR OF EACH STANDING COMMITTEE OF THE BOARD SHALL BE MEMBERS OF THE EXECUTIVE COMMITTEE. THE BOARD MAY APPOINT THE IMMEDIATE PAST CHAIR OF THE BOARD AS A MEMBER OF THE EXECUTIVE COMMITTEE WITH HIS OR HER CONSENT. BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE SHALL HAVE GENERAL SUPERVISION OF THE ADMINISTRATION AND PROPERTY OF THE UNIVERSITY EXCEPT THAT UNLESS SPECIFICALLY EMPOWERED BY THE BOARD TO DO SO, IT MAY NOT TAKE ANY ACTION INCONSISTENT WITH A PRIOR ACT OF THE BOARD OF TRUSTEES, AWARD DEGREES, ALTER BYLAWS, LOCATE PERMANENT BUILDINGS ON TAX-EXEMPT PROPERTY HELD FOR UNIVERSITY PURPOSES, REMOVE OR APPOINT THE PRESIDENT OF THE UNIVERSITY, OR TAKE ANY ACTION WHICH HAS BEEN RESERVED FOR THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B UPON COMPLETION, THE FORM 990 WAS DISTRIBUTED TO THE BOARD FINANCE COMMITTEE FOR REVIEW. THE COMPLETED FORM 990 WAS PROVIDED TO ALL BOARD OF TRUSTEE MEMBERS FOR THEIR REVIEW AND ACCEPTANCE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES AND OFFICERS OF THE UNIVERSITY ARE REQUIRED TO COMPLETE THE UNIVERSITY'S CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY BY SEPTEMBER 1ST. ALL DISCLOSURES REQUIRED UNDER THE CONFLICT OF INTEREST POLICY ARE REPORTED TO THE SECRETARY OF THE BOARD OF TRUSTEES WHO ALONG WITH THE UNIVERSITY'S LEGAL COUNSEL AND CHAIR WILL OVERSEE THE POLICY. INDIVIDUALS FOUND TO HAVE A CONFLICT MUST REFRAIN FROM PARTICIPATING IN CONSIDERATION OF THE PROPOSED TRANSACTION, UNLESS FOR SPECIAL REASONS THE BOARD OR ADMINISTRATION REQUESTS INFORMATION OR INTERPRETATION. THE CONFLICTED INDIVIDUAL DOES NOT VOTE AND IS NOT PRESENT AT THE TIME OF THE VOTE. ACTIONS ARE REFLECTED IN THE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE UNIVERSITY'S EXECUTIVE COMMITTEE USED MARKET ANALYSIS CONDUCTED USING PROFESSIONAL COMPENSATION SURVEYS TO DETERMINE COMPENSATION FOR THE PRESIDENT. DOCUMENTATION IS INCLUDED IN THE BOARD MINUTES. THIS PROCESS WAS LAST CONDUCTED FOR THE PRESIDENT IN 2018. COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS SET BY THE PRESIDENT AND VP OF HUMAN RESOURCES. COMPARABLE DATA COMES FROM VARIOUS PUBLISHED SALARY SURVEYS (CUPA, WATSON WYATT, ETC.). COMPARABLE DATA SOURCES MAY INCLUDE OTHER COLLEGES, UNIVERSITIES, HEALTH CARE PROVIDERS AND NON-PROFITS. MARKET PRICING IS DONE FOR EVERY POSITION BY AN OUTSIDE CONSULTING FIRM, MRA. THE HUMAN RESOURCES DEPT. MAINTAINS DETAILED RECORDS DOCUMENTING THE METHODOLOGY FOR SETTING COMPENSATION FOR EACH POSITION. WITHIN THE MARKET RANGE FOR THE POSITION, INDIVIDUAL COMPENSATION IS SET BASED ON EXPERIENCE AND EDUCATION. THIS PROCESS WAS LAST CONDUCTED FOR ALL POSITIONS IN 2018. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. WORKSITERIGHT LLC 2501 W 84TH STREET BLOOMINGTON MN 55431 832383153 PROVIDE WORKSITE WELLNESS SERVICES TO VARIOUS BUSINESSES THROUGH WELLNESS CO MN -262710 0 NORTHWESTERN HEALTH SCIENCES UNIVERSITY NWHSU STUDENT SENATE 2501 W 84TH ST BLOOMINGTON MN 55431 813779979 EDUCATION MN 501(C)(3) LINE 7 NORTHWESTERN HEALTH SCIENCE UNIVERSITY 0 CHARITABLE REMAINDER UNITRUST (1) INVESTMENTS MN NORTHWESTERN HEALTH SCIENCES UNIVERSITY T 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0