2020-07-01T09:47:39-05:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 100225342 990PF 2019-01-01 461575176 THE GUSTON FOUNDATION GUST 8456845868 PO BOX 387 WEST HURLEY NY 124910387 MUSA MAYER PRESIDENT 8456845868 2020-06-18 1 ANAN SAMARA P02103452 2122862600 2020-06-09 104.162.82.251 2020-07-01 09:12:07 ED P CBA7456704A0533F2479ED565040353A079DFB28 8014D1ED4C8A2356BC16CA1BD647B715D864CCDB 2019 2020-11-19 02:30:22Z X 55847025 X X 9623 9623 9623 515059 515059 515059 231876 1868467 231876 0 756558 756558 524682 135695 0 0 135695 262391 0 0 262391 100292 0 0 100292 89626 0 0 89626 41212 0 0 41212 94518 68979 68979 25539 1755 1755 1755 0 5059 0 0 24878 0 0 24878 165922 28 28 165894 921348 70762 70762 845527 25850 25850 947198 70762 70762 871377 -190640 685796 453920 36856 141024 141024 1353844 264758 264758 11935535 5120963 5120963 9091853 20291021 20291021 26354 26354 30005333 30029259 30029259 52423421 55847025 55847025 8498 8498 0 X 52414923 55847025 52414923 55847025 52423421 55847025 52414923 -190640 3622742 55847025 0 55847025 PUBLICLY TRADED SECURITIES 171283 199550 -28267 -28267 PUBLICLY TRADED SECURITIES 1524256 1437041 87215 87215 CAPITAL GAINS DIVIDENDS P 172928 172928 172928 231876 -28267 0 728108 18090742 0.040248 393367 12942447 0.030394 438151 8819619 0.049679 341108 4450714 0.076641 1526618 2904196 0.525659 0.722621 0.144524 24054162 3476404 6858 3483262 907377 13716 0 13716 0 13716 28807 0 0 28807 0 15091 15091 0 0 0 0 0 0 0 0 0 0 0 1 1 DE NY 1 1 0 0 0 1 WWW.PHILIPGUSTON.ORG PKF O'CONNOR DAVIES LLP 2122862600 665 5TH AVE NEW YORK NY 100225342 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 MUSA J MAYER PO BOX 387 WEST HURLEY NY 124910387 DIRECTOR/PRESIDENT 2.00 0 0 0 THOMAS MAYER PO BOX 387 WEST HURLEY NY 124910387 DIRECTOR/VICE PRESIDENT 0.50 0 0 0 MAURICE M REDER PO BOX 387 WEST HURLEY NY 124910387 DIRECTOR/TREASURER 0.50 5000 0 0 MICHAEL CONFORTI PO BOX 387 WEST HURLEY NY 124910387 DIRECTOR 0.50 5000 0 0 PAMELA A MAYER PO BOX 387 WEST HURLEY NY 124910387 DIRECTOR 0.50 0 0 0 SARAH RADIC PO BOX 387 WEST HURLEY NY 124910387 EXECUTIVE DIRECTOR 40.00 125695 17913 0 JONATHAN KADISH PO BOX 387 WEST HURLEY NY 124910387 SENIOR WEB DEVELOPER 30.00 81900 32311 0 NATALIE DONOHUE PO BOX 387 WEST HURLEY NY 124910387 ASSISTANT TO EXECUTI 40.00 52757 13465 0 0 PATTERSON BELKNAP WEBB & TYLER 1133 AVENUE OF THE AMERICAS NEW YORK NY 10036 GENERAL LEGAL COUNSEL 89626 CAPITAL GROUP PRIVATE CLIENT SERVICES 399 PARK AVENUE NEW YORK NY 10022 INVESTMENT ADVISORY FEES 68979 0 CATALOGUING AND ARCHIVING ALL THE WORKS PRODUCED BY THE ARTIST PHILIP GUSTON AND MAKING HIS WORK AVAILABLE TO FACILITATE ART EDUCATION AND RESEARCH. 881527 0 23879147 541322 0 24420469 0 0 24420469 366307 24054162 1202708 X 871377 0 36000 907377 0 907377 2012-12-17 X 453920 371965 0 55456 881341 385832 316170 0 47138 749140 907377 728108 393367 438151 2467003 25850 60000 0 0 85850 881527 668108 393367 438151 2381153 0 0 801805 603025 431415 293987 2130232 0 0 0 0 MUSA J MAYER THOMAS MAYER X AMERICAN ACADEMY IN ROME 7 E 60TH STREET NEW YORK NY 100221001 N/A PC GENERAL OPERATIONS 1000 AMON CARTER MUSEUM OF AMERICAN ART 3501 CAMP BOWIE BOULEVARD FORT WORTH TX 761072631 N/A PC GENERAL OPERATIONS 1000 STERLING & FRANCINE CLARK ART INSTITUTE 225 SOUTH STREET WILLIAMSTOWN MA 012672878 N/A SO I GENERAL OPERATIONS 1000 DOCTORS WITHOUT BORDERS 40 RECTOR STREET 16TH FLOOR NEW YORK NY 100061751 N/A PC GENERAL OPERATIONS 10000 MASSACHUSETTS MUSEUM OF CONTEMPORARY ART FOUNDATION INC (MASS MOCA) 1040 MASS MOCA WAY NORTH ADAMS MA 012472450 N/A PC GENERAL OPERATIONS 2000 NEW WORLD SYMPHONY INC 500 17TH STREET MIAMI BEACH FL 331391862 N/A PC GENERAL OPERATIONS 5000 FILAFFESTIVAL INTERNATIONAL DU LIVRE D'ART ET DU FILM 4 BIS PLACE GRETRY PERPIGNAN FR N/A NC GENARAL OPERATIONS 5850 25850 0 14 9623 14 515059 18 231876 0 756558 0 756558 0 0 0 0 0 0 0 0 0 0 BOOKKEEPING AND TAX RETURN PREPARATION FEES 41212 0 0 41212 FILAFFESTIVAL INTERNATIONAL DU LIVRE D'ART ET DU FILM 4 BIS PLACE GRETRY PERPIGNAN FR 2019-01-22 5850 GENARAL OPERATIONS TO THE KNOWLEGDE OF THE GRANTOR NO FUNDS HAVE BEEN DIVERTED. NOT YET DUE. ABBOTT LABS (ABT) 380.000 SHARES 47339 47339 ACCENTURE PLC IRELAND CLASS SHS (ACN) 80.000 SHARES 16846 16846 ACTIVISION BLIZZARD INC (ATVI) 1,141.000 SHARES 67798 67798 ADOBE SYS INC (ADBE) 70.000 SHARES 23087 23087 AIRBUS GROUP ADR NCE & SPACE CO (EADSY) 580.000 SHARES 21315 21315 ALPHABET INC CAP STK CL C (GOOG) 48.000 SHARES 64177 64177 ALPHABET INC CL A (GOOGL) 5.000 SHARES 6697 6697 AMAZON COM INC (AMZN) 48.000 SHARES 88696 88696 AMERICAN TOWER CORP (AMT) 320.000 SHARES 73542 73542 ANALOG DEVICES INC (ADI) 128.000 SHARES 15212 15212 ANTHEM INC (ANTM) 211.000 SHARES 63728 63728 AON PLC SHS CL A (AON) 285.000 SHARES 59363 59363 APPLE INC (AAPL) 390.000 SHARES 114524 114524 ASML HLDG N V N Y REGISTRY SHS NEW 2012 (ASML) 182.000 SHARES 53861 53861 ASTRAZENECA PLC SPONSORED ADR (AZN) 595.000 SHARES 29667 29667 BANK OF NEW YORK MELLON CORP (BK) 1,304.000 SHARES 65630 65630 BAXTER INTL INC (BAX) 270.000 SHARES 22577 22577 BOEING CO (BA) 116.000 SHARES 37788 37788 BRITISH AMERN TOB PLC SPONSORED ADR (BTI) 345.000 SHARES 14649 14649 BROADCOM INC (AVGO) 225.000 SHARES 71105 71105 BWX TECHNOLOGIES INC (BWXT) 300.000 SHARES 18624 18624 CABLE ONE INC (CABO) 34.000 SHARES 50608 50608 CARLSBERG AS SPONSORED ADR (CABGY) 1,900.000 SHARES 56601 56601 CHARTER COMMUNICATIONS INC CL A (CHTR) 207.000 SHARES 100412 100412 CHEVRON CORP (CVX) 422.000 SHARES 50855 50855 CHIPOTLE MEXICAN GRILL INC (CMG) 73.000 SHARES 61109 61109 CHUBB LTD (CB) 653.000 SHARES 101646 101646 CHURCH & DWIGHT CO INC (CHD) 150.000 SHARES 10551 10551 CIGNA CORP (CI) 88.000 SHARES 17995 17995 CME GROUP INC (CME) 314.000 SHARES 63026 63026 CMS ENERGY CORP (CMS) 195.000 SHARES 12254 12254 COCA COLA COMPANY (KO) 716.000 SHARES 39631 39631 COMCAST CORP CL A (CMCSA) 1,765.000 SHARES 79372 79372 CONOCOPHILLIPS (COP) 450.000 SHARES 29264 29264 COSTCO WHOLESALE CORP (COST) 309.000 SHARES 90821 90821 CROWN CASTLE INTL CORP (CCI) 729.000 SHARES 103627 103627 CSX CORP (CSX) 771.000 SHARES 55790 55790 DANAHER CORP (DHR) 423.000 SHARES 64922 64922 DANONE SPONSORED ADR (DANOY) 971.000 SHARES 16012 16012 DEERE & CO (DE) 67.000 SHARES 11608 11608 DIAGEO PLC SPONSORED ADR (DEO) 238.000 SHARES 40084 40084 EDWARDS LIFESCIENCES CORP (EW) 195.000 SHARES 45492 45492 ELECTRONIC ARTS INC (EA) 130.000 SHARES 13976 13976 ENBRIDGE INC (ENB) 1,592.000 SHARES 63314 63314 EOG RES INC (EOG) 927.000 SHARES 77646 77646 EQUIFAX INC (EFX) 92.000 SHARES 12891 12891 EQUINIX INC (EQIX) 162.000 SHARES 94559 94559 ESSILOR INTL S A SPONSORED ADR (ESLOY) 332.000 SHARES 25428 25428 ESTEE LAUDER COMPANIES INC CL A (EL) 125.000 SHARES 25818 25818 EXELON CORP COM (EXC) 270.000 SHARES 12309 12309 EXXON MOBIL CORP (XOM) 150.000 SHARES 10467 10467 FACEBOOK INC CL A (FB) 267.000 SHARES 54802 54802 GILEAD SCIENCES INC (GILD) 611.000 SHARES 39703 39703 GLOBAL PMTS INC (GPN) 441.000 SHARES 80509 80509 GODADDY INC CL A (GDDY) 330.000 SHARES 22414 22414 HENRY JACK & ASSOC INC (JKHY) 796.000 SHARES 115953 115953 HEXCEL CORP (HXL) 190.000 SHARES 13929 13929 HILTON WORLDWIDE HLDGS INC (HLT) 532.000 SHARES 59004 59004 HORMEL FOODS CORP (HRL) 195.000 SHARES 8796 8796 HUMANA INC (HUM) 156.000 SHARES 57177 57177 HUNTINGTON BANCSHARES INC (HBAN) 2,800.000 SHARES 42224 42224 INTEL CORP (INTC) 890.000 SHARES 53267 53267 INTERCONTINENTAL EXCHANGE INC (ICE) 576.000 SHARES 53309 53309 JP MORGAN CHASE & CO (JPM) 646.000 SHARES 90052 90052 KONINKLIJKE PHILIPS N V (PHG) 250.000 SHARES 12200 12200 LILLY ELI & CO (LLY) 450.000 SHARES 59143 59143 LINDE PLC SH (LIN) 214.000 SHARES 45561 45561 MARSH & MCLENNAN COS INC (MMC) 1,230.000 SHARES 137034 137034 MERCK & CO INC (MRK) 430.000 SHARES 39109 39109 MICROSOFT CORP COM (MSFT) 1,235.000 SHARES 194760 194760 MONDELEZ INTL INC CL A (MDLZ) 626.000 SHARES 34480 34480 MOODYS CORP (MCO) 241.000 SHARES 57216 57216 MSCI INC (MSCI) 88.000 SHARES 22720 22720 NASDAQ INC (NDAQ) 122.000 SHARES 13066 13066 NESTLE SA SPONSORED ADR (NSRGY) 666.000 SHARES 72101 72101 NEUROCRINE BIOSCIENCES INC (NBIX) 285.000 SHARES 30635 30635 NEXTERA ENERGY INC (NEE) 40.000 SHARES 9686 9686 NIKE INC CL B (NKE) 505.000 SHARES 51162 51162 NORFOLK SOUTHN CORP (NSC) 71.000 SHARES 13783 13783 NORTHROP GRUMMAN CORP (NOC) 311.000 SHARES 106975 106975 NOVO NORDISK A.S. ADR (NVO) 355.000 SHARES 20547 20547 PHILIP MORRIS INTL INC (PM) 875.000 SHARES 74454 74454 PROCTER & GAMBLE CO (PG) 538.000 SHARES 67196 67196 RECKITT BENCKISER PLC SPONSORED ADR (RBGLY) 960.000 SHARES 15898 15898 ROYAL DUTCH SHELL PLC SPONSORED ADR (RDS B) 447.000 SHARES 26807 26807 SAGE THERAPEUTICS INC (SAGE) 45.000 SHARES 3249 3249 SCHLUMBERGER LTD (SLB) 705.000 SHARES 28341 28341 SEATTLE GENETICS INC (SGEN) 755.000 SHARES 86266 86266 SEMPRA ENERGY (SRE) 278.000 SHARES 42111 42111 SERVICENOW INC COM (NOW) 76.000 SHARES 21456 21456 SHERWIN WILLIAMS CO COM (SHW) 29.000 SHARES 16923 16923 STATE STR CORP (STT) 260.000 SHARES 20566 20566 TEXAS INSTRUMENTS INC (TXN) 150.000 SHARES 19244 19244 TRANSDIGM GROUP INC (TDG) 99.000 SHARES 55440 55440 TRIMBLE INC (TRMB) 320.000 SHARES 13341 13341 ULTRAGENYX PHARMACEUTICAL INC (RARE) 109.000 SHARES 4655 4655 UNION PAC CORP (UNP) 80.000 SHARES 14463 14463 UNITEDHEALTH GROUP INC (UNH) 507.000 SHARES 149048 149048 VERIZON COMMUNICATIONS INC (VZ) 392.000 SHARES 24069 24069 VERTEX PHARMACEUTICALS INC (VRTX) 85.000 SHARES 18611 18611 VISA INC COM CL A (V) 955.000 SHARES 179445 179445 WABTEC (WAB) 350.000 SHARES 27230 27230 WASTE CONNECTIONS INC (WCN) 1,267.000 SHARES 115031 115031 WASTE MGMT INC DEL (WM) 224.000 SHARES 25527 25527 WELLS FARGO & CO (WFC) 305.000 SHARES 16409 16409 WYNN RESORTS LTD (WYNN) 100.000 SHARES 13887 13887 YETI HLDGS INC (YETI) 100.000 SHARES 3478 3478 YUM BRANDS INC (YUM) 121.000 SHARES 12188 12188 AMERICAN GLOBAL INSIGHT FUND CLASS F3 (AGVHX) 549,734.729 SHARES FMV 9301512 9301512 AMERICAN HIGH-INCOME TRUST CLASS F3 (HIGFX) 73,947.630 SHARES FMV 745392 745392 CAPITAL GROUP CORE BOND FUDN CLASS M (CCBPX) 799,450.471 SHARES FMV 8170384 8170384 CAPITAL WORLD BOND FUND CLASS F3 (WFBFX) 36,253.879 SHARES FMV 733779 733779 NEW WORLD FUND CLASS F3 (FNWFX) 19,003.825 SHARES FMV 1339954 1339954 GENERAL LEGAL COUNSEL 89626 0 0 89626 ART WORKS 29960000 29996000 29996000 RECEIVABLES 7045 ORGANIZATIONAL COSTS 38288 33259 33259 INSURANCE 52990 0 0 52990 INFORMATION TECHNOLOGY 67986 0 0 67986 OFFICE EXPENSES AND SUPPLIES 33247 0 0 33247 OTHER MISCELLANEOUS EXPENSES 11671 0 0 11671 OTHER INVESTMENT EXPENSES 28 28 28 0 UNREALIZED GAIN ON INVESTMENTS 3622742 INVESTMENT ADVISORY FEES 68979 68979 68979 0 PAYROLL PROCESSING FEES 12017 0 0 12017 CATALOGUE RAISONNE COMPILIATION 13522 0 0 13522 FOREIGN TAXES WITHHELD 1755 1755 1755 0