2020-03-19T12:07:38-05:00 2019-06-30 420714325 RSM US LLP 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2018-07-01 520747578 AMERICAN ASSOCIATION OF STATE COLLEGES AND UNIVERSITIES AMER 2022937070 1307 NEW YORK AVENUE NW NO 5TH FL WASHINGTON DC 20005 JEAN CIBUZAR VP, FINANCE AND ADMINISTRATION 2022937070 2020-03-19 1 SARA SMITH P01332734 2022932200 71.191.79.35 2020-03-19 12:07:34 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 C7C937CA623DFB7884503BA84EC9B5C24C7C8E34 2018 2020-09-23 17:36:50Z MILDRED GARCIA 1307 NEW YORK AVENUE NW NO 5TH FL WASHINGTON DC 20005 18284857 0 X WWW.AASCU.ORG X 1970 DC AASCU ELEVATES AND TRANSFORMS MEMBER INSTITUTIONS THROUGH EFFECTIVE--CONTINUED ON SCHEDULE OPUBLIC POLICY AND LEADERSHIP ENABLING ITS MEMBERS TO DRIVE REGIONAL ECONOMIC MOBILITY THROUGH STUDENT ACCESS AND SUCCESS WHILE HELPING TO SOLVE THEIR COMMUNITIES' MOST PRESSING CHALLENGES. 20 19 63 19 0 0 3537609 6806175 10603732 9349973 371335 426718 -25358 -20046 14487318 16562820 857497 848500 0 0 8501494 6288631 0 0 165627 7009311 7129871 16368302 14267002 -1880984 2295818 20874133 19397746 11370549 5942475 9503584 13455271 X AASCU IS THE COLLECTIVE VOICE OF NEARLY 400 PUBLIC COLLEGES, UNIVERSITIES, AND SYSTEMS THAT HOLD STUDENTS AND COMMUNITY AT THE HEART OF THEIR INSTITUTIONS. --CONTINUED ON SCHEDULE OAASCU WORKS TO EXPAND STUDENT ACCESS, SUCCESS AND OPPORTUNITY, PROMOTE WORLD-CLASS TEACHING AND EXPERIENTIAL LEARNING TIED TO CAREER ADVANCEMENT, AND SUPPORT OF APPLIED RESEARCH AND SERVICE THAT ADVANCES ECONOMIC DEVELOPMENT AND QUALITY OF LIFE IN COMMUNITIES ACROSS THE COUNTRY. 0 0 5114821 848500 5229962 ACADEMIC INNOVATION AND TRANSFORMATION (AIT) PROMOTES INNOVATIVE ACADEMIC AFFAIRS AND STUDENT SUCCESS PROGRAMS. AIT SUPPORTS MEMBER INSTITUTIONS IN THEIR MISSION TO PREPARE STUDENTS TO LEAD PRODUCTIVE AND FULFILLING LIVES. DRIVEN BY AN UNDERSTANDING THAT TODAY'S COLLEGES AND UNIVERSITIES NEED TO PREPARE STUDENTS FOR WORK, LIFE AND CITIZENSHIP IN LOCAL, NATIONAL AND GLOBAL CONTEXTS, AIT'S PROGRAMMING FOCUSES ON FOUR KEY AREAS: STUDENT SUCCESS, CIVIC ENGAGEMENT, INTERNATIONAL EDUCATION, AND TEACHER EDUCATION. 2918058 2038723 THE DIVISION OF LEADERSHIP DEVELOPMENT AND MEETINGS (LDM) IS DEDICATED TO THE GOAL OF BUILDING AND ENHANCING LEADERSHIP FOR PUBLIC HIGHER EDUCATION WITH A PRIMARY FOCUS ON THE PRESIDENT OR CHANCELLOR AND HIS OR HER SENIOR LEADERSHIP TEAM. LDM PROGRAMMING INCLUDES PREPARATION FOR THE PRESIDENCY, ORIENTATION AND DEVELOPMENT FOR NEW PRESIDENTS, PROGRAMMING FOR EXPERIENCED PRESIDENTS, SPOUSE/PARTNER PROGRAMMING, AS WELL AS DEVELOPMENT OF PROVOSTS AND OTHER EMERGING LEADERS. 1244377 GOVERNMENT RELATIONS AND POLICY ANALYSIS (GR & PA) PROMOTES AN UNDERSTANDING, APPRECIATION AND SUPPORT FOR PUBLIC HIGHER EDUCATION AND THE DISTINCTIVE CONTRIBUTIONS OF AASCU MEMBERS. GR & PA PROACTIVELY DEVELOPS AND ADVOCATES FOR PUBLIC POLICY THAT FOSTERS ACADEMIC QUALITY AND INNOVATION, ACCESS AND INCLUSION, AND REGIONAL STEWARDSHIP. 2701866 2081288 OTHER PROGRAMS: THE AASCU PENSON CENTER FOR PROFESSIONAL DEVELOPMENT ASSISTS INSTITUTIONAL LEADERS IN RESPONDING TO THE BROAD RANGE OF STRATEGIC AND ORGANIZATIONAL CHALLENGES FACED BY ADMINISTRATORS OF HIGHER EDUCATION. THE GRANTS RESOURCE CENTER PROVIDES ENHANCED RESEARCH AND SPONSORED PROGRAMS CAPABILITIES OF HIGHER EDUCATION INSTITUTIONS. 2701866 2081288 11979122 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 299 0 1 63 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 19 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 AK AL AR CA CO CT FL GA IL KS KY MA MD ME MI MN MO MS NC ND NH NJ NM NV OH OK OR PA RI SC TN VA WA WI WV DC X JEAN CIBUZAR 2022937070 1307 NEW YORK AVENUE NW NO 5TH FL WASHINGTON DC 20005 F JAVIER CEVALLOS CHAIR 1.70 X X 0 0 0 DANA HOYT CHAIR (THRU 10/18), PAST-CHAIR 1.70 X X 0 0 0 DEBORAH F STANLEY PAST-CHAIR (THRU 10/18) 1.70 X X 0 0 0 CYNTHIA TENIENTE-MATSON SECRETARY-TREASURER 1.20 X X 0 0 0 GEORGE E ROSS SECRETARY-TREAS (THRU 10/18) 1.20 X X 0 0 0 VIRGINIA ARTHUR BOARD MEMBER 1.20 X 0 0 0 DENISE A BATTLES BOARD MEMBER 1.20 X 0 0 0 SUSAN E BORREGO BOARD MEMBER 1.20 X 0 0 0 M CHRISTOPHER BROWN II BOARD MEMBER 1.20 X 0 0 0 STEVE M DORMAN BOARD MEMBER 1.20 X 0 0 0 DIANNE F HARRISON BOARD MEMBER 1.20 X 0 0 0 BRIAN O HEMPHILL BOARD MEMBER 1.20 X 0 0 0 BONITA JACOBS BOARD MEMBER 1.20 X 0 0 0 JOHN JASINSKI BOARD MEMBER 1.20 X 0 0 0 SANDRA J JORDAN BOARD MEMBER 1.20 X 0 0 0 BRIAN NOLAND BOARD MEMBER 1.20 X 0 0 0 LINDA SCHOTT BOARD MEMBER 1.20 X 0 0 0 JACK THOMAS BOARD MEMBER 1.20 X 0 0 0 RAMON TORRECHILHA BOARD MEMBER 1.20 X 0 0 0 CHARLES L WELCH II BOARD MEMBER 1.20 X 0 0 0 DAVID WILSON BOARD MEMBER 1.20 X 0 0 0 JULIETTE BELL BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 JOSEPH BERTOLINO BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 RITA CHENG BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 EMILE C NETZHAMMER III BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 SCOTT R OLSON BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 NASSER H PAYDAR BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 KAREN WHITNEY BOARD MEMBER (THRU 10/18) 1.20 X 0 0 0 MILDRED GARCIA PRESIDENT 37.50 X X 693495 0 30500 MICHAEL ZOLA VP OF GOVT RELATIONS & POLICY ANALYSIS 37.50 X 247530 0 27446 GEORGE MEHAFFY VP OF ACADEMIC LEADERSHIP AND CHANGE 37.50 X 238960 0 30578 TOYIA YOUNGER VP OF LEADERSHIP DEVELOPMENT AND MEMBER SERVICES 37.50 X 214156 0 31761 ARLENE JACKSON DIRECTOR OF INTERNATIONAL EDUCATION 37.50 X 133973 0 27518 ROBIN ELLIS SENIOR DIRECTOR, ACADEMIC LEADERSHIP AND CHANGE 37.50 X 127918 0 19702 AMY STAKE CONTROLLER 37.50 X 127302 0 33067 RAMONA CRAWFORD DIRECTOR OF SPONSORSHIPS & CORPORATE PARTNER ENGAG 37.50 X 126850 0 20657 BARMAK NASSIRIAN DIRECTOR, FEDERAL RELATIONS AND POLICY ANALYSIS 37.50 X 117431 0 45800 MURIEL H HOWARD FORMER PRESIDENT 37.50 X 1125121 0 3406 3152736 0 270435 10 1 1 0 JOLENE KOESTER 1315 SAN LUCAS COURT SOLANA BEACH CA 92075 CONSULTING SERVICES 215264 ALPHA PRODUCTIONS 845 POPLAR DRIVE SELLERSBURG TN 47172 PRODUCTION SERVICES 212676 ALEXANDRIA CONSTRUCTION & MILLWORK 1702 BUSHROD RD ALEXANDRIA VA 22308 CONSTRUCTION SERVICES 207912 SOVA SOLUTIONS LLC 1092 PIPESTEM PL POTOMAC MD 20852 CONSULTING SERVICES 190000 4 6806175 6806175 MEMBERSHIP DUES 611710 6146191 6146191 MEETINGS/WORKSHOPS 611710 1418575 1418575 CONTRACTS 900099 1088473 1088473 SPONSORSHIPS 900099 663637 663637 OTHER PROGRAM REVENUE 900099 20906 20906 12191 12191 9349973 184313 184313 75500 97091 -21591 -21591 -21591 1867351 1623157 1789 244194 -1789 242405 242405 MISCELLANEOUS INCOME 900099 1545 1545 1545 16562820 8686336 0 1070309 X 840000 840000 8500 8500 1520136 1206927 273178 40031 3728331 2955147 674661 98523 401447 326203 64811 10433 297071 233733 56989 6349 341646 270334 61021 10291 185047 7644 177403 57358 5549 51809 52945 1000 51945 79158 79158 2766075 2716498 49577 358527 295930 62597 264311 235656 28655 618353 486398 131955 679807 669403 10404 1518953 1514501 4452 122625 61968 60657 35461 8760 26701 OTHER/MISC 220186 132527 87659 TRAINING/AWARD/RECRUIT 171065 2444 168621 14267002 11979122 2122253 165627 2864739 1366063 0 1401843 326332 389240 256580 159456 10116641 4181896 5802515 5934745 10601041 9696032 1022926 450367 20874133 19397746 3395398 2036919 5400285 1911753 2341806 1930405 233060 63398 11370549 5942475 X 7622294 8151382 881290 5303889 1000000 0 9503584 13455271 20874133 19397746 X 2295818 645643 1010226 X X 0 1 X 1 0 X 619321 870582 2696957 3537609 6806175 14530644 13096949 13313678 13395714 10603732 9349973 59760046 13716270 14184260 16092671 14141341 16156148 74290690 0 4173370 4004866 3892107 863888 12934231 4173370 4004866 3892107 863888 12934231 61356459 329052 344013 191035 220573 259813 1344486 329052 344013 191035 220573 259813 1344486 1545 1545 14045322 14528273 16283706 14361914 16417506 75636721 0.81120 0.76040 0.01780 0.01720 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 1,545. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6923 6923 14278012 14284935 864247 216062 0 0 913618 1000000 967041 864247 3744906 5617359 81207 40202 16777 6923 145109 228405 250000 241760 216062 936227 1404341 1556686 84235 158489 199729 1599681 1460457 209035 86116 198922 1556686 2614565 10330 92540 207911 1049067 1460457 3249505 11120 162778 808838 2614565 3297111 35300 47543 130449 3249505 0.13590 0.62510 0.23900 0 0 2223859 2223859 5770506 2872955 2897551 2122276 1308941 813335 5934745 457 PLAN LIABILITIES 63398 63398 17353185 645643 125000 98880 869523 16483662 79158 79158 16562820 14411724 125000 98880 223880 14187844 79158 79158 14267002 PART V, LINE 4: AASCU'S ENDOWMENT CONSISTS OF SEVERAL FUNDS ESTABLISHED TO SUPPORT A VARIETY OF PURPOSES, INCLUDING INSTITUTES ON JAPAN STUDIES TO SUPPORT THE INTEREST OF INCORPORATING JAPANESE STUDIES INTO THE AMERICAN UNDERGRADUATE EDUCATION CURRICULUM. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE TO PART VIII 97,091. LOSS ON DISPOSAL OF ASSETS 1,789. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE TO PART VIII 97,091. LOSS ON DISPOSAL OF ASSETS 1,789. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INFORMATIONAL EXCHANGE BETWEEN CULTURES 174531 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES INFORMATIONAL EXCHANGE BETWEEN CULTURES 52943 0 0 0 0 0 0 227474 0 227474 0 0 0 0 0 0 1 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK NY 10036 131988190 501C3 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. NORTHERN ARIZONA UNIVERSITY BOX 4070 FLAGSTAFF AZ 86011 742579628 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. NEW JERSEY CITY UNIVERSITY 2039 KENNEDY BOULEVARD JERSEY CITY NJ 07305 222830882 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. SAM HOUSTON STATE UNIVERSITY ORSP BOX 2448 HUNTSVILLE TX 77340 746001430 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. THE UNIVERSITY OF NORTH CAROLINA AT GREENSBORO 1111 SPRING GARDEN STREET ROOM 2511 MHRA BUILDING GREENSBORO NC 27412 566001468 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. UNIVERSITY OF TEXAS RIO GRANDE VALLEY 2102 TREASURE HILLS BLVD HARLINGEN TX 78550 465292740 115 140000 WORK WITH AASCU ON THE FRONTIER SET GRANT PROVIDED BY THE BILL AND MELINDA GATES FOUNDATION. 6 0 JSI SUMMER INTERN STIPEND 13 6500 BURCH AWARD 1 500 PLATER AWARD 1 1000 SALTMARSH AWARD 1 500 PART I, LINE 2: GRANT FUNDS ARE BUILT BASED ON AWARD DOCUMENTS. GRANT FUNDS ARE ALSO MONITORED ON A MONTHLY BASIS AS ACCOUNTS ARE UPDATED IN THE OSR SYSTEM. X X X X 1 1 X X X X 1 0 0 0 0 0 0 0 0 MILDRED GARCIA PRESIDENT 613808 0 0 0 79687 0 30500 0 239 0 724234 0 0 0 MICHAEL ZOLA VP OF GOVT RELATIONS & POLICY ANALYS 245860 0 0 0 1670 0 24846 0 4362 0 276738 0 0 0 GEORGE MEHAFFY VP OF ACADEMIC LEADERSHIP AND CHANGE 234122 0 0 0 4838 0 30501 0 2023 0 271484 0 0 0 TOYIA YOUNGER VP OF LEADERSHIP DEVELOPMENT AND MEM 213983 0 0 0 173 0 21715 0 11808 0 247679 0 0 0 ARLENE JACKSON DIRECTOR OF INTERNATIONAL EDUCATION 131775 0 0 0 2198 0 17472 0 11228 0 162673 0 0 0 AMY STAKE CONTROLLER 126558 0 0 0 744 0 18111 0 19332 0 164745 0 0 0 RAMONA CRAWFORD DIRECTOR OF SPONSORSHIPS & CORPORATE 124652 0 0 0 2198 0 12970 0 11905 0 151725 0 0 0 BARMAK NASSIRIAN DIRECTOR, FEDERAL RELATIONS AND POLI 116687 0 0 0 744 0 18128 0 30334 0 165893 0 0 0 MURIEL H HOWARD FORMER PRESIDENT 303388 0 0 0 821733 0 2077 0 2276 0 1129474 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL: THE PRESIDENT IS ALLOWED TO TRAVEL BUSINESS OR FIRST CLASS IF THE FLIGHT IS MORE THAN 5 HOURS. DISCRETIONARY SPENDING ACCOUNT (AUTO): A TAXABLE ALLOWANCE IS PROVIDED TO THE PRESIDENT BASED ON AN AGREEMENT SIGNED BY THE BOARD AND THE PRESIDENT. HOUSING ALLOWANCE: A TAXABLE HOUSING ALLOWANCE IS PROVIDED TO THE PRESIDENT BASED ON AN AGREEMENT SIGNED BY THE BOARD AND THE PRESIDENT. PERSONAL SERVICES: A PORTION OF MAID SERVICE COSTS ARE PROVIDED FOR THE PRESIDENT'S RESIDENCE BASED ON AN AGREEMENT SIGNED BY THE BOARD AND THE PRESIDENT. THE PRESIDENT PAYS 47% OF THE MAID SERVICE. PART I, LINE 4A MURIEL HOWARD WAS PAID $32,565 IN UNUSED VACATION PAYOUTS. FORM 990, PART VI, SECTION A, LINE 1 THERE SHALL BE AN EXECUTIVE COMMITTEE COMPOSED OF THE OFFICERS AND ONE DIRECTOR APPOINTED BY THE BOARD FOR A TERM OF ONE YEAR, WHICH COMMITTEE IS AUTHORIZED TO EXERCISE ALL POWERS AND HAVE SUCH AUTHORITY AND RESPONSIBILITIES OF THE BOARD WHEN THE BOARD IS NOT IN SESSION. THE CHAIR SHALL SERVE AS THE CHAIR OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 AASCU SHALL HAVE TWO CLASSES OF MEMBERS WITH VOTING RIGHTS (VOTING MEMBERS). AASCU SHALL HAVE THREE CLASSES OF MEMBERS WITH NO VOTING RIGHTS (NON-VOTING MEMBERS). INDIVIDUALS OR INSTITUTIONS THAT MERELY PARTICIPATE IN ONE OR MORE AASCU PROGRAMS OR ACTIVITIES SHALL NOT BE CONSIDERED MEMBERS FOR PURPOSES OF THESE BYLAWS, EVEN IF THEY ARE REFERRED TO AS MEMBERS FOR THE PURPOSE OF DESIGNATING THEIR PARTICIPATION IN AN AASCU PROGRAM OR ACTIVITY. INSTITUTIONAL MEMBERSHIP SHALL BE AVAILABLE TO ANY REGIONALLY ACCREDITED INSTITUTION OF HIGHER EDUCATION AND ANY IN PROCESS OF SECURING ACCREDITATION, WHICH (I) OFFERS PROGRAMS LEADING TO THE DEGREE OF BACHELOR, MASTER, OR DOCTOR, (II) IS WHOLLY OR PARTIALLY STATE-SUPPORTED AND STATE-CONTROLLED; AND (III) AT LEAST 25% OF DEGREES CONFERRED BY SUCH INSTITUTION ARE AT THE BACCALAUREATE LEVEL AND ARE IN AREAS OF STUDY DEFINED IN AASCU POLICIES AND PROCEDURES. INSTITUTIONAL MEMBERS SHALL BE VOTING MEMBERS WITH VOTING RIGHTS AND THEIR REPRESENTATIVES MAY SERVE AS DIRECTORS AND OFFICERS AND COMMITTEE MEMBERS. SYSTEM OFFICE MEMBERSHIP SHALL BE AVAILABLE TO SYSTEM OFFICES OF MULTI-CAMPUS GOVERNING BOARDS OF ELIGIBLE STATE-SUPPORTED AND STATE-CONTROLLED INSTITUTIONS OF HIGHER EDUCATION WHICH ARE WHOLLY OR PARTIALLY STATE-SUPPORTED AND STATE-CONTROLLED. SYSTEM OFFICE MEMBERS SHALL BE VOTING MEMBERS WITH FULL VOTING RIGHTS AND THEIR REPRESENTATIVES MAY SERVE AS DIRECTORS AND OFFICERS AND COMMITTEE MEMBERS. ASSOCIATE MEMBERSHIP SHALL BE AVAILABLE TO COORDINATING COMMITTEES, BOARDS AND COMMISSIONS OF HIGHER EDUCATION WHICH REPORT TO STATE EXECUTIVE OR LEGISLATIVE BODIES; STATE COMMISSIONS OF ELIGIBLE INSTITUTIONS; INSTITUTIONS OF HIGHER EDUCATION WHOSE PRINCIPAL SOURCE OF OPERATING FUNDS IS THE FEDERAL GOVERNMENT; AND FORMER TWO-YEAR INSTITUTIONS THAT HAVE BEEN DESIGNATED AS FOUR-YEAR INSTITUTIONS BY THE RESPONSIBLE AUTHORITIES WITHIN THEIR STATE, BUT HAVE NOT YET MET THE REQUIREMENTS FOR AASCU MEMBERSHIP. ASSOCIATE MEMBERS ARE ELIGIBLE TO PARTICIPATE IN ACTIVITIES OF AASCU, BUT THEIR REPRESENTATIVES MAY NOT VOTE OR SERVE AS DIRECTORS OR OFFICERS. THEIR REPRESENTATIVES MAY SERVE ON NON-BOARD COMMITTEES. INTERNATIONAL ASSOCIATE MEMBERSHIP SHALL BE AVAILABLE TO (1) INSTITUTIONS OUTSIDE THE UNITED STATES AND ITS TERRITORIES THAT ARE: (I) RECOGNIZED BY THE APPROPRIATE GOVERNMENTAL ENTITIES AS ELIGIBLE TO AWARD DEGREES AT THE BACCALAUREATE LEVEL OR HIGHER; AND (II) WHOLLY OR PARTIALLY GOVERNMENT-SUPPORTED AND PUBLICLY GOVERNED, AND (2) ASSOCIATIONS COMPRISED EXCLUSIVELY OF SUCH INSTITUTIONS. INTERNATIONAL ASSOCIATE MEMBERS ARE ELIGIBLE TO PARTICIPATE IN ACTIVITIES OF AASCU, BUT THEIR REPRESENTATIVES MAY NOT VOTE OR SERVE AS DIRECTORS OR OFFICERS. THEIR REPRESENTATIVES MAY SERVE ON NON-BOARD COMMITTEES. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S MEMBERS HAVE THE RESPONSIBILITY TO ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY AT THE ASSOCIATION'S ANNUAL BUSINESS MEETING HELD IN THE FALL EACH YEAR. FORM 990, PART VI, SECTION A, LINE 7B THE GOVERNING BOARD'S DECISIONS RELATED TO THE MAJOR INITIATIVES OF THE ORGANIZATION ARE SUBJECT TO APPROVAL BY THE GENERAL MEMBERSHIP OF THE ASSOCIATION AT THE ANNUAL BUSINESS MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE VP OF FINANCE & ADMINISTRATION PRESENTS THE 990 TO AASCU'S EXECUTIVE COMMITTEE AND FINANCE COMMITTEE FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD AND ALL EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST, IN CONSISTENCY WITH THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 ALL EMPLOYEES, INCLUDING AASCU'S CEO, ARE PROVIDED ANNUAL EVALUATIONS OF THEIR PERFORMANCE TO DETERMINE ELIGIBILITY FOR INCREASED COMPENSATION. THE CEO'S SALARY IS ESTABLISHED BY THE EXECUTIVE COMMITTEE OF THE BOARD. TO ESTABLISH THE CEO'S COMPENSATION, THE EXECUTIVE COMMITTEE USES COMPARATIVE DATA OF THE FIVE PRESIDENTIALLY BASED, HIGHER EDUCATION ASSOCIATIONS IN THE DISTRICT OF COLOMBIA. AASCU USES A THIRD PARTY TO ESTABLISH APPORPRIATE COMPENSATION BENCHMARKS FOR ALL REMAINING AASCU EMPLOYEES. ANY INCREASE TO THE BENCHMARK IS BASED ON ANNUAL PERFORMANCE REVIEW FOR EACH EMPLOYEE. THE OUTCOME OF THE EMPLOYEE'S EVALUATION DETERMINES THE LEVEL OF MERIT INCREASE RECEIVED. DURING THE SPRING BOARD MEETING, THE BOARD REVIEWS ALL COMPENSATION REQUESTS AND ESTABLISHES COMPENSATION INCREASES THROUGH BOARD VOTE, WHICH IS THEN DOCUMENTED IN THE MINUTES OF THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO ANY INDIVIDUAL OR ORGANIZATION UPON REQUEST EITHER BY TELEPHONE, WRITTEN CORRESPONDENCE, OR IN PERSON AT THE ORGANIZATION'S OFFICES IN DC. THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UNLESS REQUESTED. FORM 990, PART IX, LINE 11G GRANT CONSULTANTS: PROGRAM SERVICE EXPENSES 1,335,001. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,335,001. MISC CONSULTANTS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 49,577. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 49,577. PROJECT & PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 1,381,497. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,381,497. FORM 990, PART XI, LINE 9: POST-RETIREMENT BENEFIT RELATED CHANGES OTHER THAN NET POST RETIREMENT COST 1,010,226. FORM 990, PART XII, LINE 2C THE PROCESS REMAINS UNCHANGED FROM THE PRIOR YEAR. AASCU PENSON CENTER FOR PROFESSIONAL DEVELOPMENT LLC 1307 NEW YORK AVE NW 5TH FL WASHINGTON DC 20005 465411974 EDUCATIONAL, LEADERSHIP, & ORGANIZATIONAL DEVELOPMENT SERVICES DC 896485 446518 AMERICAN ASSOCIATION FOR STATE COLLEGES AND UNIVERSITIES AMERICAN ACADEMIC LEADERSHIP INSTITUTE (AALI) 1825 K STREET NW SUITE 705 WASHINGTON DC 20006 521572800 EDUCATION DC 501(C)(3) LINE 12B, II 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0