2020-03-12T11:04:12-05:00 2019-06-30 131577780 SCHULTHEIS & PANETTIERI LLP 450 WIRELESS BLVD HAUPPAUGE NY 11788 990 2018-07-01 136209963 DISTRICT COUNCIL 37 HEALTH & SECURITY PLAN TRUST DIST 2128151234 55 WATER ST NEW YORK NY 10041 OLIVER GRAY TRUSTEE 2128151234 2020-03-12 1 CAROL WESTFALL P00539069 6312734778 173.56.115.218 2020-03-12 12:01:52 ED P 3D4AE2E8976E81368E472ACBB9DF04FDA774F33F 3D4AE2E8976E81368E472ACBB9DF04FDA774F33F 2018 2020-09-23 17:36:50Z X 55 WATER ST NEW YORK NY 10041 224411116 0 X WWW.DC37.NET X 1966 NY TO PROVIDE SUPPLEMENTAL HEALTH AND WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS. 8 8 312 0 0 0 0 0 234114733 224411116 2710 0 0 0 234117443 224411116 0 0 218751386 209188633 6064052 6498349 0 0 0 9302005 8724134 234117443 224411116 0 0 73355594 72072870 73355594 72072870 0 0 TO PROVIDE SUPPLEMENTAL HEALTH AND WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS. 0 0 TO PROVIDE SUPPLEMENTAL HEALTH AND WELFARE BENEFITS TO ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS. 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 3300 0 1 312 1 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X GLENN SWIRSON 2128151294 55 WATER STREET NEW YORK NY 10041 X OLIVER GRAY TRUSTEE 5.00 X 0 0 0 JAMES TUCCIARELLI TRUSTEE 5.00 X 0 0 0 RALPH PALLADINO THRU 219 TRUSTEE 5.00 X 0 0 0 MAF MISBAH UDDIN TRUSTEE 5.00 X 0 0 0 CARMEN CHARLES TRUSTEE 5.00 X 0 0 0 JUDITH ARROYO TRUSTEE 5.00 X 0 0 0 NEAL FRUMKIN TRUSTEE 5.00 X 0 0 0 PETER STEIN TRUSTEE 5.00 X 0 0 0 JEFF OSHINS EFF 219 TRUSTEE 5.00 X 0 0 0 JODI P GOLDMAN ASSOC ADMIN 35.00 X 139781 0 9720 JOAN BERANBAUM DIR/CHIEF COUNSEL 35.00 X 188479 0 28092 KAREN SPANOS SENIOR ATTY 35.00 X 165184 0 39349 WILLIAM WHALEN DIR/CHIEF COUNSEL 35.00 X 147302 0 30350 SHELDON BARASCH SUPERVISING ATTY 35.00 X 147523 0 45203 YVETTE CHARMANT ASST CONTROLLER 35.00 X 140572 0 44222 WILLIE CHANG FORMER ADMINISTRATOR 13.00 1.00 X 171389 94755 24521 AUDREY BROWNE FORMER ASSOC ADMIN 20.00 2.00 X 200425 31072 15478 GARY DEAN FORMER CONTROLLER 20.00 2.00 X 189839 57656 33419 1490494 183483 270354 50 1 1 0 OPTUM RX INC DEPT NO 8765 LOS ANGELES CA 90088 PRESCRIPTION BEN ADM 1334235 MILLIMAN INC 1 PENN PLAZA 38TH FL NEW YORK NY 10019 ACTUARIAL SERVICES 185344 STONE EAGLE SVCS INC 111 W SPRING VALLEY RD RICHARDSON TX 75081 DENTAL ADMIN 129386 MARY RAAD MS 40 CARSTAIRS RD VALLEY STREAM NY 11581 AUDIOLOGIST 112483 4 CONTRIBUTIONS - DC 37 BFT 525100 222660530 222660530 MEDICARE PART "D" SUBSIDY 525100 1750586 1750586 224411116 224411116 224411116 0 0 209188633 209188633 384794 384794 3953230 3953230 526022 526022 1246231 1246231 388072 388072 135548 135548 60000 60000 488724 488724 827535 827535 4265261 4265261 1030396 1030396 36401 36401 125073 125073 101228 101228 POSTRETIREMENT BENEFIT 1151791 1151791 WITHDRAWAL LIABILITY 265132 265132 REPAIRS & MAINTENANCE 132503 132503 COMPENSATED ABSENCES 74962 74962 29580 29580 224411116 224411116 0 0 9210035 9671936 223107 60298430 58181099 3045706 3748293 9777373 9305831 578316 471542 73355594 72072870 4648081 2983980 4137286 3314190 64570227 65774700 73355594 72072870 X 0 0 0 0 0 0 0 0 73355594 72072870 0 0 X 0 1 X 1 0 0 1 X 2176380 2096775 79605 7600993 7209056 391937 471542 NET OPEB OBLIGATION 51382337 WITHDRAWAL LIABILITY 6991897 EMPLOYEE'S ACCOM SEV, SICK & VAC 7400466 65774700 224411116 0 224411116 0 224411116 224411116 0 224411116 0 224411116 PART IV, LINE 2B: FUNDS FOR CERTAIN HEALTH BENEFITS ARE MAINTAINED IN SEPARATE ACCOUNT HELD BY THE PLAN AS CUSTODIAN. 1 0 0 JOAN BERANBAUM DIR/CHIEF COUNSEL 188479 0 0 0 0 0 26387 0 1705 0 216571 0 0 0 KAREN SPANOS SENIOR ATTY 165184 0 0 0 0 0 14844 0 24505 0 204533 0 0 0 WILLIAM WHALEN DIR/CHIEF COUNSEL 147302 0 0 0 0 0 20622 0 9728 0 177652 0 0 0 SHELDON BARASCH SUPERVISING ATTY 147523 0 0 0 0 0 20653 0 24550 0 192726 0 0 0 YVETTE CHARMANT ASST CONTROLLER 140572 0 0 0 0 0 19680 0 24542 0 184794 0 0 0 WILLIE CHANG FORMER ADMINISTRATOR 171389 94755 0 0 0 0 1862 0 22659 0 195910 94755 0 0 AUDREY BROWNE FORMER ASSOC ADMIN 200425 31072 0 0 0 0 6288 0 9190 0 215903 31072 0 0 GARY DEAN FORMER CONTROLLER 189839 57656 0 0 0 0 11374 0 22045 0 223258 57656 0 0 PART I, LINE 4A THE FOLLOWING PERSONS LISTED ON FORM 990, PART VII, SECTION A, LINE 1A, RECEIVED SEVERANCE PAYMENTS DURING 2018: WILLIE CHANG $158,089 AUDREY BROWNE $155,509 GARY DEAN $108,597 KAREN SPANOS $59,156 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED IN COORDINATION WITH THE FUND'S CONTROLLER AND WAS REVIEWED WITH THE BOARD OF TRUSTEES PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES AND MANAGERIAL EMPLOYEES HAVE A CONTINUOUS OBLIGATION TO REPORT POTENTIAL CONFLICTS OF INTEREST. POSSIBLE CONFLICTS ARE REQUIRED TO BE REPORTED TO THE ETHICAL PRACTICES COMMITTEE WHICH IS CHARGED WITH REVIEWING SUCH POSSIBLE CONFLICTS. A TRUSTEE OR MANAGERIAL EMPLOYEE IS PROHIBITED FROM MAKING A DECISION CONCERNING A BUSINESS RELATIONSHIP BETWEEN THE FUND AND A FIRM IN WHICH A CLOSE FAMILY MEMBER HAS A SIGNIFICANT FINANCIAL INTEREST. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS ARE AVAILABLE TO THE PUBLIC. PARTICIPANTS MAY VIEW DOCUMENTS AT THE FUND OFFICE UPON REQUEST TO THE EXTENT REQUIRED BY LAW. PART VII, SECTION A, LINE 1A: THE FORMER OFFICERS/KEY EMPLOYEE LISTED IN PART VII, SECTION A RETIRED DURING 2018 AND WERE RETAINED AS CONSULTANTS TO ASSIST IN THE TRANSITION PERIOD. DC 37 BENEFITS FUND TRUST 55 WATER STREET NEW YORK NY 10041 132988369 EMPLOYEE BENEFIT PLAN TRUST NY 501(C)(5) N/A 0 DC 37 AFSCME AFL-CIO 55 WATER STREET NEW YORK NY 10041 135673101 LABOR ORGANIZATION NY 501(C)(5) N/A 0 JORALEMON DENTAL SERVICES PC 55 WATER STREET NEW YORK NY 10041 112538770 DENTAL SERVICES NY N/A C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 FORM 990 PART VII - SUPPLEMENTAL INFORMATION CERTAIN TRUSTEES LISTED ON PART VII, SECTION A, DO NOT RECEIVE COMPENSATION FROM THIS ORGANIZATION, BUT DO RECEIVE COMPENSATION FROM DC 37 AFSME, AFL-CIO IN THEIR CAPACITY AS EMPLOYEES/OFFICERS OF DC 37. ACCORDINGLY, THEIR COMPENSATION IS REPORTED ON THE FORM 990 OF DC 37.