2020-01-16T11:25:33-06:00 2019-06-30 381357951 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2018-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION COLO 3032733143 PO BOX 4005 GOLDEN CO 80401 STEVE KREIDLER VP, FINANCE/CFO 3032733143 2020-01-09 1 DORI J EGGETT P00645252 3037409400 2020-01-08 208.42.238.142 2020-01-09 16:48:03 MS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 18BF2FF916DA5FE8D4B0A520248250BD96D0300F 2018 2020-11-06 18:47:13Z STEVE KREIDLER PO BOX 4005 GOLDEN CO 80401 105475253 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 9 9 71 217 -2635831 -3167481 15489315 21635704 2307394 2311233 14063363 7024384 -1265721 -1980910 30594351 28990411 22696691 27432170 0 0 5185169 5726521 0 0 5946512 3109488 3236814 30991348 36395505 -396997 -7405094 368474638 360742945 45915636 47193179 322559002 313549766 X TO SUPPORT THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND TO FOSTER ALUMNI RELATIONS. SEE SCHEDULE O. 0 0 27546655 27432170 2311233 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINESAND ITS VARIOUS DEPARTMENTS. 27546655 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 23 0 1 71 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AK CA FL MD MA MI MN NH NJ NY OH PA SC TN UT WA WV GA WI ME ND DC X STEVE KREIDLER CO CSMF 3032733143 PO BOX 4005 GOLDEN CO 80401 PATRICK M JAMES CHAIRMAN 1.00 X X 0 0 0 CHARLES E SCHULTZ VICE CHAIR 1.00 X X 0 0 0 STEVEN R ENGER AT LARGE 1.00 X 0 0 0 GERALD W GRANDEY AT LARGE 1.00 X 0 0 0 BRUCE E GREWCOCK AT LARGE 1.00 X 0 0 0 HUGH E HARVEY AT LARGE 1.00 X 0 0 0 NANCY A KEEGAN AT LARGE 1.00 X 0 0 0 ANDREW P SWIGER AT LARGE 1.00 X 0 0 0 TERRANCE G TSCHATSCHULA AT LARGE 1.00 X 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 40.00 X 332723 0 34911 LINDA LANDRUM EVP FINANCE & ADMINISTRATION 40.00 X 225028 0 24186 STEVE KREIDLER VP, FINANACE & CFO 40.00 1.00 X 74583 0 2189 DOUG MAYO VICE PRESIDENT, ADVANCEMENT 40.00 X 197433 0 27494 MARIANNE BARKER ASST. VP, GIFT PLANNING 40.00 X 136374 0 14939 RICHARD GRAW SR. DIRECTOR, LEADERSHIP GIVING 40.00 X 132624 0 17436 RODNEY MCNEILL SR. DEV. OFFICER/INDIV. STEWARDSHIP 40.00 X 126312 0 7399 DEAN LAATT ASST. VP, MAJOR GIFTS 40.00 X 124067 0 18201 REBECCA LEEWAYE ASST. VP, FINANCE & ASST. TREASURER 40.00 1.00 X 119526 0 23175 1468670 0 169930 11 0 1 0 ELLUCIAN COMPANY LP 62578 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 SOFTWARE SERVICES 235091 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTING 187500 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICES 113918 3 21635704 1358070 21635704 DEVELOPMENT FEE 900099 1900000 1900000 ALUMNI RELATIONS 900099 411233 411233 2311233 2224423 2224423 7064 7064 81284803 76484842 4799961 4799961 4799961 ADMINISTRATION FEES 523000 580987 580987 OTHER INCOME/LOSS 900099 66870 66870 UNRELATED BUS. LOSS 523000 -2635831 -2635831 -1987974 28990411 2959090 -2635831 7031448 27432170 27432170 816332 452094 364238 4030647 676740 3353907 202072 39240 162832 337843 61892 275951 339627 77677 261950 68599 49455 19144 32329 24455 7874 50337 50337 114485 114485 1357304 1357304 10181 10181 198660 198660 228182 32814 195368 432675 23080 409595 161580 2437 159143 41535 38685 2850 EVENTS 344441 344441 PROFESSIONAL DEV. 73850 2746 71104 RESEARCH MATERIAL 46648 46648 PREMIUMS 39766 39766 36242 13382 22860 36395505 27546655 2902338 5946512 1617818 1796496 8077407 4177966 14591920 17075000 29278 141964 50000 0 50000 251501180 240560006 58231772 63234262 1691385 1797521 32733878 31909730 368474638 360742945 2329727 5831905 43585909 41361274 45915636 47193179 X 31229693 29098634 108690899 100582723 182638410 183868409 322559002 313549766 368474638 360742945 X -7405094 -3375579 1771437 X 0 1 X 1 0 X 33091397 14533653 15519233 15489315 21635704 100269302 33091397 14533653 15519233 15489315 21635704 100269302 4203562 96065740 1896145 1637168 1476534 1950944 2231487 9192278 496110 674333 513570 503337 647857 2835207 112296787 10564738 0.85550 0.73170 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2014 AMOUNT: $ 1,755. 2015 AMOUNT: $ 147,155. 2016 AMOUNT: $ 37,362. 2017 AMOUNT: $ 36,933. 2018 AMOUNT: $ 66,870. ADMINISTRATION FEES - 2014 AMOUNT: $ 494,355. 2015 AMOUNT: $ 527,178. 2016 AMOUNT: $ 476,208. 2017 AMOUNT: $ 466,404. 2018 AMOUNT: $ 580,987. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 114485 114485 28977205 29091690 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 267118 268229 113351 114485 763183 250000 250000 250000 250000 1000000 1500000 251722534 7455202 683704 14600213 245261227 239819147 4355213 18580476 11032302 251722534 205966741 5539996 35685884 7373474 239819147 227854251 2495892 -10653236 13730166 205966741 225811040 10646383 -455165 8148007 227854251 0.11720 0.67410 0.20870 1 0 50000 50000 50000 PARTNERSHIPS INVESTMENTS 63234262 F 63234262 TRUST CONTRIBUTIONS RECEIVABLE 3222936 SPLIT INTEREST AGREEMENTS 17175000 INTEREST IN ENDOWMENT 11149329 INTEREST IN LONG-TERM TRUSTS 196208 PMC NET ASSETS 68587 OTHER ASSETS 3088 INVESTMENT IN COLORADO SCHOOL OF MINES TECHNOLOGY 64582 CASH HELD ON BEHALF OF THIRD PARTIES 30000 31909730 SPLIT INTEREST OBLIGATIONS 3685994 GIFT ANNUITY OBLIGATIONS 3471716 ASSETS HELD IN TRUST 34173564 REFUNDABLE ADVANCES 30000 41361274 X 26150980 -3375579 1897952 -1477627 27628607 1361804 1361804 28990411 35160216 126515 126515 35033701 1361804 1361804 36395505 PART V, LINE 4: SUPPORT FOR THE BENEFIT OF COLORADO SCHOOL OF MINES. PART X, LINE 2: THE FOUNDATION IS A NOT-FOR-PROFIT CORPORATION AND IS EXEMPT FROM TAX UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT, AS OF JUNE 30, 2019 AND 2018, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 230,444. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. -968,323. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 2,635,831. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 126,515. CENTRAL AMERICA/CARIBBEAN INVESTMENTS 15996806 0 0 0 0 0 0 15996806 0 15996806 1 0 0 1 1 0 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 STATE OF CO 27432170 GENERAL 1 0 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 312723 0 20000 0 0 0 19205 0 15706 0 367634 0 0 0 LINDA LANDRUM EVP FINANCE & ADMINISTRATION 210028 0 15000 0 0 0 13015 0 11171 0 249214 0 0 0 DOUG MAYO VICE PRESIDENT, ADVANCEMENT 189933 0 7500 0 0 0 11788 0 15706 0 224927 0 0 0 MARIANNE BARKER ASST. VP, GIFT PLANNING 133374 0 3000 0 0 0 8312 0 6627 0 151313 0 0 0 RICHARD GRAW SR. DIRECTOR, LEADERSHIP GIVING 129624 0 3000 0 0 0 1730 0 15706 0 150060 0 0 0 X 35 1358070 AVERAGE HIGH/LOW 0 1 0 FORM 990, PART III, LINE 1: THE FOUNDATION IS OPERATED INDEPENDENTLY OF THE UNIVERSITY FOR THE EXCLUSIVE PURPOSE OF SUPPORTING THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND FOSTERING ALUMNI RELATIONS. THE FOUNDATION EXISTS TO PROVIDE OPPORTUNITIES FOR STUDENTS AND A MARGIN OF INSTITUTIONAL EXCELLENCE UNAVAILABLE WITH STATE FUNDS ALONE. THE FOUNDATION RAISES AND RECEIVES CHARITABLE CONTRIBUTIONS FROM FRIENDS AND ALUMNI OF THE UNIVERSITY AND FROM THE GENERAL PUBLIC, MANAGES AND INVESTS THE CONTRIBUTED PROPERTY AND FUNDS, AND MAKES DISTRIBUTIONS TO THE UNIVERSITY IN SUPPORT OF THE UNIVERSITY'S MISSION AND PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE VP OF FINANCE/CFO AND ASST. VP OF FINANCE/ASST. TREASURER AND IS PROVIDED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED BY THE HUMAN RESOURCES DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FINANCIAL STATEMENTS ARE POSTED ON THE FOUNDATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 230,444. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP -968,323. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 2,635,831. UNCOLLECTIBLE PLEDGES -126,515. CSMF PROPERTY MANAGEMENT CORP 1812 ILLINOIS STREET GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) LINE 12A, I N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0