2020-12-15T14:11:13-06:00 2020-01-31 741907314 WERLEIN & HARRIS PC 3355 W ALABAMA SUITE 900 HOUSTON TX 77098 990PF 2019-02-01 760439576 THE CARRUTH FOUNDATION INC CARR 7135263012 2727 ALLEN PARKWAY SUITE 1570 HOUSTON TX 77019 BRADY F CARRUTH OFFICER 7135263012 2020-12-07 1 VICTOR E HARRIS P00025194 7139615544 74.213.61.106 2020-12-07 11:19:51 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 27AF4B1565E7218C60585EA88C1A864128D0E36F 2019 2021-04-22 16:20:28Z X 13648138 X X 396410 396410 647803 7385430 647803 34929 34929 1079142 1079142 0 0 0 112 112 0 13921 13921 0 87155 87155 0 1588 1588 0 24000 24000 0 8709 8709 0 135485 135485 0 680000 680000 815485 135485 680000 263657 943657 1 746114 901048 901048 46560 7649986 7223856 8610295 3660348 3962454 4136795 12103009 12087358 13648138 0 0 X 12103009 12087358 12103009 12087358 12103009 12087358 12103009 263657 0 12366666 279308 12087358 NFS A/C # 0928 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 1631342 1645526 -14184 -14184 NFS A/C # 0929 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 433849 456128 -22279 -22279 NFS A/C # 3168 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 267015 275996 -8981 -8981 CS A/C # 3393 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 588296 588079 217 217 NFS A/C # 0214 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 6216 5525 691 691 AVALON GLOBAL REAL ASSETS FUND, LP P 2020-01-31 19 -19 -19 AVALON GLOBAL REAL ASSETS FUND, LP P 2020-01-31 2752 2752 2752 SECTION 1231 - AVALON GLOBAL REAL ASSETS FUND, LP P 2020-01-31 9374 9374 9374 BLACKGOLD OPPORTUNITY FUND, LP P 2020-01-31 16703 -16703 -16703 BLACKGOLD OPPORTUNITY FUND, LP P 2020-01-31 40584 -40584 -40584 1256 GAIN BLACKGOLD OPPORTUNITY FUND, LP P 2020-01-31 2795 -2795 -2795 NFS A/C # 0928 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 1423951 797139 626812 626812 NFS A/C # 0929 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 651959 722027 -70068 -70068 NFS A/C # 3168 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 480371 462508 17863 17863 CS A/C # 3393 COVERED TRANSACTIONS SEE ATTACHMENT 2020-01-31 1889908 1724598 165310 165310 NFS A/C # 3168 CAPITAL GAIN DISTRIBUTIONS 2020-01-31 397 397 397 647803 0 642224 8910351 0.072076 585025 8927949 0.065527 666222 13608089 0.048958 0.186561 0.062187 13408495 833834 9437 843271 680000 18873 0 18873 0 18873 20000 0 0 20000 0 1127 1127 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A WILLIAM CLARKE CPA 7135263012 2727 ALLEN PARKWAY SUITE 1570 HOUSTON TX 77019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BRADY F CARRUTH 2727 ALLEN PARKWAY SUITE 1570 HOUSTON TX 770192125 PRESIDENT 0.00 0 0 0 ALAN SCHUBERT 2727 ALLEN PARKWAY SUITE 1570 HOUSTON TX 770192125 TRUSTEE 0.00 0 0 0 GENTRY LEE 2727 ALLEN PARKWAY SUITE 1570 HOUSTON TX 770192125 TRUSTEE 0.00 0 0 0 NONE 0 NONE 0 0 12233192 694182 685311 13612685 0 0 13612685 204190 13408495 670425 670425 18873 18873 651552 0 651552 0 651552 680000 0 680000 0 680000 651552 0 0 9374 620000 158594 212274 1000242 680000 0 0 0 651552 28448 0 0 1028690 0 0 0 0 0 0 9374 1019316 620000 158594 212274 28448 X CAMP FOR ALL 3701 KIRBY DRIVE 570 HOUSTON TX 77098 PUBLIC GENERAL SUPPORT 10000 HOUSTON GRAND OPERA 510 PRESTON ST HOUSTON TX 77002 PUBLIC GENERAL SUPPORT 65000 HOUSTON MUSEUM OF NATURAL SCIENCE 5555 HERMANN PARK DRIVE HOUSTON TX 77030 PUBLIC GENERAL SUPPORT 50000 HOUSTON SPCA 7007 OLD KATY ROAD HOUSTON TX 77024 PUBLIC GENERAL SUPPORT 200000 NORTHLAND CHRISTIAN SCHOOL 4363 SYLVANFIELD DRIVE HOUSTON TX 77014 PUBLIC GENERAL SUPPORT 100000 SLIPPERY ROCK UNIVERSITY FOUNDATION 1 MORROW WAY SLIPPERY ROCK PA 16057 PUBLIC GENERAL SUPPORT 25000 THE PARISH CHILDREN'S SCHOOL 11001 HAMMERLY HOUSTON TX 77043 PUBLIC GENERAL SUPPORT 160000 THE PRESBYTERIAN SCHOOL OF HOUSTON 5300 MAIN STREET HOUSTON TX 77004 PUBLIC GENERAL SUPPORT 60000 CULLINAN PARK 12414 HIGHWAY 6 S SUGAR LAND TX 77498 PUBLIC GENERAL SUPPORT 10000 680000 0 14 396410 14 34929 18 647803 0 1079142 0 1079142 3 INVESTMENT IN PASSIVE K-1 ACTIVITY 4 INVESTMENT IN PASSIVE K-1 ACTIVITY 5 INVESTMENT IN PASSIVE K-1 ACTIVITY 8 INVESTMENT IN PASSIVE K-1 ACTIVITY 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 13921 13921 0 AMEGY INVESTMENTS - FUND A 750129 1039281 AMEGY INVESTMENTS - FUND B 1847938 2189369 FIDELITY INVESTMENTS - FUND C 2073132 2344031 FID INV-214 774467 754440 SCHWAB INVESTMENTS - STOCKS 1778190 2283174 SCHWAB INVESTMENTS - FIXED INC AT COST 3648337 3740006 FIDELITY INV A - PRIVATE EQUITY AT COST 314117 396789 LEGAL FEES 112 112 0 PRIOR YEAR DIFFERENCES 279308 BANK FEES 102 102 0 BLACKGOLD OPPORTUNITY FUND, LP - OTHER EXPENSES 8597 8597 0 AVALON GLOBAL REAL ASSETS FUND, LP - CONTRIBUTIONS 9 9 0 BLACKGOLD OPPORTUNITY FUND, LP - CONTRIBUTIONS 1 1 0 GUARANTEED PMT- BLACKGOLD OPPORTUNITY FUND LP 7427 7427 7427 ORDINARY INCOME - AVALON GLOBAL REAL ASSETS FUND, LP -9120 -9120 -9120 ORDINARY INCOME - BLACKGOLD OPPORTUNITY FUND, LP -964 -964 -964 RENTAL INCOME - AVALON GLOBAL REAL ASSET FUND, LP -2167 -2167 -2167 DIVIDEND INCOME - AVALON GLOBAL REAL ASSET FUND, LP 12342 12342 12342 DIVIDEND INCOME - BLACKGOLD OPPORTUNITY FUND, LP 877 877 877 INTEREST INCOME - PASSIVE K-1 ACTIVITY 25317 25317 25317 OTHER INCOME - PASSIVE K-1 ACTIVITY 239 239 239 OTHER INCOME - AVALON GLOBAL REAL ASSETS FUND, LP 79 79 79 FOREIGN CURRENCY GAIN - AVALON GLOBAL REAL ASSETS FUND, LP 641 641 641 SANTANDER SETTLEMENT 243 243 243 TRADING FEE 15 15 15 PROFESSIONAL FEES 87155 87155 0 FOREIGN DIVIDEND TAX 14982 14982 0 NET INVESTMENT INCOME TAX 9018 9018 0