2020-12-03T09:52:00-06:00 2020-07-31 010494526 BAKER NEWMAN & NOYES LLC BOX 507 PORTLAND ME 04112 990PF 2019-08-01 223089641 Elsie & William Viles Foundation c/o Mark L Johnston Treasurer ELSI 2076221124 PO Box 319 Augusta ME 043320319 Mark L Johnston Treasurer 2076221124 2020-11-12 1 E Drew Cheney P00182972 2078792100 2020-11-12 208.105.168.164 2020-11-12 13:36:59 ES P 3E41389BCE2A64BFD78A17434E5347EC0EF04536 38659DA796957EF4727498C6F5EA77981E0D27E4 2019 2021-04-22 16:20:28Z X 17589669 X 152330 284705 284705 -148806 5004000 0 2500 0 290729 284705 36000 1800 34200 5616 0 5616 1633 0 1633 4125 2475 1650 68035 68035 0 15506 207 3025 52164 0 96263 0 96263 6081 0 6081 285423 72517 148468 676630 676630 962053 72517 825098 -671324 212188 263 414 414 782741 1084689 1084689 9570309 7728317 7728317 3742810 2985517 2985517 1540250 4176752 4176752 1890496 276516 1666144 1613980 1613980 17302517 17589669 17589669 0 0 X 669802 669802 0 0 16632715 16919867 17302517 17589669 17302517 17589669 17302517 -671324 958476 17589669 0 17589669 Publicaly Traded Securities P 4931286 5152806 -221520 -221520 Capital Gains Dividends P 72714 72714 72714 -148806 0 829626 14610417 0.056783 801498 14634241 0.054769 826510 13513992 0.061160 890572 12994130 0.068536 936960 13371754 0.070070 0.311318 0.062264 14886019 926863 2122 928985 825098 4244 0 4244 0 4244 15100 0 0 15100 0 10856 10856 0 0 0 0 0 0 0 0 0 0 0 1 1 ME 1 0 0 0 0 1 www.elsieandwilliamvilesfoundation.org Mark L Johnston 2076221124 PO Box 319 Augusta ME 043320319 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Paul R Abbey PO Box 319 Augusta ME 043320319 Director 0.25 0 0 0 Maribeth Canning PO Box 319 Augusta ME 043320319 Director 0.25 0 0 0 William N Lund PO Box 319 Augusta ME 043320319 Director 0.25 0 0 0 Bernard P Slofer PO Box 319 Augusta ME 043320319 Director 0.25 0 0 0 Warren E Winslow Jr PO Box 319 Augusta ME 043320319 Director 0.25 0 0 0 Patricia A West PO Box 319 Augusta ME 043320319 Exec. Director/Director 30.00 36000 0 0 Daniel E Wathen PO Box 319 Augusta ME 043320319 President/Director 1.00 0 0 0 Marianna P Liddell PO Box 319 Augusta ME 043320319 Secretary/Legal Counsel 1.00 0 0 0 Mark L Johnston PO Box 319 Augusta ME 043320319 Treasurer/Director 1.00 0 0 0 NONE 0 NONE 0 The Elsie & William Viles Foundation owns and maintains property located on Stone Street in Augusta, Maine that is available for use by not for profit organizations at no 148468 charge. Organizations whose mission includes conservation, education, animal protection/welfare, and/or promote and preserve Maine history and culture are given priority in 0 scheduling the space. Activities and programs include seminars, meetings, retreats, workshops, symposia, and fundraising events. 0 0 15077034 551519 0 15628553 0 0 15628553 742534 14886019 744301 744301 4244 4244 740057 0 740057 0 740057 825098 0 825098 0 825098 740057 0 0 75855 75855 825098 0 0 0 740057 85041 0 0 160896 0 0 0 0 0 152130 0 8766 8766 Patricia A West Elsie and William Viles Foundation PO Box 319 Augusta ME 043320319 2076221124 info@elsieandwilliamvilesfoundation.org The application form, submission materials, and other application information can be found at www.elsieandwilliamvilesfoundation.org. See 2(b) above See 2(b) above Augusta Food Bank 161 Northern Ave Augusta ME 04330 N/A PC Purchase Food 15000 Children's Center Earely Intervention and Family Support 1 Alden Avenue Augusta ME 04330 N/A PC Architecture Design for Expansion 25000 City of Augusta 16 Cony Street Augusta ME 04330 N/A GOV Payment in lieu of taxes 18250 Cony High School 60 Pierce Drive Augusta ME 04330 N/A GOV Scholarship support 70000 Daughters of the American Revolution 8 Raven Road Augusta ME 04330 N/A PC Genealogy education program 1500 Foundation for Maine's Community Colleges 54 Lighthouse Circle South Portland ME 04106 N/A PC Scholarship at Kennebec Valley CC 18000 Friends of Baxter State Park PO Box 322 Belfast ME 04915 N/A PC Youth Conservation Corp 7500 General Henry Knox Museum PO Box 326 Thomaston ME 04861 N/A PC Roof Repairs 7500 Greater Augusta Back to School Program 27 Bunny Street Augusta ME 04330 N/A PC Supplies 2400 Holocaust Human Rights Center of Maine 48 University Drive Augusta ME 04330 N/A PC Day online program 1000 Kennebec Historical Society PO Box 5582 Augusta ME 04330 N/A PC General operating support 8000 Kennebec Land Trust PO Box 261 Winthrop ME 043640261 N/A PC Purchase Truck 7500 Kennebec Valley Humane Society 10 Pet Haven Lane Augusta ME 04330 N/A PC General operating support 124600 Kennebec Valley YMCA 31 Union Street Augusta ME 04330 N/A PC Operating support and scholarships 5000 Literacy Volunteers of Greater Augusta Inc 12 Spruce Street Augusta ME 043305204 N/A PC General Operating Support 2350 Maine Mathematics and Science Alliance 219 Capitol Street Suite 3 Augusta ME 04330 N/A PC Develop Virtual Learning Center 2500 Maine State Museum State House Station 83 Augusta ME 043330083 N/A GOV General operating support 62300 Maine State Society for the Protection of Animals PO Box 10 South Windham ME 04082 N/A PC Facility Expansion & Horse Care 2500 MaineGeneral Health 6 East Chestnut Street Augusta ME 04330 N/A PC General operating support 124600 Midcoast Conservancy PO Box 430 Edgecomb ME 04556 N/A PC Site Plan for Hidden Vally Nature Center 7500 Red Cross of Central & Southern Maine 16 Community Way Topsham ME 04086 N/A PC Purchase Blood Scales 16630 South Parish Congregational Church 9 Church Street Augusta ME 04330 N/A PC General operating support 62300 Sportsman's Alliance of Maine 205 Church Hill Road Augusta ME 04330 N/A PC Expand Fishing Pond 5000 The Susan L Curtis Foundation 1321 Washington Avenue Portland ME 041033636 N/A PC Scholarships 2400 United Way of Kennebec Valley 228 Water Street Augusta ME 04330 N/A PC COVID-19 Response; Funding for Food Insecurity 10000 Viles Arboretum PO Box 344 153 Hospital Street Augusta ME 04332 N/A PC General operating support 62300 Worromon Togus Lake Association PO Box 2582 Augusta ME 043382582 N/A PC Fishway at Togus Dam 5000 676630 0 14 284705 18 -148806 Miscellaneous income 01 2500 0 138399 0 138399 0 0 0 0 0 0 0 0 0 0 X X 1 Elsie P Viles Irrevocable Trust c/o Spinnaker Trust 123 Free Street Portland ME 041127160 152130 X Accounting Fees 4125 2475 1650 Total cash deemed held for charitable activities is determined by adding (a) 1.5% of checking, savings, and investments accounts other than the Foundation's Capital Improvement Account ($226,691) and (b) the entire balance of the Capital Improvement Account ($515,843). The Capital Improvement account is used by the Foundation solely to make repairs and required improvements to the Foundation's property, which is designated for charitable activities and use. Building Improvements FY14 2014-01-02 124751 17861 SL 39.000000000000 3199 0 Building 2014-01-02 750000 107373 SL 39.000000000000 19231 0 Building Improvements FY15 2015-01-02 119623 14057 SL 39.000000000000 3067 0 Land Improvements 2015-07-24 124437 33184 SL 15.000000000000 8296 0 Building-65 Stone Stret 2016-05-16 360400 29263 SL 39.000000000000 9241 0 Building Improvements FY16 2016-01-02 53710 4934 SL 39.000000000000 1377 0 Land 65 Stone Street 2016-05-16 229400 L 0 0 Shutters 2016-11-10 14527 5706 SL 7.000000000000 2075 0 Drapes 2016-08-25 3255 1356 SL 7.000000000000 465 0 Rug 2017-02-23 4589 1585 SL 7.000000000000 656 0 Portraits 2017-02-23 8636 2982 SL 7.000000000000 1234 0 New boilers and electrical improvements 2016-10-06 39709 2884 SL 39.000000000000 1018 0 Insulation 2017-07-10 9665 517 SL 39.000000000000 248 0 Land improvements 2018-01-31 11544 1155 SL 15.000000000000 770 0 Building Improvements FY17 2018-01-31 33200 1277 SL 39.000000000000 851 0 Window inserts 2019-01-31 3050 218 SL 7.000000000000 436 0 13000 units US Treasury Notes 1.375% 8/20 13012 13012 100000 units Bank of America 2.625% 20 100465 100465 100000 units Morgan Stanley 2.625% 21 102814 102814 100000 units Roper Technologie 2.8% 21 102923 102923 100000 units PNC Funding Corp 3.3% 22 104297 104297 100000 units Booking Holdings 2.75% 23 105364 105364 100000 units United Parcel Ser 2.5% 23 105184 105184 50000 units Glaxosmithkline Cap 3% 24F 54447 54447 15000 units Aflac Inc 3.625% 16396 16396 25000 units Alphabet Inc 3.375% 27645 27645 50000 units Amazon.com 2.8% 54510 54510 25000 units Apple Inc 3.2% 28361 28361 75000 units Apple Inc 2.85% 76482 76482 75000 units Bank of America Corp 3.248% 83672 83672 85000 units Berkshire Hathaway 3% 89040 89040 75000 units Blackrock Inc 3.5% 82804 82804 75000 units CME Group Inc 3% 79080 79080 90000 units Cisco Systems 2.9% 91373 91373 35000 units General Electric 3.1% 36861 36861 75000 units Intel Corp 2.7% 79158 79158 25000 units JP Morgan Chase 3.3% 28125 28125 65000 units JP Morgan Chase 3.25% 68952 68952 35000 units Microsoft Corp 2.375% 36058 36058 25000 units Microsoft Corp 3.3% 28955 28955 30000 units Microsoft Corp 3.625 33128 33128 95000 units Oracle Corp 2.8% 97222 97222 40000 units PEP 2.75% 43817 43817 25000 units Pepsico Inc 3% 25716 25716 30000 units Rio Tinto Fin USA 3.75% 34148 34148 50000 units Salesforce.com Inc 3.7% 59510 59510 25000 units Wells Fargo Co 3.5% 28136 28136 40000 units FHLB 2.05% 40797 40797 25000 units FHLB 2.2% 25148 25148 50000 units FHLB 2.5% 50269 50269 35000 units FHLB 4% 35248 35248 25000 units Freddie Mac .90% 25031 25031 95000 units US Treasury 2.125% 96945 96945 20033.548 units Eaton Vance Floating Rate 167681 167681 28704.426 units Principal Preferred Securities Instl 289628 289628 2951.663 units Eaton Vance Floating Rate Fund 24705 24705 1668.122 units Fidelity Corporate Bond Fund 21736 21736 4215.398 units Principal Preferred Securities Instl 42533 42533 6021.090 units Dodge & Cox Income Fund 89293 89293 1251.260 units Guggenheim Total Return Bond Fund 37425 37425 10467.494 units Fidelity Intermediate Bond Fund 121423 121423 1000 units Activision Blizzard 82630 82630 900 units Akami Technologies Inc 101196 101196 65 units Alphabet Inc 96717 96717 65 units Amazon.com Inc 205704 205704 550 units American Water Works 80998 80998 1225 units Amtek Inc 114231 114231 900 units Amphenol Corp 95184 95184 425 units Apple Inc 180642 180642 500 units Berkshire Hathaway 97890 97890 1200 units Cernier Corp 83340 83340 700 units Chubb Ltd 89068 89068 550 units Costellation Brand 98010 98010 600 units Danaher Corp 122280 122280 529 units Facebook Inc 134191 134191 250 units Home Depot Inc 66372 66372 375 units Intuit Inc 114889 114889 425 units Linde PLC 104172 104172 975 units Medtronic PLC 94068 94068 1350 units Merck & Co Inc 108324 108324 775 units Microchip Technology 78841 78841 650 units Microsoft Corp 133256 133256 400 units Nextera Energy Inc 112280 112280 725 units Nordson Corp 140382 140382 1000 units Northern Trust Corp 78350 78350 400 units Palo Alto Networks 102368 102368 600 units Pepsico Inc 82596 82596 1000 units Phillips 66 62020 62020 600 units Proctor & Gamble 78672 78672 1150 units Qualcomm Inc 121452 121452 1150 units Raytheon Technologies Co 65182 65182 1350 units S E I Investments Co 70645 70645 150 units Sherwin Williams Co 97188 97188 275 units Teleflex Incorporate 102603 102603 300 units Thermo Fisher Scntfc 124185 124185 2000 units TJX Companies Inc 103980 103980 2100 units US Bancorp 77364 77364 1626 units Unilever N V 95983 95983 600 units Visa Inc 114240 114240 500 units Walt Disney Co 58470 58470 350 units 3M Co 52665 52665 875 units AT&T, Inc 25883 25883 262 units Abbvie Inc 24866 24866 190 units Adobe Sys Inc 84421 84421 45 units Alphabet Inc Class A 66958 66958 55 units Alphabet Inc Class C 81563 81563 70 units Amazon.com Inc 221528 221528 220 units American Tower Corporation 57506 57506 310 units Ameriprise Financial Inc 47625 47625 540 units Apple Inc 229522 229522 220 units Berkshire Hathaway Class B 43072 43072 30 units Booking Holdings Inc 49864 49864 230 units Broadcom Inc 72853 72853 365 units Caterpillar Inc 48501 48501 389 units Chubb Ltd 49496 49496 970 units Cisco Systems Inc 45687 45687 785 units Conocophillips 29351 29351 185 units Costco Wholesale Corp 60223 60223 550 units Danaher Corp 112090 112090 330 units Digital Realty Trust Inc 52978 52978 360 units Ecolab Inc 67349 67349 980 units Exxon Mobil Corp 41238 41238 230 units Facebook Inc 58344 58344 3355 units Ford Motor Corp 22177 22177 915 units Fortive Corp 64224 64224 455 units Hess Corp 22391 22391 270 units Home Depot Inc 71682 71682 725 units JP Morgan Chase & Co 70064 70064 2730 units KeyCorp 32787 32787 195 units McDonald's Corp 37885 37885 950 units Merck & Co. Inc 76228 76228 1120 units Microsoft Corp 229611 229611 115 units Netflix Inc 56221 56221 150 units Northrop Grumman Corp 48751 48751 425 units PNC Financial Services Group 45335 45335 150 units Paypal Holdings Inc 29410 29410 400 units PepsiCo, Inc 55064 55064 365 units Procter & Gamble Co. 47859 47859 757 units Raytheon Technologies Corp 42907 42907 360 units Salesforce.com Inc 70146 70146 355 units Starbucks Corp 27168 27168 605 units TE Connectivity Ltd 53887 53887 235 units Thermo Fisher Scientific Inc 97278 97278 375 units Union Pacific Corp 65006 65006 345 units UnitedHealth Group Inc 104459 104459 1125 units Verizon Communications Inc 64665 64665 410 units Visa Inc 78064 78064 335 units Walmart Inc 43349 43349 220 units Walt Disney Co 25727 25727 405 units Eaton PLC 37718 37718 559 units Medtronic PLC 53932 53932 130 units AT&T 3845 3845 37 units Abbvie Inc 3512 3512 30 units Adobe Sys Inc 13330 13330 15 units Alphabet Inc 22244 22244 10 units Amazon.com Inc 31647 31647 20 units American Tower Corporation 5228 5228 45 units Ameriprise Financial Inc 6913 6913 85 units Apple Inc. 36128 36128 30 units Berkshire Hathaway Class B 5873 5873 4 units Booking Holdings Inc 6649 6649 30 units Broadcom Inc 9503 9503 55 units Caterpillar Inc 7308 7308 68 units Chubb Ltd 8652 8652 155 units Cisco Systems Inc 7300 7300 115 units Conocophillips 4300 4300 25 units Costco Wholesales Corp 8138 8138 60 units Danahaer Corp 12228 12228 50 units Digital Realty Trust Inc 8027 8027 55 units Ecolab Inc 10289 10289 145 units Exxon Mobil Corp 6102 6102 30 units Facebook Inc 7610 7610 460 units Ford Motor Corp 3041 3041 105 units Fortive Corp 7370 7370 70 units Hess Corp 3445 3445 40 units Home Depot Inc 10620 10620 110 units JP Morgan Chase & Co 10630 10630 415 units KeyCorp 4984 4984 30 units McDonalds Corp 5828 5828 145 units Merck & Co Inc 11635 11635 160 units Microsoft Corp 32802 32802 20 units Netflix Inc 9778 9778 20 units Northrup Grumman Corp 6500 6500 0.50 units Otis Worldwide Corporation 31 31 65 units PNC Financial Services Group 6934 6934 20 units Paypal Holdings Inc. 3921 3921 60 units PepsiCo, Inc. 8260 8260 55 units Procter & Gamble Co 7212 7212 107 units Raytheon Technologies Corp 6065 6065 45 units Salesforce.com Inc 8768 8768 50 units Starbucks Corp 3827 3827 85 units TE Connectivity Ltd 7571 7571 35 units Thermo Fisher Scientific Inc 14488 14488 45 units Union Pacific Corp 7801 7801 30 units UnitedHealth Group Inc 9083 9083 165 units Verizon Communications Inc 9484 9484 60 units Visa Inc 11424 11424 50 units Walmart Inc 6470 6470 35 units Walt Disney Co 4093 4093 60 units Eaton Corp PLC 5588 5588 86 units Medtronic PLC 8297 8297 6710 units IQ Hedge Multi-Strategy FMV 207070 207070 13040 units iShares S&P GSCI FMV 140180 140180 700 units SPDR S&P Biotech ETF IV FMV 76531 76531 5112 units Vanguard FTSE All World FMV 252942 252942 3000 units Vanguard FTSE Emerging FMV 129030 129030 2420 units Vanguard Real Estate FMV 196964 196964 7567.188 units Artisan International In FMV 245707 245707 10793.437 units Goldman Sachs Emerging M FMV 262280 262280 780 units SPDR S&P 600 Small Cap Value ETF FMV 39328 39328 8180.111 units American Europacific Growth Fund FMV 456450 456450 5010.266 units Invesco Oppenheimer Developing Markets Fund FMV 222055 222055 6952.058 units Clearbridge Intl Growth Fund FMV 394599 394599 6021.100 units T Rowe Price Mid-Cap Growth Fund FMV 595005 595005 5946.704 units MFS Mid Cap Value Fund FMV 131601 131601 5021.861 units Delaware Small Cap Value Instl Fund FMV 249335 249335 5881.589 units Cohen & Steers Instl Realty Shs FMV 240733 240733 1174.582 units American Europacific Growth Fund FMV 65542 65542 734.012 units Invesco Oppenheimer Developing Markets FMV 32531 32531 1020.131 units Clearbridge Intl Growth Fund FMV 57903 57903 880.504 units T Rowe Price Mid Cap Growth Fund FMV 87011 87011 844.256 units MFS Mid Cap Value Fund FMV 18683 18683 822.328 units Delaware Small Cap Value Instl Fund FMV 40829 40829 841.499 units Cohen & Steers Instl Realty Shs FMV 34443 34443 Building Improvements FY14 124751 21060 103691 Building 750000 126604 623396 Building Improvements FY15 119623 17124 102499 Land Improvements 124437 41480 82957 Building-65 Stone Stret 360400 38504 321896 Building Improvements FY16 53710 6311 47399 Land 65 Stone Street 229400 0 229400 Shutters 14527 7781 6746 Drapes 3255 1821 1434 Rug 4589 2241 2348 Portraits 8636 4216 4420 New boilers and electrical improvements 39709 3902 35807 Insulation 9665 765 8900 Land improvements 11544 1925 9619 Building Improvements FY17 33200 2128 31072 Window inserts 3050 654 2396 Legal Fees 1633 0 1633 Office Expenses 2487 0 2487 Insurance 2853 0 2853 Miscellaneous 741 0 741 Miscellaneous income 2500 2500 Unrealized Gains 958476 Investment Management Fees 68035 68035 0 Excise Tax 12274 0 0 Foreign Taxes 48 48 0 Payroll Tax 3184 159 3025